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COMPAS, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameCOMPAS, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

COMPAS, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COMPAS, INC. has sponsored the creation of one or more 401k plans.

Company Name:COMPAS, INC.
Employer identification number (EIN):223078659
NAIC Classification:541800

Additional information about COMPAS, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2854885

More information about COMPAS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMPAS, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01STANLEY WOODLAND
0012016-01-01STANLEY WOODLAND

Plan Statistics for COMPAS, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for COMPAS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: COMPAS, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01196
Total number of active participants reported on line 7a of the Form 55002022-01-01183
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0157
Total of all active and inactive participants2022-01-01240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01240
Number of participants with account balances2022-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: COMPAS, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01162
Total number of active participants reported on line 7a of the Form 55002021-01-01156
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0138
Total of all active and inactive participants2021-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01194
Number of participants with account balances2021-01-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-015
2020: COMPAS, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01137
Total number of active participants reported on line 7a of the Form 55002020-01-01136
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0125
Total of all active and inactive participants2020-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01162
Number of participants with account balances2020-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: COMPAS, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01106
Total number of active participants reported on line 7a of the Form 55002019-01-01118
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0119
Total of all active and inactive participants2019-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01137
Number of participants with account balances2019-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: COMPAS, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0193
Total number of active participants reported on line 7a of the Form 55002018-01-0186
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0114
Total of all active and inactive participants2018-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01100
Number of participants with account balances2018-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: COMPAS, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01250
Total number of active participants reported on line 7a of the Form 55002017-01-0179
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0114
Total of all active and inactive participants2017-01-0193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0193
Number of participants with account balances2017-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: COMPAS, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01289
Total number of active participants reported on line 7a of the Form 55002016-01-0173
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01174
Total of all active and inactive participants2016-01-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01247
Number of participants with account balances2016-01-01237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015

Financial Data on COMPAS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : COMPAS, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$7,848
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$888,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$844,312
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,824,950
Value of total assets at end of year2022-12-31$9,879,271
Value of total assets at beginning of year2022-12-31$10,760,225
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$44,490
Total interest from all sources2022-12-31$3,984
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$184,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$184,456
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,113,085
Participant contributions at end of year2022-12-31$70,208
Participant contributions at beginning of year2022-12-31$94,802
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$411,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-880,954
Value of net assets at end of year (total assets less liabilities)2022-12-31$9,879,271
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,760,225
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$23,689
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$9,441,846
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$10,341,314
Interest on participant loans2022-12-31$3,984
Income. Interest from loans (other than to participants)2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$198,346
Value of interest in common/collective trusts at beginning of year2022-12-31$189,984
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,010,157
Net investment gain or loss from common/collective trusts2022-12-31$4,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$300,179
Employer contributions (assets) at end of year2022-12-31$168,871
Employer contributions (assets) at beginning of year2022-12-31$134,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$844,312
Contract administrator fees2022-12-31$20,801
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WIPFLI LLP
Accountancy firm EIN2022-12-31390758449
2021 : COMPAS, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$3,387
Total income from all sources (including contributions)2021-12-31$2,700,242
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$485,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$441,816
Value of total corrective distributions2021-12-31$1,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,334,505
Value of total assets at end of year2021-12-31$10,760,225
Value of total assets at beginning of year2021-12-31$8,549,341
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$42,917
Total interest from all sources2021-12-31$4,308
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$165,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$165,048
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$940,204
Participant contributions at end of year2021-12-31$94,802
Participant contributions at beginning of year2021-12-31$81,280
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$28,620
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$148,501
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$3,387
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,214,271
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,760,225
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,545,954
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$22,960
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$10,341,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,110,349
Interest on participant loans2021-12-31$4,308
Income. Interest from loans (other than to participants)2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$189,984
Value of interest in common/collective trusts at beginning of year2021-12-31$220,819
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,191,221
Net investment gain or loss from common/collective trusts2021-12-31$5,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$245,800
Employer contributions (assets) at end of year2021-12-31$134,125
Employer contributions (assets) at beginning of year2021-12-31$108,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$441,816
Contract administrator fees2021-12-31$19,957
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WIPFLI LLP
Accountancy firm EIN2021-12-31390758449
2020 : COMPAS, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,105,218
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$670,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$641,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$873,186
Value of total assets at end of year2020-12-31$8,445,090
Value of total assets at beginning of year2020-12-31$7,009,945
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$28,486
Total interest from all sources2020-12-31$5,052
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$125,474
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$125,474
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$761,672
Participant contributions at end of year2020-12-31$81,280
Participant contributions at beginning of year2020-12-31$99,942
Participant contributions at end of year2020-12-31$28,620
Participant contributions at beginning of year2020-12-31$24,398
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$15,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,435,145
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,445,090
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$7,009,945
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$17,230
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,110,349
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,670,387
Interest on participant loans2020-12-31$5,052
Income. Interest from loans (other than to participants)2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$220,819
Value of interest in common/collective trusts at beginning of year2020-12-31$129,575
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,092
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,092
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,096,122
Net investment gain or loss from common/collective trusts2020-12-31$5,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$96,114
Employer contributions (assets) at end of year2020-12-31$4,022
Employer contributions (assets) at beginning of year2020-12-31$84,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$641,587
Contract administrator fees2020-12-31$11,256
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WIPFLI LLP
Accountancy firm EIN2020-12-31390758449
2019 : COMPAS, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,328,421
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$90,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$73,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,172,986
Value of total assets at end of year2019-12-31$7,009,945
Value of total assets at beginning of year2019-12-31$4,772,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$16,772
Total interest from all sources2019-12-31$5,866
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$90,310
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$90,310
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$630,682
Participant contributions at end of year2019-12-31$99,942
Participant contributions at beginning of year2019-12-31$72,778
Participant contributions at end of year2019-12-31$24,398
Participant contributions at beginning of year2019-12-31$15,880
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$347,944
Administrative expenses (other) incurred2019-12-31$16,346
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$4,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,237,930
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,009,945
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,772,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,670,387
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,606,505
Interest on participant loans2019-12-31$5,866
Income. Interest from loans (other than to participants)2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$129,575
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,092
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,058,398
Net investment gain or loss from common/collective trusts2019-12-31$861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$194,360
Employer contributions (assets) at end of year2019-12-31$84,551
Employer contributions (assets) at beginning of year2019-12-31$72,769
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$73,719
Contract administrator fees2019-12-31$426
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WIPFLI LLP
Accountancy firm EIN2019-12-31390758449
2018 : COMPAS, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$209,494
Total of all expenses incurred2018-12-31$152,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$130,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$563,742
Value of total assets at end of year2018-12-31$4,772,015
Value of total assets at beginning of year2018-12-31$4,715,018
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$22,097
Total interest from all sources2018-12-31$1,789
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$4,574
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$430,805
Participant contributions at end of year2018-12-31$72,778
Participant contributions at beginning of year2018-12-31$37,658
Participant contributions at end of year2018-12-31$15,880
Participant contributions at beginning of year2018-12-31$12,518
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$6,410
Total non interest bearing cash at end of year2018-12-31$4,083
Total non interest bearing cash at beginning of year2018-12-31$3,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$56,997
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,772,015
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,715,018
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$4,606,505
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,597,996
Interest on participant loans2018-12-31$1,789
Net investment gain/loss from pooled separate accounts2018-12-31$-362,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$132,937
Employer contributions (assets) at end of year2018-12-31$72,769
Employer contributions (assets) at beginning of year2018-12-31$63,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$130,400
Contract administrator fees2018-12-31$17,523
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WIPFLI LLP
Accountancy firm EIN2018-12-31390758449
2017 : COMPAS, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total transfer of assets from this plan2017-12-31$45,539
Total income from all sources (including contributions)2017-12-31$1,252,745
Total of all expenses incurred2017-12-31$89,311
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$64,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$536,794
Value of total assets at end of year2017-12-31$4,715,018
Value of total assets at beginning of year2017-12-31$3,597,123
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$25,297
Total interest from all sources2017-12-31$1,680
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$10,634
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$363,501
Participant contributions at end of year2017-12-31$37,658
Participant contributions at beginning of year2017-12-31$33,150
Participant contributions at end of year2017-12-31$12,518
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$57,368
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$4,754
Total non interest bearing cash at end of year2017-12-31$3,574
Total non interest bearing cash at beginning of year2017-12-31$5,806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$1,163,434
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,715,018
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,597,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$4,597,996
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,463,176
Interest on participant loans2017-12-31$1,680
Net investment gain/loss from pooled separate accounts2017-12-31$709,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$115,925
Employer contributions (assets) at end of year2017-12-31$63,272
Employer contributions (assets) at beginning of year2017-12-31$94,991
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$64,014
Contract administrator fees2017-12-31$14,663
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WIPFLI LLP
Accountancy firm EIN2017-12-31390758449
2016 : COMPAS, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total transfer of assets from this plan2016-12-31$6,142,467
Total income from all sources (including contributions)2016-12-31$1,461,814
Total of all expenses incurred2016-12-31$517,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$484,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$917,656
Value of total assets at end of year2016-12-31$3,597,123
Value of total assets at beginning of year2016-12-31$8,794,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$33,019
Total interest from all sources2016-12-31$2,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$9,618
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$642,966
Participant contributions at end of year2016-12-31$33,150
Participant contributions at beginning of year2016-12-31$83,369
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$76,677
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$-439
Other income not declared elsewhere2016-12-31$-189
Total non interest bearing cash at end of year2016-12-31$5,806
Total non interest bearing cash at beginning of year2016-12-31$4,136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$944,643
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,597,123
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,794,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$3,463,176
Value of interest in pooled separate accounts at beginning of year2016-12-31$8,553,015
Interest on participant loans2016-12-31$2,704
Net investment gain/loss from pooled separate accounts2016-12-31$541,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$198,013
Employer contributions (assets) at end of year2016-12-31$94,991
Employer contributions (assets) at beginning of year2016-12-31$154,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$484,591
Contract administrator fees2016-12-31$23,401
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WIPFLI LLP
Accountancy firm EIN2016-12-31390758449

Form 5500 Responses for COMPAS, INC. 401(K) PROFIT SHARING PLAN

2022: COMPAS, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: COMPAS, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: COMPAS, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: COMPAS, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: COMPAS, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: COMPAS, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COMPAS, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12387
Policy instance 1
Insurance contract or identification number12387
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-10-14
Total amount of commissions paid to insurance brokerUSD $15,436
Total amount of fees paid to insurance companyUSD $1,000
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,436
Insurance broker organization code?3
Amount paid for insurance broker fees1000
Additional information about fees paid to insurance brokerTPA FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12387
Policy instance 1
Insurance contract or identification number12387
Number of Individuals Covered97
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $17,250
Total amount of fees paid to insurance companyUSD $1,000
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,250
Insurance broker organization code?3
Amount paid for insurance broker fees1000
Additional information about fees paid to insurance brokerTPA SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12387
Policy instance 1
Insurance contract or identification number12387
Number of Individuals Covered89
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $14,442
Total amount of fees paid to insurance companyUSD $5,384
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,060
Insurance broker organization code?3
Amount paid for insurance broker fees5384
Additional information about fees paid to insurance brokerTPA SERVICES
Insurance broker nameATR, INC.

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