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SCHIAPPA 401K 401k Plan overview

Plan NameSCHIAPPA 401K
Plan identification number 001

SCHIAPPA 401K Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

JOSEPH P SCHIAPPA has sponsored the creation of one or more 401k plans.

Company Name:JOSEPH P SCHIAPPA
Employer identification number (EIN):222812768
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCHIAPPA 401K

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01JOSEPH SCHIAPPA2022-06-24
0012020-01-01JOSEPH SCHIAPPA2021-06-10
0012019-01-01
0012019-01-01
0012018-01-01JOSEPH SCHIAPPA
0012017-01-01JOSEPH SCHIAPPA JOSEPH SCHIAPPA2018-06-19
0012016-01-01JOSEPH SCHIAPPA JOSEPH SCHIAPPA2017-06-27
0012015-01-01JOSEPH SCHIAPPA JOSEPH SCHIAPPA2016-06-27
0012014-01-01JOSEPH SCHIAPPA JOSEPH SCHIAPPA2015-06-23
0012013-01-01JOSEPH SCHIAPPA JOSEPH SCHIAPPA2014-06-23
0012012-01-01JOSEPH SCHIAPPA JOSEPH SCHIAPPA2013-06-28
0012011-01-01JOSEPH SCHIAPPA
0012010-01-01JOSEPH SCHIAPPA
0012009-01-01 JOSEPH SCHIAPPA2010-07-06
0012009-01-01 JOSEPH SCHIAPPA2010-07-06
0012009-01-01JOSEPH SCHIAPPA

Plan Statistics for SCHIAPPA 401K

401k plan membership statisitcs for SCHIAPPA 401K

Measure Date Value
2019: SCHIAPPA 401K 2019 401k membership
Total participants, beginning-of-year2019-01-012
Total number of active participants reported on line 7a of the Form 55002019-01-012
Total of all active and inactive participants2019-01-012
Total participants2019-01-012
Number of participants with account balances2019-01-012
2018: SCHIAPPA 401K 2018 401k membership
Total participants, beginning-of-year2018-01-012
Total number of active participants reported on line 7a of the Form 55002018-01-012
Total of all active and inactive participants2018-01-012
Total participants2018-01-012
2017: SCHIAPPA 401K 2017 401k membership
Total participants, beginning-of-year2017-01-012
Total number of active participants reported on line 7a of the Form 55002017-01-012
Total of all active and inactive participants2017-01-012
Total participants2017-01-012
2016: SCHIAPPA 401K 2016 401k membership
Total participants, beginning-of-year2016-01-012
Total number of active participants reported on line 7a of the Form 55002016-01-012
Total of all active and inactive participants2016-01-012
Total participants2016-01-012
2015: SCHIAPPA 401K 2015 401k membership
Total participants, beginning-of-year2015-01-012
Total of all active and inactive participants2015-01-010
Total participants2015-01-010
2014: SCHIAPPA 401K 2014 401k membership
Total participants, beginning-of-year2014-01-012
Total number of active participants reported on line 7a of the Form 55002014-01-012
Total of all active and inactive participants2014-01-012
Total participants2014-01-012
2013: SCHIAPPA 401K 2013 401k membership
Total participants, beginning-of-year2013-01-013
Total number of active participants reported on line 7a of the Form 55002013-01-013
Total of all active and inactive participants2013-01-013
Total participants2013-01-013
2012: SCHIAPPA 401K 2012 401k membership
Total participants, beginning-of-year2012-01-013
Total number of active participants reported on line 7a of the Form 55002012-01-013
Total of all active and inactive participants2012-01-013
Total participants2012-01-013
2011: SCHIAPPA 401K 2011 401k membership
Total participants, beginning-of-year2011-01-013
Total number of active participants reported on line 7a of the Form 55002011-01-013
Total of all active and inactive participants2011-01-013
Total participants2011-01-013
2010: SCHIAPPA 401K 2010 401k membership
Total participants, beginning-of-year2010-01-013
Total number of active participants reported on line 7a of the Form 55002010-01-013
Total of all active and inactive participants2010-01-013
Total participants2010-01-013
2009: SCHIAPPA 401K 2009 401k membership
Total participants, beginning-of-year2009-01-013
Total number of active participants reported on line 7a of the Form 55002009-01-013
Total of all active and inactive participants2009-01-013
Total participants2009-01-013

Financial Data on SCHIAPPA 401K

Measure Date Value
2019 : SCHIAPPA 401K 2019 401k financial data
Total income from all sources2019-12-31$51,471
Expenses. Total of all expenses incurred2019-12-31$0
Total plan assets at end of year2019-12-31$454,848
Total plan assets at beginning of year2019-12-31$403,377
Value of fidelity bond covering the plan2019-12-31$25,000
Other income received2019-12-31$51,471
Net income (gross income less expenses)2019-12-31$51,471
Net plan assets at end of year (total assets less liabilities)2019-12-31$454,848
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$403,377
2018 : SCHIAPPA 401K 2018 401k financial data
Total income from all sources2018-12-31$16,602
Expenses. Total of all expenses incurred2018-12-31$0
Total plan assets at end of year2018-12-31$403,377
Total plan assets at beginning of year2018-12-31$386,775
Value of fidelity bond covering the plan2018-12-31$25,000
Other income received2018-12-31$16,602
Net income (gross income less expenses)2018-12-31$16,602
Net plan assets at end of year (total assets less liabilities)2018-12-31$403,377
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$386,775
2017 : SCHIAPPA 401K 2017 401k financial data
Total income from all sources2017-12-31$25,684
Expenses. Total of all expenses incurred2017-12-31$0
Total plan assets at end of year2017-12-31$386,775
Total plan assets at beginning of year2017-12-31$361,091
Value of fidelity bond covering the plan2017-12-31$25,000
Other income received2017-12-31$25,684
Net income (gross income less expenses)2017-12-31$25,684
Net plan assets at end of year (total assets less liabilities)2017-12-31$386,775
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$361,091
2016 : SCHIAPPA 401K 2016 401k financial data
Total income from all sources2016-12-31$6,479
Expenses. Total of all expenses incurred2016-12-31$0
Total plan assets at end of year2016-12-31$361,091
Total plan assets at beginning of year2016-12-31$354,612
Value of fidelity bond covering the plan2016-12-31$25,000
Other income received2016-12-31$6,479
Net income (gross income less expenses)2016-12-31$6,479
Net plan assets at end of year (total assets less liabilities)2016-12-31$361,091
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$354,612
2015 : SCHIAPPA 401K 2015 401k financial data
Total income from all sources2015-12-31$6,584
Expenses. Total of all expenses incurred2015-12-31$11,370
Benefits paid (including direct rollovers)2015-12-31$11,370
Total plan assets at end of year2015-12-31$354,612
Total plan assets at beginning of year2015-12-31$359,398
Value of fidelity bond covering the plan2015-12-31$25,000
Other income received2015-12-31$6,584
Net income (gross income less expenses)2015-12-31$-4,786
Net plan assets at end of year (total assets less liabilities)2015-12-31$354,612
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$359,398
2014 : SCHIAPPA 401K 2014 401k financial data
Total income from all sources2014-12-31$42,919
Expenses. Total of all expenses incurred2014-12-31$0
Total plan assets at end of year2014-12-31$359,398
Total plan assets at beginning of year2014-12-31$316,479
Value of fidelity bond covering the plan2014-12-31$25,000
Total contributions received or receivable from participants2014-12-31$23,000
Other income received2014-12-31$19,919
Net income (gross income less expenses)2014-12-31$42,919
Net plan assets at end of year (total assets less liabilities)2014-12-31$359,398
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$316,479
2013 : SCHIAPPA 401K 2013 401k financial data
Total income from all sources2013-12-31$63,726
Expenses. Total of all expenses incurred2013-12-31$0
Total plan assets at end of year2013-12-31$316,479
Total plan assets at beginning of year2013-12-31$252,753
Value of fidelity bond covering the plan2013-12-31$25,000
Total contributions received or receivable from participants2013-12-31$23,000
Other income received2013-12-31$40,726
Net income (gross income less expenses)2013-12-31$63,726
Net plan assets at end of year (total assets less liabilities)2013-12-31$316,479
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$252,753
2012 : SCHIAPPA 401K 2012 401k financial data
Total plan assets at end of year2012-12-31$252,753
Total plan assets at beginning of year2012-12-31$302,604
Value of fidelity bond covering the plan2012-12-31$25,000
Net plan assets at end of year (total assets less liabilities)2012-12-31$252,753
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$302,604
2011 : SCHIAPPA 401K 2011 401k financial data
Total plan assets at end of year2011-12-31$302,604
Total plan assets at beginning of year2011-12-31$291,481
Value of fidelity bond covering the plan2011-12-31$25,000
Net plan assets at end of year (total assets less liabilities)2011-12-31$302,604
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$291,481
2010 : SCHIAPPA 401K 2010 401k financial data
Total income from all sources2010-12-31$1,711
Total plan assets at end of year2010-12-31$291,481
Total plan assets at beginning of year2010-12-31$290,738
Value of fidelity bond covering the plan2010-12-31$25,000
Total contributions received or receivable from participants2010-12-31$1,711
Net income (gross income less expenses)2010-12-31$1,711
Net plan assets at end of year (total assets less liabilities)2010-12-31$291,481
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$290,738

Form 5500 Responses for SCHIAPPA 401K

2019: SCHIAPPA 401K 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01First time form 5500 has been submittedYes
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SCHIAPPA 401K 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01First time form 5500 has been submittedYes
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SCHIAPPA 401K 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01First time form 5500 has been submittedYes
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SCHIAPPA 401K 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01First time form 5500 has been submittedYes
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SCHIAPPA 401K 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01First time form 5500 has been submittedYes
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SCHIAPPA 401K 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01First time form 5500 has been submittedYes
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SCHIAPPA 401K 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01First time form 5500 has been submittedYes
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SCHIAPPA 401K 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01First time form 5500 has been submittedYes
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SCHIAPPA 401K 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01First time form 5500 has been submittedYes
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SCHIAPPA 401K 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01First time form 5500 has been submittedYes
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SCHIAPPA 401K 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPK1K82K
Policy instance 1
Insurance contract or identification numberPK1K82K
Number of Individuals Covered2
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerRETAIL REVENUE
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPK1K82K
Policy instance 1
Insurance contract or identification numberPK1K82K
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerRETAIL REVENUE
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPK1K82K
Policy instance 1
Insurance contract or identification numberPK1K82K
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerRETAIL REVENUE
Insurance broker nameMARK KRUMAN
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPK1K82K
Policy instance 1
Insurance contract or identification numberPK1K82K
Number of Individuals Covered2
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerRETAIL REVENUE
Insurance broker nameMARK KRUMAN
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPK1K82K
Policy instance 1
Insurance contract or identification numberPK1K82K
Insurance policy start date2014-01-01
Insurance policy end date2014-01-31
Total amount of commissions paid to insurance brokerUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $0
Additional information about fees paid to insurance brokerRETAIL REVENUE
Insurance broker nameMARK KRUMAN
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPK1K82K
Policy instance 1
Insurance contract or identification numberPK1K82K
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees0
Insurance broker nameMARK KRUMAN
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPK1K82K
Policy instance 1
Insurance contract or identification numberPK1K82K
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Additional information about fees paid to insurance brokerRETAIL REVENUE
Insurance broker nameMARK KRUMAN
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPK1K82K
Policy instance 1
Insurance contract or identification numberPK1K82K
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPK1K82K
Policy instance 1
Insurance contract or identification numberPK1K82K
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $38
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $38
Additional information about fees paid to insurance brokerRETAIL REVENUE
Insurance broker organization code?3
Insurance broker nameMARH KRUMAN

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