401k Plan data: BACARA RESORT & SPA 401(K) PLAN plan

BACARA RESORT & SPA 401(K) PLAN 401k Plan overview

Plan Name	BACARA RESORT & SPA 401(K) PLAN
Plan identification number	001

BACARA RESORT & SPA 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BRS OPERATIONS, LLC has sponsored the creation of one or more 401k plans.

Company Name: BRS OPERATIONS, LLC

Employer identification number (EIN): 223697931

NAIC Classification: 812990
NAIC Description: All Other Personal Services

Additional information about BRS OPERATIONS, LLC

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: 201301610040

More information about BRS OPERATIONS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BACARA RESORT & SPA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01
001 2015-01-01
001 2014-01-01 JARED JONES
001 2013-01-01 JARED JONES
001 2012-01-01 WADE BRANNING
001 2011-01-01 ADRIANA WELLS
001 2009-01-01 ANN MONTALVO
001 2009-01-01 ANN MONTALVO
001 2009-01-01 ANN MONTALVO
001 2009-01-01 ANN MONTALVO
001 2009-01-01 ANN MONTALVO

Plan Statistics for BACARA RESORT & SPA 401(K) PLAN

401k plan membership statisitcs for BACARA RESORT & SPA 401(K) PLAN

Measure Date Value
2015: BACARA RESORT & SPA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 666
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 585
Number of retired or separated participants receiving benefits 2015-01-01 47
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 632
Number of participants with account balances 2015-01-01 288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 23
2014: BACARA RESORT & SPA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 629
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 515
Number of retired or separated participants receiving benefits 2014-01-01 52
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 567
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 567
Number of participants with account balances 2014-01-01 281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 24
2013: BACARA RESORT & SPA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 773
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 515
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 97
Total of all active and inactive participants 2013-01-01 612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 612
Number of participants with account balances 2013-01-01 317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: BACARA RESORT & SPA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 537
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 553
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 226
Total of all active and inactive participants 2012-01-01 779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 779
Number of participants with account balances 2012-01-01 456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 28
2011: BACARA RESORT & SPA 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 543
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 332
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 186
Total of all active and inactive participants 2011-01-01 518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 518
Number of participants with account balances 2011-01-01 394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 27
2009: BACARA RESORT & SPA 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 605
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 429
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 137
Total of all active and inactive participants 2009-01-01 566
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 566
Number of participants with account balances 2009-01-01 238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 8

Measure	Date	Value
2015: BACARA RESORT & SPA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	666
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	585
Number of retired or separated participants receiving benefits	2015-01-01	47
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	632
Number of participants with account balances	2015-01-01	288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	23
2014: BACARA RESORT & SPA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	629
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	515
Number of retired or separated participants receiving benefits	2014-01-01	52
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	567
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	567
Number of participants with account balances	2014-01-01	281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	24
2013: BACARA RESORT & SPA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	773
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	515
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	97
Total of all active and inactive participants	2013-01-01	612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	612
Number of participants with account balances	2013-01-01	317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: BACARA RESORT & SPA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	537
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	553
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	226
Total of all active and inactive participants	2012-01-01	779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	779
Number of participants with account balances	2012-01-01	456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	28
2011: BACARA RESORT & SPA 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	543
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	332
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	186
Total of all active and inactive participants	2011-01-01	518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	518
Number of participants with account balances	2011-01-01	394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	27
2009: BACARA RESORT & SPA 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	605
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	429
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	137
Total of all active and inactive participants	2009-01-01	566
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	566
Number of participants with account balances	2009-01-01	238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	8

Financial Data on BACARA RESORT & SPA 401(K) PLAN

Measure	Date	Value
2015 : BACARA RESORT & SPA 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,081,597
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$463,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$422,159
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,064,680
Value of total assets at end of year	2015-12-31	$5,507,376
Value of total assets at beginning of year	2015-12-31	$4,889,018
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$41,080
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$10,336
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$27,759
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$27,759
Administrative expenses professional fees incurred	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	No
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$624,908
Participant contributions at end of year	2015-12-31	$211,364
Participant contributions at beginning of year	2015-12-31	$177,736
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$209,172
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$233
Administrative expenses (other) incurred	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$618,358
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,507,376
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,889,018
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,237,175
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,188,471
Interest on participant loans	2015-12-31	$6,828
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$3,508
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$1,772,023
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,272,723
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$286,814
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$250,088
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$8,740
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$-30,151
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$230,600
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$0
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$422,159
Contract administrator fees	2015-12-31	$41,080
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ODONI PARTNERS LLC
Accountancy firm EIN	2015-12-31	463579543
2014 : BACARA RESORT & SPA 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,117,779
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,027,192
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$990,001
Expenses. Certain deemed distributions of participant loans	2014-12-31	$98
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$768,161
Value of total assets at end of year	2014-12-31	$4,889,018
Value of total assets at beginning of year	2014-12-31	$4,798,431
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$37,093
Total interest from all sources	2014-12-31	$6,201
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$26,039
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$26,039
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$560,158
Participant contributions at end of year	2014-12-31	$177,736
Participant contributions at beginning of year	2014-12-31	$205,705
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$488
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$28,335
Other income not declared elsewhere	2014-12-31	$137,238
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$90,587
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,889,018
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$4,798,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,188,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$3,348,736
Interest on participant loans	2014-12-31	$6,006
Interest earned on other investments	2014-12-31	$195
Value of interest in common/collective trusts at end of year	2014-12-31	$1,272,723
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,031,492
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$250,088
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$211,558
Net investment gain/loss from pooled separate accounts	2014-12-31	$180,140
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$179,668
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$990,001
Contract administrator fees	2014-12-31	$37,093
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ODANI PARTNERS LLC
Accountancy firm EIN	2014-12-31	463579543
2013 : BACARA RESORT & SPA 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,441,844
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$458,824
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$408,509
Expenses. Certain deemed distributions of participant loans	2013-12-31	$11,263
Value of total corrective distributions	2013-12-31	$3,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$504,677
Value of total assets at end of year	2013-12-31	$4,832,976
Value of total assets at beginning of year	2013-12-31	$3,849,956
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$35,830
Total interest from all sources	2013-12-31	$12,072
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$25,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$25,321
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$443,114
Participant contributions at end of year	2013-12-31	$228,410
Participant contributions at beginning of year	2013-12-31	$194,675
Participant contributions at end of year	2013-12-31	$471
Participant contributions at beginning of year	2013-12-31	$30,592
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$49,254
Other income not declared elsewhere	2013-12-31	$4,645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$983,020
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$4,832,976
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,849,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,348,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,515,683
Interest on participant loans	2013-12-31	$8,434
Interest earned on other investments	2013-12-31	$3,638
Value of interest in common/collective trusts at end of year	2013-12-31	$1,031,492
Value of interest in common/collective trusts at beginning of year	2013-12-31	$599,826
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$211,558
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$508,403
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$746,038
Net investment gain or loss from common/collective trusts	2013-12-31	$149,091
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$12,309
Employer contributions (assets) at end of year	2013-12-31	$12,309
Employer contributions (assets) at beginning of year	2013-12-31	$777
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$408,509
Contract administrator fees	2013-12-31	$35,830
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DEBRA L. WARNACUTT, CPA
Accountancy firm EIN	2013-12-31	870811807
2012 : BACARA RESORT & SPA 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$821,529
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$301,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$296,772
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$386,023
Value of total assets at end of year	2012-12-31	$3,849,956
Value of total assets at beginning of year	2012-12-31	$3,330,391
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$5,192
Total interest from all sources	2012-12-31	$9,287
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$68,744
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$68,744
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$365,990
Participant contributions at end of year	2012-12-31	$194,675
Participant contributions at beginning of year	2012-12-31	$274,355
Participant contributions at end of year	2012-12-31	$30,592
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$9,808
Other income not declared elsewhere	2012-12-31	$47,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$519,565
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,849,956
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,330,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,515,683
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,038,002
Interest on participant loans	2012-12-31	$9,287
Value of interest in common/collective trusts at end of year	2012-12-31	$599,826
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$508,403
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Net investment gain or loss from common/collective trusts	2012-12-31	$309,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$10,225
Employer contributions (assets) at end of year	2012-12-31	$777
Employer contributions (assets) at beginning of year	2012-12-31	$18,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$296,772
Contract administrator fees	2012-12-31	$5,192
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DEBRA L. WARNACUTT, CPA
Accountancy firm EIN	2012-12-31	870811807
2011 : BACARA RESORT & SPA 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$409,088
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$714,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$711,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$401,464
Value of total assets at end of year	2011-12-31	$3,330,391
Value of total assets at beginning of year	2011-12-31	$3,635,606
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,100
Total interest from all sources	2011-12-31	$13,682
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$32,510
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$32,510
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$360,831
Participant contributions at end of year	2011-12-31	$274,355
Participant contributions at beginning of year	2011-12-31	$213,180
Participant contributions at beginning of year	2011-12-31	$10,167
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$28,375
Other income not declared elsewhere	2011-12-31	$1,000
Administrative expenses (other) incurred	2011-12-31	$3,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-305,215
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,330,391
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,635,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,038,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,406,483
Interest on participant loans	2011-12-31	$13,682
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-39,568
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$12,258
Employer contributions (assets) at end of year	2011-12-31	$18,034
Employer contributions (assets) at beginning of year	2011-12-31	$5,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$711,203
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DEBRA L. WARNACUTT, CPA
Accountancy firm EIN	2011-12-31	870811807
2010 : BACARA RESORT & SPA 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$725,357
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$301,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$298,782
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$309,840
Value of total assets at end of year	2010-12-31	$3,629,830
Value of total assets at beginning of year	2010-12-31	$3,206,305
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,050
Total interest from all sources	2010-12-31	$13,430
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$34,429
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$34,429
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$306,615
Participant contributions at end of year	2010-12-31	$213,180
Participant contributions at beginning of year	2010-12-31	$235,705
Participant contributions at end of year	2010-12-31	$10,167
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$3,225
Administrative expenses (other) incurred	2010-12-31	$3,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$423,525
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,629,830
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,206,305
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,078,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,970,600
Interest on participant loans	2010-12-31	$13,430
Value of interest in common/collective trusts at end of year	2010-12-31	$327,674
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$334,905
Net investment gain or loss from common/collective trusts	2010-12-31	$32,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$5,776
Employer contributions (assets) at end of year	2010-12-31	$5,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$298,782
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DEBRA L. WARNACULT, CPA
Accountancy firm EIN	2010-12-31	870811807
2009 : BACARA RESORT & SPA 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for BACARA RESORT & SPA 401(K) PLAN

2015: BACARA RESORT & SPA 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: BACARA RESORT & SPA 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: BACARA RESORT & SPA 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BACARA RESORT & SPA 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BACARA RESORT & SPA 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: BACARA RESORT & SPA 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	632
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $313
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	313
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3
Insurance broker name	ACTUARIAL BENEFITS CORPORATION

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	582
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $463
Total amount of fees paid to insurance company	USD $254
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $463
Insurance broker organization code?	3
Amount paid for insurance broker fees	254
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker name	ACTUARIAL BENEFITS CORP.

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	624
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $6,911
Total amount of fees paid to insurance company	USD $7,318
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,669
Insurance broker organization code?	3
Amount paid for insurance broker fees	6560
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker name	ACTUARIAL BENEFITS CORP.

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	779
Insurance policy start date	2012-12-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $5,376
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,376
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL CORPORATION

Potentially related plans

BACARA RESORT & SPA 401(K) PLAN [EIN = 461841301]

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Company Name:	BRS OPERATIONS, LLC
Employer identification number (EIN):	223697931
NAIC Classification:	812990
NAIC Description:	All Other Personal Services

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	201301610040