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J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 401k Plan overview

Plan NameJ.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN
Plan identification number 001

J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

J.G. FINNERAN ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:J.G. FINNERAN ASSOCIATES, INC.
Employer identification number (EIN):222870427
NAIC Classification:327210

Form 5500 Filing Information

Submission information for form 5500 for 401k plan J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01JAMES FINNERAN
0012016-01-01JAMES FINNERAN
0012015-01-01JAMES FINNERAN
0012014-01-01JAMES FINNERAN
0012013-01-01JAMES FINNERAN
0012012-01-01JERRY FINNERAN
0012011-01-01JERRY FINNERAN
0012009-01-01JAMES FINNERAN JAMES FINNERAN2010-10-15

Plan Statistics for J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN

401k plan membership statisitcs for J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN

Measure Date Value
2018: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01135
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01134
Total number of active participants reported on line 7a of the Form 55002017-01-0177
Number of retired or separated participants receiving benefits2017-01-0158
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01135
Number of participants with account balances2017-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01149
Total number of active participants reported on line 7a of the Form 55002016-01-0181
Number of retired or separated participants receiving benefits2016-01-0153
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01134
Number of participants with account balances2016-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01142
Total number of active participants reported on line 7a of the Form 55002015-01-0196
Number of retired or separated participants receiving benefits2015-01-0153
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01149
Number of participants with account balances2015-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01147
Total number of active participants reported on line 7a of the Form 55002014-01-0190
Number of retired or separated participants receiving benefits2014-01-0152
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01142
Number of participants with account balances2014-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01154
Total number of active participants reported on line 7a of the Form 55002013-01-01100
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0147
Total of all active and inactive participants2013-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01147
Number of participants with account balances2013-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01177
Total number of active participants reported on line 7a of the Form 55002012-01-01106
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-0145
Total of all active and inactive participants2012-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01154
Number of participants with account balances2012-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01148
Total number of active participants reported on line 7a of the Form 55002011-01-01107
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-0158
Total of all active and inactive participants2011-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01169
Number of participants with account balances2011-01-0169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0113
2009: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01138
Total number of active participants reported on line 7a of the Form 55002009-01-01109
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0148
Total of all active and inactive participants2009-01-01158
Total participants2009-01-01158
Number of participants with account balances2009-01-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN

Measure Date Value
2018 : J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$4,399,280
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$154,682
Total loss/gain on sale of assets2018-12-31$-17,669
Total of all expenses incurred2018-12-31$101,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$82,650
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$88,658
Value of total assets at end of year2018-12-31$0
Value of total assets at beginning of year2018-12-31$4,345,943
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$18,695
Total interest from all sources2018-12-31$15,115
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$34,892
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$18,695
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$53,280
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$70,354
Participant contributions at beginning of year2018-12-31$2,148
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$320,889
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$-249,993
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$53,337
Value of net assets at end of year (total assets less liabilities)2018-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,345,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,861,110
Interest on participant loans2018-12-31$1,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$47,883
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$47,883
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$13,523
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$249,993
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$233,512
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$33,686
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$35,378
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$1,364
Income. Dividends from common stock2018-12-31$34,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$82,650
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$697,261
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$1,111,422
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31Yes
Aggregate proceeds on sale of assets2018-12-31$2,108,282
Aggregate carrying amount (costs) on sale of assets2018-12-31$2,125,951
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BKC,CPA'S, PC
Accountancy firm EIN2018-12-31223299874
2017 : J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$230,432
Total unrealized appreciation/depreciation of assets2017-12-31$230,432
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$765,019
Total loss/gain on sale of assets2017-12-31$-20,259
Total of all expenses incurred2017-12-31$1,229,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,176,579
Expenses. Certain deemed distributions of participant loans2017-12-31$18,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$191,964
Value of total assets at end of year2017-12-31$4,345,943
Value of total assets at beginning of year2017-12-31$4,810,493
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$34,070
Total interest from all sources2017-12-31$31,673
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$40,734
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$34,070
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$117,448
Participant contributions at end of year2017-12-31$70,354
Participant contributions at beginning of year2017-12-31$84,188
Participant contributions at end of year2017-12-31$2,148
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$320,889
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$264,986
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-464,550
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,345,943
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,810,493
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,861,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,717,161
Interest on participant loans2017-12-31$2,502
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$47,883
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$156,014
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$156,014
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$29,171
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$233,512
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$225,667
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$290,475
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$74,516
Employer contributions (assets) at end of year2017-12-31$1,364
Employer contributions (assets) at beginning of year2017-12-31$0
Income. Dividends from common stock2017-12-31$40,734
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,176,579
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$697,261
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$1,137,328
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$1,111,422
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$1,225,149
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$875,529
Aggregate carrying amount (costs) on sale of assets2017-12-31$895,788
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BEDARD, KUROWICKI AND CO.,CPA'S PC
Accountancy firm EIN2017-12-31223299874
2016 : J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$90,338
Total unrealized appreciation/depreciation of assets2016-12-31$90,338
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$546,514
Total loss/gain on sale of assets2016-12-31$13,422
Total of all expenses incurred2016-12-31$243,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$195,930
Expenses. Certain deemed distributions of participant loans2016-12-31$15,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$229,733
Value of total assets at end of year2016-12-31$4,810,493
Value of total assets at beginning of year2016-12-31$4,507,950
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$32,343
Total interest from all sources2016-12-31$45,489
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$42,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$32,343
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$144,508
Participant contributions at end of year2016-12-31$84,188
Participant contributions at beginning of year2016-12-31$141,835
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$2,872
Assets. Other investments not covered elsewhere at end of year2016-12-31$264,986
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$348,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$302,543
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,810,493
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,507,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,717,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,425,297
Interest on participant loans2016-12-31$4,493
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$156,014
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$251,961
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$251,961
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$40,996
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$225,667
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$174,853
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$124,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$85,225
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$3,558
Income. Dividends from common stock2016-12-31$42,915
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$195,930
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$1,137,328
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$975,001
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$1,225,149
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$1,184,376
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$505,686
Aggregate carrying amount (costs) on sale of assets2016-12-31$492,264
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BEDARD, KUROWICKI AND CO., CPA'S PC
Accountancy firm EIN2016-12-31223299874
2015 : J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-27,472
Total unrealized appreciation/depreciation of assets2015-12-31$-27,472
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$227,917
Total loss/gain on sale of assets2015-12-31$-56,912
Total of all expenses incurred2015-12-31$320,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$255,271
Expenses. Certain deemed distributions of participant loans2015-12-31$37,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$217,011
Value of total assets at end of year2015-12-31$4,507,950
Value of total assets at beginning of year2015-12-31$4,600,971
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$28,426
Total interest from all sources2015-12-31$43,422
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$46,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$28,426
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$137,130
Participant contributions at end of year2015-12-31$141,835
Participant contributions at beginning of year2015-12-31$238,117
Participant contributions at end of year2015-12-31$2,872
Participant contributions at beginning of year2015-12-31$12,876
Assets. Other investments not covered elsewhere at end of year2015-12-31$348,197
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$305,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-93,021
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,507,950
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,600,971
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,425,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,281,654
Interest on participant loans2015-12-31$3,837
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$251,961
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$129,509
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$129,509
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$39,585
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$174,853
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$160,837
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$5,504
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$79,881
Employer contributions (assets) at end of year2015-12-31$3,558
Employer contributions (assets) at beginning of year2015-12-31$118,036
Income. Dividends from common stock2015-12-31$46,364
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$255,271
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$975,001
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$1,019,297
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$1,184,376
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$1,335,497
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$1,211,403
Aggregate carrying amount (costs) on sale of assets2015-12-31$1,268,315
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WARNER & COMPANY
Accountancy firm EIN2015-12-31222329207
2014 : J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$141,649
Total unrealized appreciation/depreciation of assets2014-12-31$141,649
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$555,610
Total loss/gain on sale of assets2014-12-31$-37,305
Total of all expenses incurred2014-12-31$164,347
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$130,449
Expenses. Certain deemed distributions of participant loans2014-12-31$12,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$261,627
Value of total assets at end of year2014-12-31$4,600,971
Value of total assets at beginning of year2014-12-31$4,209,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$21,578
Total interest from all sources2014-12-31$46,419
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$54,422
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$20,200
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$110,268
Participant contributions at end of year2014-12-31$238,117
Participant contributions at beginning of year2014-12-31$213,047
Participant contributions at end of year2014-12-31$12,876
Participant contributions at beginning of year2014-12-31$1,853
Assets. Other investments not covered elsewhere at end of year2014-12-31$305,148
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$209,565
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$33,323
Other income not declared elsewhere2014-12-31$1,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$391,263
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,600,971
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,209,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$1,378
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,281,654
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,103,135
Interest on participant loans2014-12-31$2,571
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$129,509
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$57,476
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$57,476
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$43,848
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$160,837
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$209,223
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$87,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$118,036
Employer contributions (assets) at end of year2014-12-31$118,036
Employer contributions (assets) at beginning of year2014-12-31$120,000
Income. Dividends from common stock2014-12-31$54,422
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$130,449
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$1,019,297
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$790,707
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$1,335,497
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$1,504,702
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$466,289
Aggregate carrying amount (costs) on sale of assets2014-12-31$503,594
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WARNER & COMPANY
Accountancy firm EIN2014-12-31222329207
2013 : J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$131,970
Total unrealized appreciation/depreciation of assets2013-12-31$131,970
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$48
Total income from all sources (including contributions)2013-12-31$703,324
Total loss/gain on sale of assets2013-12-31$42,709
Total of all expenses incurred2013-12-31$451,779
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$427,502
Expenses. Certain deemed distributions of participant loans2013-12-31$9,490
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$226,201
Value of total assets at end of year2013-12-31$4,209,708
Value of total assets at beginning of year2013-12-31$3,958,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,787
Total interest from all sources2013-12-31$67,505
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$44,411
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$12,745
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$106,201
Participant contributions at end of year2013-12-31$213,047
Participant contributions at beginning of year2013-12-31$186,329
Participant contributions at end of year2013-12-31$1,853
Participant contributions at beginning of year2013-12-31$2,305
Assets. Other investments not covered elsewhere at end of year2013-12-31$209,565
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$168,682
Other income not declared elsewhere2013-12-31$2,122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$251,545
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,209,708
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,958,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$2,042
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,103,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$944,436
Interest on participant loans2013-12-31$20,839
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$57,476
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$40,681
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$40,681
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$46,666
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$209,223
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$207,077
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$188,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$120,000
Employer contributions (assets) at end of year2013-12-31$120,000
Employer contributions (assets) at beginning of year2013-12-31$120,000
Income. Dividends from common stock2013-12-31$44,411
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$427,502
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$790,707
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$1,167,903
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$1,504,702
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$1,120,798
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$48
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$725,377
Aggregate carrying amount (costs) on sale of assets2013-12-31$682,668
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WARNER & COMPANY
Accountancy firm EIN2013-12-31222329207
2012 : J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$29,458
Total unrealized appreciation/depreciation of assets2012-12-31$29,458
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$48
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$448,973
Total loss/gain on sale of assets2012-12-31$-2,603
Total of all expenses incurred2012-12-31$161,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$133,775
Expenses. Certain deemed distributions of participant loans2012-12-31$2,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$223,652
Value of total assets at end of year2012-12-31$3,958,211
Value of total assets at beginning of year2012-12-31$3,670,270
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$25,027
Total interest from all sources2012-12-31$61,994
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$39,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$12,500
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$103,652
Participant contributions at end of year2012-12-31$186,329
Participant contributions at beginning of year2012-12-31$163,921
Participant contributions at end of year2012-12-31$2,305
Participant contributions at beginning of year2012-12-31$5,704
Assets. Other investments not covered elsewhere at end of year2012-12-31$168,682
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$78,345
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$2,218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$287,893
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,958,163
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,670,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$12,527
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$944,436
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$748,711
Interest on participant loans2012-12-31$5,292
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$40,681
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$119,733
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$119,733
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$56,702
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$207,077
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$259,484
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$94,704
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$120,000
Employer contributions (assets) at end of year2012-12-31$120,000
Employer contributions (assets) at beginning of year2012-12-31$120,000
Income. Dividends from common stock2012-12-31$39,550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$133,775
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$1,167,903
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$1,338,289
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,120,798
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$836,083
Liabilities. Value of benefit claims payable at end of year2012-12-31$48
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$864,810
Aggregate carrying amount (costs) on sale of assets2012-12-31$867,413
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WARNER & COMPANY
Accountancy firm EIN2012-12-31222329207
2011 : J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$90,479
Total unrealized appreciation/depreciation of assets2011-12-31$90,479
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$856
Total income from all sources (including contributions)2011-12-31$394,026
Total loss/gain on sale of assets2011-12-31$-26,228
Total of all expenses incurred2011-12-31$101,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$85,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$221,055
Value of total assets at end of year2011-12-31$3,670,270
Value of total assets at beginning of year2011-12-31$3,378,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$16,570
Total interest from all sources2011-12-31$77,579
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$25,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$148
Administrative expenses professional fees incurred2011-12-31$16,070
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$300,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$101,055
Participant contributions at end of year2011-12-31$163,921
Participant contributions at beginning of year2011-12-31$158,467
Participant contributions at end of year2011-12-31$5,704
Participant contributions at beginning of year2011-12-31$1,725
Assets. Other investments not covered elsewhere at end of year2011-12-31$78,345
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$88,233
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$568
Other income not declared elsewhere2011-12-31$5,617
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$292,374
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,670,270
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,377,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$500
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$748,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$755,123
Interest on participant loans2011-12-31$5,933
Interest earned on other investments2011-12-31$42,630
Income. Interest from corporate debt instruments2011-12-31$27,014
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$119,733
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$274,478
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$274,478
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$2,002
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$259,484
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$176,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$120,000
Employer contributions (assets) at end of year2011-12-31$120,000
Income. Dividends from common stock2011-12-31$25,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$85,082
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$1,338,289
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$1,214,463
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$836,083
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$708,965
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$856
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$994,468
Aggregate carrying amount (costs) on sale of assets2011-12-31$1,020,696
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WARNER & COMPANY
Accountancy firm EIN2011-12-31222329207
2010 : J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$107,583
Total unrealized appreciation/depreciation of assets2010-12-31$107,583
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$856
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$622,133
Total loss/gain on sale of assets2010-12-31$44,077
Total of all expenses incurred2010-12-31$63,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$32,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$295,990
Value of total assets at end of year2010-12-31$3,378,752
Value of total assets at beginning of year2010-12-31$2,819,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$30,821
Total interest from all sources2010-12-31$68,666
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$17,747
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$250,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$95,990
Participant contributions at end of year2010-12-31$158,467
Participant contributions at beginning of year2010-12-31$131,467
Participant contributions at end of year2010-12-31$1,725
Participant contributions at beginning of year2010-12-31$2,302
Assets. Other investments not covered elsewhere at end of year2010-12-31$88,233
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$174,055
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$568
Other income not declared elsewhere2010-12-31$6,203
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$558,690
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,377,896
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,819,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$30,821
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$755,123
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$672,526
Interest on participant loans2010-12-31$7,298
Interest earned on other investments2010-12-31$4,004
Income. Interest from corporate debt instruments2010-12-31$57,312
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$274,478
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$495,140
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$495,140
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$52
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$176,730
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$148,757
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$81,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$200,000
Income. Dividends from common stock2010-12-31$17,747
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$32,622
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$1,214,463
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$819,900
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$708,965
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$375,059
Liabilities. Value of benefit claims payable at end of year2010-12-31$856
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$734,469
Aggregate carrying amount (costs) on sale of assets2010-12-31$690,392
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WARNER & COMPANY
Accountancy firm EIN2010-12-31222329207

Form 5500 Responses for J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN

2018: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: J.G. FINNERAN ASSOCIATES, INC. 401(K) SAVINGS AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number371457-01
Policy instance 1
Insurance contract or identification number371457-01
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $4,704
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,352
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number371457-01
Policy instance 1
Insurance contract or identification number371457-01
Number of Individuals Covered30
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $769
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $385
Insurance broker organization code?3
Insurance broker nameHARRY CARROLL
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number371457-01
Policy instance 1
Insurance contract or identification number371457-01
Number of Individuals Covered66
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $569
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $284
Insurance broker organization code?3
Insurance broker nameHARRY CARROLL
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAPB2JR28
Policy instance 1
Insurance contract or identification numberGAPB2JR28
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number371457-01
Policy instance 2
Insurance contract or identification number371457-01
Number of Individuals Covered38
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,469
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $734
Insurance broker organization code?3
Additional information about fees paid to insurance broker3
Insurance broker nameHARRY CARROLL
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAPB2JR28
Policy instance 1
Insurance contract or identification numberGAPB2JR28
Number of Individuals Covered53
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAPB2JR28
Policy instance 1
Insurance contract or identification numberGAPB2JR28
Number of Individuals Covered154
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAPB2JR28
Policy instance 1
Insurance contract or identification numberGAPB2JR28
Number of Individuals Covered63
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAPB2JR28
Policy instance 1
Insurance contract or identification numberGAPB2JR28
Number of Individuals Covered63
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes

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