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SAMUEL, SON & CO. INC. 401-K PLAN 401k Plan overview

Plan NameSAMUEL, SON & CO. INC. 401-K PLAN
Plan identification number 002

SAMUEL, SON & CO. INC. 401-K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SAMUEL, SON & CO. INC. has sponsored the creation of one or more 401k plans.

Company Name:SAMUEL, SON & CO. INC.
Employer identification number (EIN):223258593
NAIC Classification:331110
NAIC Description:Iron and Steel Mills and Ferroalloy Manufacturing

Additional information about SAMUEL, SON & CO. INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1993-10-26
Company Identification Number: 0009741606

More information about SAMUEL, SON & CO. INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAMUEL, SON & CO. INC. 401-K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-01-01
0022018-01-01
0022017-01-01SUZANNE MITSKOVSKI SUZANNE MITSKOVSKI2018-08-27
0022016-01-01SUZANNE MITSKOVSKI SUZANNE MITSKOVSKI2017-10-12
0022015-01-01GAIL SMITH GAIL SMITH2016-10-14
0022014-01-01PAULA ORLOWSKI PAULA ORLOWSKI2015-10-01
0022013-01-01PAULA ORLOWSKI PAULA ORLOWSKI2014-07-31
0022012-01-01PAULA ORLOWSKI PAULA ORLOWSKI2013-10-10
0022011-01-01PAULA ORLOWSKI PAULA ORLOWSKI2012-10-09

Plan Statistics for SAMUEL, SON & CO. INC. 401-K PLAN

401k plan membership statisitcs for SAMUEL, SON & CO. INC. 401-K PLAN

Measure Date Value
2018: SAMUEL, SON & CO. INC. 401-K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01844
Total number of active participants reported on line 7a of the Form 55002018-01-01698
Number of retired or separated participants receiving benefits2018-01-0120
Number of other retired or separated participants entitled to future benefits2018-01-0195
Total of all active and inactive participants2018-01-01813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01813
Number of participants with account balances2018-01-01665
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SAMUEL, SON & CO. INC. 401-K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01821
Total number of active participants reported on line 7a of the Form 55002017-01-01701
Number of retired or separated participants receiving benefits2017-01-0121
Number of other retired or separated participants entitled to future benefits2017-01-0170
Total of all active and inactive participants2017-01-01792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01792
Number of participants with account balances2017-01-01643
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SAMUEL, SON & CO. INC. 401-K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01799
Total number of active participants reported on line 7a of the Form 55002016-01-01669
Number of retired or separated participants receiving benefits2016-01-0120
Number of other retired or separated participants entitled to future benefits2016-01-0180
Total of all active and inactive participants2016-01-01769
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01769
Number of participants with account balances2016-01-01652
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SAMUEL, SON & CO. INC. 401-K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01817
Total number of active participants reported on line 7a of the Form 55002015-01-01672
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0190
Total of all active and inactive participants2015-01-01762
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01763
Number of participants with account balances2015-01-01636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SAMUEL, SON & CO. INC. 401-K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01802
Total number of active participants reported on line 7a of the Form 55002014-01-01813
Number of retired or separated participants receiving benefits2014-01-0111
Number of other retired or separated participants entitled to future benefits2014-01-0155
Total of all active and inactive participants2014-01-01879
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01879
Number of participants with account balances2014-01-01635
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SAMUEL, SON & CO. INC. 401-K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01747
Total number of active participants reported on line 7a of the Form 55002013-01-01709
Number of retired or separated participants receiving benefits2013-01-0111
Number of other retired or separated participants entitled to future benefits2013-01-0157
Total of all active and inactive participants2013-01-01777
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01777
Number of participants with account balances2013-01-01625
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SAMUEL, SON & CO. INC. 401-K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01713
Total number of active participants reported on line 7a of the Form 55002012-01-01631
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-0147
Total of all active and inactive participants2012-01-01683
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01683
Number of participants with account balances2012-01-01588
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SAMUEL, SON & CO. INC. 401-K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01659
Total number of active participants reported on line 7a of the Form 55002011-01-01597
Number of retired or separated participants receiving benefits2011-01-0111
Number of other retired or separated participants entitled to future benefits2011-01-0134
Total of all active and inactive participants2011-01-01642
Total participants2011-01-01642
Number of participants with account balances2011-01-01559
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on SAMUEL, SON & CO. INC. 401-K PLAN

Measure Date Value
2018 : SAMUEL, SON & CO. INC. 401-K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,953,703
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,131,308
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,051,539
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,802,787
Value of total assets at end of year2018-12-31$46,017,129
Value of total assets at beginning of year2018-12-31$47,194,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$79,769
Total interest from all sources2018-12-31$418,430
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,629,880
Participant contributions at end of year2018-12-31$1,260,117
Participant contributions at beginning of year2018-12-31$1,206,260
Participant contributions at end of year2018-12-31$1,900
Participant contributions at beginning of year2018-12-31$14,007
Assets. Other investments not covered elsewhere at end of year2018-12-31$37,162
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$34,639
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$238,115
Other income not declared elsewhere2018-12-31$47,156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,177,605
Value of net assets at end of year (total assets less liabilities)2018-12-31$46,017,129
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$47,194,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$33,030,239
Value of interest in pooled separate accounts at beginning of year2018-12-31$33,835,501
Interest on participant loans2018-12-31$64,391
Interest earned on other investments2018-12-31$2,523
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$351,516
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$11,687,711
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$12,100,894
Net investment gain/loss from pooled separate accounts2018-12-31$-2,314,670
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$934,792
Employer contributions (assets) at beginning of year2018-12-31$3,433
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,051,539
Contract administrator fees2018-12-31$79,769
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DOPKINS & CO. LLP
Accountancy firm EIN2018-12-31160929175
2017 : SAMUEL, SON & CO. INC. 401-K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$10,069,702
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,231,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,144,543
Expenses. Certain deemed distributions of participant loans2017-12-31$23,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,972,949
Value of total assets at end of year2017-12-31$47,194,734
Value of total assets at beginning of year2017-12-31$40,356,561
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$63,023
Total interest from all sources2017-12-31$480,134
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,455,699
Participant contributions at end of year2017-12-31$1,206,260
Participant contributions at beginning of year2017-12-31$924,891
Participant contributions at end of year2017-12-31$14,007
Assets. Other investments not covered elsewhere at end of year2017-12-31$34,639
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$44,857
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$603,187
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$1,336
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,838,173
Value of net assets at end of year (total assets less liabilities)2017-12-31$47,194,734
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$40,356,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$33,835,501
Value of interest in pooled separate accounts at beginning of year2017-12-31$28,151,713
Interest on participant loans2017-12-31$49,843
Interest earned on other investments2017-12-31$2,513
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$427,778
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$12,100,894
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$11,235,015
Net investment gain/loss from pooled separate accounts2017-12-31$5,616,619
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$914,063
Employer contributions (assets) at end of year2017-12-31$3,433
Employer contributions (assets) at beginning of year2017-12-31$85
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,143,207
Contract administrator fees2017-12-31$63,023
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DOPKINS & CO. LLP
Accountancy firm EIN2017-12-31160929175
2016 : SAMUEL, SON & CO. INC. 401-K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,687,453
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,690,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,660,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,550,991
Value of total assets at end of year2016-12-31$40,356,561
Value of total assets at beginning of year2016-12-31$38,359,123
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$29,720
Total interest from all sources2016-12-31$379,535
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,327,969
Participant contributions at end of year2016-12-31$924,891
Participant contributions at beginning of year2016-12-31$941,404
Assets. Other investments not covered elsewhere at end of year2016-12-31$44,857
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$41,487
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$339,351
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,997,438
Value of net assets at end of year (total assets less liabilities)2016-12-31$40,356,561
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$38,359,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$29,720
Value of interest in pooled separate accounts at end of year2016-12-31$28,151,713
Value of interest in pooled separate accounts at beginning of year2016-12-31$26,831,288
Interest on participant loans2016-12-31$40,573
Interest earned on other investments2016-12-31$3,370
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$335,592
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$11,235,015
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$10,544,944
Net investment gain/loss from pooled separate accounts2016-12-31$1,756,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$883,671
Employer contributions (assets) at end of year2016-12-31$85
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,660,295
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DOPKINS & CO. LLP
Accountancy firm EIN2016-12-31160929175
2015 : SAMUEL, SON & CO. INC. 401-K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,741,666
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,844,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,789,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,806,497
Value of total assets at end of year2015-12-31$38,359,123
Value of total assets at beginning of year2015-12-31$38,462,216
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$55,381
Total interest from all sources2015-12-31$342,607
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,293,130
Participant contributions at end of year2015-12-31$941,404
Participant contributions at beginning of year2015-12-31$922,991
Assets. Other investments not covered elsewhere at end of year2015-12-31$41,487
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$38,223
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$631,491
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-103,093
Value of net assets at end of year (total assets less liabilities)2015-12-31$38,359,123
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$38,462,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$55,381
Value of interest in pooled separate accounts at end of year2015-12-31$26,831,288
Value of interest in pooled separate accounts at beginning of year2015-12-31$27,767,926
Interest on participant loans2015-12-31$39,624
Interest earned on other investments2015-12-31$3,264
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$299,719
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$10,544,944
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$9,733,076
Net investment gain/loss from pooled separate accounts2015-12-31$-407,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$881,876
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,789,378
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DOPKINS & CO.
Accountancy firm EIN2015-12-31160929175
2014 : SAMUEL, SON & CO. INC. 401-K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,719,791
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,294,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,214,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,453,531
Value of total assets at end of year2014-12-31$38,462,216
Value of total assets at beginning of year2014-12-31$37,036,426
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$79,979
Total interest from all sources2014-12-31$294,957
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,292,456
Participant contributions at end of year2014-12-31$922,991
Participant contributions at beginning of year2014-12-31$897,112
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$38,223
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$46,432
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$265,848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,425,790
Value of net assets at end of year (total assets less liabilities)2014-12-31$38,462,216
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$37,036,426
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$79,979
Value of interest in pooled separate accounts at end of year2014-12-31$27,767,926
Value of interest in pooled separate accounts at beginning of year2014-12-31$27,494,376
Interest on participant loans2014-12-31$40,034
Interest earned on other investments2014-12-31$3,513
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$251,410
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$9,733,076
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$8,598,484
Net investment gain/loss from pooled separate accounts2014-12-31$1,971,303
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$895,227
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$22
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,214,022
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DOPKINS & CO.
Accountancy firm EIN2014-12-31160929175
2013 : SAMUEL, SON & CO. INC. 401-K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$9,558,439
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,888,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,763,554
Expenses. Certain deemed distributions of participant loans2013-12-31$38,691
Value of total corrective distributions2013-12-31$12,247
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,190,931
Value of total assets at end of year2013-12-31$37,036,426
Value of total assets at beginning of year2013-12-31$30,366,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$73,773
Total interest from all sources2013-12-31$263,416
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,337,097
Participant contributions at end of year2013-12-31$897,112
Participant contributions at beginning of year2013-12-31$679,298
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$810
Assets. Other investments not covered elsewhere at end of year2013-12-31$46,432
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$42,326
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$940,313
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$2,115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,670,174
Value of net assets at end of year (total assets less liabilities)2013-12-31$37,036,426
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$30,366,252
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$73,773
Value of interest in pooled separate accounts at end of year2013-12-31$27,494,376
Value of interest in pooled separate accounts at beginning of year2013-12-31$21,550,511
Interest on participant loans2013-12-31$34,887
Interest earned on other investments2013-12-31$4,106
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$224,423
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$8,598,484
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$8,080,185
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$-232,075
Net investment gain/loss from pooled separate accounts2013-12-31$5,336,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$913,521
Employer contributions (assets) at end of year2013-12-31$22
Employer contributions (assets) at beginning of year2013-12-31$13,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,761,439
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DOPKINS & CO.
Accountancy firm EIN2013-12-31160929175
2012 : SAMUEL, SON & CO. INC. 401-K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$9,082,680
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,909,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,838,526
Expenses. Certain deemed distributions of participant loans2012-12-31$1,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,558,544
Value of total assets at end of year2012-12-31$30,366,252
Value of total assets at beginning of year2012-12-31$24,192,632
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$69,299
Total interest from all sources2012-12-31$219,868
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,151,024
Participant contributions at end of year2012-12-31$679,298
Participant contributions at beginning of year2012-12-31$710,705
Participant contributions at end of year2012-12-31$810
Participant contributions at beginning of year2012-12-31$915
Assets. Other investments not covered elsewhere at end of year2012-12-31$42,326
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$20,829
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,697,978
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$1,716
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,173,620
Value of net assets at end of year (total assets less liabilities)2012-12-31$30,366,252
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$24,192,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$69,299
Value of interest in pooled separate accounts at end of year2012-12-31$21,550,511
Value of interest in pooled separate accounts at beginning of year2012-12-31$18,421,248
Interest on participant loans2012-12-31$29,184
Interest earned on other investments2012-12-31$2,241
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$188,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$8,080,185
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$5,037,425
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$628,271
Net investment gain/loss from pooled separate accounts2012-12-31$2,675,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$709,542
Employer contributions (assets) at end of year2012-12-31$13,122
Employer contributions (assets) at beginning of year2012-12-31$1,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,836,810
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DPOKINS & CO. LLP
Accountancy firm EIN2012-12-31160929175
2011 : SAMUEL, SON & CO. INC. 401-K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$81,287
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$5,290
Total income from all sources (including contributions)2011-12-31$2,113,687
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,599,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,482,257
Expenses. Certain deemed distributions of participant loans2011-12-31$51,544
Value of total corrective distributions2011-12-31$867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,567,039
Value of total assets at end of year2011-12-31$24,192,632
Value of total assets at beginning of year2011-12-31$23,602,075
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$64,459
Total interest from all sources2011-12-31$159,048
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,797,835
Participant contributions at end of year2011-12-31$710,705
Participant contributions at beginning of year2011-12-31$585,750
Participant contributions at end of year2011-12-31$915
Participant contributions at beginning of year2011-12-31$13,926
Assets. Other investments not covered elsewhere at end of year2011-12-31$20,829
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$18,766
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$258,349
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$5,290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$514,560
Value of net assets at end of year (total assets less liabilities)2011-12-31$24,192,632
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$23,596,785
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$64,459
Value of interest in pooled separate accounts at end of year2011-12-31$18,421,248
Value of interest in pooled separate accounts at beginning of year2011-12-31$18,919,945
Interest on participant loans2011-12-31$29,245
Interest earned on other investments2011-12-31$2,063
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$127,740
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$5,037,425
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,063,632
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$47,760
Net investment gain/loss from pooled separate accounts2011-12-31$-660,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$510,855
Employer contributions (assets) at end of year2011-12-31$1,510
Employer contributions (assets) at beginning of year2011-12-31$56
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,482,257
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DOPKINS & CO. LLP
Accountancy firm EIN2011-12-31160929175
2010 : SAMUEL, SON & CO. INC. 401-K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$3,352,041
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$5,290
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$28,935
Total income from all sources (including contributions)2010-12-31$4,254,446
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$932,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$875,587
Value of total corrective distributions2010-12-31$5,289
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,996,972
Value of total assets at end of year2010-12-31$23,602,075
Value of total assets at beginning of year2010-12-31$16,951,479
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$51,370
Total interest from all sources2010-12-31$116,143
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,354,567
Participant contributions at end of year2010-12-31$585,750
Participant contributions at beginning of year2010-12-31$512,397
Participant contributions at end of year2010-12-31$13,926
Assets. Other investments not covered elsewhere at end of year2010-12-31$18,766
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$16,861
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$260,038
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$5,290
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$28,935
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,322,200
Value of net assets at end of year (total assets less liabilities)2010-12-31$23,596,785
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,922,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$51,370
Value of interest in pooled separate accounts at end of year2010-12-31$18,919,945
Value of interest in pooled separate accounts at beginning of year2010-12-31$13,643,716
Interest on participant loans2010-12-31$24,958
Interest earned on other investments2010-12-31$1,905
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$89,280
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,063,632
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,777,660
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$159,120
Net investment gain/loss from pooled separate accounts2010-12-31$1,982,211
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$382,367
Employer contributions (assets) at end of year2010-12-31$56
Employer contributions (assets) at beginning of year2010-12-31$845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$875,587
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DOPKINS & COMPANY LLP
Accountancy firm EIN2010-12-31160929175

Form 5500 Responses for SAMUEL, SON & CO. INC. 401-K PLAN

2018: SAMUEL, SON & CO. INC. 401-K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: SAMUEL, SON & CO. INC. 401-K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: SAMUEL, SON & CO. INC. 401-K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: SAMUEL, SON & CO. INC. 401-K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: SAMUEL, SON & CO. INC. 401-K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: SAMUEL, SON & CO. INC. 401-K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: SAMUEL, SON & CO. INC. 401-K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: SAMUEL, SON & CO. INC. 401-K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number80224-1
Policy instance 1
Insurance contract or identification number80224-1
Number of Individuals Covered665
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number80224-1
Policy instance 1
Insurance contract or identification number80224-1
Number of Individuals Covered792
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $8,977
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,007
Insurance broker organization code?3
Insurance broker nameJOSEPH DILEO
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number80224-1
Policy instance 1
Insurance contract or identification number80224-1
Number of Individuals Covered773
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $57,562
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25,079
Insurance broker organization code?3
Insurance broker nameJOSEPH MICHAEL
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number80224-1
Policy instance 1
Insurance contract or identification number80224-1
Number of Individuals Covered635
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $63,569
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $27,715
Insurance broker organization code?3
Insurance broker nameJOSEPH DILEO
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number80224-1
Policy instance 1
Insurance contract or identification number80224-1
Number of Individuals Covered625
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $57,524
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25,382
Insurance broker organization code?3
Insurance broker name
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number80224-1
Policy instance 1
Insurance contract or identification number80224-1
Number of Individuals Covered587
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $51,291
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,288
Insurance broker organization code?3
Insurance broker name
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number80224-1
Policy instance 1
Insurance contract or identification number80224-1
Number of Individuals Covered599
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $42,110
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number80224-1
Policy instance 1
Insurance contract or identification number80224-1
Number of Individuals Covered556
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $30,803
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $13,595
Insurance broker organization code?3
Insurance broker name

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