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EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 401k Plan overview

Plan NameEASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN
Plan identification number 001

EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

EASTERN CONNECTICUT HEALTH NETWORK, INC. has sponsored the creation of one or more 401k plans.

Company Name:EASTERN CONNECTICUT HEALTH NETWORK, INC.
Employer identification number (EIN):222546079
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01NATALIE COOK
0012014-01-01NATALIE COOK
0012013-01-01NATALIE COOK, DIRECTOR NATALIE COOK, DIRECTOR2014-10-10
0012012-01-01NATALIE COOK, DIRECTOR NATALIE COOK, DIRECTOR2013-10-08
0012011-01-01NATALIE COOK, DIRECTOR NATALIE COOK, DIRECTOR2012-10-12
0012010-01-01NATALIE COOK, ASSISTANT DIRECTOR NATALIE COOK, ASSISTANT DIRECTOR2011-10-16
0012009-01-01NATALIE COOK, ASSISTANT DIRECTOR NATALIE COOK, ASSISTANT DIRECTOR2010-10-14

Plan Statistics for EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN

401k plan membership statisitcs for EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN

Measure Date Value
2015: EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,025
Total number of active participants reported on line 7a of the Form 55002015-01-01849
Number of retired or separated participants receiving benefits2015-01-01957
Number of other retired or separated participants entitled to future benefits2015-01-01687
Total of all active and inactive participants2015-01-012,493
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0150
Total participants2015-01-012,543
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,062
Total number of active participants reported on line 7a of the Form 55002014-01-01948
Number of retired or separated participants receiving benefits2014-01-01917
Number of other retired or separated participants entitled to future benefits2014-01-011,109
Total of all active and inactive participants2014-01-012,974
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0151
Total participants2014-01-013,025
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,120
Total number of active participants reported on line 7a of the Form 55002013-01-011,031
Number of retired or separated participants receiving benefits2013-01-01868
Number of other retired or separated participants entitled to future benefits2013-01-011,119
Total of all active and inactive participants2013-01-013,018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0144
Total participants2013-01-013,062
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,203
Total number of active participants reported on line 7a of the Form 55002012-01-011,125
Number of retired or separated participants receiving benefits2012-01-01823
Number of other retired or separated participants entitled to future benefits2012-01-011,129
Total of all active and inactive participants2012-01-013,077
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0143
Total participants2012-01-013,120
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,242
Total number of active participants reported on line 7a of the Form 55002011-01-011,242
Number of retired or separated participants receiving benefits2011-01-01774
Number of other retired or separated participants entitled to future benefits2011-01-011,150
Total of all active and inactive participants2011-01-013,166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0137
Total participants2011-01-013,203
Number of participants with account balances2011-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0121
2010: EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-013,289
Total number of active participants reported on line 7a of the Form 55002010-01-011,353
Number of retired or separated participants receiving benefits2010-01-01742
Number of other retired or separated participants entitled to future benefits2010-01-011,112
Total of all active and inactive participants2010-01-013,207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0135
Total participants2010-01-013,242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0134
2009: EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,363
Total number of active participants reported on line 7a of the Form 55002009-01-011,460
Number of retired or separated participants receiving benefits2009-01-01720
Number of other retired or separated participants entitled to future benefits2009-01-011,080
Total of all active and inactive participants2009-01-013,260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0129
Total participants2009-01-013,289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0155

Financial Data on EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN

Measure Date Value
2015 : EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$-3,916,569
Total loss/gain on sale of assets2015-12-31$18,249
Total of all expenses incurred2015-12-31$20,704,930
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$18,350,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,890,000
Value of total assets at end of year2015-12-31$148,293,131
Value of total assets at beginning of year2015-12-31$172,914,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,354,868
Total interest from all sources2015-12-31$156,484
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$1,795,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-24,621,499
Value of net assets at end of year (total assets less liabilities)2015-12-31$148,293,131
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$172,914,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$559,235
Interest earned on other investments2015-12-31$156,484
Value of interest in common/collective trusts at end of year2015-12-31$144,042,800
Value of interest in common/collective trusts at beginning of year2015-12-31$169,244,805
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$786,529
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$622,489
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$622,489
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,769,504
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,864,491
Net investment gain or loss from common/collective trusts2015-12-31$-5,981,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,890,000
Employer contributions (assets) at end of year2015-12-31$510,000
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$18,350,062
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$184,298
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$182,845
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$18,249
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WHITTLESLEY & HADLEY, P.C.
Accountancy firm EIN2015-12-31060903326
2014 : EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$26,651,351
Total loss/gain on sale of assets2014-12-31$3,103
Total of all expenses incurred2014-12-31$10,402,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,546,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,300,000
Value of total assets at end of year2014-12-31$172,914,630
Value of total assets at beginning of year2014-12-31$156,665,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,855,957
Total interest from all sources2014-12-31$169,636
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Administrative expenses (other) incurred2014-12-31$1,191,916
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$16,249,157
Value of net assets at end of year (total assets less liabilities)2014-12-31$172,914,630
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$156,665,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$664,041
Interest earned on other investments2014-12-31$169,636
Value of interest in common/collective trusts at end of year2014-12-31$169,244,805
Value of interest in common/collective trusts at beginning of year2014-12-31$151,585,570
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$622,489
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$633,330
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$633,330
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,864,491
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,010,227
Net investment gain or loss from common/collective trusts2014-12-31$24,178,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,300,000
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$1,250,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,546,237
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$182,845
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$186,346
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$3,103
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WHITTLESLEY & HADLEY, P.C.
Accountancy firm EIN2014-12-31060903326
2013 : EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$16,107,983
Total loss/gain on sale of assets2013-12-31$5,020
Total of all expenses incurred2013-12-31$9,248,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,776,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,000,000
Value of total assets at end of year2013-12-31$156,665,473
Value of total assets at beginning of year2013-12-31$149,806,013
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,472,460
Total interest from all sources2013-12-31$178,645
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$13,200
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$1,165,189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,859,460
Value of net assets at end of year (total assets less liabilities)2013-12-31$156,665,473
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$149,806,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$294,071
Interest earned on other investments2013-12-31$178,645
Value of interest in common/collective trusts at end of year2013-12-31$151,585,570
Value of interest in common/collective trusts at beginning of year2013-12-31$145,445,495
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$633,330
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$516,853
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$516,853
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,010,227
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,160,010
Net investment gain or loss from common/collective trusts2013-12-31$10,923,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,000,000
Employer contributions (assets) at end of year2013-12-31$1,250,000
Employer contributions (assets) at beginning of year2013-12-31$500,000
Income. Dividends from common stock2013-12-31$373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,776,063
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$186,346
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$183,655
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$10,551
Aggregate carrying amount (costs) on sale of assets2013-12-31$5,531
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WHITTLESLEY & HADLEY, P.C.
Accountancy firm EIN2013-12-31060903326
2012 : EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$22,463,971
Total loss/gain on sale of assets2012-12-31$1,014
Total of all expenses incurred2012-12-31$8,367,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,125,603
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,000,000
Value of total assets at end of year2012-12-31$149,806,013
Value of total assets at beginning of year2012-12-31$135,709,849
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,242,204
Total interest from all sources2012-12-31$193,049
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$15,500
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Administrative expenses (other) incurred2012-12-31$1,222,012
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$14,096,164
Value of net assets at end of year (total assets less liabilities)2012-12-31$149,806,013
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$135,709,849
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$4,692
Interest earned on other investments2012-12-31$193,049
Value of interest in common/collective trusts at end of year2012-12-31$145,445,495
Value of interest in common/collective trusts at beginning of year2012-12-31$127,664,913
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$516,853
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$832,890
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$832,890
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,160,010
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$3,331,662
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$17,269,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,000,000
Employer contributions (assets) at end of year2012-12-31$500,000
Employer contributions (assets) at beginning of year2012-12-31$3,700,000
Income. Dividends from common stock2012-12-31$509
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,125,603
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$183,655
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$180,384
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$3,806
Aggregate carrying amount (costs) on sale of assets2012-12-31$2,792
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WHITTLESLEY & HADLEY, P.C.
Accountancy firm EIN2012-12-31060903326
2011 : EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$17,522,729
Total loss/gain on sale of assets2011-12-31$-187,299
Total of all expenses incurred2011-12-31$7,926,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,604,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$9,500,000
Value of total assets at end of year2011-12-31$135,709,849
Value of total assets at beginning of year2011-12-31$126,113,502
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,321,841
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,186,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,081,473
Administrative expenses professional fees incurred2011-12-31$9,525
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$19,139
Administrative expenses (other) incurred2011-12-31$1,132,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$9,596,347
Value of net assets at end of year (total assets less liabilities)2011-12-31$135,709,849
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$126,113,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$180,075
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$75,748,044
Value of interest in common/collective trusts at end of year2011-12-31$127,664,913
Value of interest in common/collective trusts at beginning of year2011-12-31$23,640,326
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$832,890
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$3,331,662
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$3,516,746
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$2,404,516
Net investment gain or loss from common/collective trusts2011-12-31$4,619,284
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$9,500,000
Employer contributions (assets) at end of year2011-12-31$3,700,000
Employer contributions (assets) at beginning of year2011-12-31$2,440,000
Income. Dividends from common stock2011-12-31$104,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,604,541
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$180,384
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$20,749,247
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$22,998,578
Aggregate carrying amount (costs) on sale of assets2011-12-31$23,185,877
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WHITTLESLEY & HADLEY, P.C.
Accountancy firm EIN2011-12-31060903326
2010 : EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,333,178
Total unrealized appreciation/depreciation of assets2010-12-31$2,333,178
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$71,627
Total income from all sources (including contributions)2010-12-31$23,033,532
Total loss/gain on sale of assets2010-12-31$673,517
Total of all expenses incurred2010-12-31$7,462,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,361,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,376,690
Value of total assets at end of year2010-12-31$126,113,502
Value of total assets at beginning of year2010-12-31$110,614,472
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,101,257
Total interest from all sources2010-12-31$20,532
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$4,401,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$4,203,367
Administrative expenses professional fees incurred2010-12-31$26,928
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$19,139
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$4,919,919
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$71,627
Administrative expenses (other) incurred2010-12-31$886,586
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$15,570,657
Value of net assets at end of year (total assets less liabilities)2010-12-31$126,113,502
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$110,542,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$187,743
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$75,748,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$62,131,388
Income. Interest from US Government securities2010-12-31$3,098
Income. Interest from corporate debt instruments2010-12-31$17,398
Value of interest in common/collective trusts at end of year2010-12-31$23,640,326
Value of interest in common/collective trusts at beginning of year2010-12-31$20,714,901
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$36
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$3,516,746
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,756,545
Asset value of US Government securities at beginning of year2010-12-31$176,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,588,654
Net investment gain or loss from common/collective trusts2010-12-31$3,639,856
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$6,376,690
Employer contributions (assets) at end of year2010-12-31$2,440,000
Income. Dividends from common stock2010-12-31$197,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,361,618
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$305,503
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$673,845
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$20,749,247
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$17,936,166
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$9,286,933
Aggregate carrying amount (costs) on sale of assets2010-12-31$8,613,416
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WHITTLESLEY & HADLEY, P.C.
Accountancy firm EIN2010-12-31060903326
2009 : EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN

2015: EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: EASTERN CONNECTICUT HEALTH NETWORK, INC. PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number000732
Policy instance 1
Insurance contract or identification number000732
Number of Individuals Covered112
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number000732
Policy instance 1
Insurance contract or identification number000732
Number of Individuals Covered122
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number000732
Policy instance 1
Insurance contract or identification number000732
Number of Individuals Covered130
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number000732
Policy instance 1
Insurance contract or identification number000732
Number of Individuals Covered141
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number000732
Policy instance 1
Insurance contract or identification number000732
Number of Individuals Covered142
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number000732
Policy instance 1
Insurance contract or identification number000732
Number of Individuals Covered155
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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