?>
Logo

ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN
Plan identification number 002

ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASPEN DENTAL MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name:ASPEN DENTAL MANAGEMENT, INC.
Employer identification number (EIN):223635491
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01PETER DOWD PETER DOWD2018-05-31
0022016-01-01MATTHEW WEST
0022015-01-01MATTHEW WEST
0022014-01-012015-10-08
0022014-01-01MATTHEW WEST
0022013-01-01GEOFFREY LEWIS
0022012-01-01GEOFFREY LEWIS
0022011-01-01GEOFFREY LEWIS
0022009-01-01GEOFFREY LEWIS
0022009-01-01GEOFFREY LEWIS

Plan Statistics for ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN

401k plan membership statisitcs for ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN

Measure Date Value
2017: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,586
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01110
2016: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,853
Total number of active participants reported on line 7a of the Form 55002016-01-011,240
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01346
Total of all active and inactive participants2016-01-011,586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,586
Number of participants with account balances2016-01-011,586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0118
2015: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,316
Total number of active participants reported on line 7a of the Form 55002015-01-011,498
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01355
Total of all active and inactive participants2015-01-011,853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,853
Number of participants with account balances2015-01-011,853
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0135
2014: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014,666
Total number of active participants reported on line 7a of the Form 55002014-01-011,881
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01435
Total of all active and inactive participants2014-01-012,316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012,316
Number of participants with account balances2014-01-012,316
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0194
2013: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014,091
Total number of active participants reported on line 7a of the Form 55002013-01-014,296
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01369
Total of all active and inactive participants2013-01-014,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-014,666
Number of participants with account balances2013-01-012,962
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01195
2012: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,425
Total number of active participants reported on line 7a of the Form 55002012-01-013,654
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01291
Total of all active and inactive participants2012-01-013,945
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013,945
Number of participants with account balances2012-01-011,752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01228
2011: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,014
Total number of active participants reported on line 7a of the Form 55002011-01-013,192
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01232
Total of all active and inactive participants2011-01-013,424
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-013,425
Number of participants with account balances2011-01-011,583
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01190
2009: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,041
Total number of active participants reported on line 7a of the Form 55002009-01-012,243
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01172
Total of all active and inactive participants2009-01-012,415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012,415
Number of participants with account balances2009-01-011,284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01134

Financial Data on ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN

Measure Date Value
2017 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-10-16$0
Total transfer of assets from this plan2017-10-16$60,224,021
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-16$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-16$0
Total income from all sources (including contributions)2017-10-16$8,069,367
Total loss/gain on sale of assets2017-10-16$0
Total of all expenses incurred2017-10-16$3,534,896
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-10-16$3,362,614
Expenses. Certain deemed distributions of participant loans2017-10-16$4,182
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-10-16$0
Value of total assets at end of year2017-10-16$0
Value of total assets at beginning of year2017-10-16$55,689,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-10-16$168,100
Total interest from all sources2017-10-16$144,888
Total dividends received (eg from common stock, registered investment company shares)2017-10-16$98,181
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-10-16Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-10-16$0
Total dividends received from registered investment company shares (eg mutual funds)2017-10-16$98,181
Was this plan covered by a fidelity bond2017-10-16Yes
Value of fidelity bond cover2017-10-16$1,000,000
If this is an individual account plan, was there a blackout period2017-10-16No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-10-16$0
Were there any nonexempt tranactions with any party-in-interest2017-10-16No
Participant contributions at end of year2017-10-16$0
Participant contributions at beginning of year2017-10-16$1,527,035
Other income not declared elsewhere2017-10-16$21,440
Administrative expenses (other) incurred2017-10-16$168,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-16No
Value of net income/loss2017-10-16$4,534,471
Value of net assets at end of year (total assets less liabilities)2017-10-16$0
Value of net assets at beginning of year (total assets less liabilities)2017-10-16$55,689,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-10-16No
Were any loans by the plan or fixed income obligations due to the plan in default2017-10-16No
Were any leases to which the plan was party in default or uncollectible2017-10-16No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-10-16$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-10-16$23,007,127
Value of interest in pooled separate accounts at end of year2017-10-16$0
Value of interest in pooled separate accounts at beginning of year2017-10-16$16,098,807
Interest on participant loans2017-10-16$51,617
Interest earned on other investments2017-10-16$93,271
Value of interest in common/collective trusts at end of year2017-10-16$0
Value of interest in common/collective trusts at beginning of year2017-10-16$8,342,606
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-10-16$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-10-16$6,713,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-10-16$3,116,798
Net investment gain/loss from pooled separate accounts2017-10-16$3,489,626
Net investment gain or loss from common/collective trusts2017-10-16$1,198,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-10-16No
Was there a failure to transmit to the plan any participant contributions2017-10-16No
Has the plan failed to provide any benefit when due under the plan2017-10-16No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-10-16$3,362,614
Did the plan have assets held for investment2017-10-16No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-16No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-10-16Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-10-16Yes
Opinion of an independent qualified public accountant for this plan2017-10-16Disclaimer
Accountancy firm name2017-10-16FIRLEY MORAN FREER & EASSA, CPA, PC
Accountancy firm EIN2017-10-16161148763
2016 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,734,497
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,935,741
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,768,918
Expenses. Certain deemed distributions of participant loans2016-12-31$431
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$55,689,550
Value of total assets at beginning of year2016-12-31$55,890,794
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$166,392
Total interest from all sources2016-12-31$183,586
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$459,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$459,792
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Participant contributions at end of year2016-12-31$1,527,035
Participant contributions at beginning of year2016-12-31$1,798,214
Other income not declared elsewhere2016-12-31$-22
Administrative expenses (other) incurred2016-12-31$166,392
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-201,244
Value of net assets at end of year (total assets less liabilities)2016-12-31$55,689,550
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$55,890,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$23,007,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$30,937,535
Value of interest in pooled separate accounts at end of year2016-12-31$16,098,807
Value of interest in pooled separate accounts at beginning of year2016-12-31$17,114,395
Interest on participant loans2016-12-31$68,915
Interest earned on other investments2016-12-31$114,671
Value of interest in common/collective trusts at end of year2016-12-31$8,342,606
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$6,713,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$6,040,650
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,659,286
Net investment gain/loss from pooled separate accounts2016-12-31$947,073
Net investment gain or loss from common/collective trusts2016-12-31$484,782
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,768,918
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FIRLEY MORAN FREER & EASSA, CPA, PC
Accountancy firm EIN2016-12-31161148763
2015 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$107,862
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,760,319
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,564,390
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$55,890,794
Value of total assets at beginning of year2015-12-31$60,543,251
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$195,929
Total interest from all sources2015-12-31$180,722
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$503,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$503,663
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Participant contributions at end of year2015-12-31$1,798,214
Participant contributions at beginning of year2015-12-31$1,838,021
Other income not declared elsewhere2015-12-31$-845
Administrative expenses (other) incurred2015-12-31$195,929
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$51
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-4,652,457
Value of net assets at end of year (total assets less liabilities)2015-12-31$55,890,794
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$60,543,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$30,937,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$53,045,111
Value of interest in pooled separate accounts at end of year2015-12-31$17,114,395
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$73,715
Interest earned on other investments2015-12-31$107,007
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$6,040,650
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$5,660,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,075,063
Net investment gain/loss from pooled separate accounts2015-12-31$499,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,564,390
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FIRLEY MORAN FREER & EASSA, CPA, PC
Accountancy firm EIN2015-12-31161148763
2014 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$1,828,448
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,667,636
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,519,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,249,970
Expenses. Certain deemed distributions of participant loans2014-12-31$20,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$60,543,251
Value of total assets at beginning of year2014-12-31$65,223,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$248,431
Total interest from all sources2014-12-31$177,103
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$658,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$658,006
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Participant contributions at end of year2014-12-31$1,838,021
Participant contributions at beginning of year2014-12-31$1,680,911
Administrative expenses (other) incurred2014-12-31$248,431
Total non interest bearing cash at end of year2014-12-31$51
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-2,851,450
Value of net assets at end of year (total assets less liabilities)2014-12-31$60,543,251
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$65,223,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$53,045,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$57,606,282
Interest on participant loans2014-12-31$68,135
Interest earned on other investments2014-12-31$108,968
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$5,935,956
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$5,660,068
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,832,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,249,970
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FIRLEY MORAN FREER & EASSA, CPA, PC
Accountancy firm EIN2014-12-31161148763
2013 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$22,460,332
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$5,019,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,647,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$11,551,065
Value of total assets at end of year2013-12-31$65,223,149
Value of total assets at beginning of year2013-12-31$47,782,171
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$372,176
Total interest from all sources2013-12-31$56,520
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,654,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,654,676
Administrative expenses professional fees incurred2013-12-31$375
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$8,412,802
Participant contributions at end of year2013-12-31$1,680,911
Participant contributions at beginning of year2013-12-31$1,278,971
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$153,630
Administrative expenses (other) incurred2013-12-31$8,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$17,440,978
Value of net assets at end of year (total assets less liabilities)2013-12-31$65,223,149
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$47,782,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$319,116
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$57,606,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$42,258,306
Interest on participant loans2013-12-31$56,520
Value of interest in common/collective trusts at end of year2013-12-31$5,935,956
Value of interest in common/collective trusts at beginning of year2013-12-31$4,244,894
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,139,879
Net investment gain or loss from common/collective trusts2013-12-31$58,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,984,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,647,178
Contract administrator fees2013-12-31$44,485
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FIRLEY MORAN FREER & EASSA CPA PC
Accountancy firm EIN2013-12-31161148763
2012 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$16,016,363
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,486,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,958,838
Value of total corrective distributions2012-12-31$226,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$10,855,028
Value of total assets at end of year2012-12-31$47,782,171
Value of total assets at beginning of year2012-12-31$35,251,874
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$300,442
Total interest from all sources2012-12-31$48,702
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,162,457
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,162,457
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$7,534,952
Participant contributions at end of year2012-12-31$1,278,971
Participant contributions at beginning of year2012-12-31$1,113,657
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$192,731
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$348,393
Administrative expenses (other) incurred2012-12-31$6,825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$12,530,297
Value of net assets at end of year (total assets less liabilities)2012-12-31$47,782,171
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$35,251,874
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$258,624
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$42,258,306
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$31,092,308
Interest on participant loans2012-12-31$48,702
Value of interest in common/collective trusts at end of year2012-12-31$4,244,894
Value of interest in common/collective trusts at beginning of year2012-12-31$2,772,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,932,372
Net investment gain or loss from common/collective trusts2012-12-31$17,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,971,683
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$80,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,958,838
Contract administrator fees2012-12-31$34,993
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FIRLEY, MORAN, FREER AND EASSA, P.C
Accountancy firm EIN2012-12-31161148763
2011 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$7,927,046
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,289,288
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,876,124
Expenses. Certain deemed distributions of participant loans2011-12-31$27,381
Value of total corrective distributions2011-12-31$100,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$9,221,461
Value of total assets at end of year2011-12-31$35,251,874
Value of total assets at beginning of year2011-12-31$30,614,116
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$285,120
Total interest from all sources2011-12-31$38,327
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$637,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$637,348
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$6,377,212
Participant contributions at end of year2011-12-31$1,113,657
Participant contributions at beginning of year2011-12-31$815,593
Participant contributions at end of year2011-12-31$192,731
Participant contributions at beginning of year2011-12-31$185,272
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$540,729
Administrative expenses (other) incurred2011-12-31$4,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$4,637,758
Value of net assets at end of year (total assets less liabilities)2011-12-31$35,251,874
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$30,614,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$245,172
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$31,092,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$27,649,580
Interest on participant loans2011-12-31$38,234
Value of interest in common/collective trusts at end of year2011-12-31$2,772,680
Value of interest in common/collective trusts at beginning of year2011-12-31$1,916,340
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$93
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,978,218
Net investment gain or loss from common/collective trusts2011-12-31$8,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,303,520
Employer contributions (assets) at end of year2011-12-31$80,498
Employer contributions (assets) at beginning of year2011-12-31$47,331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,876,124
Contract administrator fees2011-12-31$35,248
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FIRLEY, MORAN, FREER AND EASSA, P.C
Accountancy firm EIN2011-12-31161148763
2010 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$10,563,228
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,282,151
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,858,227
Expenses. Certain deemed distributions of participant loans2010-12-31$8,254
Value of total corrective distributions2010-12-31$197,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$7,286,847
Value of total assets at end of year2010-12-31$30,614,116
Value of total assets at beginning of year2010-12-31$22,333,039
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$218,350
Total interest from all sources2010-12-31$29,148
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$566,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$566,552
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$5,369,576
Participant contributions at end of year2010-12-31$815,593
Participant contributions at beginning of year2010-12-31$497,968
Participant contributions at end of year2010-12-31$185,272
Participant contributions at beginning of year2010-12-31$137,046
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$138,160
Administrative expenses (other) incurred2010-12-31$3,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,281,077
Value of net assets at end of year (total assets less liabilities)2010-12-31$30,614,116
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$22,333,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$187,654
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$27,649,580
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$20,219,953
Interest on participant loans2010-12-31$29,148
Value of interest in common/collective trusts at end of year2010-12-31$1,916,340
Value of interest in common/collective trusts at beginning of year2010-12-31$1,435,239
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,878,445
Net investment gain or loss from common/collective trusts2010-12-31$-197,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,779,111
Employer contributions (assets) at end of year2010-12-31$47,331
Employer contributions (assets) at beginning of year2010-12-31$42,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,858,227
Contract administrator fees2010-12-31$26,746
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FIRLEY, MORAN, FREER AND EASSA, P.C
Accountancy firm EIN2010-12-31161148763
2009 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN

2017: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074170
Policy instance 1
Insurance contract or identification number074170
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-10-16
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074170
Policy instance 1
Insurance contract or identification number074170
Number of Individuals Covered1853
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074170
Policy instance 1
Insurance contract or identification number074170
Number of Individuals Covered2316
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3