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PATTERSON & SHERIDAN, LLP 401(K) PLAN 401k Plan overview

Plan NamePATTERSON & SHERIDAN, LLP 401(K) PLAN
Plan identification number 002

PATTERSON & SHERIDAN, LLP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PATTERSON & SHERIDAN, LLP has sponsored the creation of one or more 401k plans.

Company Name:PATTERSON & SHERIDAN, LLP
Employer identification number (EIN):223340889
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PATTERSON & SHERIDAN, LLP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01JENNIFER DENTON2019-07-10 JENNIFER DENTON2019-07-10
0022017-01-01MARY LYLES2018-06-28 MARY LYLES2018-06-28
0022016-01-01MARY LYLES2017-07-31
0022015-01-01MARY LYLES
0022014-01-01MARY LYLES
0022013-01-01RHONDA MARLIN RHONDA MARLIN2014-07-14
0022012-01-01RHONDA MARLIN
0022011-01-01RHONDA MARLIN RHONDA MARLIN2012-07-02
0022010-01-01RHONDA MARLIN RHONDA MARLIN2011-06-23
0022009-01-01RHONDA MARLIN RHONDA MARLIN2010-06-28
0022009-01-01RHONDA MARLIN RHONDA MARLIN2010-06-28

Plan Statistics for PATTERSON & SHERIDAN, LLP 401(K) PLAN

401k plan membership statisitcs for PATTERSON & SHERIDAN, LLP 401(K) PLAN

Measure Date Value
2015: PATTERSON & SHERIDAN, LLP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0161
Total number of active participants reported on line 7a of the Form 55002015-01-0144
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0123
Total of all active and inactive participants2015-01-0167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0167
Number of participants with account balances2015-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PATTERSON & SHERIDAN, LLP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0157
Total number of active participants reported on line 7a of the Form 55002014-01-0140
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0121
Total of all active and inactive participants2014-01-0161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0161
Number of participants with account balances2014-01-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PATTERSON & SHERIDAN, LLP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0153
Total number of active participants reported on line 7a of the Form 55002013-01-0134
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0123
Total of all active and inactive participants2013-01-0157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0157
Number of participants with account balances2013-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PATTERSON & SHERIDAN, LLP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0155
Total number of active participants reported on line 7a of the Form 55002012-01-0127
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0126
Total of all active and inactive participants2012-01-0153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0153
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PATTERSON & SHERIDAN, LLP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0154
Total number of active participants reported on line 7a of the Form 55002011-01-0131
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0125
Total of all active and inactive participants2011-01-0156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0156
Number of participants with account balances2011-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: PATTERSON & SHERIDAN, LLP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0164
Total number of active participants reported on line 7a of the Form 55002010-01-0130
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0131
Total of all active and inactive participants2010-01-0161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0161
Number of participants with account balances2010-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: PATTERSON & SHERIDAN, LLP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0162
Total number of active participants reported on line 7a of the Form 55002009-01-0134
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0130
Total of all active and inactive participants2009-01-0164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0164
Number of participants with account balances2009-01-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on PATTERSON & SHERIDAN, LLP 401(K) PLAN

Measure Date Value
2015 : PATTERSON & SHERIDAN, LLP 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$504,783
Expenses. Total of all expenses incurred2015-12-31$578,566
Benefits paid (including direct rollovers)2015-12-31$125,754
Total plan assets at end of year2015-12-31$5,123,656
Total plan assets at beginning of year2015-12-31$5,197,439
Value of fidelity bond covering the plan2015-12-31$650,000
Total contributions received or receivable from participants2015-12-31$402,996
Expenses. Other expenses not covered elsewhere2015-12-31$452,812
Other income received2015-12-31$-65,500
Net income (gross income less expenses)2015-12-31$-73,783
Net plan assets at end of year (total assets less liabilities)2015-12-31$5,123,656
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$5,197,439
Total contributions received or receivable from employer(s)2015-12-31$167,287
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : PATTERSON & SHERIDAN, LLP 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$830,505
Expenses. Total of all expenses incurred2014-12-31$610,368
Benefits paid (including direct rollovers)2014-12-31$273,252
Total plan assets at end of year2014-12-31$5,197,439
Total plan assets at beginning of year2014-12-31$4,977,302
Total contributions received or receivable from participants2014-12-31$391,320
Expenses. Other expenses not covered elsewhere2014-12-31$337,116
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$228,790
Net income (gross income less expenses)2014-12-31$220,137
Net plan assets at end of year (total assets less liabilities)2014-12-31$5,197,439
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$4,977,302
Assets. Value of participant loans2014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$210,395
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : PATTERSON & SHERIDAN, LLP 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$1,186,607
Expenses. Total of all expenses incurred2013-12-31$212,787
Benefits paid (including direct rollovers)2013-12-31$212,787
Total plan assets at end of year2013-12-31$4,977,302
Total plan assets at beginning of year2013-12-31$4,003,482
Value of fidelity bond covering the plan2013-12-31$650,000
Total contributions received or receivable from participants2013-12-31$370,828
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$4,903
Other income received2013-12-31$643,161
Net income (gross income less expenses)2013-12-31$973,820
Net plan assets at end of year (total assets less liabilities)2013-12-31$4,977,302
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$4,003,482
Assets. Value of participant loans2013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$167,715
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : PATTERSON & SHERIDAN, LLP 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$868,969
Expenses. Total of all expenses incurred2012-12-31$646,151
Benefits paid (including direct rollovers)2012-12-31$283,811
Total plan assets at end of year2012-12-31$4,003,482
Total plan assets at beginning of year2012-12-31$3,780,664
Total contributions received or receivable from participants2012-12-31$349,926
Expenses. Other expenses not covered elsewhere2012-12-31$362,340
Contributions received from other sources (not participants or employers)2012-12-31$4,754
Other income received2012-12-31$388,110
Net income (gross income less expenses)2012-12-31$222,818
Net plan assets at end of year (total assets less liabilities)2012-12-31$4,003,482
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$3,780,664
Assets. Value of participant loans2012-12-31$0
Total contributions received or receivable from employer(s)2012-12-31$126,179
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : PATTERSON & SHERIDAN, LLP 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$455,746
Expenses. Total of all expenses incurred2011-12-31$109,810
Benefits paid (including direct rollovers)2011-12-31$109,810
Total plan assets at end of year2011-12-31$3,780,664
Total plan assets at beginning of year2011-12-31$3,434,728
Value of fidelity bond covering the plan2011-12-31$650,000
Total contributions received or receivable from participants2011-12-31$360,487
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-50,056
Net income (gross income less expenses)2011-12-31$345,936
Net plan assets at end of year (total assets less liabilities)2011-12-31$3,780,664
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$3,434,728
Assets. Value of participant loans2011-12-31$0
Total contributions received or receivable from employer(s)2011-12-31$145,315
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : PATTERSON & SHERIDAN, LLP 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$653,490
Expenses. Total of all expenses incurred2010-12-31$220,740
Benefits paid (including direct rollovers)2010-12-31$212,704
Total plan assets at end of year2010-12-31$3,434,728
Total plan assets at beginning of year2010-12-31$3,001,978
Value of fidelity bond covering the plan2010-12-31$650,000
Total contributions received or receivable from participants2010-12-31$360,368
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$135,495
Net income (gross income less expenses)2010-12-31$432,750
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,434,728
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,001,978
Assets. Value of participant loans2010-12-31$0
Total contributions received or receivable from employer(s)2010-12-31$157,627
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$8,036
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
2009 : PATTERSON & SHERIDAN, LLP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for PATTERSON & SHERIDAN, LLP 401(K) PLAN

2015: PATTERSON & SHERIDAN, LLP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PATTERSON & SHERIDAN, LLP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PATTERSON & SHERIDAN, LLP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PATTERSON & SHERIDAN, LLP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PATTERSON & SHERIDAN, LLP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PATTERSON & SHERIDAN, LLP 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: PATTERSON & SHERIDAN, LLP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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