?>
Logo

SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan NameSUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN
Plan identification number 001

SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SUMCO PHOENIX CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:SUMCO PHOENIX CORPORATION
Employer identification number (EIN):223014284
NAIC Classification:334410

Additional information about SUMCO PHOENIX CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2215017

More information about SUMCO PHOENIX CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MISTY GILMORE MISTY GILMORE2018-08-23
0012016-01-01MISTY GILMORE MISTY GILMORE2017-09-09
0012015-01-01MISTY GILMORE MISTY GILMORE2016-10-10
0012014-01-01MISTY GILMORE MISTY GILMORE2015-10-13
0012013-01-01MISTY GILMORE MISTY GILMORE2014-09-22
0012012-01-01MISTY GILMORE
0012011-01-01MISTY GILMORE
0012009-01-01MISTY GILMORE MISTY GILMORE2010-09-28

Plan Statistics for SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01898
Total number of active participants reported on line 7a of the Form 55002022-01-01597
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-01294
Total of all active and inactive participants2022-01-01897
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01897
Number of participants with account balances2022-01-01879
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-016
2021: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01877
Total number of active participants reported on line 7a of the Form 55002021-01-01626
Number of retired or separated participants receiving benefits2021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-01260
Total of all active and inactive participants2021-01-01891
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01891
Number of participants with account balances2021-01-01891
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-014
2020: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01865
Total number of active participants reported on line 7a of the Form 55002020-01-01624
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-01243
Total of all active and inactive participants2020-01-01871
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01871
Number of participants with account balances2020-01-01871
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01887
Total number of active participants reported on line 7a of the Form 55002019-01-01602
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01259
Total of all active and inactive participants2019-01-01863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01863
Number of participants with account balances2019-01-01863
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01871
Total number of active participants reported on line 7a of the Form 55002018-01-01608
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01273
Total of all active and inactive participants2018-01-01882
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01882
Number of participants with account balances2018-01-01882
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01851
Total number of active participants reported on line 7a of the Form 55002017-01-01585
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01285
Total of all active and inactive participants2017-01-01871
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01871
Number of participants with account balances2017-01-01871
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01844
Total number of active participants reported on line 7a of the Form 55002016-01-01555
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01292
Total of all active and inactive participants2016-01-01848
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01848
Number of participants with account balances2016-01-01848
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01866
Total number of active participants reported on line 7a of the Form 55002015-01-01544
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01300
Total of all active and inactive participants2015-01-01844
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01844
Number of participants with account balances2015-01-01843
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01922
Total number of active participants reported on line 7a of the Form 55002014-01-01535
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01326
Total of all active and inactive participants2014-01-01861
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01861
Number of participants with account balances2014-01-01861
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,012
Total number of active participants reported on line 7a of the Form 55002013-01-01596
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01326
Total of all active and inactive participants2013-01-01922
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01922
Number of participants with account balances2013-01-01922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,136
Total number of active participants reported on line 7a of the Form 55002012-01-01658
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01354
Total of all active and inactive participants2012-01-011,012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,012
Number of participants with account balances2012-01-011,012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0116
2011: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,242
Total number of active participants reported on line 7a of the Form 55002011-01-01635
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01501
Total of all active and inactive participants2011-01-011,136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,136
Number of participants with account balances2011-01-011,116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0121
2009: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,906
Total number of active participants reported on line 7a of the Form 55002009-01-01963
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01374
Total of all active and inactive participants2009-01-011,337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-011,338
Number of participants with account balances2009-01-011,338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0197

Financial Data on SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022 : SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-14,139,375
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$9,001,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$8,825,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$7,066,784
Value of total assets at end of year2022-12-31$132,432,819
Value of total assets at beginning of year2022-12-31$155,573,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$176,455
Total interest from all sources2022-12-31$522,376
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,630,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,630,550
Administrative expenses professional fees incurred2022-12-31$18,711
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,234,045
Participant contributions at end of year2022-12-31$2,391,532
Participant contributions at beginning of year2022-12-31$2,413,647
Assets. Other investments not covered elsewhere at end of year2022-12-31$25,980,556
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$25,574,346
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$164,665
Other income not declared elsewhere2022-12-31$-35,999
Administrative expenses (other) incurred2022-12-31$1,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-23,140,988
Value of net assets at end of year (total assets less liabilities)2022-12-31$132,432,819
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$155,573,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$100,848,739
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$124,107,015
Value of interest in pooled separate accounts at end of year2022-12-31$3,211,992
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,478,799
Interest on participant loans2022-12-31$119,969
Interest earned on other investments2022-12-31$402,407
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-23,070,006
Net investment gain/loss from pooled separate accounts2022-12-31$-253,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,668,074
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$8,825,158
Contract administrator fees2022-12-31$116,494
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$25,420,840
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$6,471,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$6,245,917
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,947,223
Value of total assets at end of year2021-12-31$155,573,807
Value of total assets at beginning of year2021-12-31$136,624,365
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$225,481
Total interest from all sources2021-12-31$509,859
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,509,156
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,509,156
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,170,255
Participant contributions at end of year2021-12-31$2,413,647
Participant contributions at beginning of year2021-12-31$2,641,778
Assets. Other investments not covered elsewhere at end of year2021-12-31$25,574,346
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$25,062,948
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$157,939
Other income not declared elsewhere2021-12-31$9,999
Administrative expenses (other) incurred2021-12-31$225,481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$18,949,442
Value of net assets at end of year (total assets less liabilities)2021-12-31$155,573,807
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$136,624,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$124,107,015
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$105,988,168
Value of interest in pooled separate accounts at end of year2021-12-31$3,478,799
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,931,471
Interest on participant loans2021-12-31$127,259
Interest earned on other investments2021-12-31$382,600
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$15,755,688
Net investment gain/loss from pooled separate accounts2021-12-31$688,915
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,619,029
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,245,917
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$23,534,070
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$8,231,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$8,010,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,814,602
Value of total assets at end of year2020-12-31$136,624,365
Value of total assets at beginning of year2020-12-31$121,321,741
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$221,439
Total interest from all sources2020-12-31$594,761
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,563,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,563,384
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,129,444
Participant contributions at end of year2020-12-31$2,641,778
Participant contributions at beginning of year2020-12-31$2,470,053
Assets. Other investments not covered elsewhere at end of year2020-12-31$25,062,948
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$22,607,450
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$71,915
Administrative expenses (other) incurred2020-12-31$221,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$15,302,624
Value of net assets at end of year (total assets less liabilities)2020-12-31$136,624,365
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$121,321,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$105,988,168
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$87,717,349
Value of interest in pooled separate accounts at end of year2020-12-31$2,931,471
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,876,560
Interest on participant loans2020-12-31$151,080
Interest earned on other investments2020-12-31$443,681
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$5,650,329
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$13,160,713
Net investment gain/loss from pooled separate accounts2020-12-31$172,994
Net investment gain or loss from common/collective trusts2020-12-31$1,227,616
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,613,243
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$8,010,007
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$27,253,566
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$7,045,369
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,836,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,730,702
Value of total assets at end of year2019-12-31$121,321,741
Value of total assets at beginning of year2019-12-31$101,113,544
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$209,049
Total interest from all sources2019-12-31$551,518
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,619,973
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,619,973
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,802,935
Participant contributions at end of year2019-12-31$2,470,053
Participant contributions at beginning of year2019-12-31$2,597,470
Assets. Other investments not covered elsewhere at end of year2019-12-31$22,607,450
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$19,572,578
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$438,053
Other income not declared elsewhere2019-12-31$-3,774
Administrative expenses (other) incurred2019-12-31$209,049
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$20,208,197
Value of net assets at end of year (total assets less liabilities)2019-12-31$121,321,741
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$101,113,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$87,717,349
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$76,493,598
Value of interest in pooled separate accounts at end of year2019-12-31$2,876,560
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,449,898
Interest on participant loans2019-12-31$134,370
Interest earned on other investments2019-12-31$417,148
Value of interest in common/collective trusts at end of year2019-12-31$5,650,329
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$16,313,384
Net investment gain/loss from pooled separate accounts2019-12-31$620,316
Net investment gain or loss from common/collective trusts2019-12-31$1,421,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,489,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,836,320
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$688,852
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,987,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,793,181
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,471,020
Value of total assets at end of year2018-12-31$101,113,544
Value of total assets at beginning of year2018-12-31$106,411,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$194,116
Total interest from all sources2018-12-31$499,129
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,447,902
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,447,902
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,546,050
Participant contributions at end of year2018-12-31$2,597,470
Participant contributions at beginning of year2018-12-31$2,532,404
Assets. Other investments not covered elsewhere at end of year2018-12-31$19,572,578
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$18,922,028
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$589,130
Other income not declared elsewhere2018-12-31$37,151
Administrative expenses (other) incurred2018-12-31$194,116
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,298,445
Value of net assets at end of year (total assets less liabilities)2018-12-31$101,113,544
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$106,411,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$76,493,598
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$82,105,972
Value of interest in pooled separate accounts at end of year2018-12-31$2,449,898
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,851,585
Interest on participant loans2018-12-31$125,936
Interest earned on other investments2018-12-31$373,193
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,565,558
Net investment gain/loss from pooled separate accounts2018-12-31$-200,792
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,335,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,793,181
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$19,786,210
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$5,155,160
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,963,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,368,948
Value of total assets at end of year2017-12-31$106,411,989
Value of total assets at beginning of year2017-12-31$91,780,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$191,773
Total interest from all sources2017-12-31$474,454
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,243,826
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,243,826
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,150,036
Participant contributions at end of year2017-12-31$2,532,404
Participant contributions at beginning of year2017-12-31$2,453,771
Assets. Other investments not covered elsewhere at end of year2017-12-31$18,922,028
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$17,256,862
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$96,231
Other income not declared elsewhere2017-12-31$31,502
Administrative expenses (other) incurred2017-12-31$191,773
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$14,631,050
Value of net assets at end of year (total assets less liabilities)2017-12-31$106,411,989
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$91,780,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$82,105,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$72,065,415
Value of interest in pooled separate accounts at end of year2017-12-31$2,851,585
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,891
Interest on participant loans2017-12-31$110,135
Interest earned on other investments2017-12-31$364,319
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$12,328,826
Net investment gain/loss from pooled separate accounts2017-12-31$338,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,122,681
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,963,387
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2017-12-31410746749
2016 : SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$12,361,528
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,242,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,009,726
Expenses. Certain deemed distributions of participant loans2016-12-31$25,156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,091,417
Value of total assets at end of year2016-12-31$91,780,939
Value of total assets at beginning of year2016-12-31$84,662,248
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$207,955
Total interest from all sources2016-12-31$445,891
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,218,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,218,636
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,988,076
Participant contributions at end of year2016-12-31$2,453,771
Participant contributions at beginning of year2016-12-31$2,510,600
Assets. Other investments not covered elsewhere at end of year2016-12-31$17,256,862
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$16,459,636
Other income not declared elsewhere2016-12-31$65,309
Administrative expenses (other) incurred2016-12-31$207,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$7,118,691
Value of net assets at end of year (total assets less liabilities)2016-12-31$91,780,939
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$84,662,248
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$72,065,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$65,691,801
Value of interest in pooled separate accounts at end of year2016-12-31$4,891
Value of interest in pooled separate accounts at beginning of year2016-12-31$211
Interest on participant loans2016-12-31$106,497
Interest earned on other investments2016-12-31$339,394
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,540,012
Net investment gain/loss from pooled separate accounts2016-12-31$263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,103,341
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,009,726
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSON ALLEN
Accountancy firm EIN2016-12-31410746749
2015 : SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,047,444
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,591,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,528,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,873,903
Value of total assets at end of year2015-12-31$84,662,248
Value of total assets at beginning of year2015-12-31$86,206,741
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$63,610
Total interest from all sources2015-12-31$393,398
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,204,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,204,591
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,819,705
Participant contributions at end of year2015-12-31$2,510,600
Participant contributions at beginning of year2015-12-31$2,459,160
Assets. Other investments not covered elsewhere at end of year2015-12-31$16,459,636
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$15,350,489
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$58,444
Other income not declared elsewhere2015-12-31$-1,130
Administrative expenses (other) incurred2015-12-31$63,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,544,493
Value of net assets at end of year (total assets less liabilities)2015-12-31$84,662,248
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$86,206,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$65,691,801
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$68,286,096
Value of interest in pooled separate accounts at end of year2015-12-31$211
Value of interest in pooled separate accounts at beginning of year2015-12-31$110,996
Interest on participant loans2015-12-31$104,296
Interest earned on other investments2015-12-31$289,102
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,418,016
Net investment gain/loss from pooled separate accounts2015-12-31$-5,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,995,754
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,528,327
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2015-12-31410746749
2014 : SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$9,751,392
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$8,608,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,545,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,507,208
Value of total assets at end of year2014-12-31$86,206,741
Value of total assets at beginning of year2014-12-31$85,064,256
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$63,024
Total interest from all sources2014-12-31$368,576
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,090,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,090,719
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,610,664
Participant contributions at end of year2014-12-31$2,459,160
Participant contributions at beginning of year2014-12-31$2,340,737
Assets. Other investments not covered elsewhere at end of year2014-12-31$15,350,489
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$14,590,711
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$170,660
Other income not declared elsewhere2014-12-31$48,008
Administrative expenses (other) incurred2014-12-31$63,024
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,142,485
Value of net assets at end of year (total assets less liabilities)2014-12-31$86,206,741
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$85,064,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$68,286,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$67,954,917
Value of interest in pooled separate accounts at end of year2014-12-31$110,996
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$100,139
Interest earned on other investments2014-12-31$268,437
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,738,123
Net investment gain/loss from pooled separate accounts2014-12-31$-1,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,725,884
Employer contributions (assets) at beginning of year2014-12-31$177,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,545,883
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2014-12-31410746749
2013 : SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$18,464,741
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$11,412,188
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$11,319,575
Expenses. Certain deemed distributions of participant loans2013-12-31$6,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,496,746
Value of total assets at end of year2013-12-31$85,064,256
Value of total assets at beginning of year2013-12-31$78,011,703
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$86,017
Total interest from all sources2013-12-31$400,074
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$998,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$998,601
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,545,512
Participant contributions at end of year2013-12-31$2,340,737
Participant contributions at beginning of year2013-12-31$2,681,615
Assets. Other investments not covered elsewhere at end of year2013-12-31$14,590,711
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$16,492,368
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$102,523
Other income not declared elsewhere2013-12-31$47,317
Administrative expenses (other) incurred2013-12-31$86,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,052,553
Value of net assets at end of year (total assets less liabilities)2013-12-31$85,064,256
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$78,011,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$67,954,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$58,663,021
Interest on participant loans2013-12-31$102,784
Interest earned on other investments2013-12-31$297,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$12,522,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,848,711
Employer contributions (assets) at end of year2013-12-31$177,891
Employer contributions (assets) at beginning of year2013-12-31$174,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$11,319,575
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2013-12-31410746749
2012 : SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$13,342,960
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$7,200,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,153,672
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,107,575
Value of total assets at end of year2012-12-31$78,011,703
Value of total assets at beginning of year2012-12-31$71,869,087
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$46,672
Total interest from all sources2012-12-31$484,281
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,034,812
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,034,812
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,715,851
Participant contributions at end of year2012-12-31$2,681,615
Participant contributions at beginning of year2012-12-31$2,676,510
Assets. Other investments not covered elsewhere at end of year2012-12-31$16,492,368
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$16,289,204
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$422,177
Other income not declared elsewhere2012-12-31$53,225
Administrative expenses (other) incurred2012-12-31$46,672
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,142,616
Value of net assets at end of year (total assets less liabilities)2012-12-31$78,011,703
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$71,869,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$58,663,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$52,721,379
Interest on participant loans2012-12-31$115,494
Interest earned on other investments2012-12-31$368,787
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$6,663,067
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,969,547
Employer contributions (assets) at end of year2012-12-31$174,699
Employer contributions (assets) at beginning of year2012-12-31$181,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,153,672
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2012-12-31410746749
2011 : SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$5,558,275
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$9,732,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$9,271,342
Expenses. Certain deemed distributions of participant loans2011-12-31$397,126
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,491,170
Value of total assets at end of year2011-12-31$71,869,087
Value of total assets at beginning of year2011-12-31$76,043,620
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$64,340
Total interest from all sources2011-12-31$520,089
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,356,210
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,356,210
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,035,332
Participant contributions at end of year2011-12-31$2,676,510
Participant contributions at beginning of year2011-12-31$2,513,896
Assets. Other investments not covered elsewhere at end of year2011-12-31$16,289,204
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$13,405,232
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$58,738
Administrative expenses (other) incurred2011-12-31$64,340
Total non interest bearing cash at beginning of year2011-12-31$472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-4,174,533
Value of net assets at end of year (total assets less liabilities)2011-12-31$71,869,087
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$76,043,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$52,721,379
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$60,002,561
Interest on participant loans2011-12-31$117,501
Interest earned on other investments2011-12-31$402,588
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,809,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,397,100
Employer contributions (assets) at end of year2011-12-31$181,994
Employer contributions (assets) at beginning of year2011-12-31$121,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$9,271,342
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2011-12-31410746749
2010 : SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$13,987,736
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$17,866,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$17,763,227
Expenses. Certain deemed distributions of participant loans2010-12-31$9,020
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,241,734
Value of total assets at end of year2010-12-31$76,043,620
Value of total assets at beginning of year2010-12-31$79,921,980
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$93,849
Total interest from all sources2010-12-31$575,661
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,021,039
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,021,039
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,450,651
Participant contributions at end of year2010-12-31$2,513,896
Participant contributions at beginning of year2010-12-31$2,972,220
Participant contributions at beginning of year2010-12-31$133,276
Assets. Other investments not covered elsewhere at end of year2010-12-31$13,405,232
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$11,101,164
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$234,419
Administrative expenses (other) incurred2010-12-31$93,849
Total non interest bearing cash at end of year2010-12-31$472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-3,878,360
Value of net assets at end of year (total assets less liabilities)2010-12-31$76,043,620
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$79,921,980
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$60,002,561
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$62,054,573
Interest on participant loans2010-12-31$147,954
Interest earned on other investments2010-12-31$427,707
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,318,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,318,637
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$6,149,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,556,664
Employer contributions (assets) at end of year2010-12-31$121,459
Employer contributions (assets) at beginning of year2010-12-31$342,110
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$17,763,227
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CLIFTON GUNDERSON, LLP
Accountancy firm EIN2010-12-31370802863

Form 5500 Responses for SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN

2022: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SUMCO PHOENIX CORPORATION SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041026
Policy instance 1
Insurance contract or identification number041026
Number of Individuals Covered897
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041026
Policy instance 1
Insurance contract or identification number041026
Number of Individuals Covered891
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041026
Policy instance 1
Insurance contract or identification number041026
Number of Individuals Covered871
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041026
Policy instance 1
Insurance contract or identification number041026
Number of Individuals Covered863
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041026
Policy instance 1
Insurance contract or identification number041026
Number of Individuals Covered871
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041026
Policy instance 1
Insurance contract or identification number041026
Number of Individuals Covered844
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041026
Policy instance 1
Insurance contract or identification number041026
Number of Individuals Covered861
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3