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BRAND & OPPENHEIMER CO., INC 401(K) PLAN 401k Plan overview

Plan NameBRAND & OPPENHEIMER CO., INC 401(K) PLAN
Plan identification number 001

BRAND & OPPENHEIMER CO., INC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BRAND & OPPENHEIMER CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:BRAND & OPPENHEIMER CO., INC.
Employer identification number (EIN):223330316
NAIC Classification:314000
NAIC Description: Textile Product Mills

Additional information about BRAND & OPPENHEIMER CO., INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2018-06-15
Company Identification Number: 0803054293
Legal Registered Office Address: 208 CLOCK TOWER SQ

PORTSMOUTH
United States of America (USA)
02871

More information about BRAND & OPPENHEIMER CO., INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BRAND & OPPENHEIMER CO., INC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01MARY SHALKOWSKI2021-06-02
0012019-01-01MARK HINCH2020-07-09
0012018-01-01MARK HINCH2019-05-22
0012017-01-01LYNN DECRISTOFARO2018-07-11
0012016-01-01LYNN DECRISTOFARO2017-07-10
0012015-01-01LYNN DECRISTOFARO2016-07-12
0012014-01-01MARK HINCH2015-07-15
0012013-01-01DAN PEZOLD2014-07-29
0012012-01-01JASON D DRATTELL
0012011-01-01ROBERT TANEN
0012010-01-01ROBERT TANEN
0012009-01-01ROBERT TANEN

Plan Statistics for BRAND & OPPENHEIMER CO., INC 401(K) PLAN

401k plan membership statisitcs for BRAND & OPPENHEIMER CO., INC 401(K) PLAN

Measure Date Value
2022: BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01175
Total number of active participants reported on line 7a of the Form 55002022-01-01193
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0113
Total of all active and inactive participants2022-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01206
Number of participants with account balances2022-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01148
Total number of active participants reported on line 7a of the Form 55002021-01-01185
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0112
Total of all active and inactive participants2021-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01197
Number of participants with account balances2021-01-0154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2012: BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014
Total number of active participants reported on line 7a of the Form 55002012-01-014
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-014
Number of participants with account balances2012-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-014
Number of participants with account balances2011-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-014
Total number of active participants reported on line 7a of the Form 55002010-01-014
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-014
Number of participants with account balances2010-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014
Total number of active participants reported on line 7a of the Form 55002009-01-014
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-014
Number of participants with account balances2009-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on BRAND & OPPENHEIMER CO., INC 401(K) PLAN

Measure Date Value
2022 : BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-149,495
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$282,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$280,895
Expenses. Certain deemed distributions of participant loans2022-12-31$268
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$529,199
Value of total assets at end of year2022-12-31$3,610,056
Value of total assets at beginning of year2022-12-31$4,041,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$925
Total interest from all sources2022-12-31$4,923
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$334,836
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$334,836
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$405,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$300,969
Participant contributions at end of year2022-12-31$52,452
Participant contributions at beginning of year2022-12-31$84,494
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$92,258
Administrative expenses (other) incurred2022-12-31$925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-431,583
Value of net assets at end of year (total assets less liabilities)2022-12-31$3,610,056
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$4,041,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$3,528,268
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,936,338
Interest on participant loans2022-12-31$4,923
Value of interest in common/collective trusts at end of year2022-12-31$29,336
Value of interest in common/collective trusts at beginning of year2022-12-31$20,807
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,018,893
Net investment gain or loss from common/collective trusts2022-12-31$440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$135,972
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$280,895
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PKF JND, P.C.
Accountancy firm EIN2022-12-31043138777
2021 : BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$893,952
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,336,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,334,665
Expenses. Certain deemed distributions of participant loans2021-12-31$1,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$356,094
Value of total assets at end of year2021-12-31$4,041,639
Value of total assets at beginning of year2021-12-31$4,484,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$720
Total interest from all sources2021-12-31$5,759
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$313,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$313,699
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$449,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$251,997
Participant contributions at end of year2021-12-31$84,494
Participant contributions at beginning of year2021-12-31$71,243
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$4,840
Administrative expenses (other) incurred2021-12-31$720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-442,491
Value of net assets at end of year (total assets less liabilities)2021-12-31$4,041,639
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,484,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,936,338
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$4,395,120
Interest on participant loans2021-12-31$5,759
Value of interest in common/collective trusts at end of year2021-12-31$20,807
Value of interest in common/collective trusts at beginning of year2021-12-31$17,767
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$217,289
Net investment gain or loss from common/collective trusts2021-12-31$1,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$99,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,334,665
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PKF, P.C.
Accountancy firm EIN2021-12-31043138777
2012 : BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$28,746
Expenses. Total of all expenses incurred2012-12-31$30,711
Benefits paid (including direct rollovers)2012-12-31$30,711
Total plan assets at end of year2012-12-31$1,015,049
Total plan assets at beginning of year2012-12-31$1,017,014
Total contributions received or receivable from participants2012-12-31$0
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$28,746
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$-1,965
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,015,049
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,017,014
Total contributions received or receivable from employer(s)2012-12-31$0
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$108,134
Expenses. Total of all expenses incurred2011-12-31$0
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$1,017,014
Total plan assets at beginning of year2011-12-31$908,880
Total contributions received or receivable from participants2011-12-31$0
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$22,936
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$108,134
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,017,014
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$908,880
Total contributions received or receivable from employer(s)2011-12-31$85,198
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
2010 : BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$88,697
Expenses. Total of all expenses incurred2010-12-31$0
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$908,880
Total plan assets at beginning of year2010-12-31$820,183
Total contributions received or receivable from participants2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$7,616
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$88,697
Net plan assets at end of year (total assets less liabilities)2010-12-31$908,880
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$820,183
Total contributions received or receivable from employer(s)2010-12-31$81,081
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0

Form 5500 Responses for BRAND & OPPENHEIMER CO., INC 401(K) PLAN

2022: BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2012: BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: BRAND & OPPENHEIMER CO., INC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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