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SONY SAVINGS AND INVESTMENT PLAN 401k Plan overview

Plan NameSONY SAVINGS AND INVESTMENT PLAN
Plan identification number 004

SONY SAVINGS AND INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SONY ELECTRONICS INC. has sponsored the creation of one or more 401k plans.

Company Name:SONY ELECTRONICS INC.
Employer identification number (EIN):222878067
NAIC Classification:423600

Additional information about SONY ELECTRONICS INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2156016

More information about SONY ELECTRONICS INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SONY SAVINGS AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042011-01-01DONNA KAPTAIN LEONARD NATALE2012-10-12
0042010-01-01DONNA KAPTAIN LEONARD NATALE2011-10-14
0042009-01-01DONNA KAPTAIN LEONARD NATALE2011-11-29
0042009-01-01DONNA KAPTAIN LEONARD NATALE2010-10-15

Plan Statistics for SONY SAVINGS AND INVESTMENT PLAN

401k plan membership statisitcs for SONY SAVINGS AND INVESTMENT PLAN

Measure Date Value
2011: SONY SAVINGS AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0114,997
Total number of active participants reported on line 7a of the Form 55002011-01-018,670
Number of retired or separated participants receiving benefits2011-01-0133
Number of other retired or separated participants entitled to future benefits2011-01-016,147
Total of all active and inactive participants2011-01-0114,850
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0178
Total participants2011-01-0114,928
Number of participants with account balances2011-01-0114,096
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012,268
2010: SONY SAVINGS AND INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0115,159
Total number of active participants reported on line 7a of the Form 55002010-01-018,677
Number of retired or separated participants receiving benefits2010-01-0136
Number of other retired or separated participants entitled to future benefits2010-01-016,195
Total of all active and inactive participants2010-01-0114,908
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0189
Total participants2010-01-0114,997
Number of participants with account balances2010-01-0114,110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011,841
2009: SONY SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0114,694
Total number of active participants reported on line 7a of the Form 55002009-01-019,067
Number of retired or separated participants receiving benefits2009-01-0135
Number of other retired or separated participants entitled to future benefits2009-01-015,985
Total of all active and inactive participants2009-01-0115,087
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0172
Total participants2009-01-0115,159
Number of participants with account balances2009-01-0114,556
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012,816

Financial Data on SONY SAVINGS AND INVESTMENT PLAN

Measure Date Value
2011 : SONY SAVINGS AND INVESTMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-134,343
Total unrealized appreciation/depreciation of assets2011-12-31$-134,343
Total transfer of assets to this plan2011-12-31$1,042,339,149
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$669,630
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,452,534
Total income from all sources (including contributions)2011-12-31$92,045,153
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$113,538,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$111,130,828
Expenses. Certain deemed distributions of participant loans2011-12-31$-177,876
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$78,389,299
Value of total assets at end of year2011-12-31$2,237,741,274
Value of total assets at beginning of year2011-12-31$1,217,678,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,585,415
Total interest from all sources2011-12-31$2,298,898
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$8,184,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$7,459,723
Administrative expenses professional fees incurred2011-12-31$392,502
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$186,085
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$495,465
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$43,257,384
Participant contributions at end of year2011-12-31$18,458,414
Participant contributions at beginning of year2011-12-31$19,359,371
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$1,131,942
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$349,116,562
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,130,656
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,042,845,142
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$225,175
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$443,312
Other income not declared elsewhere2011-12-31$26,221,989
Administrative expenses (other) incurred2011-12-31$1,509
Liabilities. Value of operating payables at end of year2011-12-31$549,927
Liabilities. Value of operating payables at beginning of year2011-12-31$551,731
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-21,493,214
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,237,071,644
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,216,225,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$799,457
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$296,291,452
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$515,155,413
Interest on participant loans2011-12-31$634,224
Interest earned on other investments2011-12-31$1,664,674
Value of interest in common/collective trusts at end of year2011-12-31$782,505,850
Value of interest in common/collective trusts at beginning of year2011-12-31$210,173,657
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,010,037
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,280,728
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,280,728
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,705,786
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-11,860,436
Net investment gain or loss from common/collective trusts2011-12-31$-11,054,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$32,001,259
Employer contributions (assets) at end of year2011-12-31$11,279,366
Employer contributions (assets) at beginning of year2011-12-31$11,585,340
Income. Dividends from common stock2011-12-31$725,017
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$111,130,828
Contract administrator fees2011-12-31$1,391,947
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$84,164,928
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$106,448,804
Liabilities. Value of benefit claims payable at end of year2011-12-31$119,703
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$457,491
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2011-12-31134008324
2010 : SONY SAVINGS AND INVESTMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$15,475,765
Total unrealized appreciation/depreciation of assets2010-12-31$15,475,765
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,452,534
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$803,913
Total income from all sources (including contributions)2010-12-31$195,944,828
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$110,152,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$107,510,443
Expenses. Certain deemed distributions of participant loans2010-12-31$-20,221
Value of total corrective distributions2010-12-31$12,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$77,130,540
Value of total assets at end of year2010-12-31$1,217,678,243
Value of total assets at beginning of year2010-12-31$1,131,237,531
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,649,995
Total interest from all sources2010-12-31$3,280,415
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$9,031,646
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$8,304,775
Administrative expenses professional fees incurred2010-12-31$329,602
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$495,465
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$1,610,077
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$42,212,381
Participant contributions at end of year2010-12-31$19,359,371
Participant contributions at beginning of year2010-12-31$22,360,924
Participant contributions at end of year2010-12-31$1,131,942
Participant contributions at beginning of year2010-12-31$1,171,568
Assets. Other investments not covered elsewhere at end of year2010-12-31$349,116,562
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$363,567,589
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,980,196
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$225,175
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$142,943
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$443,312
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$295,662
Other income not declared elsewhere2010-12-31$10,327,028
Liabilities. Value of operating payables at end of year2010-12-31$551,731
Liabilities. Value of operating payables at beginning of year2010-12-31$359,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$85,792,091
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,216,225,709
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,130,433,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$722,064
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$515,155,413
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$454,709,471
Interest on participant loans2010-12-31$970,973
Interest earned on other investments2010-12-31$2,309,442
Value of interest in common/collective trusts at end of year2010-12-31$210,173,657
Value of interest in common/collective trusts at beginning of year2010-12-31$176,695,899
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,280,728
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$787,842
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$787,842
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,705,786
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$6,831,007
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$53,147,936
Net investment gain or loss from common/collective trusts2010-12-31$27,551,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$31,937,963
Employer contributions (assets) at end of year2010-12-31$11,585,340
Employer contributions (assets) at beginning of year2010-12-31$12,086,891
Income. Dividends from common stock2010-12-31$726,871
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$107,510,443
Contract administrator fees2010-12-31$1,598,329
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$106,448,804
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$91,273,320
Liabilities. Value of benefit claims payable at end of year2010-12-31$457,491
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$148,733
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2010-12-31134008324
2009 : SONY SAVINGS AND INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SONY SAVINGS AND INVESTMENT PLAN

2011: SONY SAVINGS AND INVESTMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SONY SAVINGS AND INVESTMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SONY SAVINGS AND INVESTMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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