401k Plan data: KAPLAN COMPANIES 401(K) PLAN plan

KAPLAN COMPANIES 401(K) PLAN 401k Plan overview

Plan Name	KAPLAN COMPANIES 401(K) PLAN
Plan identification number	001

KAPLAN COMPANIES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KAPLAN COMPANIES has sponsored the creation of one or more 401k plans.

Company Name: KAPLAN COMPANIES

Employer identification number (EIN): 223074018

NAIC Classification: 531110
NAIC Description: Lessors of Residential Buildings and Dwellings

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KAPLAN COMPANIES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01 PHIL GIAFAGLIONE 2020-08-11
001 2018-01-01 PHIL GIAFAGLIONE 2019-09-26
001 2017-01-01 STEVE STRAUSS 2018-08-13
001 2016-01-01 STEVE STRAUSS 2017-10-02
001 2015-01-01 STEVE STRAUSS 2016-06-29
001 2014-01-01 STEVE STRAUSS 2015-07-30
001 2013-01-01 STEVE STRAUSS 2014-05-19
001 2012-01-01 STEVE STRAUSS 2013-09-13
001 2011-01-01 STEVE STRAUSS
001 2009-01-01 STEVE STRAUSS
001 2009-01-01 STEVE STRAUSS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01	PHIL GIAFAGLIONE	2020-08-11
001	2018-01-01	PHIL GIAFAGLIONE	2019-09-26
001	2017-01-01	STEVE STRAUSS	2018-08-13
001	2016-01-01	STEVE STRAUSS	2017-10-02
001	2015-01-01	STEVE STRAUSS	2016-06-29
001	2014-01-01	STEVE STRAUSS	2015-07-30
001	2013-01-01	STEVE STRAUSS	2014-05-19
001	2012-01-01	STEVE STRAUSS	2013-09-13
001	2011-01-01	STEVE STRAUSS
001	2009-01-01	STEVE STRAUSS
001	2009-01-01	STEVE STRAUSS

Plan Statistics for KAPLAN COMPANIES 401(K) PLAN

401k plan membership statisitcs for KAPLAN COMPANIES 401(K) PLAN

Measure Date Value
2022: KAPLAN COMPANIES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 117
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 4
Total of all active and inactive participants 2022-01-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 122
Number of participants with account balances 2022-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: KAPLAN COMPANIES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 117
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 3
Total of all active and inactive participants 2021-01-01 121
Total participants 2021-01-01 121
Number of participants with account balances 2021-01-01 40
2020: KAPLAN COMPANIES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 125
Number of other retired or separated participants entitled to future benefits 2020-01-01 2
Total of all active and inactive participants 2020-01-01 127
Total participants 2020-01-01 127
Number of participants with account balances 2020-01-01 42
2011: KAPLAN COMPANIES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 94
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 78
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 6
Total of all active and inactive participants 2011-01-01 84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 84
Number of participants with account balances 2011-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: KAPLAN COMPANIES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 116
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 68
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 30
Total of all active and inactive participants 2009-01-01 98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 98
Number of participants with account balances 2009-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2022: KAPLAN COMPANIES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	117
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	4
Total of all active and inactive participants	2022-01-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	122
Number of participants with account balances	2022-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: KAPLAN COMPANIES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	117
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	3
Total of all active and inactive participants	2021-01-01	121
Total participants	2021-01-01	121
Number of participants with account balances	2021-01-01	40
2020: KAPLAN COMPANIES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	125
Number of other retired or separated participants entitled to future benefits	2020-01-01	2
Total of all active and inactive participants	2020-01-01	127
Total participants	2020-01-01	127
Number of participants with account balances	2020-01-01	42
2011: KAPLAN COMPANIES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	94
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	78
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	6
Total of all active and inactive participants	2011-01-01	84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	84
Number of participants with account balances	2011-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: KAPLAN COMPANIES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	116
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	68
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	30
Total of all active and inactive participants	2009-01-01	98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	98
Number of participants with account balances	2009-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on KAPLAN COMPANIES 401(K) PLAN

Measure	Date	Value
2022 : KAPLAN COMPANIES 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-380,393
Total of all expenses incurred	2022-12-31	$380,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$378,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$338,354
Value of total assets at end of year	2022-12-31	$2,994,149
Value of total assets at beginning of year	2022-12-31	$3,754,990
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$2,118
Total interest from all sources	2022-12-31	$2,202
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Administrative expenses professional fees incurred	2022-12-31	$539
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$243,709
Participant contributions at end of year	2022-12-31	$29,804
Participant contributions at beginning of year	2022-12-31	$39,558
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$94,645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-760,841
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$2,994,149
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$3,754,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$1,497
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$2,964,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$3,715,432
Interest on participant loans	2022-12-31	$2,202
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-720,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$378,330
Contract administrator fees	2022-12-31	$82
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	WITHUM SMITH & BROWN, PC
Accountancy firm EIN	2022-12-31	222027092
2021 : KAPLAN COMPANIES 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$671,490
Total of all expenses incurred	2021-12-31	$126,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$124,565
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$265,838
Value of total assets at end of year	2021-12-31	$3,754,990
Value of total assets at beginning of year	2021-12-31	$3,209,699
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$1,634
Total interest from all sources	2021-12-31	$3,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Administrative expenses professional fees incurred	2021-12-31	$482
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$238,051
Participant contributions at end of year	2021-12-31	$39,558
Participant contributions at beginning of year	2021-12-31	$77,955
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$27,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$545,291
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$3,754,990
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$3,209,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$1,061
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$3,715,432
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$3,131,744
Interest on participant loans	2021-12-31	$3,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$401,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$124,565
Contract administrator fees	2021-12-31	$91
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	WITHUM SMITH & BROWN, PC
Accountancy firm EIN	2021-12-31	222027092
2020 : KAPLAN COMPANIES 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$493,611
Total of all expenses incurred	2020-12-31	$1,151,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,149,847
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$222,722
Value of total assets at end of year	2020-12-31	$3,209,699
Value of total assets at beginning of year	2020-12-31	$3,867,207
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$1,272
Total interest from all sources	2020-12-31	$5,195
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Administrative expenses professional fees incurred	2020-12-31	$564
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$222,722
Participant contributions at end of year	2020-12-31	$77,955
Participant contributions at beginning of year	2020-12-31	$85,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$-657,508
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$3,209,699
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$3,867,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$626
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$3,131,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$3,782,139
Interest on participant loans	2020-12-31	$5,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$265,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,149,847
Contract administrator fees	2020-12-31	$82
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	WITHUMSMITH & BROWN, PC
Accountancy firm EIN	2020-12-31	222027092
2011 : KAPLAN COMPANIES 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$84,335
Total of all expenses incurred	2011-12-31	$236,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$220,902
Value of total corrective distributions	2011-12-31	$15,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$167,633
Value of total assets at end of year	2011-12-31	$1,704,588
Value of total assets at beginning of year	2011-12-31	$1,856,443
Total interest from all sources	2011-12-31	$-83,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$167,633
Participant contributions at end of year	2011-12-31	$49,097
Participant contributions at beginning of year	2011-12-31	$58,229
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-151,855
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,704,588
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,856,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,655,491
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,798,214
Interest on participant loans	2011-12-31	$2,338
Income. Interest from corporate debt instruments	2011-12-31	$-85,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$220,902
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WITHUM SMITH BROWN
Accountancy firm EIN	2011-12-31	222027092
2010 : KAPLAN COMPANIES 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$386,322
Total of all expenses incurred	2010-12-31	$57,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$57,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$171,274
Value of total assets at end of year	2010-12-31	$1,856,443
Value of total assets at beginning of year	2010-12-31	$1,527,827
Total interest from all sources	2010-12-31	$215,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$170,128
Participant contributions at end of year	2010-12-31	$58,229
Participant contributions at beginning of year	2010-12-31	$50,952
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$1,146
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$328,616
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,856,443
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,527,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,798,214
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,476,875
Interest on participant loans	2010-12-31	$2,397
Income. Interest from corporate debt instruments	2010-12-31	$212,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$57,706
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WITHUM SMITH BROWN
Accountancy firm EIN	2010-12-31	222027092

Form 5500 Responses for KAPLAN COMPANIES 401(K) PLAN

2022: KAPLAN COMPANIES 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: KAPLAN COMPANIES 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: KAPLAN COMPANIES 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2011: KAPLAN COMPANIES 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: KAPLAN COMPANIES 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

350-81367

Policy instance

Insurance contract or identification number	350-81367
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-BO-YG47

Policy instance

Insurance contract or identification number	GAP-BO-YG47
Number of Individuals Covered	38
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $1,466
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-BO-YG47

Policy instance

Insurance contract or identification number	GAP-BO-YG47
Number of Individuals Covered	61
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $1,473
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	KAPLAN COMPANIES
Employer identification number (EIN):	223074018
NAIC Classification:	531110
NAIC Description:	Lessors of Residential Buildings and Dwellings