401k Plan data: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN plan

PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	PLUS DIAGNOSTICS 401(K) SAVINGS PLAN
Plan identification number	001

PLUS DIAGNOSTICS 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PLUS DIAGNOSTICS has sponsored the creation of one or more 401k plans.

Company Name: PLUS DIAGNOSTICS

Employer identification number (EIN): 223059768

NAIC Classification: 621399
NAIC Description: Offices of All Other Miscellaneous Health Practitioners

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PLUS DIAGNOSTICS 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 DAVID PRIESTLEY
001 2013-01-01 DAVID PRIESTLEY
001 2012-01-01 BRIAN URBAN BRIAN URBAN 2013-08-15
001 2011-01-01 BRIAN D. URBAN
001 2009-01-01 TIMOTHY KENNEDY TIMOTHY KENNEDY 2010-09-27

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	DAVID PRIESTLEY
001	2013-01-01	DAVID PRIESTLEY
001	2012-01-01	BRIAN URBAN	BRIAN URBAN	2013-08-15
001	2011-01-01	BRIAN D. URBAN
001	2009-01-01	TIMOTHY KENNEDY	TIMOTHY KENNEDY	2010-09-27

Plan Statistics for PLUS DIAGNOSTICS 401(K) SAVINGS PLAN

401k plan membership statisitcs for PLUS DIAGNOSTICS 401(K) SAVINGS PLAN

Measure Date Value
2014: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 343
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 375
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 274
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 69
Total of all active and inactive participants 2013-01-01 343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 343
Number of participants with account balances 2013-01-01 227
2012: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 405
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 323
Number of other retired or separated participants entitled to future benefits 2012-01-01 52
Total of all active and inactive participants 2012-01-01 375
Total participants 2012-01-01 375
Number of participants with account balances 2012-01-01 224
2011: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 303
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 357
Number of other retired or separated participants entitled to future benefits 2011-01-01 48
Total of all active and inactive participants 2011-01-01 405
Total participants 2011-01-01 405
Number of participants with account balances 2011-01-01 223
2009: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 181
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 291
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 50
Total of all active and inactive participants 2009-01-01 341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 341
Number of participants with account balances 2009-01-01 175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	343
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	375
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	274
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	69
Total of all active and inactive participants	2013-01-01	343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	343
Number of participants with account balances	2013-01-01	227
2012: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	405
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	323
Number of other retired or separated participants entitled to future benefits	2012-01-01	52
Total of all active and inactive participants	2012-01-01	375
Total participants	2012-01-01	375
Number of participants with account balances	2012-01-01	224
2011: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	303
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	357
Number of other retired or separated participants entitled to future benefits	2011-01-01	48
Total of all active and inactive participants	2011-01-01	405
Total participants	2011-01-01	405
Number of participants with account balances	2011-01-01	223
2009: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	181
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	291
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	50
Total of all active and inactive participants	2009-01-01	341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	341
Number of participants with account balances	2009-01-01	175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on PLUS DIAGNOSTICS 401(K) SAVINGS PLAN

Measure	Date	Value
2014 : PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$6,226,268
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,035,415
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,097,796
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,014,776
Expenses. Certain deemed distributions of participant loans	2014-12-31	$4,145
Value of total corrective distributions	2014-12-31	$74,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$718,711
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$7,288,649
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$4,083
Total interest from all sources	2014-12-31	$6,267
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$682,184
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$169,848
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$36,527
Other income not declared elsewhere	2014-12-31	$13,511
Administrative expenses (other) incurred	2014-12-31	$3,255
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$329
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$-1,062,381
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$7,288,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$6,836,305
Interest on participant loans	2014-12-31	$6,403
Interest earned on other investments	2014-12-31	$-328
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$192
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$282,167
Net investment gain/loss from pooled separate accounts	2014-12-31	$296,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,014,776
Contract administrator fees	2014-12-31	$828
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GRAMKOW CARNEVALE SEIFERT & CO. LLC
Accountancy firm EIN	2014-12-31	223767827
2013 : PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$74,792
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,007,409
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,745,677
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,648,795
Expenses. Certain deemed distributions of participant loans	2013-12-31	$5,295
Value of total corrective distributions	2013-12-31	$74,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,055,212
Value of total assets at end of year	2013-12-31	$7,288,649
Value of total assets at beginning of year	2013-12-31	$6,952,125
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$16,795
Total interest from all sources	2013-12-31	$13,148
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,017,311
Participant contributions at end of year	2013-12-31	$169,848
Participant contributions at beginning of year	2013-12-31	$155,297
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$37,901
Total non interest bearing cash at end of year	2013-12-31	$329
Total non interest bearing cash at beginning of year	2013-12-31	$329
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$261,732
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$7,213,857
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$6,952,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$6,836,305
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$6,549,643
Interest on participant loans	2013-12-31	$7,658
Interest earned on other investments	2013-12-31	$4,878
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$612
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$282,167
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$246,856
Net investment gain/loss from pooled separate accounts	2013-12-31	$939,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,648,795
Contract administrator fees	2013-12-31	$16,795
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$74,792
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GRAMKOW CARNEVALE SEIFERT & CO. LLC
Accountancy firm EIN	2013-12-31	223767827
2012 : PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$2,484,543
Total of all expenses incurred	2012-12-31	$1,015,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$985,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,798,137
Value of total assets at end of year	2012-12-31	$6,952,125
Value of total assets at beginning of year	2012-12-31	$5,483,448
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$30,440
Total interest from all sources	2012-12-31	$5,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$300,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,242,830
Participant contributions at end of year	2012-12-31	$155,297
Participant contributions at beginning of year	2012-12-31	$93,847
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$140,207
Administrative expenses (other) incurred	2012-12-31	$119
Total non interest bearing cash at end of year	2012-12-31	$329
Total non interest bearing cash at beginning of year	2012-12-31	$329
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,468,677
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$6,952,125
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,483,448
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$6,549,643
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$5,242,342
Interest on participant loans	2012-12-31	$4,832
Interest earned on other investments	2012-12-31	$872
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$246,856
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$146,930
Net investment gain/loss from pooled separate accounts	2012-12-31	$680,702
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$415,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$985,426
Contract administrator fees	2012-12-31	$30,321
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GRAMKOW CARNEVALE SEIFERT & CO. LLC
Accountancy firm EIN	2012-12-31	223767827
2011 : PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$1,787,468
Total of all expenses incurred	2011-12-31	$721,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$658,588
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,917,768
Value of total assets at end of year	2011-12-31	$5,483,448
Value of total assets at beginning of year	2011-12-31	$4,417,350
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$62,782
Total interest from all sources	2011-12-31	$3,609
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$300,000
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,234,061
Participant contributions at end of year	2011-12-31	$93,847
Participant contributions at beginning of year	2011-12-31	$34,347
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$58,547
Administrative expenses (other) incurred	2011-12-31	$2,692
Total non interest bearing cash at end of year	2011-12-31	$329
Total non interest bearing cash at beginning of year	2011-12-31	$329
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,066,098
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,483,448
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,417,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$5,242,342
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$4,279,928
Interest on participant loans	2011-12-31	$2,588
Interest earned on other investments	2011-12-31	$1,021
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$146,930
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$102,746
Net investment gain/loss from pooled separate accounts	2011-12-31	$-133,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$625,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$658,588
Contract administrator fees	2011-12-31	$60,090
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GRAMKOW CARNEVALE SEIFERT & CO, LLC
Accountancy firm EIN	2011-12-31	223767827
2010 : PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$2,218,644
Total of all expenses incurred	2010-12-31	$549,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$491,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,732,730
Value of total assets at end of year	2010-12-31	$4,417,350
Value of total assets at beginning of year	2010-12-31	$2,748,052
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$57,357
Total interest from all sources	2010-12-31	$2,235
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$300,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,113,600
Participant contributions at end of year	2010-12-31	$34,347
Participant contributions at beginning of year	2010-12-31	$4,196
Participant contributions at beginning of year	2010-12-31	$13,424
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$60,237
Administrative expenses (other) incurred	2010-12-31	$7,010
Total non interest bearing cash at end of year	2010-12-31	$329
Total non interest bearing cash at beginning of year	2010-12-31	$329
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,669,298
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,417,350
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,748,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$4,279,928
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,681,919
Interest on participant loans	2010-12-31	$1,007
Interest earned on other investments	2010-12-31	$1,228
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$102,746
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$46,461
Net investment gain/loss from pooled separate accounts	2010-12-31	$483,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$558,893
Employer contributions (assets) at beginning of year	2010-12-31	$1,723
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$491,989
Contract administrator fees	2010-12-31	$50,347
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GRAMKOW CARNEVALE SEIFERT & CO, LLC
Accountancy firm EIN	2010-12-31	223767827

Form 5500 Responses for PLUS DIAGNOSTICS 401(K) SAVINGS PLAN

2014: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: PLUS DIAGNOSTICS 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	PLUS DIAGNOSTICS
Employer identification number (EIN):	223059768
NAIC Classification:	621399
NAIC Description:	Offices of All Other Miscellaneous Health Practitioners