401k Plan data: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN plan

CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 401k Plan overview

Plan Name	CAPE PHYSICIANS ASSOCIATES 401(K) PLAN
Plan identification number	001

CAPE PHYSICIANS ASSOCIATES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAPE PHYSICIANS ASSOCIATES, PA has sponsored the creation of one or more 401k plans.

Company Name: CAPE PHYSICIANS ASSOCIATES, PA

Employer identification number (EIN): 223172481

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPE PHYSICIANS ASSOCIATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 BYRON HUNTER
001 2016-01-01 BYRON HUNTER
001 2015-01-01 BYRON HUNTER
001 2014-01-01 BYRON HUNTER
001 2013-01-01 BYRON HUNTER
001 2012-01-01 BYRON HUNTER 2015-02-19
001 2011-01-01 BYRON HUNTER 2012-10-15

Plan Statistics for CAPE PHYSICIANS ASSOCIATES 401(K) PLAN

401k plan membership statisitcs for CAPE PHYSICIANS ASSOCIATES 401(K) PLAN

Measure Date Value
2022: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 271
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 194
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 81
Total of all active and inactive participants 2022-01-01 275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 275
Number of participants with account balances 2022-01-01 275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 256
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 195
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 76
Total of all active and inactive participants 2021-01-01 271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 271
Number of participants with account balances 2021-01-01 271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 264
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 190
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 66
Total of all active and inactive participants 2020-01-01 256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 256
Number of participants with account balances 2020-01-01 256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 336
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 195
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 68
Total of all active and inactive participants 2019-01-01 264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 264
Number of participants with account balances 2019-01-01 264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 323
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 186
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 149
Total of all active and inactive participants 2018-01-01 336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 336
Number of participants with account balances 2018-01-01 336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 307
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 175
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 144
Total of all active and inactive participants 2017-01-01 320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 320
Number of participants with account balances 2017-01-01 323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 270
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 167
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 137
Total of all active and inactive participants 2016-01-01 306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 307
Number of participants with account balances 2016-01-01 307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 243
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 151
Number of retired or separated participants receiving benefits 2015-01-01 2
Number of other retired or separated participants entitled to future benefits 2015-01-01 116
Total of all active and inactive participants 2015-01-01 269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 270
Number of participants with account balances 2015-01-01 268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 204
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 142
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 99
Total of all active and inactive participants 2014-01-01 242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 243
Number of participants with account balances 2014-01-01 241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 134
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 69
Total of all active and inactive participants 2013-01-01 204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 204
Number of participants with account balances 2013-01-01 196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2022: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	271
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	194
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	81
Total of all active and inactive participants	2022-01-01	275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	275
Number of participants with account balances	2022-01-01	275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	256
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	195
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	76
Total of all active and inactive participants	2021-01-01	271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	271
Number of participants with account balances	2021-01-01	271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	264
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	190
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	66
Total of all active and inactive participants	2020-01-01	256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	256
Number of participants with account balances	2020-01-01	256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	336
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	195
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	68
Total of all active and inactive participants	2019-01-01	264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	264
Number of participants with account balances	2019-01-01	264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	323
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	186
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	149
Total of all active and inactive participants	2018-01-01	336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	336
Number of participants with account balances	2018-01-01	336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	307
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	175
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	144
Total of all active and inactive participants	2017-01-01	320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	320
Number of participants with account balances	2017-01-01	323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	270
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	167
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	137
Total of all active and inactive participants	2016-01-01	306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	307
Number of participants with account balances	2016-01-01	307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	243
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	151
Number of retired or separated participants receiving benefits	2015-01-01	2
Number of other retired or separated participants entitled to future benefits	2015-01-01	116
Total of all active and inactive participants	2015-01-01	269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	270
Number of participants with account balances	2015-01-01	268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	204
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	142
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	99
Total of all active and inactive participants	2014-01-01	242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	243
Number of participants with account balances	2014-01-01	241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	134
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	69
Total of all active and inactive participants	2013-01-01	204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	204
Number of participants with account balances	2013-01-01	196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on CAPE PHYSICIANS ASSOCIATES 401(K) PLAN

Measure	Date	Value
2022 : CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-885,366
Total of all expenses incurred	2022-12-31	$595,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$543,296
Expenses. Certain deemed distributions of participant loans	2022-12-31	$7,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,669,489
Value of total assets at end of year	2022-12-31	$13,945,692
Value of total assets at beginning of year	2022-12-31	$15,426,318
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$44,014
Total interest from all sources	2022-12-31	$8,218
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$270,329
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$270,329
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,049,661
Participant contributions at end of year	2022-12-31	$169,559
Participant contributions at beginning of year	2022-12-31	$196,724
Participant contributions at end of year	2022-12-31	$28,228
Participant contributions at beginning of year	2022-12-31	$25,373
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$58,733
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$160
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$0
Administrative expenses (other) incurred	2022-12-31	$24,779
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,480,626
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$13,945,692
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$15,426,318
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$19,235
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$13,538,243
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$14,963,384
Interest on participant loans	2022-12-31	$4,716
Interest earned on other investments	2022-12-31	$3,502
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$197,530
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$227,413
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-2,833,402
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$561,095
Employer contributions (assets) at end of year	2022-12-31	$11,972
Employer contributions (assets) at beginning of year	2022-12-31	$13,424
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$543,296
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2022-12-31	036605558
2021 : CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$3,604,628
Total of all expenses incurred	2021-12-31	$806,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$763,864
Expenses. Certain deemed distributions of participant loans	2021-12-31	$1,381
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,659,933
Value of total assets at end of year	2021-12-31	$15,426,318
Value of total assets at beginning of year	2021-12-31	$12,628,260
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$41,325
Total interest from all sources	2021-12-31	$8,084
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$248,791
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$248,791
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$50,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$966,053
Participant contributions at end of year	2021-12-31	$196,724
Participant contributions at beginning of year	2021-12-31	$57,460
Participant contributions at end of year	2021-12-31	$25,373
Participant contributions at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$139,878
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$0
Administrative expenses (other) incurred	2021-12-31	$20,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,798,058
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$15,426,318
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$12,628,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$20,394
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$14,963,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$12,371,516
Interest on participant loans	2021-12-31	$4,403
Interest earned on other investments	2021-12-31	$3,681
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$227,413
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$199,284
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,687,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$554,002
Employer contributions (assets) at end of year	2021-12-31	$13,424
Employer contributions (assets) at beginning of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$763,864
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2021-12-31	036605558
2020 : CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$3,299,034
Total of all expenses incurred	2020-12-31	$789,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$744,642
Expenses. Certain deemed distributions of participant loans	2020-12-31	$10,234
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,603,162
Value of total assets at end of year	2020-12-31	$12,628,260
Value of total assets at beginning of year	2020-12-31	$10,118,960
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$34,858
Total interest from all sources	2020-12-31	$3,307
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$189,128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$189,128
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$50,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$897,593
Participant contributions at end of year	2020-12-31	$57,460
Participant contributions at beginning of year	2020-12-31	$80,917
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$198,494
Administrative expenses (other) incurred	2020-12-31	$19,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,509,300
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$12,628,260
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$10,118,960
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$15,348
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$12,371,516
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$9,872,311
Value of interest in pooled separate accounts at end of year	2020-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$159,752
Interest on participant loans	2020-12-31	$2,886
Interest earned on other investments	2020-12-31	$421
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$199,284
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$5,980
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,501,007
Net investment gain/loss from pooled separate accounts	2020-12-31	$2,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$507,075
Employer contributions (assets) at beginning of year	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$744,642
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2020-12-31	036605558
2019 : CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$3,190,585
Total of all expenses incurred	2019-12-31	$539,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$488,739
Expenses. Certain deemed distributions of participant loans	2019-12-31	$4,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,349,642
Value of total assets at end of year	2019-12-31	$10,118,960
Value of total assets at beginning of year	2019-12-31	$7,468,182
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$46,731
Total interest from all sources	2019-12-31	$4,701
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$183,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$183,779
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$50,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$841,950
Participant contributions at end of year	2019-12-31	$80,917
Participant contributions at beginning of year	2019-12-31	$102,663
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$8,981
Administrative expenses (other) incurred	2019-12-31	$33,497
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,650,778
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$10,118,960
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$7,468,182
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$13,234
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$9,872,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$7,225,315
Value of interest in pooled separate accounts at end of year	2019-12-31	$159,752
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$132,108
Interest on participant loans	2019-12-31	$4,685
Interest earned on other investments	2019-12-31	$16
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$5,980
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$3,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,649,811
Net investment gain/loss from pooled separate accounts	2019-12-31	$2,652
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$498,711
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$4,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$488,739
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2019-12-31	036605558
2018 : CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$1,100,391
Total of all expenses incurred	2018-12-31	$214,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$168,672
Expenses. Certain deemed distributions of participant loans	2018-12-31	$6,160
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,511,168
Value of total assets at end of year	2018-12-31	$7,468,182
Value of total assets at beginning of year	2018-12-31	$6,582,650
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$40,027
Total interest from all sources	2018-12-31	$2,415
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$151,156
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$151,156
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$50,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$734,791
Participant contributions at end of year	2018-12-31	$102,663
Participant contributions at beginning of year	2018-12-31	$64,041
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$308,144
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$27,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$885,532
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$7,468,182
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$6,582,650
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$12,880
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$7,225,315
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$6,407,282
Value of interest in pooled separate accounts at end of year	2018-12-31	$132,108
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$108,474
Interest on participant loans	2018-12-31	$2,398
Interest earned on other investments	2018-12-31	$17
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$3,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$2,853
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-566,097
Net investment gain/loss from pooled separate accounts	2018-12-31	$1,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$468,233
Employer contributions (assets) at end of year	2018-12-31	$4,806
Employer contributions (assets) at beginning of year	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$168,672
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2018-12-31	036605558
2017 : CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$2,208,219
Total of all expenses incurred	2017-12-31	$215,646
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$170,016
Expenses. Certain deemed distributions of participant loans	2017-12-31	$14,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,269,199
Value of total assets at end of year	2017-12-31	$6,582,650
Value of total assets at beginning of year	2017-12-31	$4,590,077
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$31,547
Total interest from all sources	2017-12-31	$1,072
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$108,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$108,291
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$50,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$692,666
Participant contributions at end of year	2017-12-31	$64,041
Participant contributions at beginning of year	2017-12-31	$22,462
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$2,777
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$133,092
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$458
Administrative expenses (other) incurred	2017-12-31	$18,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,992,573
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$6,582,650
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,590,077
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$12,596
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$6,407,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$4,416,140
Value of interest in pooled separate accounts at end of year	2017-12-31	$108,474
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$73,853
Interest on participant loans	2017-12-31	$1,055
Interest earned on other investments	2017-12-31	$17
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$2,853
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$4,662
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$828,549
Net investment gain/loss from pooled separate accounts	2017-12-31	$1,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$443,441
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$69,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$170,016
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2017-12-31	036605558
2016 : CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,488,298
Total of all expenses incurred	2016-12-31	$206,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$182,571
Expenses. Certain deemed distributions of participant loans	2016-12-31	$5,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,169,958
Value of total assets at end of year	2016-12-31	$4,590,077
Value of total assets at beginning of year	2016-12-31	$3,308,186
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$18,145
Total interest from all sources	2016-12-31	$837
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$71,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$71,994
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$50,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$659,058
Participant contributions at end of year	2016-12-31	$22,462
Participant contributions at beginning of year	2016-12-31	$5,394
Participant contributions at end of year	2016-12-31	$2,777
Participant contributions at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$105,290
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$458
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$12,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,281,891
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,590,077
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,308,186
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$5,190
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,416,140
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,122,378
Value of interest in pooled separate accounts at end of year	2016-12-31	$73,853
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$87,230
Interest on participant loans	2016-12-31	$743
Interest earned on other investments	2016-12-31	$94
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$4,662
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$712
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$244,593
Net investment gain/loss from pooled separate accounts	2016-12-31	$916
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$405,610
Employer contributions (assets) at end of year	2016-12-31	$69,725
Employer contributions (assets) at beginning of year	2016-12-31	$92,472
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$182,571
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2016-12-31	036605558
2015 : CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$923,610
Total of all expenses incurred	2015-12-31	$113,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$96,308
Expenses. Certain deemed distributions of participant loans	2015-12-31	$1,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$957,668
Value of total assets at end of year	2015-12-31	$3,308,186
Value of total assets at beginning of year	2015-12-31	$2,498,481
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$16,122
Total interest from all sources	2015-12-31	$1,019
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$50,924
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$50,924
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$50,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$557,978
Participant contributions at end of year	2015-12-31	$5,394
Participant contributions at beginning of year	2015-12-31	$6,261
Administrative expenses (other) incurred	2015-12-31	$9,186
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$1,944
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$809,705
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,308,186
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,498,481
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$6,936
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,122,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,358,324
Value of interest in pooled separate accounts at end of year	2015-12-31	$87,230
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$59,142
Interest on participant loans	2015-12-31	$21
Interest earned on other investments	2015-12-31	$998
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$712
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-86,838
Net investment gain/loss from pooled separate accounts	2015-12-31	$837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$399,690
Employer contributions (assets) at end of year	2015-12-31	$92,472
Employer contributions (assets) at beginning of year	2015-12-31	$72,810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$96,308
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2015-12-31	036605558
2014 : CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,252,820
Total of all expenses incurred	2014-12-31	$945,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$930,040
Expenses. Certain deemed distributions of participant loans	2014-12-31	$1,532
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,045,547
Value of total assets at end of year	2014-12-31	$2,498,481
Value of total assets at beginning of year	2014-12-31	$2,191,039
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$13,806
Total interest from all sources	2014-12-31	$164
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$39,381
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$39,381
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$50,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$436,396
Participant contributions at end of year	2014-12-31	$6,261
Participant contributions at beginning of year	2014-12-31	$7,750
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$279,677
Administrative expenses (other) incurred	2014-12-31	$9,680
Total non interest bearing cash at end of year	2014-12-31	$1,944
Total non interest bearing cash at beginning of year	2014-12-31	$611
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$307,442
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,498,481
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,191,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$4,126
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,358,324
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,881,332
Value of interest in pooled separate accounts at end of year	2014-12-31	$59,142
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$155,201
Interest on participant loans	2014-12-31	$164
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$166,852
Net investment gain/loss from pooled separate accounts	2014-12-31	$876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$329,474
Employer contributions (assets) at end of year	2014-12-31	$72,810
Employer contributions (assets) at beginning of year	2014-12-31	$146,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$930,040
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2014-12-31	036605558
2013 : CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$837,704
Total of all expenses incurred	2013-12-31	$40,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$29,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$568,382
Value of total assets at end of year	2013-12-31	$2,044,893
Value of total assets at beginning of year	2013-12-31	$1,247,493
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$11,274
Total interest from all sources	2013-12-31	$42
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$28,077
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$28,077
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$50,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$326,167
Participant contributions at end of year	2013-12-31	$7,750
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$26,363
Administrative expenses (other) incurred	2013-12-31	$7,468
Total non interest bearing cash at end of year	2013-12-31	$610
Total non interest bearing cash at beginning of year	2013-12-31	$340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$797,400
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,044,893
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,247,493
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$3,806
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,881,332
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,117,661
Value of interest in pooled separate accounts at end of year	2013-12-31	$155,201
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$129,492
Interest on participant loans	2013-12-31	$42
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$239,839
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$215,852
Employer contributions (assets) at end of year	2013-12-31	$146,145
Employer contributions (assets) at beginning of year	2013-12-31	$65,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$29,030
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2013-12-31	036605558

Form 5500 Responses for CAPE PHYSICIANS ASSOCIATES 401(K) PLAN

2022: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CAPE PHYSICIANS ASSOCIATES 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

TT080410

Policy instance

Insurance contract or identification number	TT080410
Number of Individuals Covered	275
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080410

Policy instance

Insurance contract or identification number	TT080410
Number of Individuals Covered	275
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

TT080410

Policy instance

Insurance contract or identification number	TT080410
Number of Individuals Covered	271
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080410

Policy instance

Insurance contract or identification number	TT080410
Number of Individuals Covered	271
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

TT080410

Policy instance

Insurance contract or identification number	TT080410
Number of Individuals Covered	256
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080410

Policy instance

Insurance contract or identification number	TT080410
Number of Individuals Covered	256
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080410

Policy instance

Insurance contract or identification number	TT080410
Number of Individuals Covered	264
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080410

Policy instance

Insurance contract or identification number	TT080410
Number of Individuals Covered	336
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080410

Policy instance

Insurance contract or identification number	TT080410
Number of Individuals Covered	323
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080410

Policy instance

Insurance contract or identification number	TT080410
Number of Individuals Covered	268
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080410

Policy instance

Insurance contract or identification number	TT080410
Number of Individuals Covered	241
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080410

Policy instance

Insurance contract or identification number	TT080410
Number of Individuals Covered	196
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	CAPE PHYSICIANS ASSOCIATES, PA
Employer identification number (EIN):	223172481
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)