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PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan NamePLUG POWER INC. SAVINGS AND RETIREMENT PLAN
Plan identification number 001

PLUG POWER INC. SAVINGS AND RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PLUG POWER INC. has sponsored the creation of one or more 401k plans.

Company Name:PLUG POWER INC.
Employer identification number (EIN):223672377
NAIC Classification:333610

Additional information about PLUG POWER INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3083208

More information about PLUG POWER INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PLUG POWER INC. SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MICHAEL PETEANI MICHAEL PETEANI2018-10-12
0012016-01-01MICHAEL PETEANI MICHAEL PETEANI2017-08-29
0012015-01-01MICHAEL PETEANI MICHAEL PETEANI2016-10-04
0012014-01-01MICHAEL PETEANI MICHAEL PETEANI2015-09-28
0012013-01-01JILL MCCOSKEY JILL MCCOSKEY2014-10-15
0012012-01-01JILL MCCOSKEY
0012011-01-01JENNIFER MCMULLEN GERALD ANDERSON2012-10-16
0012009-01-01MR. GERALD ANDERSON MR. GERALD ANDERSON2010-10-14

Plan Statistics for PLUG POWER INC. SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for PLUG POWER INC. SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,811
Total number of active participants reported on line 7a of the Form 55002022-01-012,678
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-01388
Total of all active and inactive participants2022-01-013,070
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-013,070
Number of participants with account balances2022-01-013,070
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01165
2021: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,131
Total number of active participants reported on line 7a of the Form 55002021-01-011,564
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-01244
Total of all active and inactive participants2021-01-011,811
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,811
Number of participants with account balances2021-01-011,740
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0173
2020: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01771
Total number of active participants reported on line 7a of the Form 55002020-01-01888
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01173
Total of all active and inactive participants2020-01-011,061
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,061
Number of participants with account balances2020-01-011,048
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0122
2019: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01712
Total number of active participants reported on line 7a of the Form 55002019-01-01601
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01160
Total of all active and inactive participants2019-01-01761
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01761
Number of participants with account balances2019-01-01749
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0115
2018: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01656
Total number of active participants reported on line 7a of the Form 55002018-01-01546
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01157
Total of all active and inactive participants2018-01-01703
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01703
Number of participants with account balances2018-01-01695
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0128
2017: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01565
Total number of active participants reported on line 7a of the Form 55002017-01-01507
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01136
Total of all active and inactive participants2017-01-01643
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01643
Number of participants with account balances2017-01-01636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0112
2016: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01457
Total number of active participants reported on line 7a of the Form 55002016-01-01430
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01123
Total of all active and inactive participants2016-01-01553
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01553
Number of participants with account balances2016-01-01545
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0111
2015: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01341
Total number of active participants reported on line 7a of the Form 55002015-01-01323
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01124
Total of all active and inactive participants2015-01-01447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01447
Number of participants with account balances2015-01-01391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01276
Total number of active participants reported on line 7a of the Form 55002014-01-01340
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-01340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01340
Number of participants with account balances2014-01-01340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01285
Total number of active participants reported on line 7a of the Form 55002013-01-01163
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-01108
Total of all active and inactive participants2013-01-01276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01276
Number of participants with account balances2013-01-01272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01295
Total number of active participants reported on line 7a of the Form 55002012-01-01164
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-01116
Total of all active and inactive participants2012-01-01285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01285
Number of participants with account balances2012-01-01284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01305
Total number of active participants reported on line 7a of the Form 55002011-01-01178
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-01115
Total of all active and inactive participants2011-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01295
Number of participants with account balances2011-01-01274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2009: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01338
Total number of active participants reported on line 7a of the Form 55002009-01-01206
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01122
Total of all active and inactive participants2009-01-01328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01328
Number of participants with account balances2009-01-01308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on PLUG POWER INC. SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022 : PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-50,342,113
Total unrealized appreciation/depreciation of assets2022-12-31$-50,342,113
Total transfer of assets to this plan2022-12-31$1,463,422
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-34,203,981
Total loss/gain on sale of assets2022-12-31$3,682,647
Total of all expenses incurred2022-12-31$12,189,851
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$11,808,539
Expenses. Certain deemed distributions of participant loans2022-12-31$-19,333
Value of total corrective distributions2022-12-31$908
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$28,213,098
Value of total assets at end of year2022-12-31$125,530,836
Value of total assets at beginning of year2022-12-31$170,461,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$399,737
Total interest from all sources2022-12-31$232,564
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$970,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$970,472
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$13,970,803
Participant contributions at end of year2022-12-31$2,233,089
Participant contributions at beginning of year2022-12-31$1,848,368
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$5,466,126
Other income not declared elsewhere2022-12-31$-748
Administrative expenses (other) incurred2022-12-31$2,300
Total non interest bearing cash at end of year2022-12-31$46
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-46,393,832
Value of net assets at end of year (total assets less liabilities)2022-12-31$125,530,836
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$170,461,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$301,326
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$76,049,721
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$78,826,371
Value of interest in pooled separate accounts at end of year2022-12-31$1,339,849
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,515,630
Interest on participant loans2022-12-31$114,347
Interest earned on other investments2022-12-31$118,174
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$43
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$7,266,698
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$7,422,419
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-16,764,653
Net investment gain/loss from pooled separate accounts2022-12-31$-195,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$38,641,433
Assets. Invements in employer securities at beginning of year2022-12-31$80,848,458
Contributions received in cash from employer2022-12-31$8,776,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$11,808,539
Contract administrator fees2022-12-31$96,111
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$5,716,763
Aggregate carrying amount (costs) on sale of assets2022-12-31$2,034,116
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2022-12-31133891517
2021 : PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-29,580,372
Total unrealized appreciation/depreciation of assets2021-12-31$-29,580,372
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$16,040,090
Total loss/gain on sale of assets2021-12-31$20,173,809
Total of all expenses incurred2021-12-31$11,700,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,334,300
Expenses. Certain deemed distributions of participant loans2021-12-31$33,500
Value of total corrective distributions2021-12-31$275
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$14,536,978
Value of total assets at end of year2021-12-31$170,461,246
Value of total assets at beginning of year2021-12-31$166,121,663
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$332,432
Total interest from all sources2021-12-31$185,550
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,448,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,448,645
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$114,592
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$7,967,030
Participant contributions at end of year2021-12-31$1,848,368
Participant contributions at beginning of year2021-12-31$1,285,067
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,627,039
Other income not declared elsewhere2021-12-31$1,789
Administrative expenses (other) incurred2021-12-31$332,432
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,339,583
Value of net assets at end of year (total assets less liabilities)2021-12-31$170,461,246
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$166,121,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$78,826,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$51,142,149
Value of interest in pooled separate accounts at end of year2021-12-31$1,515,630
Value of interest in pooled separate accounts at beginning of year2021-12-31$137,731
Interest on participant loans2021-12-31$91,339
Interest earned on other investments2021-12-31$94,211
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$7,422,419
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$5,171,967
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$9,113,005
Net investment gain/loss from pooled separate accounts2021-12-31$160,686
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$80,848,458
Assets. Invements in employer securities at beginning of year2021-12-31$108,384,749
Contributions received in cash from employer2021-12-31$3,942,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,334,300
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$22,387,417
Aggregate carrying amount (costs) on sale of assets2021-12-31$2,213,608
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2021-12-31133891517
2020 : PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$96,409,878
Total unrealized appreciation/depreciation of assets2020-12-31$96,409,878
Total transfer of assets to this plan2020-12-31$3,959,355
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$118,003,548
Total loss/gain on sale of assets2020-12-31$6,379,222
Total of all expenses incurred2020-12-31$4,326,888
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,161,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$7,956,855
Value of total assets at end of year2020-12-31$166,121,663
Value of total assets at beginning of year2020-12-31$48,485,648
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$165,256
Total interest from all sources2020-12-31$119,019
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$564,503
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$564,503
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$108,612
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,206,000
Participant contributions at end of year2020-12-31$1,285,067
Participant contributions at beginning of year2020-12-31$737,085
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,053,479
Other income not declared elsewhere2020-12-31$-54,731
Administrative expenses (other) incurred2020-12-31$165,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$113,676,660
Value of net assets at end of year (total assets less liabilities)2020-12-31$166,121,663
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$48,485,648
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$51,142,149
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$33,271,700
Value of interest in pooled separate accounts at end of year2020-12-31$137,731
Value of interest in pooled separate accounts at beginning of year2020-12-31$65,443
Interest on participant loans2020-12-31$56,970
Interest earned on other investments2020-12-31$62,044
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$5,171,967
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$3,521,775
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,616,725
Net investment gain/loss from pooled separate accounts2020-12-31$12,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$108,384,749
Assets. Invements in employer securities at beginning of year2020-12-31$10,889,645
Contributions received in cash from employer2020-12-31$2,697,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,161,632
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$8,224,014
Aggregate carrying amount (costs) on sale of assets2020-12-31$1,844,792
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KPMG LLP
Accountancy firm EIN2020-12-31135565207
2019 : PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$6,091,837
Total unrealized appreciation/depreciation of assets2019-12-31$6,091,837
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$18,966,744
Total loss/gain on sale of assets2019-12-31$210,047
Total of all expenses incurred2019-12-31$2,185,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,035,887
Value of total corrective distributions2019-12-31$2,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,730,987
Value of total assets at end of year2019-12-31$48,485,648
Value of total assets at beginning of year2019-12-31$31,703,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$146,285
Total interest from all sources2019-12-31$98,172
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$460,931
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$460,931
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$74,163
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,026,378
Participant contributions at end of year2019-12-31$737,085
Participant contributions at beginning of year2019-12-31$465,958
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$797,222
Other income not declared elsewhere2019-12-31$-37,109
Administrative expenses (other) incurred2019-12-31$146,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$16,781,714
Value of net assets at end of year (total assets less liabilities)2019-12-31$48,485,648
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$31,703,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$33,271,700
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$24,462,789
Value of interest in pooled separate accounts at end of year2019-12-31$65,443
Value of interest in pooled separate accounts at beginning of year2019-12-31$43,435
Interest on participant loans2019-12-31$41,559
Interest earned on other investments2019-12-31$56,613
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,521,775
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,977,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,403,364
Net investment gain/loss from pooled separate accounts2019-12-31$8,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$10,889,645
Assets. Invements in employer securities at beginning of year2019-12-31$3,754,742
Contributions received in cash from employer2019-12-31$1,907,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,035,887
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$1,289,903
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,079,856
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm EIN2019-12-31135565207
2018 : PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-2,986,503
Total unrealized appreciation/depreciation of assets2018-12-31$-2,986,503
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$300,522
Total loss/gain on sale of assets2018-12-31$-176,200
Total of all expenses incurred2018-12-31$4,630,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,429,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,677,827
Value of total assets at end of year2018-12-31$31,703,934
Value of total assets at beginning of year2018-12-31$36,033,927
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$200,684
Total interest from all sources2018-12-31$94,512
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$534,788
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$534,788
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,745,897
Participant contributions at end of year2018-12-31$465,958
Participant contributions at beginning of year2018-12-31$413,286
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$110,431
Other income not declared elsewhere2018-12-31$31,185
Administrative expenses (other) incurred2018-12-31$200,684
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,329,993
Value of net assets at end of year (total assets less liabilities)2018-12-31$31,703,934
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$36,033,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$24,462,789
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$26,512,920
Value of interest in pooled separate accounts at end of year2018-12-31$43,435
Value of interest in pooled separate accounts at beginning of year2018-12-31$38,971
Interest on participant loans2018-12-31$27,948
Interest earned on other investments2018-12-31$66,564
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,977,010
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,215,726
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,872,831
Net investment gain/loss from pooled separate accounts2018-12-31$-2,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$3,754,742
Assets. Invements in employer securities at beginning of year2018-12-31$5,853,024
Contributions received in cash from employer2018-12-31$1,821,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,429,831
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$903,069
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,079,269
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$2,540,839
Total unrealized appreciation/depreciation of assets2017-12-31$2,540,839
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$11,564,414
Total loss/gain on sale of assets2017-12-31$-32,851
Total of all expenses incurred2017-12-31$2,025,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,880,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,323,051
Value of total assets at end of year2017-12-31$36,033,927
Value of total assets at beginning of year2017-12-31$26,495,049
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$145,454
Total interest from all sources2017-12-31$64,973
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$324,416
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$324,416
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,486,864
Participant contributions at end of year2017-12-31$413,286
Participant contributions at beginning of year2017-12-31$251,211
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$235,292
Other income not declared elsewhere2017-12-31$60,112
Administrative expenses (other) incurred2017-12-31$145,454
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$9,538,878
Value of net assets at end of year (total assets less liabilities)2017-12-31$36,033,927
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$26,495,049
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$26,512,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$20,658,585
Value of interest in pooled separate accounts at end of year2017-12-31$38,971
Value of interest in pooled separate accounts at beginning of year2017-12-31$26,731
Interest on participant loans2017-12-31$17,483
Interest earned on other investments2017-12-31$47,490
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,215,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,288,859
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,280,736
Net investment gain/loss from pooled separate accounts2017-12-31$3,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$5,853,024
Assets. Invements in employer securities at beginning of year2017-12-31$2,269,663
Contributions received in cash from employer2017-12-31$1,600,895
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,880,082
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$699,940
Aggregate carrying amount (costs) on sale of assets2017-12-31$732,791
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-1,376,172
Total unrealized appreciation/depreciation of assets2016-12-31$-1,376,172
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,698,240
Total loss/gain on sale of assets2016-12-31$-124,398
Total of all expenses incurred2016-12-31$1,919,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,797,010
Expenses. Certain deemed distributions of participant loans2016-12-31$194
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,622,569
Value of total assets at end of year2016-12-31$26,495,049
Value of total assets at beginning of year2016-12-31$24,716,096
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$122,083
Total interest from all sources2016-12-31$68,157
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$253,919
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$253,919
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,097,046
Participant contributions at end of year2016-12-31$251,211
Participant contributions at beginning of year2016-12-31$203,399
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$143,395
Other income not declared elsewhere2016-12-31$54,948
Administrative expenses (other) incurred2016-12-31$122,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,778,953
Value of net assets at end of year (total assets less liabilities)2016-12-31$26,495,049
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$24,716,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$20,658,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$17,534,060
Value of interest in pooled separate accounts at end of year2016-12-31$26,731
Value of interest in pooled separate accounts at beginning of year2016-12-31$13,105
Interest on participant loans2016-12-31$11,800
Interest earned on other investments2016-12-31$56,357
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,288,859
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,263,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,197,968
Net investment gain/loss from pooled separate accounts2016-12-31$1,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$2,269,663
Assets. Invements in employer securities at beginning of year2016-12-31$2,702,334
Contributions received in cash from employer2016-12-31$1,382,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,797,010
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$318,645
Aggregate carrying amount (costs) on sale of assets2016-12-31$443,043
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-918,903
Total unrealized appreciation/depreciation of assets2015-12-31$-918,903
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,275,166
Total loss/gain on sale of assets2015-12-31$-20,926
Total of all expenses incurred2015-12-31$2,902,531
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,809,952
Expenses. Certain deemed distributions of participant loans2015-12-31$6,107
Value of total corrective distributions2015-12-31$172
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,797,296
Value of total assets at end of year2015-12-31$24,716,096
Value of total assets at beginning of year2015-12-31$25,343,461
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$86,300
Total interest from all sources2015-12-31$61,646
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$233,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$233,029
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,677,896
Participant contributions at end of year2015-12-31$203,399
Participant contributions at beginning of year2015-12-31$145,760
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$158,461
Other income not declared elsewhere2015-12-31$36,420
Administrative expenses (other) incurred2015-12-31$86,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-627,365
Value of net assets at end of year (total assets less liabilities)2015-12-31$24,716,096
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$25,343,461
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$17,534,060
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$18,007,446
Value of interest in pooled separate accounts at end of year2015-12-31$13,105
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$8,241
Interest earned on other investments2015-12-31$53,405
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,263,198
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,472,585
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$86,788
Net investment gain/loss from pooled separate accounts2015-12-31$-184
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$2,702,334
Assets. Invements in employer securities at beginning of year2015-12-31$2,717,670
Contributions received in cash from employer2015-12-31$960,939
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,809,952
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$148,145
Aggregate carrying amount (costs) on sale of assets2015-12-31$169,071
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$14,497
Total income from all sources (including contributions)2014-12-31$4,921,900
Total loss/gain on sale of assets2014-12-31$1,672,413
Total of all expenses incurred2014-12-31$3,000,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,983,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,979,736
Value of total assets at end of year2014-12-31$25,343,461
Value of total assets at beginning of year2014-12-31$23,436,796
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$17,250
Total interest from all sources2014-12-31$6,637
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$78,251
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$78,251
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$938,215
Participant contributions at end of year2014-12-31$145,760
Participant contributions at beginning of year2014-12-31$166,237
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$685,365
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$88,174
Other income not declared elsewhere2014-12-31$-673,139
Administrative expenses (other) incurred2014-12-31$17,250
Liabilities. Value of operating payables at beginning of year2014-12-31$14,497
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$7,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,921,162
Value of net assets at end of year (total assets less liabilities)2014-12-31$25,343,461
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$23,422,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$18,007,446
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$980,290
Value of interest in pooled separate accounts at beginning of year2014-12-31$16,477,573
Interest on participant loans2014-12-31$6,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$23,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$23,458
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,472,585
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,307,207
Net investment gain/loss from pooled separate accounts2014-12-31$1,858,002
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$2,717,670
Assets. Invements in employer securities at beginning of year2014-12-31$1,386,718
Contributions received in cash from employer2014-12-31$356,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,983,488
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$1,672,413
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG
Accountancy firm EIN2014-12-31135565207
2013 : PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,310,599
Total unrealized appreciation/depreciation of assets2013-12-31$1,310,599
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$14,497
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,869,067
Total loss/gain on sale of assets2013-12-31$-99,166
Total of all expenses incurred2013-12-31$3,862,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,822,992
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$20,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,001,989
Value of total assets at end of year2013-12-31$23,436,796
Value of total assets at beginning of year2013-12-31$20,415,381
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$18,537
Total interest from all sources2013-12-31$122,786
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$39,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$39,597
Administrative expenses professional fees incurred2013-12-31$693
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$606,197
Participant contributions at end of year2013-12-31$166,237
Participant contributions at beginning of year2013-12-31$35,484
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,638,812
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$32,789
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$88,174
Other income not declared elsewhere2013-12-31$673,139
Administrative expenses (other) incurred2013-12-31$3,512
Liabilities. Value of operating payables at end of year2013-12-31$14,497
Total non interest bearing cash at end of year2013-12-31$7,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,006,918
Value of net assets at end of year (total assets less liabilities)2013-12-31$23,422,299
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$20,415,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$980,290
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$16,477,573
Value of interest in pooled separate accounts at beginning of year2013-12-31$13,937,605
Interest on participant loans2013-12-31$4,285
Interest earned on other investments2013-12-31$118,501
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$23,458
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,307,207
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,562,332
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$-34,653
Net investment gain/loss from pooled separate accounts2013-12-31$3,854,759
Net investment gain or loss from common/collective trusts2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$1,386,718
Assets. Invements in employer securities at beginning of year2013-12-31$241,148
Contributions received in cash from employer2013-12-31$363,003
Income. Dividends from common stock2013-12-31$17
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,822,992
Contract administrator fees2013-12-31$14,332
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,347,787
Aggregate carrying amount (costs) on sale of assets2013-12-31$1,446,953
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG
Accountancy firm EIN2013-12-31135565207
2012 : PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,074,710
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,426,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,415,803
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$14
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,126,416
Value of total assets at end of year2012-12-31$20,415,381
Value of total assets at beginning of year2012-12-31$18,767,051
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$10,563
Total interest from all sources2012-12-31$169,841
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$666
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$694,305
Participant contributions at end of year2012-12-31$35,484
Participant contributions at beginning of year2012-12-31$59,083
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,638,812
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$389,949
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$5,674
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Other income not declared elsewhere2012-12-31$-440,576
Administrative expenses (other) incurred2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,648,330
Value of net assets at end of year (total assets less liabilities)2012-12-31$20,415,381
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$18,767,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$0
Value of interest in pooled separate accounts at end of year2012-12-31$13,937,605
Value of interest in pooled separate accounts at beginning of year2012-12-31$13,147,163
Interest on participant loans2012-12-31$2,960
Interest earned on other investments2012-12-31$166,881
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,562,332
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,725,318
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$2,219,029
Net investment gain or loss from common/collective trusts2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$241,148
Assets. Invements in employer securities at beginning of year2012-12-31$445,538
Contributions received in cash from employer2012-12-31$426,437
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,415,803
Contract administrator fees2012-12-31$9,897
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG
Accountancy firm EIN2012-12-31135565207
2011 : PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$667,409
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,150,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,143,236
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,081,798
Value of total assets at end of year2011-12-31$18,767,051
Value of total assets at beginning of year2011-12-31$21,249,788
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,374
Total interest from all sources2011-12-31$157,350
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$233
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$672,672
Participant contributions at end of year2011-12-31$59,083
Participant contributions at beginning of year2011-12-31$116,598
Assets. Other investments not covered elsewhere at end of year2011-12-31$389,949
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$280,363
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Other income not declared elsewhere2011-12-31$-223,385
Administrative expenses (other) incurred2011-12-31$999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,482,737
Value of net assets at end of year (total assets less liabilities)2011-12-31$18,767,051
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$21,249,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Value of interest in pooled separate accounts at end of year2011-12-31$13,147,163
Value of interest in pooled separate accounts at beginning of year2011-12-31$16,109,102
Interest on participant loans2011-12-31$4,340
Interest earned on other investments2011-12-31$153,010
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,725,318
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,316,659
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-348,354
Net investment gain or loss from common/collective trusts2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$445,538
Assets. Invements in employer securities at beginning of year2011-12-31$427,066
Contributions received in cash from employer2011-12-31$409,126
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,143,236
Contract administrator fees2011-12-31$5,142
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG
Accountancy firm EIN2011-12-31135565207
2010 : PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,240,643
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,060,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,030,648
Expenses. Certain deemed distributions of participant loans2010-12-31$16,846
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,161,319
Value of total assets at end of year2010-12-31$21,249,788
Value of total assets at beginning of year2010-12-31$20,069,397
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$12,758
Total interest from all sources2010-12-31$137,356
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$731,699
Participant contributions at end of year2010-12-31$116,598
Participant contributions at beginning of year2010-12-31$182,129
Assets. Other investments not covered elsewhere at end of year2010-12-31$280,363
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$98
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$14,232
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$11,342
Other income not declared elsewhere2010-12-31$-331,250
Administrative expenses (other) incurred2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,180,391
Value of net assets at end of year (total assets less liabilities)2010-12-31$21,249,788
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$20,069,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$7,332
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$16,109,102
Value of interest in pooled separate accounts at beginning of year2010-12-31$15,262,589
Interest on participant loans2010-12-31$11,425
Interest earned on other investments2010-12-31$125,931
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,316,659
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,925,374
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$2,273,218
Net investment gain or loss from common/collective trusts2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$427,066
Assets. Invements in employer securities at beginning of year2010-12-31$699,207
Contributions received in cash from employer2010-12-31$415,388
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,019,306
Contract administrator fees2010-12-31$5,426
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KMPG
Accountancy firm EIN2010-12-31135565207
2009 : PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PLUG POWER INC. SAVINGS AND RETIREMENT PLAN

2022: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PLUG POWER INC. SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074270
Policy instance 1
Insurance contract or identification number074270
Number of Individuals Covered3070
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074270
Policy instance 1
Insurance contract or identification number074270
Number of Individuals Covered1811
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074270
Policy instance 1
Insurance contract or identification number074270
Number of Individuals Covered1061
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074270
Policy instance 1
Insurance contract or identification number074270
Number of Individuals Covered761
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041485
Policy instance 1
Insurance contract or identification number041485
Number of Individuals Covered703
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041485
Policy instance 1
Insurance contract or identification number041485
Number of Individuals Covered643
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041485
Policy instance 1
Insurance contract or identification number041485
Number of Individuals Covered447
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041485
Policy instance 1
Insurance contract or identification number041485
Number of Individuals Covered340
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF6631-1
Policy instance 2
Insurance contract or identification numberSF6631-1
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-12-24
Total amount of commissions paid to insurance brokerUSD $21,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $21,000
Insurance broker organization code?1
Insurance broker nameJHW FINANCIAL SERVICES INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 6631
Policy instance 1
Insurance contract or identification numberSF 6631
Number of Individuals Covered276
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $28,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,000
Insurance broker organization code?1
Insurance broker nameJHW FINANCIAL SERVICES INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 6631
Policy instance 1
Insurance contract or identification numberSF 6631
Number of Individuals Covered285
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $28,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,000
Insurance broker organization code?1
Insurance broker nameJHW FINANCIAL SERVICES INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 6631
Policy instance 1
Insurance contract or identification numberSF 6631
Number of Individuals Covered295
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $28,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 6631
Policy instance 1
Insurance contract or identification numberSF 6631
Number of Individuals Covered305
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $28,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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