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U A LOCAL 322 ANNUITY FUND 401k Plan overview

Plan NameU A LOCAL 322 ANNUITY FUND
Plan identification number 001

U A LOCAL 322 ANNUITY FUND Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.

401k Sponsoring company profile

UNITED ASSOCIATION LOCAL 322 ANNUITY FUND has sponsored the creation of one or more 401k plans.

Company Name:UNITED ASSOCIATION LOCAL 322 ANNUITY FUND
Employer identification number (EIN):222708962
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan U A LOCAL 322 ANNUITY FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-05-01
0012021-05-01
0012020-05-01
0012019-05-01
0012018-05-01
0012017-05-01KURT KRUEGER
0012016-05-01KURT KRUEGER
0012015-05-01KURT KRUEGER
0012014-05-01KURT KRUEGER
0012013-05-01KURT KRUEGER
0012012-05-01JAMES B. KEHOE
0012011-05-01JAMES B. KEHOE
0012009-05-01JAMES B. KEHOE JOHN CONNORS2011-02-10

Plan Statistics for U A LOCAL 322 ANNUITY FUND

401k plan membership statisitcs for U A LOCAL 322 ANNUITY FUND

Measure Date Value
2022: U A LOCAL 322 ANNUITY FUND 2022 401k membership
Total participants, beginning-of-year2022-05-012,397
Total number of active participants reported on line 7a of the Form 55002022-05-012,032
Number of retired or separated participants receiving benefits2022-05-0110
Number of other retired or separated participants entitled to future benefits2022-05-01383
Total of all active and inactive participants2022-05-012,425
Total participants2022-05-012,425
Number of participants with account balances2022-05-012,425
Number of employers contributing to the scheme2022-05-01107
2021: U A LOCAL 322 ANNUITY FUND 2021 401k membership
Total participants, beginning-of-year2021-05-012,404
Total number of active participants reported on line 7a of the Form 55002021-05-012,032
Number of retired or separated participants receiving benefits2021-05-018
Number of other retired or separated participants entitled to future benefits2021-05-01357
Total of all active and inactive participants2021-05-012,397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-05-010
Total participants2021-05-012,397
Number of participants with account balances2021-05-012,397
Number of employers contributing to the scheme2021-05-01106
2020: U A LOCAL 322 ANNUITY FUND 2020 401k membership
Total participants, beginning-of-year2020-05-012,387
Total number of active participants reported on line 7a of the Form 55002020-05-012,040
Number of retired or separated participants receiving benefits2020-05-019
Number of other retired or separated participants entitled to future benefits2020-05-01355
Total of all active and inactive participants2020-05-012,404
Total participants2020-05-012,404
Number of participants with account balances2020-05-012,404
Number of employers contributing to the scheme2020-05-0195
2019: U A LOCAL 322 ANNUITY FUND 2019 401k membership
Total participants, beginning-of-year2019-05-012,418
Total number of active participants reported on line 7a of the Form 55002019-05-012,042
Number of retired or separated participants receiving benefits2019-05-016
Number of other retired or separated participants entitled to future benefits2019-05-01339
Total of all active and inactive participants2019-05-012,387
Total participants2019-05-012,387
Number of participants with account balances2019-05-012,387
Number of employers contributing to the scheme2019-05-0199
2018: U A LOCAL 322 ANNUITY FUND 2018 401k membership
Total participants, beginning-of-year2018-05-011,944
Total number of active participants reported on line 7a of the Form 55002018-05-012,085
Number of retired or separated participants receiving benefits2018-05-016
Number of other retired or separated participants entitled to future benefits2018-05-01327
Total of all active and inactive participants2018-05-012,418
Total participants2018-05-012,418
Number of participants with account balances2018-05-012,418
Number of employers contributing to the scheme2018-05-01110
2017: U A LOCAL 322 ANNUITY FUND 2017 401k membership
Total participants, beginning-of-year2017-05-011,929
Total number of active participants reported on line 7a of the Form 55002017-05-011,726
Number of retired or separated participants receiving benefits2017-05-014
Number of other retired or separated participants entitled to future benefits2017-05-01214
Total of all active and inactive participants2017-05-011,944
Total participants2017-05-011,944
Number of participants with account balances2017-05-011,944
Number of employers contributing to the scheme2017-05-01114
2016: U A LOCAL 322 ANNUITY FUND 2016 401k membership
Total participants, beginning-of-year2016-05-011,982
Total number of active participants reported on line 7a of the Form 55002016-05-011,570
Number of retired or separated participants receiving benefits2016-05-012
Number of other retired or separated participants entitled to future benefits2016-05-01357
Total of all active and inactive participants2016-05-011,929
Total participants2016-05-011,929
Number of participants with account balances2016-05-011,929
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-05-013
Number of employers contributing to the scheme2016-05-01147
2015: U A LOCAL 322 ANNUITY FUND 2015 401k membership
Total participants, beginning-of-year2015-05-011,872
Total number of active participants reported on line 7a of the Form 55002015-05-011,614
Number of retired or separated participants receiving benefits2015-05-011
Number of other retired or separated participants entitled to future benefits2015-05-01367
Total of all active and inactive participants2015-05-011,982
Total participants2015-05-011,982
Number of employers contributing to the scheme2015-05-01131
2014: U A LOCAL 322 ANNUITY FUND 2014 401k membership
Total participants, beginning-of-year2014-05-012,022
Total number of active participants reported on line 7a of the Form 55002014-05-011,548
Number of retired or separated participants receiving benefits2014-05-010
Number of other retired or separated participants entitled to future benefits2014-05-01324
Total of all active and inactive participants2014-05-011,872
Total participants2014-05-011,872
Number of participants with account balances2014-05-011,872
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-05-0112
Number of employers contributing to the scheme2014-05-01120
2013: U A LOCAL 322 ANNUITY FUND 2013 401k membership
Total participants, beginning-of-year2013-05-011,907
Total number of active participants reported on line 7a of the Form 55002013-05-011,643
Number of other retired or separated participants entitled to future benefits2013-05-01379
Total of all active and inactive participants2013-05-012,022
Total participants2013-05-012,022
Number of participants with account balances2013-05-012,022
Number of employers contributing to the scheme2013-05-01140
2012: U A LOCAL 322 ANNUITY FUND 2012 401k membership
Total participants, beginning-of-year2012-05-012,243
Total number of active participants reported on line 7a of the Form 55002012-05-011,680
Number of other retired or separated participants entitled to future benefits2012-05-01227
Total of all active and inactive participants2012-05-011,907
Total participants2012-05-011,907
Number of participants with account balances2012-05-011,907
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-05-011
Number of employers contributing to the scheme2012-05-01142
2011: U A LOCAL 322 ANNUITY FUND 2011 401k membership
Total participants, beginning-of-year2011-05-012,056
Total number of active participants reported on line 7a of the Form 55002011-05-012,006
Number of other retired or separated participants entitled to future benefits2011-05-01237
Total of all active and inactive participants2011-05-012,243
Total participants2011-05-012,243
Number of participants with account balances2011-05-012,243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-05-010
Number of employers contributing to the scheme2011-05-01142
2009: U A LOCAL 322 ANNUITY FUND 2009 401k membership
Total participants, beginning-of-year2009-05-012,351
Total number of active participants reported on line 7a of the Form 55002009-05-011,988
Number of other retired or separated participants entitled to future benefits2009-05-01165
Total of all active and inactive participants2009-05-012,153
Total participants2009-05-012,153
Number of participants with account balances2009-05-012,153
Number of employers contributing to the scheme2009-05-01147

Financial Data on U A LOCAL 322 ANNUITY FUND

Measure Date Value
2023 : U A LOCAL 322 ANNUITY FUND 2023 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-04-30$50,084
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-04-30$116,310
Total income from all sources (including contributions)2023-04-30$7,833,843
Total of all expenses incurred2023-04-30$7,305,369
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-04-30$7,024,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-04-30$8,121,197
Value of total assets at end of year2023-04-30$129,963,584
Value of total assets at beginning of year2023-04-30$129,501,336
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-04-30$280,672
Total interest from all sources2023-04-30$495,099
Total dividends received (eg from common stock, registered investment company shares)2023-04-30$9,940
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2023-04-30$9,940
Administrative expenses professional fees incurred2023-04-30$61,585
Was this plan covered by a fidelity bond2023-04-30Yes
Value of fidelity bond cover2023-04-30$500,000
If this is an individual account plan, was there a blackout period2023-04-30No
Were there any nonexempt tranactions with any party-in-interest2023-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2023-04-30$14,811
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-04-30$9,233
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-04-30$8,359
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-04-30$15,584
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-04-30$81,810
Other income not declared elsewhere2023-04-30$1,276
Administrative expenses (other) incurred2023-04-30$192,004
Liabilities. Value of operating payables at end of year2023-04-30$34,500
Liabilities. Value of operating payables at beginning of year2023-04-30$34,500
Total non interest bearing cash at end of year2023-04-30$15,359
Total non interest bearing cash at beginning of year2023-04-30$8,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-04-30No
Value of net income/loss2023-04-30$528,474
Value of net assets at end of year (total assets less liabilities)2023-04-30$129,913,500
Value of net assets at beginning of year (total assets less liabilities)2023-04-30$129,385,026
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-04-30No
Were any leases to which the plan was party in default or uncollectible2023-04-30No
Investment advisory and management fees2023-04-30$27,083
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-04-30$452,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-04-30$375,215
Value of interest in pooled separate accounts at end of year2023-04-30$95,861,301
Value of interest in pooled separate accounts at beginning of year2023-04-30$98,714,028
Interest earned on other investments2023-04-30$487,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-04-30$971,912
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-04-30$818,513
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-04-30$818,513
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-04-30$7,495
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-04-30$31,603,666
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-04-30$28,840,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-04-30$3,120
Net investment gain/loss from pooled separate accounts2023-04-30$-796,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-04-30No
Was there a failure to transmit to the plan any participant contributions2023-04-30No
Has the plan failed to provide any benefit when due under the plan2023-04-30No
Contributions received in cash from employer2023-04-30$8,106,386
Employer contributions (assets) at end of year2023-04-30$1,049,735
Employer contributions (assets) at beginning of year2023-04-30$735,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-04-30$7,024,697
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-04-30No
Did the plan have assets held for investment2023-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-04-30No
Opinion of an independent qualified public accountant for this plan2023-04-30Unqualified
Accountancy firm name2023-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2023-04-30611436956
2022 : U A LOCAL 322 ANNUITY FUND 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-04-30$116,310
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-04-30$124,609
Total income from all sources (including contributions)2022-04-30$2,398,030
Total of all expenses incurred2022-04-30$8,087,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-04-30$7,654,085
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-04-30$6,564,309
Value of total assets at end of year2022-04-30$129,501,336
Value of total assets at beginning of year2022-04-30$135,199,514
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-04-30$433,824
Total interest from all sources2022-04-30$405,849
Total dividends received (eg from common stock, registered investment company shares)2022-04-30$10,482
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-04-30$10,482
Administrative expenses professional fees incurred2022-04-30$65,434
Was this plan covered by a fidelity bond2022-04-30Yes
Value of fidelity bond cover2022-04-30$500,000
If this is an individual account plan, was there a blackout period2022-04-30No
Funding deficiency by the employer to the plan for this plan year2022-04-30$0
Minimum employer required contribution for this plan year2022-04-30$6,564,309
Amount contributed by the employer to the plan for this plan year2022-04-30$6,564,309
Were there any nonexempt tranactions with any party-in-interest2022-04-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-04-30$8,359
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-04-30$11,299
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-04-30$81,810
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-04-30$90,109
Administrative expenses (other) incurred2022-04-30$345,473
Liabilities. Value of operating payables at end of year2022-04-30$34,500
Liabilities. Value of operating payables at beginning of year2022-04-30$34,500
Total non interest bearing cash at end of year2022-04-30$8,438
Total non interest bearing cash at beginning of year2022-04-30$8,908
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-30No
Value of net income/loss2022-04-30$-5,689,879
Value of net assets at end of year (total assets less liabilities)2022-04-30$129,385,026
Value of net assets at beginning of year (total assets less liabilities)2022-04-30$135,074,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-04-30No
Were any leases to which the plan was party in default or uncollectible2022-04-30No
Investment advisory and management fees2022-04-30$22,917
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-04-30$375,215
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-04-30$390,860
Value of interest in pooled separate accounts at end of year2022-04-30$98,714,028
Value of interest in pooled separate accounts at beginning of year2022-04-30$106,419,885
Interest earned on other investments2022-04-30$405,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-04-30$818,513
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-04-30$812,063
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-04-30$812,063
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-04-30$75
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-04-30$28,840,871
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-04-30$26,927,531
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-04-30$-60,639
Net investment gain/loss from pooled separate accounts2022-04-30$-4,521,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-04-30No
Was there a failure to transmit to the plan any participant contributions2022-04-30No
Has the plan failed to provide any benefit when due under the plan2022-04-30No
Contributions received in cash from employer2022-04-30$6,564,309
Employer contributions (assets) at end of year2022-04-30$735,912
Employer contributions (assets) at beginning of year2022-04-30$628,968
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-04-30$7,654,085
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-04-30No
Did the plan have assets held for investment2022-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-04-30No
Opinion of an independent qualified public accountant for this plan2022-04-30Unqualified
Accountancy firm name2022-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2022-04-30611436956
2021 : U A LOCAL 322 ANNUITY FUND 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-30$124,609
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-30$121,493
Total income from all sources (including contributions)2021-04-30$36,182,499
Total of all expenses incurred2021-04-30$9,208,823
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-04-30$8,848,214
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-04-30$7,267,264
Value of total assets at end of year2021-04-30$135,199,514
Value of total assets at beginning of year2021-04-30$108,222,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-04-30$360,609
Total interest from all sources2021-04-30$461,993
Total dividends received (eg from common stock, registered investment company shares)2021-04-30$5,744
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-04-30$5,744
Administrative expenses professional fees incurred2021-04-30$67,996
Was this plan covered by a fidelity bond2021-04-30Yes
Value of fidelity bond cover2021-04-30$500,000
If this is an individual account plan, was there a blackout period2021-04-30No
Funding deficiency by the employer to the plan for this plan year2021-04-30$0
Minimum employer required contribution for this plan year2021-04-30$7,262,454
Amount contributed by the employer to the plan for this plan year2021-04-30$7,262,454
Were there any nonexempt tranactions with any party-in-interest2021-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2021-04-30$4,810
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-04-30$11,299
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-04-30$8,909
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-04-30$90,109
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-04-30$86,993
Administrative expenses (other) incurred2021-04-30$267,613
Liabilities. Value of operating payables at end of year2021-04-30$34,500
Liabilities. Value of operating payables at beginning of year2021-04-30$34,500
Total non interest bearing cash at end of year2021-04-30$8,908
Total non interest bearing cash at beginning of year2021-04-30$10,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-30No
Value of net income/loss2021-04-30$26,973,676
Value of net assets at end of year (total assets less liabilities)2021-04-30$135,074,905
Value of net assets at beginning of year (total assets less liabilities)2021-04-30$108,101,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-04-30No
Were any leases to which the plan was party in default or uncollectible2021-04-30No
Investment advisory and management fees2021-04-30$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-04-30$390,860
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-04-30$186,308
Value of interest in pooled separate accounts at end of year2021-04-30$106,419,885
Value of interest in pooled separate accounts at beginning of year2021-04-30$79,202,128
Interest earned on other investments2021-04-30$461,654
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-04-30$812,063
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-04-30$943,033
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-04-30$943,033
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-04-30$339
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-04-30$26,927,531
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-04-30$26,858,730
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-04-30$82,432
Net investment gain/loss from pooled separate accounts2021-04-30$28,365,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-04-30No
Was there a failure to transmit to the plan any participant contributions2021-04-30No
Has the plan failed to provide any benefit when due under the plan2021-04-30No
Contributions received in cash from employer2021-04-30$7,262,454
Employer contributions (assets) at end of year2021-04-30$628,968
Employer contributions (assets) at beginning of year2021-04-30$1,013,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-04-30$8,848,214
Did the plan have assets held for investment2021-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-04-30No
Opinion of an independent qualified public accountant for this plan2021-04-30Unqualified
Accountancy firm name2021-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2021-04-30611436956
2020 : U A LOCAL 322 ANNUITY FUND 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-04-30$121,493
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-04-30$84,238
Total income from all sources (including contributions)2020-04-30$6,655,624
Total of all expenses incurred2020-04-30$8,692,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-04-30$8,305,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-04-30$7,787,561
Value of total assets at end of year2020-04-30$108,222,722
Value of total assets at beginning of year2020-04-30$110,222,785
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-04-30$387,705
Total interest from all sources2020-04-30$484,044
Total dividends received (eg from common stock, registered investment company shares)2020-04-30$3,905
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-04-30$3,905
Administrative expenses professional fees incurred2020-04-30$65,034
Was this plan covered by a fidelity bond2020-04-30Yes
Value of fidelity bond cover2020-04-30$500,000
If this is an individual account plan, was there a blackout period2020-04-30No
Were there any nonexempt tranactions with any party-in-interest2020-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2020-04-30$14,824
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-04-30$8,909
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-04-30$8,925
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-04-30$86,993
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-04-30$49,738
Administrative expenses (other) incurred2020-04-30$266,421
Liabilities. Value of operating payables at end of year2020-04-30$34,500
Liabilities. Value of operating payables at beginning of year2020-04-30$34,500
Total non interest bearing cash at end of year2020-04-30$10,172
Total non interest bearing cash at beginning of year2020-04-30$11,262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-04-30No
Value of net income/loss2020-04-30$-2,037,318
Value of net assets at end of year (total assets less liabilities)2020-04-30$108,101,229
Value of net assets at beginning of year (total assets less liabilities)2020-04-30$110,138,547
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-04-30No
Were any leases to which the plan was party in default or uncollectible2020-04-30No
Investment advisory and management fees2020-04-30$56,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-04-30$186,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-04-30$111,633
Value of interest in pooled separate accounts at end of year2020-04-30$79,202,128
Value of interest in pooled separate accounts at beginning of year2020-04-30$85,522,058
Interest earned on other investments2020-04-30$483,044
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-04-30$943,033
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-04-30$747,950
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-04-30$747,950
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-04-30$1,000
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-04-30$26,858,730
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-04-30$22,966,471
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-04-30$-40,781
Net investment gain/loss from pooled separate accounts2020-04-30$-1,579,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-04-30No
Was there a failure to transmit to the plan any participant contributions2020-04-30No
Has the plan failed to provide any benefit when due under the plan2020-04-30No
Contributions received in cash from employer2020-04-30$7,772,737
Employer contributions (assets) at end of year2020-04-30$1,013,442
Employer contributions (assets) at beginning of year2020-04-30$854,486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-04-30$8,305,237
Did the plan have assets held for investment2020-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-04-30No
Opinion of an independent qualified public accountant for this plan2020-04-30Unqualified
Accountancy firm name2020-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2020-04-30611436956
2019 : U A LOCAL 322 ANNUITY FUND 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-04-30$84,238
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-04-30$107,999
Total income from all sources (including contributions)2019-04-30$14,951,856
Total loss/gain on sale of assets2019-04-30$0
Total of all expenses incurred2019-04-30$7,436,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-04-30$7,068,185
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-04-30$8,484,807
Value of total assets at end of year2019-04-30$110,222,785
Value of total assets at beginning of year2019-04-30$102,731,410
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-04-30$368,535
Total interest from all sources2019-04-30$477,266
Total dividends received (eg from common stock, registered investment company shares)2019-04-30$1,250
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-04-30$1,250
Administrative expenses professional fees incurred2019-04-30$81,231
Was this plan covered by a fidelity bond2019-04-30Yes
Value of fidelity bond cover2019-04-30$500,000
If this is an individual account plan, was there a blackout period2019-04-30No
Funding deficiency by the employer to the plan for this plan year2019-04-30$0
Minimum employer required contribution for this plan year2019-04-30$8,344,229
Amount contributed by the employer to the plan for this plan year2019-04-30$8,344,229
Were there any nonexempt tranactions with any party-in-interest2019-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2019-04-30$140,578
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-04-30$8,925
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-04-30$8,765
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-04-30$49,738
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-04-30$75,202
Administrative expenses (other) incurred2019-04-30$287,304
Liabilities. Value of operating payables at end of year2019-04-30$34,500
Liabilities. Value of operating payables at beginning of year2019-04-30$32,797
Total non interest bearing cash at end of year2019-04-30$11,262
Total non interest bearing cash at beginning of year2019-04-30$32,806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-30No
Value of net income/loss2019-04-30$7,515,136
Value of net assets at end of year (total assets less liabilities)2019-04-30$110,138,547
Value of net assets at beginning of year (total assets less liabilities)2019-04-30$102,623,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-04-30No
Were any leases to which the plan was party in default or uncollectible2019-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-04-30$111,633
Value of interest in pooled separate accounts at end of year2019-04-30$85,522,058
Value of interest in pooled separate accounts at beginning of year2019-04-30$77,210,734
Interest earned on other investments2019-04-30$476,185
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-04-30$747,950
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-04-30$647,915
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-04-30$647,915
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-04-30$1,081
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-04-30$22,966,471
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-04-30$24,044,828
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-04-30$5,146
Net investment gain/loss from pooled separate accounts2019-04-30$5,983,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-04-30No
Was there a failure to transmit to the plan any participant contributions2019-04-30No
Has the plan failed to provide any benefit when due under the plan2019-04-30No
Contributions received in cash from employer2019-04-30$8,344,229
Employer contributions (assets) at end of year2019-04-30$854,486
Employer contributions (assets) at beginning of year2019-04-30$786,362
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-04-30$7,068,185
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-04-30No
Did the plan have assets held for investment2019-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-04-30No
Aggregate proceeds on sale of assets2019-04-30$8,610,915
Aggregate carrying amount (costs) on sale of assets2019-04-30$8,610,915
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-04-30No
Opinion of an independent qualified public accountant for this plan2019-04-30Unqualified
Accountancy firm name2019-04-30NOVAK FRANCELLA LLC
Accountancy firm EIN2019-04-30611436956
2018 : U A LOCAL 322 ANNUITY FUND 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$107,999
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$149,217
Total income from all sources (including contributions)2018-04-30$13,412,592
Total of all expenses incurred2018-04-30$7,420,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-04-30$7,130,145
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-04-30$6,678,499
Value of total assets at end of year2018-04-30$102,731,410
Value of total assets at beginning of year2018-04-30$96,780,241
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-04-30$290,060
Total interest from all sources2018-04-30$430,898
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-04-30No
Administrative expenses professional fees incurred2018-04-30$63,804
Was this plan covered by a fidelity bond2018-04-30Yes
Value of fidelity bond cover2018-04-30$500,000
If this is an individual account plan, was there a blackout period2018-04-30No
Funding deficiency by the employer to the plan for this plan year2018-04-30$0
Minimum employer required contribution for this plan year2018-04-30$6,672,625
Amount contributed by the employer to the plan for this plan year2018-04-30$6,672,625
Were there any nonexempt tranactions with any party-in-interest2018-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2018-04-30$5,874
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-04-30$8,765
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-04-30$5,532
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-04-30$75,202
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-04-30$108,295
Administrative expenses (other) incurred2018-04-30$226,256
Liabilities. Value of operating payables at end of year2018-04-30$32,797
Liabilities. Value of operating payables at beginning of year2018-04-30$40,922
Total non interest bearing cash at end of year2018-04-30$32,806
Total non interest bearing cash at beginning of year2018-04-30$8,806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Value of net income/loss2018-04-30$5,992,387
Value of net assets at end of year (total assets less liabilities)2018-04-30$102,623,411
Value of net assets at beginning of year (total assets less liabilities)2018-04-30$96,631,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-04-30No
Were any leases to which the plan was party in default or uncollectible2018-04-30No
Value of interest in pooled separate accounts at end of year2018-04-30$77,210,734
Value of interest in pooled separate accounts at beginning of year2018-04-30$70,650,467
Interest earned on other investments2018-04-30$430,155
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-04-30$647,915
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-04-30$540,703
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-04-30$540,703
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-04-30$743
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-04-30$24,044,828
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-04-30$24,995,271
Net investment gain/loss from pooled separate accounts2018-04-30$6,303,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-04-30No
Was there a failure to transmit to the plan any participant contributions2018-04-30No
Has the plan failed to provide any benefit when due under the plan2018-04-30No
Contributions received in cash from employer2018-04-30$6,672,625
Employer contributions (assets) at end of year2018-04-30$786,362
Employer contributions (assets) at beginning of year2018-04-30$579,462
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-04-30$7,130,145
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-04-30No
Did the plan have assets held for investment2018-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-04-30No
Opinion of an independent qualified public accountant for this plan2018-04-30Unqualified
Accountancy firm name2018-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2018-04-30611436956
2017 : U A LOCAL 322 ANNUITY FUND 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-30$149,217
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-30$129,187
Total income from all sources (including contributions)2017-04-30$14,787,842
Total of all expenses incurred2017-04-30$4,303,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-04-30$4,014,279
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-04-30$6,632,908
Value of total assets at end of year2017-04-30$96,780,241
Value of total assets at beginning of year2017-04-30$86,275,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-04-30$289,159
Total interest from all sources2017-04-30$412,955
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-04-30No
Administrative expenses professional fees incurred2017-04-30$63,368
Was this plan covered by a fidelity bond2017-04-30Yes
Value of fidelity bond cover2017-04-30$500,000
If this is an individual account plan, was there a blackout period2017-04-30No
Were there any nonexempt tranactions with any party-in-interest2017-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2017-04-30$20,163
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-04-30$5,532
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-04-30$8,495
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-04-30$108,295
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-04-30$93,890
Administrative expenses (other) incurred2017-04-30$225,791
Liabilities. Value of operating payables at end of year2017-04-30$40,922
Liabilities. Value of operating payables at beginning of year2017-04-30$35,297
Total non interest bearing cash at end of year2017-04-30$8,806
Total non interest bearing cash at beginning of year2017-04-30$2,594
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Value of net income/loss2017-04-30$10,484,404
Value of net assets at end of year (total assets less liabilities)2017-04-30$96,631,024
Value of net assets at beginning of year (total assets less liabilities)2017-04-30$86,146,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-04-30No
Were any leases to which the plan was party in default or uncollectible2017-04-30No
Value of interest in pooled separate accounts at end of year2017-04-30$70,650,467
Value of interest in pooled separate accounts at beginning of year2017-04-30$62,271,427
Interest earned on other investments2017-04-30$412,373
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-04-30$540,703
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-04-30$592,193
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-04-30$592,193
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-04-30$582
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-04-30$24,995,271
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-04-30$22,747,032
Net investment gain/loss from pooled separate accounts2017-04-30$7,741,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-04-30No
Was there a failure to transmit to the plan any participant contributions2017-04-30No
Has the plan failed to provide any benefit when due under the plan2017-04-30No
Contributions received in cash from employer2017-04-30$6,612,745
Employer contributions (assets) at end of year2017-04-30$579,462
Employer contributions (assets) at beginning of year2017-04-30$654,066
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-04-30$4,014,279
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-04-30No
Did the plan have assets held for investment2017-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-04-30No
Opinion of an independent qualified public accountant for this plan2017-04-30Unqualified
Accountancy firm name2017-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2017-04-30611436956
2016 : U A LOCAL 322 ANNUITY FUND 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-30$129,187
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-30$48,959
Total income from all sources (including contributions)2016-04-30$5,343,280
Total of all expenses incurred2016-04-30$5,880,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-04-30$5,627,844
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-04-30$5,739,030
Value of total assets at end of year2016-04-30$86,275,807
Value of total assets at beginning of year2016-04-30$86,732,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-04-30$252,539
Total interest from all sources2016-04-30$386,827
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-04-30No
Administrative expenses professional fees incurred2016-04-30$59,268
Was this plan covered by a fidelity bond2016-04-30Yes
Value of fidelity bond cover2016-04-30$500,000
If this is an individual account plan, was there a blackout period2016-04-30No
Funding deficiency by the employer to the plan for this plan year2016-04-30$0
Minimum employer required contribution for this plan year2016-04-30$5,738,404
Amount contributed by the employer to the plan for this plan year2016-04-30$5,738,404
Were there any nonexempt tranactions with any party-in-interest2016-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2016-04-30$626
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-04-30$8,495
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-04-30$6,681
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-04-30$93,890
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-04-30$31,162
Administrative expenses (other) incurred2016-04-30$193,271
Liabilities. Value of operating payables at end of year2016-04-30$35,297
Liabilities. Value of operating payables at beginning of year2016-04-30$17,797
Total non interest bearing cash at end of year2016-04-30$2,594
Total non interest bearing cash at beginning of year2016-04-30$5,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Value of net income/loss2016-04-30$-537,103
Value of net assets at end of year (total assets less liabilities)2016-04-30$86,146,620
Value of net assets at beginning of year (total assets less liabilities)2016-04-30$86,683,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-04-30No
Were any leases to which the plan was party in default or uncollectible2016-04-30No
Value of interest in pooled separate accounts at end of year2016-04-30$62,271,427
Value of interest in pooled separate accounts at beginning of year2016-04-30$64,573,582
Interest earned on other investments2016-04-30$386,365
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-04-30$592,193
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-04-30$580,325
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-04-30$580,325
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-04-30$462
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-04-30$22,747,032
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-04-30$20,875,194
Net investment gain/loss from pooled separate accounts2016-04-30$-782,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-04-30No
Was there a failure to transmit to the plan any participant contributions2016-04-30No
Has the plan failed to provide any benefit when due under the plan2016-04-30No
Contributions received in cash from employer2016-04-30$5,738,404
Employer contributions (assets) at end of year2016-04-30$654,066
Employer contributions (assets) at beginning of year2016-04-30$691,608
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-04-30$5,627,844
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-04-30No
Did the plan have assets held for investment2016-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-04-30No
Opinion of an independent qualified public accountant for this plan2016-04-30Unqualified
Accountancy firm name2016-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2016-04-30611436956
2015 : U A LOCAL 322 ANNUITY FUND 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-30$48,959
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-30$32,610
Total income from all sources (including contributions)2015-04-30$10,420,551
Total of all expenses incurred2015-04-30$7,356,824
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-04-30$7,097,829
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-04-30$4,940,739
Value of total assets at end of year2015-04-30$86,732,682
Value of total assets at beginning of year2015-04-30$83,652,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-04-30$258,995
Total interest from all sources2015-04-30$410,069
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-04-30No
Administrative expenses professional fees incurred2015-04-30$56,025
Was this plan covered by a fidelity bond2015-04-30Yes
Value of fidelity bond cover2015-04-30$500,000
If this is an individual account plan, was there a blackout period2015-04-30No
Funding deficiency by the employer to the plan for this plan year2015-04-30$0
Minimum employer required contribution for this plan year2015-04-30$4,938,271
Amount contributed by the employer to the plan for this plan year2015-04-30$4,938,271
Were there any nonexempt tranactions with any party-in-interest2015-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2015-04-30$2,468
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-04-30$6,681
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-04-30$4,992
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-04-30$31,162
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-04-30$15,313
Administrative expenses (other) incurred2015-04-30$202,970
Liabilities. Value of operating payables at end of year2015-04-30$17,797
Liabilities. Value of operating payables at beginning of year2015-04-30$17,297
Total non interest bearing cash at end of year2015-04-30$5,292
Total non interest bearing cash at beginning of year2015-04-30$1,915
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Value of net income/loss2015-04-30$3,063,727
Value of net assets at end of year (total assets less liabilities)2015-04-30$86,683,723
Value of net assets at beginning of year (total assets less liabilities)2015-04-30$83,619,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-04-30No
Were any leases to which the plan was party in default or uncollectible2015-04-30No
Value of interest in pooled separate accounts at end of year2015-04-30$64,573,582
Value of interest in pooled separate accounts at beginning of year2015-04-30$59,733,845
Interest earned on other investments2015-04-30$409,587
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-04-30$580,325
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-04-30$705,992
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-04-30$705,992
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-04-30$482
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-04-30$20,875,194
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-04-30$22,436,245
Net investment gain/loss from pooled separate accounts2015-04-30$5,069,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-04-30No
Was there a failure to transmit to the plan any participant contributions2015-04-30No
Has the plan failed to provide any benefit when due under the plan2015-04-30No
Contributions received in cash from employer2015-04-30$4,938,271
Employer contributions (assets) at end of year2015-04-30$691,608
Employer contributions (assets) at beginning of year2015-04-30$769,617
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-04-30$7,097,829
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-04-30No
Did the plan have assets held for investment2015-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-04-30No
Opinion of an independent qualified public accountant for this plan2015-04-30Unqualified
Accountancy firm name2015-04-30NOVAK FRANCELLA LLC
Accountancy firm EIN2015-04-30611436956
2014 : U A LOCAL 322 ANNUITY FUND 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-04-30$32,610
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-04-30$29,391
Total income from all sources (including contributions)2014-04-30$13,931,733
Total of all expenses incurred2014-04-30$6,904,943
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-04-30$6,638,294
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-04-30$6,566,489
Value of total assets at end of year2014-04-30$83,652,606
Value of total assets at beginning of year2014-04-30$76,622,597
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-04-30$266,649
Total interest from all sources2014-04-30$460,710
Total dividends received (eg from common stock, registered investment company shares)2014-04-30$3,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-04-30$3,606
Administrative expenses professional fees incurred2014-04-30$58,285
Was this plan covered by a fidelity bond2014-04-30Yes
Value of fidelity bond cover2014-04-30$500,000
If this is an individual account plan, was there a blackout period2014-04-30No
Funding deficiency by the employer to the plan for this plan year2014-04-30$0
Minimum employer required contribution for this plan year2014-04-30$6,564,834
Amount contributed by the employer to the plan for this plan year2014-04-30$6,564,834
Were there any nonexempt tranactions with any party-in-interest2014-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2014-04-30$1,655
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-04-30$4,992
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-04-30$6,572
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-04-30$15,313
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-04-30$12,094
Administrative expenses (other) incurred2014-04-30$208,364
Liabilities. Value of operating payables at end of year2014-04-30$17,297
Liabilities. Value of operating payables at beginning of year2014-04-30$17,297
Total non interest bearing cash at end of year2014-04-30$1,915
Total non interest bearing cash at beginning of year2014-04-30$1,622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Value of net income/loss2014-04-30$7,026,790
Value of net assets at end of year (total assets less liabilities)2014-04-30$83,619,996
Value of net assets at beginning of year (total assets less liabilities)2014-04-30$76,593,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-04-30No
Were any leases to which the plan was party in default or uncollectible2014-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-04-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-04-30$218,224
Value of interest in pooled separate accounts at end of year2014-04-30$59,733,845
Value of interest in pooled separate accounts at beginning of year2014-04-30$53,009,897
Interest earned on other investments2014-04-30$460,012
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-04-30$705,992
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-04-30$480,123
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-04-30$480,123
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-04-30$698
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-04-30$22,436,245
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-04-30$22,428,628
Net investment gain/loss from pooled separate accounts2014-04-30$6,900,928
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-04-30No
Was there a failure to transmit to the plan any participant contributions2014-04-30No
Has the plan failed to provide any benefit when due under the plan2014-04-30No
Contributions received in cash from employer2014-04-30$6,564,834
Employer contributions (assets) at end of year2014-04-30$769,617
Employer contributions (assets) at beginning of year2014-04-30$477,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-04-30$6,638,294
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-04-30No
Did the plan have assets held for investment2014-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-04-30No
Opinion of an independent qualified public accountant for this plan2014-04-30Unqualified
Accountancy firm name2014-04-30NOVAK FRANCELLA, LLC
Accountancy firm EIN2014-04-30611436956
2013 : U A LOCAL 322 ANNUITY FUND 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-04-30$29,391
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-04-30$37,584
Total income from all sources (including contributions)2013-04-30$10,533,234
Total of all expenses incurred2013-04-30$9,385,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-04-30$9,129,928
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-04-30$4,200,503
Value of total assets at end of year2013-04-30$76,622,597
Value of total assets at beginning of year2013-04-30$75,483,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-04-30$255,823
Total interest from all sources2013-04-30$549,428
Total dividends received (eg from common stock, registered investment company shares)2013-04-30$3,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-04-30$3,558
Administrative expenses professional fees incurred2013-04-30$58,145
Was this plan covered by a fidelity bond2013-04-30Yes
Value of fidelity bond cover2013-04-30$500,000
If this is an individual account plan, was there a blackout period2013-04-30No
Funding deficiency by the employer to the plan for this plan year2013-04-30$0
Minimum employer required contribution for this plan year2013-04-30$4,195,172
Amount contributed by the employer to the plan for this plan year2013-04-30$4,195,172
Were there any nonexempt tranactions with any party-in-interest2013-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2013-04-30$5,331
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-04-30$6,572
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-04-30$6,334
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-04-30$12,094
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-04-30$20,287
Administrative expenses (other) incurred2013-04-30$197,678
Liabilities. Value of operating payables at end of year2013-04-30$17,297
Liabilities. Value of operating payables at beginning of year2013-04-30$17,297
Total non interest bearing cash at end of year2013-04-30$1,622
Total non interest bearing cash at beginning of year2013-04-30$1,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Value of net income/loss2013-04-30$1,147,483
Value of net assets at end of year (total assets less liabilities)2013-04-30$76,593,206
Value of net assets at beginning of year (total assets less liabilities)2013-04-30$75,445,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-04-30No
Were any leases to which the plan was party in default or uncollectible2013-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-04-30$218,224
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-04-30$167,534
Value of interest in pooled separate accounts at end of year2013-04-30$53,009,897
Value of interest in pooled separate accounts at beginning of year2013-04-30$50,566,816
Interest earned on other investments2013-04-30$548,909
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-04-30$480,123
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-04-30$603,445
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-04-30$603,445
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-04-30$519
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-04-30$22,428,628
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-04-30$23,591,007
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-04-30$26,520
Net investment gain/loss from pooled separate accounts2013-04-30$5,753,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-04-30No
Was there a failure to transmit to the plan any participant contributions2013-04-30No
Has the plan failed to provide any benefit when due under the plan2013-04-30No
Contributions received in cash from employer2013-04-30$4,195,172
Employer contributions (assets) at end of year2013-04-30$477,531
Employer contributions (assets) at beginning of year2013-04-30$546,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-04-30$9,129,928
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-04-30No
Did the plan have assets held for investment2013-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-04-30No
Opinion of an independent qualified public accountant for this plan2013-04-30Unqualified
Accountancy firm name2013-04-30NOVAK FRANCELLA,LLC
Accountancy firm EIN2013-04-30611436956
2012 : U A LOCAL 322 ANNUITY FUND 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-04-30$37,584
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-04-30$29,249
Total income from all sources (including contributions)2012-04-30$8,603,139
Total of all expenses incurred2012-04-30$3,776,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-04-30$3,530,856
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-04-30$6,653,154
Value of total assets at end of year2012-04-30$75,483,307
Value of total assets at beginning of year2012-04-30$70,648,443
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-04-30$245,754
Total interest from all sources2012-04-30$635,895
Total dividends received (eg from common stock, registered investment company shares)2012-04-30$2,360
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-04-30$2,360
Administrative expenses professional fees incurred2012-04-30$52,914
Was this plan covered by a fidelity bond2012-04-30Yes
Value of fidelity bond cover2012-04-30$500,000
If this is an individual account plan, was there a blackout period2012-04-30No
Funding deficiency by the employer to the plan for this plan year2012-04-30$0
Minimum employer required contribution for this plan year2012-04-30$6,648,653
Amount contributed by the employer to the plan for this plan year2012-04-30$6,648,653
Were there any nonexempt tranactions with any party-in-interest2012-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2012-04-30$4,501
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-04-30$6,334
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-04-30$6,326
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-04-30$20,287
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-04-30$12,852
Administrative expenses (other) incurred2012-04-30$192,840
Liabilities. Value of operating payables at end of year2012-04-30$17,297
Liabilities. Value of operating payables at beginning of year2012-04-30$16,397
Total non interest bearing cash at end of year2012-04-30$1,850
Total non interest bearing cash at beginning of year2012-04-30$850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Value of net income/loss2012-04-30$4,826,529
Value of net assets at end of year (total assets less liabilities)2012-04-30$75,445,723
Value of net assets at beginning of year (total assets less liabilities)2012-04-30$70,619,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-04-30No
Were any leases to which the plan was party in default or uncollectible2012-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-04-30$167,534
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-04-30$126,417
Value of interest in pooled separate accounts at end of year2012-04-30$50,566,816
Value of interest in pooled separate accounts at beginning of year2012-04-30$46,864,080
Interest earned on other investments2012-04-30$635,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-04-30$603,445
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-04-30$722,806
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-04-30$722,806
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-04-30$692
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-04-30$23,591,007
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-04-30$22,092,055
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-04-30$5,398
Net investment gain/loss from pooled separate accounts2012-04-30$1,306,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-04-30No
Was there a failure to transmit to the plan any participant contributions2012-04-30No
Has the plan failed to provide any benefit when due under the plan2012-04-30No
Contributions received in cash from employer2012-04-30$6,648,653
Employer contributions (assets) at end of year2012-04-30$546,321
Employer contributions (assets) at beginning of year2012-04-30$835,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-04-30$3,530,856
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-04-30No
Did the plan have assets held for investment2012-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-04-30No
Opinion of an independent qualified public accountant for this plan2012-04-30Unqualified
Accountancy firm name2012-04-30NOVAK FRANCELLA LLC
Accountancy firm EIN2012-04-30611436956
2011 : U A LOCAL 322 ANNUITY FUND 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-30$29,249
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-30$28,624
Total income from all sources (including contributions)2011-04-30$10,837,955
Total of all expenses incurred2011-04-30$10,851,231
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-04-30$10,601,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-04-30$4,471,342
Value of total assets at end of year2011-04-30$70,648,443
Value of total assets at beginning of year2011-04-30$70,661,094
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-04-30$249,662
Total interest from all sources2011-04-30$674,138
Total dividends received (eg from common stock, registered investment company shares)2011-04-30$1,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-04-30$1,952
Administrative expenses professional fees incurred2011-04-30$62,338
Was this plan covered by a fidelity bond2011-04-30Yes
Value of fidelity bond cover2011-04-30$500,000
If this is an individual account plan, was there a blackout period2011-04-30No
Funding deficiency by the employer to the plan for this plan year2011-04-30$0
Minimum employer required contribution for this plan year2011-04-30$4,471,342
Amount contributed by the employer to the plan for this plan year2011-04-30$4,471,342
Were there any nonexempt tranactions with any party-in-interest2011-04-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-04-30$6,326
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-04-30$1,508
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-04-30$12,852
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-04-30$13,127
Other income not declared elsewhere2011-04-30$31,172
Administrative expenses (other) incurred2011-04-30$187,324
Liabilities. Value of operating payables at end of year2011-04-30$16,397
Liabilities. Value of operating payables at beginning of year2011-04-30$15,497
Total non interest bearing cash at end of year2011-04-30$850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Value of net income/loss2011-04-30$-13,276
Value of net assets at end of year (total assets less liabilities)2011-04-30$70,619,194
Value of net assets at beginning of year (total assets less liabilities)2011-04-30$70,632,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-04-30No
Were any leases to which the plan was party in default or uncollectible2011-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-04-30$126,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-04-30$130,044
Value of interest in pooled separate accounts at end of year2011-04-30$46,864,080
Value of interest in pooled separate accounts at beginning of year2011-04-30$45,400,163
Interest earned on other investments2011-04-30$673,183
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-04-30$722,806
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-04-30$546,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-04-30$546,896
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-04-30$955
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-04-30$22,092,055
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-04-30$24,235,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-04-30$13,781
Net investment gain/loss from pooled separate accounts2011-04-30$5,645,570
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-04-30No
Was there a failure to transmit to the plan any participant contributions2011-04-30No
Has the plan failed to provide any benefit when due under the plan2011-04-30No
Contributions received in cash from employer2011-04-30$4,471,342
Employer contributions (assets) at end of year2011-04-30$835,909
Employer contributions (assets) at beginning of year2011-04-30$347,285
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-04-30$10,601,569
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-04-30No
Did the plan have assets held for investment2011-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-04-30No
Opinion of an independent qualified public accountant for this plan2011-04-30Unqualified
Accountancy firm name2011-04-30NOVAK FRANCELLA LLC
Accountancy firm EIN2011-04-30611436956
2010 : U A LOCAL 322 ANNUITY FUND 2010 401k financial data
Funding deficiency by the employer to the plan for this plan year2010-04-30$0
Minimum employer required contribution for this plan year2010-04-30$3,912,619
Amount contributed by the employer to the plan for this plan year2010-04-30$3,912,619

Form 5500 Responses for U A LOCAL 322 ANNUITY FUND

2022: U A LOCAL 322 ANNUITY FUND 2022 form 5500 responses
2022-05-01Type of plan entityMulti-employer plan
2022-05-01Plan is a collectively bargained planYes
2022-05-01Plan funding arrangement – InsuranceYes
2022-05-01Plan funding arrangement – TrustYes
2022-05-01Plan benefit arrangement – InsuranceYes
2022-05-01Plan benefit arrangement - TrustYes
2021: U A LOCAL 322 ANNUITY FUND 2021 form 5500 responses
2021-05-01Type of plan entityMulti-employer plan
2021-05-01Plan is a collectively bargained planYes
2021-05-01Plan funding arrangement – InsuranceYes
2021-05-01Plan funding arrangement – TrustYes
2021-05-01Plan benefit arrangement – InsuranceYes
2021-05-01Plan benefit arrangement - TrustYes
2020: U A LOCAL 322 ANNUITY FUND 2020 form 5500 responses
2020-05-01Type of plan entityMulti-employer plan
2020-05-01Plan is a collectively bargained planYes
2020-05-01Plan funding arrangement – InsuranceYes
2020-05-01Plan funding arrangement – TrustYes
2020-05-01Plan benefit arrangement – InsuranceYes
2020-05-01Plan benefit arrangement - TrustYes
2019: U A LOCAL 322 ANNUITY FUND 2019 form 5500 responses
2019-05-01Type of plan entityMulti-employer plan
2019-05-01Plan is a collectively bargained planYes
2019-05-01Plan funding arrangement – InsuranceYes
2019-05-01Plan funding arrangement – TrustYes
2019-05-01Plan benefit arrangement – InsuranceYes
2019-05-01Plan benefit arrangement - TrustYes
2018: U A LOCAL 322 ANNUITY FUND 2018 form 5500 responses
2018-05-01Type of plan entityMulti-employer plan
2018-05-01Plan is a collectively bargained planYes
2018-05-01Plan funding arrangement – InsuranceYes
2018-05-01Plan funding arrangement – TrustYes
2018-05-01Plan benefit arrangement – InsuranceYes
2018-05-01Plan benefit arrangement - TrustYes
2017: U A LOCAL 322 ANNUITY FUND 2017 form 5500 responses
2017-05-01Type of plan entityMulti-employer plan
2017-05-01Plan is a collectively bargained planYes
2017-05-01Plan funding arrangement – InsuranceYes
2017-05-01Plan funding arrangement – TrustYes
2017-05-01Plan benefit arrangement – InsuranceYes
2017-05-01Plan benefit arrangement - TrustYes
2016: U A LOCAL 322 ANNUITY FUND 2016 form 5500 responses
2016-05-01Type of plan entityMulti-employer plan
2016-05-01Plan is a collectively bargained planYes
2016-05-01Plan funding arrangement – InsuranceYes
2016-05-01Plan funding arrangement – TrustYes
2016-05-01Plan benefit arrangement – InsuranceYes
2016-05-01Plan benefit arrangement - TrustYes
2015: U A LOCAL 322 ANNUITY FUND 2015 form 5500 responses
2015-05-01Type of plan entityMulti-employer plan
2015-05-01Plan is a collectively bargained planYes
2015-05-01Plan funding arrangement – InsuranceYes
2015-05-01Plan funding arrangement – TrustYes
2015-05-01Plan benefit arrangement – InsuranceYes
2015-05-01Plan benefit arrangement - TrustYes
2014: U A LOCAL 322 ANNUITY FUND 2014 form 5500 responses
2014-05-01Type of plan entityMulti-employer plan
2014-05-01Plan is a collectively bargained planYes
2014-05-01Plan funding arrangement – InsuranceYes
2014-05-01Plan funding arrangement – TrustYes
2014-05-01Plan benefit arrangement – InsuranceYes
2014-05-01Plan benefit arrangement - TrustYes
2013: U A LOCAL 322 ANNUITY FUND 2013 form 5500 responses
2013-05-01Type of plan entityMulti-employer plan
2013-05-01Plan is a collectively bargained planYes
2013-05-01Plan funding arrangement – InsuranceYes
2013-05-01Plan funding arrangement – TrustYes
2013-05-01Plan benefit arrangement – InsuranceYes
2013-05-01Plan benefit arrangement - TrustYes
2012: U A LOCAL 322 ANNUITY FUND 2012 form 5500 responses
2012-05-01Type of plan entityMulti-employer plan
2012-05-01Plan is a collectively bargained planYes
2012-05-01Plan funding arrangement – InsuranceYes
2012-05-01Plan funding arrangement – TrustYes
2012-05-01Plan benefit arrangement – InsuranceYes
2012-05-01Plan benefit arrangement - TrustYes
2011: U A LOCAL 322 ANNUITY FUND 2011 form 5500 responses
2011-05-01Type of plan entityMulti-employer plan
2011-05-01Plan is a collectively bargained planYes
2011-05-01Plan funding arrangement – InsuranceYes
2011-05-01Plan funding arrangement – TrustYes
2011-05-01Plan benefit arrangement – InsuranceYes
2011-05-01Plan benefit arrangement - TrustYes
2009: U A LOCAL 322 ANNUITY FUND 2009 form 5500 responses
2009-05-01Type of plan entityMulti-employer plan
2009-05-01This submission is the final filingNo
2009-05-01Plan is a collectively bargained planYes
2009-05-01Plan funding arrangement – InsuranceYes
2009-05-01Plan funding arrangement – TrustYes
2009-05-01Plan benefit arrangement – InsuranceYes
2009-05-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38222
Policy instance 1
Insurance contract or identification number38222
Number of Individuals Covered2425
Insurance policy start date2022-05-01
Insurance policy end date2023-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38222
Policy instance 1
Insurance contract or identification number38222
Number of Individuals Covered2397
Insurance policy start date2021-05-01
Insurance policy end date2022-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38222
Policy instance 1
Insurance contract or identification number38222
Number of Individuals Covered2404
Insurance policy start date2020-05-01
Insurance policy end date2021-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38222
Policy instance 1
Insurance contract or identification number38222
Number of Individuals Covered2387
Insurance policy start date2019-05-01
Insurance policy end date2020-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38222
Policy instance 1
Insurance contract or identification number38222
Number of Individuals Covered2418
Insurance policy start date2018-05-01
Insurance policy end date2019-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38222
Policy instance 1
Insurance contract or identification number38222
Number of Individuals Covered1944
Insurance policy start date2017-05-01
Insurance policy end date2018-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38222
Policy instance 1
Insurance contract or identification number38222
Number of Individuals Covered1982
Insurance policy start date2015-05-01
Insurance policy end date2016-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $84,999
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees84999
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameRBC CAPITAL MARKETS, LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38222
Policy instance 1
Insurance contract or identification number38222
Number of Individuals Covered1872
Insurance policy start date2014-05-01
Insurance policy end date2015-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38222
Policy instance 1
Insurance contract or identification number38222
Number of Individuals Covered2022
Insurance policy start date2013-05-01
Insurance policy end date2014-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38222
Policy instance 1
Insurance contract or identification number38222
Number of Individuals Covered1907
Insurance policy start date2012-05-01
Insurance policy end date2013-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38222
Policy instance 1
Insurance contract or identification number38222
Number of Individuals Covered2006
Insurance policy start date2011-05-01
Insurance policy end date2012-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38222
Policy instance 1
Insurance contract or identification number38222
Number of Individuals Covered2056
Insurance policy start date2010-05-01
Insurance policy end date2011-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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