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CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 401k Plan overview

Plan NameCENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN
Plan identification number 001

CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HARTFORD HEALTHCARE CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:HARTFORD HEALTHCARE CORPORATION
Employer identification number (EIN):222672834
NAIC Classification:621340
NAIC Description:Offices of Physical, Occupational and Speech Therapists, and Audiologists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01MARK LAPIERRE2023-10-12
0012021-01-01MARK LAPIERRE2022-10-05
0012020-01-01MARK LAPIERRE2021-10-19
0012020-01-01MARK LAPIERRE2021-10-07
0012019-01-01MARK LAPIERRE2020-10-06
0012018-01-01MARK LAPIERRE2019-10-02
0012017-01-01
0012016-01-01
0012016-01-01MARK LAPIERRE2017-07-14
0012015-01-01MARK LAPIERRE
0012015-01-01MARK LAPIERRE
0012014-01-01MARK LAPIERRE
0012014-01-01MARK LAPIERRE

Plan Statistics for CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN

401k plan membership statisitcs for CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN

Measure Date Value
2022: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,928
Total number of active participants reported on line 7a of the Form 55002022-01-011,960
Number of retired or separated participants receiving benefits2022-01-0143
Number of other retired or separated participants entitled to future benefits2022-01-01824
Total of all active and inactive participants2022-01-012,827
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0113
Total participants2022-01-012,840
Number of participants with account balances2022-01-012,768
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01338
2021: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,979
Total number of active participants reported on line 7a of the Form 55002021-01-012,139
Number of retired or separated participants receiving benefits2021-01-0137
Number of other retired or separated participants entitled to future benefits2021-01-01740
Total of all active and inactive participants2021-01-012,916
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0112
Total participants2021-01-012,928
Number of participants with account balances2021-01-012,819
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01356
2020: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,808
Total number of active participants reported on line 7a of the Form 55002020-01-012,253
Number of retired or separated participants receiving benefits2020-01-0118
Number of other retired or separated participants entitled to future benefits2020-01-01699
Total of all active and inactive participants2020-01-012,970
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-019
Total participants2020-01-012,979
Number of participants with account balances2020-01-012,892
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01306
2019: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,242
Total number of active participants reported on line 7a of the Form 55002019-01-012,337
Number of retired or separated participants receiving benefits2019-01-0128
Number of other retired or separated participants entitled to future benefits2019-01-01436
Total of all active and inactive participants2019-01-012,801
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-017
Total participants2019-01-012,808
Number of participants with account balances2019-01-012,343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01303
2018: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,453
Total number of active participants reported on line 7a of the Form 55002018-01-011,845
Number of retired or separated participants receiving benefits2018-01-0119
Number of other retired or separated participants entitled to future benefits2018-01-01373
Total of all active and inactive participants2018-01-012,237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-012,242
Number of participants with account balances2018-01-012,140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01154
2017: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,665
Total number of active participants reported on line 7a of the Form 55002017-01-011,926
Number of retired or separated participants receiving benefits2017-01-016
Number of other retired or separated participants entitled to future benefits2017-01-01521
Total of all active and inactive participants2017-01-012,453
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012,453
Number of participants with account balances2017-01-012,450
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01140
2016: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01424
Total number of active participants reported on line 7a of the Form 55002016-01-012,219
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-01442
Total of all active and inactive participants2016-01-012,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012,665
Number of participants with account balances2016-01-012,665
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01240
2015: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01630
Total number of active participants reported on line 7a of the Form 55002015-01-01359
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-0163
Total of all active and inactive participants2015-01-01424
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01424
Number of participants with account balances2015-01-01424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01593
Total number of active participants reported on line 7a of the Form 55002014-01-01554
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0174
Total of all active and inactive participants2014-01-01630
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01630
Number of participants with account balances2014-01-01630
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0129

Financial Data on CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN

Measure Date Value
2022 : CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2022 401k financial data
Total transfer of assets to this plan2022-12-31$493,714
Total income from all sources (including contributions)2022-12-31$-1,872,360
Total of all expenses incurred2022-12-31$10,323,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$10,130,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$12,582,592
Value of total assets at end of year2022-12-31$87,991,340
Value of total assets at beginning of year2022-12-31$99,693,460
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$192,985
Total interest from all sources2022-12-31$106,309
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,828,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,828,187
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$8,498,753
Participant contributions at end of year2022-12-31$1,481,223
Participant contributions at beginning of year2022-12-31$1,274,819
Participant contributions at end of year2022-12-31$329,532
Participant contributions at beginning of year2022-12-31$311,577
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$885,599
Administrative expenses (other) incurred2022-12-31$171,164
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-12,195,834
Value of net assets at end of year (total assets less liabilities)2022-12-31$87,991,340
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$99,693,460
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$21,821
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$80,388,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$93,322,895
Interest on participant loans2022-12-31$106,309
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$5,658,420
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,653,573
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-18,389,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,198,240
Employer contributions (assets) at end of year2022-12-31$133,382
Employer contributions (assets) at beginning of year2022-12-31$130,596
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$10,130,489
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2022-12-31061648707
2021 : CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2021 401k financial data
Total transfer of assets from this plan2021-12-31$613,896
Total income from all sources (including contributions)2021-12-31$25,320,053
Total of all expenses incurred2021-12-31$6,667,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$6,463,279
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$13,873,539
Value of total assets at end of year2021-12-31$99,693,460
Value of total assets at beginning of year2021-12-31$81,654,353
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$203,771
Total interest from all sources2021-12-31$85,594
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,839,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,839,384
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2021-12-310
Minimum employer required contribution for this plan year2021-12-31$0
Amount contributed by the employer to the plan for this plan year2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$8,298,188
Participant contributions at end of year2021-12-31$1,274,819
Participant contributions at beginning of year2021-12-31$723,182
Participant contributions at end of year2021-12-31$311,577
Participant contributions at beginning of year2021-12-31$275,828
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,641,534
Administrative expenses (other) incurred2021-12-31$183,399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$18,653,003
Value of net assets at end of year (total assets less liabilities)2021-12-31$99,693,460
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$81,654,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$20,372
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$93,322,895
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$76,269,673
Interest on participant loans2021-12-31$85,594
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,653,573
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,268,621
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,521,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,933,817
Employer contributions (assets) at end of year2021-12-31$130,596
Employer contributions (assets) at beginning of year2021-12-31$117,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,463,279
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2021-12-31061648707
2020 : CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2020 401k financial data
Total transfer of assets from this plan2020-12-31$617,487
Total income from all sources (including contributions)2020-12-31$20,916,391
Total of all expenses incurred2020-12-31$7,577,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,311,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$12,457,669
Value of total assets at end of year2020-12-31$81,654,353
Value of total assets at beginning of year2020-12-31$68,932,812
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$265,546
Total interest from all sources2020-12-31$78,170
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,846,047
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,846,047
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2020-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$0
Amount contributed by the employer to the plan for this plan year2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$7,842,885
Participant contributions at end of year2020-12-31$723,182
Participant contributions at beginning of year2020-12-31$737,698
Participant contributions at end of year2020-12-31$275,828
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,150,691
Administrative expenses (other) incurred2020-12-31$248,785
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$13,339,028
Value of net assets at end of year (total assets less liabilities)2020-12-31$81,654,353
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$68,932,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$16,761
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$76,269,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$64,404,891
Interest on participant loans2020-12-31$78,170
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,268,621
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$3,790,223
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,534,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,464,093
Employer contributions (assets) at end of year2020-12-31$117,049
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,311,817
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2020-12-31061648707
2019 : CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$15,940,822
Total transfer of assets from this plan2019-12-31$386,645
Total income from all sources (including contributions)2019-12-31$17,381,780
Total of all expenses incurred2019-12-31$4,572,850
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,394,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,297,465
Value of total assets at end of year2019-12-31$68,932,812
Value of total assets at beginning of year2019-12-31$40,569,705
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$177,997
Total interest from all sources2019-12-31$66,681
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,038,800
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,038,800
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2019-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$0
Amount contributed by the employer to the plan for this plan year2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$5,607,299
Participant contributions at end of year2019-12-31$737,698
Participant contributions at beginning of year2019-12-31$523,276
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,095,765
Administrative expenses (other) incurred2019-12-31$169,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$12,808,930
Value of net assets at end of year (total assets less liabilities)2019-12-31$68,932,812
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$40,569,705
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$8,066
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$64,404,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$36,497,184
Interest on participant loans2019-12-31$66,681
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$44,734
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$44,734
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,790,223
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,504,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,978,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,594,401
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,394,853
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2019-12-31061648707
2018 : CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2018 401k financial data
Total transfer of assets from this plan2018-12-31$2,932,543
Total income from all sources (including contributions)2018-12-31$5,792,703
Total of all expenses incurred2018-12-31$5,386,044
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,212,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,692,867
Value of total assets at end of year2018-12-31$40,569,705
Value of total assets at beginning of year2018-12-31$43,095,589
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$173,614
Total interest from all sources2018-12-31$95,188
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,870,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,870,139
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2018-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$0
Amount contributed by the employer to the plan for this plan year2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,015,036
Participant contributions at end of year2018-12-31$523,276
Participant contributions at beginning of year2018-12-31$407,675
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$866,944
Administrative expenses (other) incurred2018-12-31$173,614
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$60
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$406,659
Value of net assets at end of year (total assets less liabilities)2018-12-31$40,569,705
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$43,095,589
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$36,497,184
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$34,598,345
Interest on participant loans2018-12-31$23,372
Interest earned on other investments2018-12-31$71,816
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$44,734
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,504,511
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$8,089,509
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,865,491
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,810,887
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,212,430
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2018-12-31061648707
2017 : CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2017 401k financial data
Total transfer of assets from this plan2017-12-31$22,391,637
Total income from all sources (including contributions)2017-12-31$12,436,546
Total of all expenses incurred2017-12-31$4,807,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,622,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,230,062
Value of total assets at end of year2017-12-31$43,095,589
Value of total assets at beginning of year2017-12-31$57,858,479
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$185,685
Total interest from all sources2017-12-31$155,008
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$583,314
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$583,314
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2017-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,586,792
Participant contributions at end of year2017-12-31$407,675
Participant contributions at beginning of year2017-12-31$663,180
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$521,996
Other income not declared elsewhere2017-12-31$38,045
Administrative expenses (other) incurred2017-12-31$185,685
Total non interest bearing cash at end of year2017-12-31$60
Total non interest bearing cash at beginning of year2017-12-31$800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,628,747
Value of net assets at end of year (total assets less liabilities)2017-12-31$43,095,589
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$57,858,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$34,598,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$45,476,145
Interest on participant loans2017-12-31$20,416
Interest earned on other investments2017-12-31$134,592
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$8,089,509
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$11,669,251
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,430,117
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,121,274
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$49,103
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,622,114
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2017-12-31061648707
2016 : CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$41,963,157
Total income from all sources (including contributions)2016-12-31$10,970,513
Total of all expenses incurred2016-12-31$2,563,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,434,513
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$10,034,930
Value of total assets at end of year2016-12-31$57,858,479
Value of total assets at beginning of year2016-12-31$7,488,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$128,904
Total interest from all sources2016-12-31$60,663
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$436,286
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$436,286
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,786,436
Participant contributions at end of year2016-12-31$663,180
Participant contributions at beginning of year2016-12-31$98,561
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,627,099
Other income not declared elsewhere2016-12-31$7,750
Administrative expenses (other) incurred2016-12-31$128,904
Total non interest bearing cash at end of year2016-12-31$800
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$8,407,096
Value of net assets at end of year (total assets less liabilities)2016-12-31$57,858,479
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,488,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$45,476,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,596,696
Interest on participant loans2016-12-31$6,251
Interest earned on other investments2016-12-31$54,412
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$11,669,251
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,792,969
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$430,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,621,395
Employer contributions (assets) at end of year2016-12-31$49,103
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,434,513
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2016-12-31061648707
Total transfer of assets from this plan2016-09-01$4,486,073
Total income from all sources (including contributions)2016-09-01$210,314
Total of all expenses incurred2016-09-01$416,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-01$414,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-01$14,334
Value of total assets at end of year2016-09-01$0
Value of total assets at beginning of year2016-09-01$4,692,742
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-01$2,323
Total interest from all sources2016-09-01$1,256
Total dividends received (eg from common stock, registered investment company shares)2016-09-01$13,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-09-01$0
Total dividends received from registered investment company shares (eg mutual funds)2016-09-01$13,168
Was this plan covered by a fidelity bond2016-09-01Yes
Value of fidelity bond cover2016-09-01$5,000,000
If this is an individual account plan, was there a blackout period2016-09-01No
Were there any nonexempt tranactions with any party-in-interest2016-09-01No
Contributions received from participants2016-09-01$14,334
Participant contributions at end of year2016-09-01$0
Participant contributions at beginning of year2016-09-01$106,668
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-01No
Value of net income/loss2016-09-01$-206,669
Value of net assets at end of year (total assets less liabilities)2016-09-01$0
Value of net assets at beginning of year (total assets less liabilities)2016-09-01$4,692,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-01No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-01No
Were any leases to which the plan was party in default or uncollectible2016-09-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-01$4,245,689
Interest on participant loans2016-09-01$1,256
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-01$181,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-01No
Was there a failure to transmit to the plan any participant contributions2016-09-01No
Has the plan failed to provide any benefit when due under the plan2016-09-01No
Employer contributions (assets) at end of year2016-09-01$0
Employer contributions (assets) at beginning of year2016-09-01$340,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-01$414,660
Contract administrator fees2016-09-01$2,323
Did the plan have assets held for investment2016-09-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-01Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-01Yes
Opinion of an independent qualified public accountant for this plan2016-09-01Disclaimer
Accountancy firm name2016-09-01FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2016-09-01061648707
2015 : CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$2,215,900
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$580,521
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$948,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$908,513
Expenses. Certain deemed distributions of participant loans2015-12-31$-2,247
Value of total corrective distributions2015-12-31$374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$719,518
Value of total assets at end of year2015-12-31$7,488,226
Value of total assets at beginning of year2015-12-31$10,072,514
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$42,269
Total interest from all sources2015-12-31$57,691
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$104,652
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$104,652
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$76,390
Participant contributions at end of year2015-12-31$98,561
Participant contributions at beginning of year2015-12-31$121,077
Participant contributions at beginning of year2015-12-31$38,790
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$36,637
Other income not declared elsewhere2015-12-31$-108
Administrative expenses (other) incurred2015-12-31$42,269
Total non interest bearing cash at beginning of year2015-12-31$5,644
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-368,388
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,488,226
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,072,514
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,596,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,337,550
Interest on participant loans2015-12-31$10,293
Interest earned on other investments2015-12-31$47,398
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,792,969
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,565,049
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-301,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$606,491
Employer contributions (assets) at beginning of year2015-12-31$4,404
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$908,513
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2015-12-31061648707
2014 : CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,256,395
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$844,630
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$788,171
Expenses. Certain deemed distributions of participant loans2014-12-31$38,295
Value of total corrective distributions2014-12-31$5,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$677,796
Value of total assets at end of year2014-12-31$10,072,514
Value of total assets at beginning of year2014-12-31$9,660,749
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$12,532
Total interest from all sources2014-12-31$72,015
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$118,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$118,425
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$94,915
Participant contributions at end of year2014-12-31$121,077
Participant contributions at beginning of year2014-12-31$166,483
Participant contributions at end of year2014-12-31$38,790
Participant contributions at beginning of year2014-12-31$1,945
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$10,229
Other income not declared elsewhere2014-12-31$5,653
Administrative expenses (other) incurred2014-12-31$12,532
Total non interest bearing cash at end of year2014-12-31$5,644
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$411,765
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,072,514
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,660,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,337,550
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,835,855
Interest on participant loans2014-12-31$6,679
Interest earned on other investments2014-12-31$65,336
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,565,049
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,652,759
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$382,506
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$572,652
Employer contributions (assets) at end of year2014-12-31$4,404
Employer contributions (assets) at beginning of year2014-12-31$3,707
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$788,171
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH LLP
Accountancy firm EIN2014-12-31350921680

Form 5500 Responses for CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN

2022: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CENTRAL CONNECTICUT HEALTH ALLIANCE & AFFILIATES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040062
Policy instance 1
Insurance contract or identification number040062
Number of Individuals Covered116
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040062
Policy instance 1
Insurance contract or identification number040062
Number of Individuals Covered107
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040062
Policy instance 1
Insurance contract or identification number040062
Number of Individuals Covered199
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040062
Policy instance 1
Insurance contract or identification number040062
Number of Individuals Covered156
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040062
Policy instance 1
Insurance contract or identification number040062
Number of Individuals Covered151
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040062
Policy instance 1
Insurance contract or identification number040062
Number of Individuals Covered2450
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040062
Policy instance 1
Insurance contract or identification number040062
Number of Individuals Covered424
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040062
Policy instance 1
Insurance contract or identification number040062
Number of Individuals Covered630
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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