401k Plan data: CRITERIUM, INC. 401(K) PROFIT SHARING PLAN plan

CRITERIUM, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	CRITERIUM, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

CRITERIUM, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CRITERIUM, INC. has sponsored the creation of one or more 401k plans.

Company Name: CRITERIUM, INC.

Employer identification number (EIN): 223092498

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Additional information about CRITERIUM, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1994-09-30

Company Identification Number: 1856407

Legal Registered Office Address: 358 BROADWAY
STE 201
SARATOGA SPRINGS
United States of America (USA)
12866

More information about CRITERIUM, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CRITERIUM, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 KATHLEEN WANSER 2017-08-22
001 2016-01-01 KATHLEEN WANSER 2017-08-22
001 2015-01-01 KATHLEEN WANSER 2017-08-22
001 2014-01-01 KATHLEEN WANSER 2017-08-22
001 2013-01-01 KATHLEEN WANSER 2017-08-22
001 2012-01-01 CRITERIUM INC
001 2011-01-01 JOHN HUDAK 2012-10-04 JOHN HUDAK 2012-10-04
001 2010-01-01 JOHN HUDAK 2011-10-13 JOHN HUDAK 2011-10-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	KATHLEEN WANSER	2017-08-22
001	2016-01-01	KATHLEEN WANSER	2017-08-22
001	2015-01-01	KATHLEEN WANSER	2017-08-22
001	2014-01-01	KATHLEEN WANSER	2017-08-22
001	2013-01-01	KATHLEEN WANSER	2017-08-22
001	2012-01-01	CRITERIUM INC
001	2011-01-01	JOHN HUDAK	2012-10-04	JOHN HUDAK	2012-10-04
001	2010-01-01	JOHN HUDAK	2011-10-13	JOHN HUDAK	2011-10-13

Financial Data on CRITERIUM, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2012 : CRITERIUM, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$217,309
Expenses. Total of all expenses incurred	2012-12-31	$3,135
Benefits paid (including direct rollovers)	2012-12-31	$1,531
Total plan assets at end of year	2012-12-31	$1,110,963
Total plan assets at beginning of year	2012-12-31	$896,789
Value of fidelity bond covering the plan	2012-12-31	$0
Total contributions received or receivable from participants	2012-12-31	$42,242
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$146,044
Net income (gross income less expenses)	2012-12-31	$214,174
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,110,963
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$896,789
Assets. Value of participant loans	2012-12-31	$10,798
Total contributions received or receivable from employer(s)	2012-12-31	$29,023
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$1,604
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0

Form 5500 Responses for CRITERIUM, INC. 401(K) PROFIT SHARING PLAN

2012: CRITERIUM, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CRITERIUM, INC.
Employer identification number (EIN):	223092498
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1994-09-30
Company Identification Number:	1856407
Legal Registered Office Address:	358 BROADWAY STE 201 SARATOGA SPRINGS United States of America (USA) 12866