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COMVERGE, INC. 401(K) PLAN 401k Plan overview

Plan NameCOMVERGE, INC. 401(K) PLAN
Plan identification number 001

COMVERGE, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COMVERGE, INC. has sponsored the creation of one or more 401k plans.

Company Name:COMVERGE, INC.
Employer identification number (EIN):223543611
NAIC Classification:221100

Additional information about COMVERGE, INC.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 2002-04-09
Company Identification Number: 0575510
Legal Registered Office Address: 2696 RELIANCE DR STE 300

VIRGINIA BEACH
United States of America (USA)
23452

More information about COMVERGE, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMVERGE, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01TONYA WHITE
0012015-01-01DIANE BROWN
0012014-01-01DIANE BROWN
0012013-01-01DIANE BROWN
0012012-01-01TERESA L. NAYLOR
0012011-01-01TERESA L. NAYLOR
0012010-01-01TERESA L. NAYLOR
0012009-01-01
0012009-01-01DIANNE HARRISON
0012009-01-01

Plan Statistics for COMVERGE, INC. 401(K) PLAN

401k plan membership statisitcs for COMVERGE, INC. 401(K) PLAN

Measure Date Value
2016: COMVERGE, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01480
Total number of active participants reported on line 7a of the Form 55002016-01-01343
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01136
Total of all active and inactive participants2016-01-01480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01481
Number of participants with account balances2016-01-01471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: COMVERGE, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01446
Total number of active participants reported on line 7a of the Form 55002015-01-01331
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-01139
Total of all active and inactive participants2015-01-01471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01472
Number of participants with account balances2015-01-01466
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: COMVERGE, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01477
Total number of active participants reported on line 7a of the Form 55002014-01-01264
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01177
Total of all active and inactive participants2014-01-01442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01443
Number of participants with account balances2014-01-01428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: COMVERGE, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01537
Total number of active participants reported on line 7a of the Form 55002013-01-01348
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01128
Total of all active and inactive participants2013-01-01477
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01477
Number of participants with account balances2013-01-01463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: COMVERGE, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01590
Total number of active participants reported on line 7a of the Form 55002012-01-01379
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01158
Total of all active and inactive participants2012-01-01537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01537
Number of participants with account balances2012-01-01501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: COMVERGE, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01571
Total number of active participants reported on line 7a of the Form 55002011-01-01461
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01129
Total of all active and inactive participants2011-01-01590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01590
Number of participants with account balances2011-01-01561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: COMVERGE, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01460
Total number of active participants reported on line 7a of the Form 55002010-01-01402
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01169
Total of all active and inactive participants2010-01-01571
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01571
Number of participants with account balances2010-01-01534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: COMVERGE, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01175
Total number of active participants reported on line 7a of the Form 55002009-01-01370
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0190
Total of all active and inactive participants2009-01-01460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01460
Number of participants with account balances2009-01-01425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on COMVERGE, INC. 401(K) PLAN

Measure Date Value
2016 : COMVERGE, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$5,855,041
Total of all expenses incurred2016-12-31$2,668,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,519,615
Value of total corrective distributions2016-12-31$717
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,955,698
Value of total assets at end of year2016-12-31$24,860,770
Value of total assets at beginning of year2016-12-31$21,674,434
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$148,373
Total interest from all sources2016-12-31$18,502
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$434,317
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$434,317
Administrative expenses professional fees incurred2016-12-31$12,077
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,642,101
Participant contributions at end of year2016-12-31$406,897
Participant contributions at beginning of year2016-12-31$447,931
Participant contributions at end of year2016-12-31$77,863
Participant contributions at beginning of year2016-12-31$60,478
Assets. Other investments not covered elsewhere at end of year2016-12-31$720,117
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$567,925
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$522,172
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$607
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$145
Other income not declared elsewhere2016-12-31$22,274
Administrative expenses (other) incurred2016-12-31$108,461
Total non interest bearing cash at end of year2016-12-31$32,595
Total non interest bearing cash at beginning of year2016-12-31$32,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,186,336
Value of net assets at end of year (total assets less liabilities)2016-12-31$24,860,770
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$21,674,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$27,835
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$22,498,181
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$19,625,498
Interest on participant loans2016-12-31$18,502
Value of interest in common/collective trusts at end of year2016-12-31$1,050,726
Value of interest in common/collective trusts at beginning of year2016-12-31$904,508
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$51,902
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$6,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$6,523
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,409,351
Net investment gain or loss from common/collective trusts2016-12-31$14,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$791,425
Employer contributions (assets) at end of year2016-12-31$21,882
Employer contributions (assets) at beginning of year2016-12-31$29,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,519,615
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2016-12-31721396621
2015 : COMVERGE, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$3,911,580
Total of all expenses incurred2015-12-31$3,182,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,031,572
Expenses. Certain deemed distributions of participant loans2015-12-31$8,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,954,990
Value of total assets at end of year2015-12-31$21,674,434
Value of total assets at beginning of year2015-12-31$20,945,110
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$142,536
Total interest from all sources2015-12-31$15,871
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$418,457
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$418,457
Administrative expenses professional fees incurred2015-12-31$13,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,307,344
Participant contributions at end of year2015-12-31$447,931
Participant contributions at beginning of year2015-12-31$347,304
Participant contributions at end of year2015-12-31$60,478
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$567,925
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$669,067
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$892,339
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$145
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$534
Other income not declared elsewhere2015-12-31$13,684
Administrative expenses (other) incurred2015-12-31$103,037
Total non interest bearing cash at end of year2015-12-31$32,097
Total non interest bearing cash at beginning of year2015-12-31$26,611
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$729,324
Value of net assets at end of year (total assets less liabilities)2015-12-31$21,674,434
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$20,945,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$26,499
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$19,625,498
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$18,968,172
Interest on participant loans2015-12-31$15,870
Value of interest in common/collective trusts at end of year2015-12-31$904,508
Value of interest in common/collective trusts at beginning of year2015-12-31$891,710
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$6,523
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$12,642
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$12,642
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-507,953
Net investment gain or loss from common/collective trusts2015-12-31$16,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$755,307
Employer contributions (assets) at end of year2015-12-31$29,329
Employer contributions (assets) at beginning of year2015-12-31$29,070
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,031,572
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BABUSH NEIMAN KORNMAN & JOHNSON LLP
Accountancy firm EIN2015-12-31580942047
2014 : COMVERGE, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$4,175,079
Total of all expenses incurred2014-12-31$2,652,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,498,941
Expenses. Certain deemed distributions of participant loans2014-12-31$5,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,668,361
Value of total assets at end of year2014-12-31$20,945,110
Value of total assets at beginning of year2014-12-31$19,423,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$148,822
Total interest from all sources2014-12-31$16,199
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$405,778
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$405,778
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,877,795
Participant contributions at end of year2014-12-31$347,304
Participant contributions at beginning of year2014-12-31$422,728
Assets. Other investments not covered elsewhere at end of year2014-12-31$669,067
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$388,284
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$78,290
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$534
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$292
Other income not declared elsewhere2014-12-31$50,989
Administrative expenses (other) incurred2014-12-31$92,597
Total non interest bearing cash at end of year2014-12-31$26,611
Total non interest bearing cash at beginning of year2014-12-31$45,912
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,522,090
Value of net assets at end of year (total assets less liabilities)2014-12-31$20,945,110
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$19,423,020
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$56,225
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$18,968,172
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$17,757,771
Interest on participant loans2014-12-31$16,198
Value of interest in common/collective trusts at end of year2014-12-31$891,710
Value of interest in common/collective trusts at beginning of year2014-12-31$774,982
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$12,642
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,926
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,926
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,022,376
Net investment gain or loss from common/collective trusts2014-12-31$11,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$712,276
Employer contributions (assets) at end of year2014-12-31$29,070
Employer contributions (assets) at beginning of year2014-12-31$31,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,498,941
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BENNETT THRASHER
Accountancy firm EIN2014-12-31581673613
2013 : COMVERGE, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$6,823,682
Total of all expenses incurred2013-12-31$2,064,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,964,143
Expenses. Certain deemed distributions of participant loans2013-12-31$20,168
Value of total corrective distributions2013-12-31$726
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,768,376
Value of total assets at end of year2013-12-31$19,423,020
Value of total assets at beginning of year2013-12-31$14,663,481
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$79,106
Total interest from all sources2013-12-31$12,533
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$347,555
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$347,555
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,980,655
Participant contributions at end of year2013-12-31$422,728
Participant contributions at beginning of year2013-12-31$305,773
Assets. Other investments not covered elsewhere at end of year2013-12-31$388,284
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,009,510
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$292
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$375
Other income not declared elsewhere2013-12-31$17,797
Administrative expenses (other) incurred2013-12-31$79,106
Total non interest bearing cash at end of year2013-12-31$45,912
Total non interest bearing cash at beginning of year2013-12-31$7,836
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,759,539
Value of net assets at end of year (total assets less liabilities)2013-12-31$19,423,020
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$14,663,481
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$17,757,771
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$13,628,363
Interest on participant loans2013-12-31$12,533
Value of interest in common/collective trusts at end of year2013-12-31$774,982
Value of interest in common/collective trusts at beginning of year2013-12-31$720,915
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,926
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$219
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$219
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,666,777
Net investment gain or loss from common/collective trusts2013-12-31$10,644
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$778,211
Employer contributions (assets) at end of year2013-12-31$31,125
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,964,143
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BENNETT THRASHER
Accountancy firm EIN2013-12-31581673613
2012 : COMVERGE, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$4,576,069
Total of all expenses incurred2012-12-31$1,840,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,716,157
Expenses. Certain deemed distributions of participant loans2012-12-31$13,290
Value of total corrective distributions2012-12-31$43,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,873,211
Value of total assets at end of year2012-12-31$14,663,481
Value of total assets at beginning of year2012-12-31$11,928,134
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$68,164
Total interest from all sources2012-12-31$13,087
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$157,052
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$157,052
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,932,806
Participant contributions at end of year2012-12-31$305,773
Participant contributions at beginning of year2012-12-31$276,883
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$238,413
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$375
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$59,276
Administrative expenses (other) incurred2012-12-31$68,164
Total non interest bearing cash at end of year2012-12-31$7,836
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,735,347
Value of net assets at end of year (total assets less liabilities)2012-12-31$14,663,481
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$11,928,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$13,628,363
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,080,565
Interest on participant loans2012-12-31$13,042
Value of interest in common/collective trusts at end of year2012-12-31$720,915
Value of interest in common/collective trusts at beginning of year2012-12-31$570,686
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$219
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$45
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,468,632
Net investment gain or loss from common/collective trusts2012-12-31$4,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$701,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,716,157
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BENNETT THRASHER
Accountancy firm EIN2012-12-31581673613
2011 : COMVERGE, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,190,733
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,487,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,358,747
Expenses. Certain deemed distributions of participant loans2011-12-31$10,838
Value of total corrective distributions2011-12-31$43,358
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,243,288
Value of total assets at end of year2011-12-31$11,928,134
Value of total assets at beginning of year2011-12-31$11,225,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$75,024
Total interest from all sources2011-12-31$8,748
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$248,532
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$248,532
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,045,549
Participant contributions at end of year2011-12-31$276,883
Participant contributions at beginning of year2011-12-31$171,254
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$452,628
Other income not declared elsewhere2011-12-31$66,105
Administrative expenses (other) incurred2011-12-31$75,024
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$702,766
Value of net assets at end of year (total assets less liabilities)2011-12-31$11,928,134
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,225,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,080,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,410,920
Interest on participant loans2011-12-31$8,748
Value of interest in common/collective trusts at end of year2011-12-31$570,686
Value of interest in common/collective trusts at beginning of year2011-12-31$643,194
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-382,634
Net investment gain or loss from common/collective trusts2011-12-31$6,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$745,111
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,358,747
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BENNETT THRASHER
Accountancy firm EIN2011-12-31581673613
2010 : COMVERGE, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,890,914
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,592,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,473,316
Expenses. Certain deemed distributions of participant loans2010-12-31$5,131
Value of total corrective distributions2010-12-31$107,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,546,626
Value of total assets at end of year2010-12-31$11,225,368
Value of total assets at beginning of year2010-12-31$8,926,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,026
Total interest from all sources2010-12-31$8,157
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$186,235
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$186,235
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,863,537
Participant contributions at end of year2010-12-31$171,254
Participant contributions at beginning of year2010-12-31$171,933
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$20,000
Other income not declared elsewhere2010-12-31$137,095
Administrative expenses (other) incurred2010-12-31$6,026
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,298,770
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,225,368
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,926,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,410,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,754,665
Interest on participant loans2010-12-31$8,157
Value of interest in common/collective trusts at end of year2010-12-31$643,194
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,009,351
Net investment gain or loss from common/collective trusts2010-12-31$3,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$663,089
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,473,316
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BENNETT THRASHER
Accountancy firm EIN2010-12-31581673613
2009 : COMVERGE, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for COMVERGE, INC. 401(K) PLAN

2016: COMVERGE, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COMVERGE, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COMVERGE, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: COMVERGE, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: COMVERGE, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: COMVERGE, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: COMVERGE, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: COMVERGE, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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