OTA MANAGEMENT LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan OTA 401(K)/PROFIT SHARING PLAN
Measure | Date | Value |
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2022 : OTA 401(K)/PROFIT SHARING PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-9,236,648 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $921,773 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $920,133 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,020,162 |
Value of total assets at end of year | 2022-12-31 | $50,598,396 |
Value of total assets at beginning of year | 2022-12-31 | $60,756,817 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,640 |
Total interest from all sources | 2022-12-31 | $10,365 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,333,990 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,333,990 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,018,075 |
Participant contributions at end of year | 2022-12-31 | $201,317 |
Participant contributions at beginning of year | 2022-12-31 | $274,009 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $5,249,656 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $4,491,560 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $2,087 |
Other income not declared elsewhere | 2022-12-31 | $-543,044 |
Administrative expenses (other) incurred | 2022-12-31 | $1,640 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-10,158,421 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $50,598,396 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $60,756,817 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $45,147,423 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $55,991,248 |
Interest on participant loans | 2022-12-31 | $10,365 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-11,058,121 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $920,133 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | WITHUM,SMITH AND BROWN |
Accountancy firm EIN | 2022-12-31 | 222017092 |
2021 : OTA 401(K)/PROFIT SHARING PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $8,954,931 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,832,983 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,831,562 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,243,288 |
Value of total assets at end of year | 2021-12-31 | $60,756,817 |
Value of total assets at beginning of year | 2021-12-31 | $53,634,869 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,421 |
Total interest from all sources | 2021-12-31 | $12,753 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $3,825,712 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $3,825,712 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,176,625 |
Participant contributions at end of year | 2021-12-31 | $274,009 |
Participant contributions at beginning of year | 2021-12-31 | $236,397 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $4,491,560 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $4,499,466 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $66,663 |
Other income not declared elsewhere | 2021-12-31 | $273,028 |
Administrative expenses (other) incurred | 2021-12-31 | $1,421 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $7,121,948 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $60,756,817 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $53,634,869 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $55,991,248 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $48,899,006 |
Interest on participant loans | 2021-12-31 | $12,753 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,600,150 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,831,562 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | WITHUM,SMITH AND BROWN |
Accountancy firm EIN | 2021-12-31 | 222017092 |
2020 : OTA 401(K)/PROFIT SHARING PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $10,509,874 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $4,354,560 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $4,352,880 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,065,212 |
Value of total assets at end of year | 2020-12-31 | $53,634,869 |
Value of total assets at beginning of year | 2020-12-31 | $47,479,555 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $1,680 |
Total interest from all sources | 2020-12-31 | $12,711 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,271,265 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,271,265 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,065,212 |
Participant contributions at end of year | 2020-12-31 | $236,397 |
Participant contributions at beginning of year | 2020-12-31 | $226,282 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $4,499,466 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $3,511,669 |
Other income not declared elsewhere | 2020-12-31 | $1,100,944 |
Administrative expenses (other) incurred | 2020-12-31 | $1,680 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $6,155,314 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $53,634,869 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $47,479,555 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $48,899,006 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $43,741,604 |
Interest on participant loans | 2020-12-31 | $12,711 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $7,059,742 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $4,352,880 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | WITHUM, SMITH AND BROWN |
Accountancy firm EIN | 2020-12-31 | 222017092 |
2019 : OTA 401(K)/PROFIT SHARING PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $10,403,452 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $5,701,487 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $5,699,807 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,032,320 |
Value of total assets at end of year | 2019-12-31 | $47,479,555 |
Value of total assets at beginning of year | 2019-12-31 | $42,777,590 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,680 |
Total interest from all sources | 2019-12-31 | $10,497 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,413,117 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,413,117 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,032,320 |
Participant contributions at end of year | 2019-12-31 | $226,282 |
Participant contributions at beginning of year | 2019-12-31 | $236,409 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $3,511,669 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $4,771,729 |
Other income not declared elsewhere | 2019-12-31 | $956,092 |
Administrative expenses (other) incurred | 2019-12-31 | $1,680 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $4,701,965 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $47,479,555 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $42,777,590 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $43,741,604 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $37,769,452 |
Interest on participant loans | 2019-12-31 | $10,497 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $6,991,426 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $5,699,807 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | WITHUM, SMITH AND BROWN |
Accountancy firm EIN | 2019-12-31 | 222017092 |
2018 : OTA 401(K)/PROFIT SHARING PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $-1,166,545 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $2,475,520 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,437,363 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $36,557 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,131,624 |
Value of total assets at end of year | 2018-12-31 | $42,777,590 |
Value of total assets at beginning of year | 2018-12-31 | $46,419,655 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,600 |
Total interest from all sources | 2018-12-31 | $8,343 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,544,226 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,544,226 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,131,624 |
Participant contributions at end of year | 2018-12-31 | $236,409 |
Participant contributions at beginning of year | 2018-12-31 | $167,561 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $20,101 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $4,771,729 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $5,548,842 |
Other income not declared elsewhere | 2018-12-31 | $-120,481 |
Administrative expenses (other) incurred | 2018-12-31 | $1,600 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-3,642,065 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $42,777,590 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $46,419,655 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $37,769,452 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $40,683,151 |
Interest on participant loans | 2018-12-31 | $8,343 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-3,730,257 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,437,363 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | WITHUM, SMITH AND BROWN |
Accountancy firm EIN | 2018-12-31 | 222027092 |
2017 : OTA 401(K)/PROFIT SHARING PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $9,008,667 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,135,368 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,076,594 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $56,794 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,963,542 |
Value of total assets at end of year | 2017-12-31 | $46,419,655 |
Value of total assets at beginning of year | 2017-12-31 | $39,546,356 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $1,980 |
Total interest from all sources | 2017-12-31 | $12,137 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,153,484 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,153,484 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,144,392 |
Participant contributions at end of year | 2017-12-31 | $167,561 |
Participant contributions at beginning of year | 2017-12-31 | $398,651 |
Participant contributions at end of year | 2017-12-31 | $20,101 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $5,548,842 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $4,874,387 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $780,031 |
Other income not declared elsewhere | 2017-12-31 | $865,099 |
Administrative expenses (other) incurred | 2017-12-31 | $1,980 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $6,873,299 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $46,419,655 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $39,546,356 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $40,683,151 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $34,166,044 |
Interest on participant loans | 2017-12-31 | $12,137 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $5,014,405 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $39,119 |
Employer contributions (assets) at end of year | 2017-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $107,274 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,076,594 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | WITHUM, SMITH, AND BROWN |
Accountancy firm EIN | 2017-12-31 | 222027092 |
2016 : OTA 401(K)/PROFIT SHARING PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $4,056,651 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $3,112,371 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $3,110,391 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,311,976 |
Value of total assets at end of year | 2016-12-31 | $39,546,356 |
Value of total assets at beginning of year | 2016-12-31 | $38,602,076 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,980 |
Total interest from all sources | 2016-12-31 | $15,585 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $924,382 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $924,382 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,204,702 |
Participant contributions at end of year | 2016-12-31 | $398,651 |
Participant contributions at beginning of year | 2016-12-31 | $358,168 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $4,874,387 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $5,450,466 |
Other income not declared elsewhere | 2016-12-31 | $392,729 |
Administrative expenses (other) incurred | 2016-12-31 | $1,980 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $944,280 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $39,546,356 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $38,602,076 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $34,166,044 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $32,705,829 |
Interest on participant loans | 2016-12-31 | $15,585 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,411,979 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $107,274 |
Employer contributions (assets) at end of year | 2016-12-31 | $107,274 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $87,613 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $3,110,391 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | WITHUM, SMITH AND BROWN |
Accountancy firm EIN | 2016-12-31 | 222027092 |
2015 : OTA 401(K)/PROFIT SHARING PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $851,793 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $2,101,095 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,099,115 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,225,543 |
Value of total assets at end of year | 2015-12-31 | $38,602,076 |
Value of total assets at beginning of year | 2015-12-31 | $39,851,378 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,980 |
Total interest from all sources | 2015-12-31 | $17,947 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,286,310 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,286,310 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,138,292 |
Participant contributions at end of year | 2015-12-31 | $358,168 |
Participant contributions at beginning of year | 2015-12-31 | $436,154 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $5,450,466 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $4,322,576 |
Administrative expenses (other) incurred | 2015-12-31 | $1,980 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-1,249,302 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $38,602,076 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $39,851,378 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $32,705,829 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $34,997,350 |
Interest on participant loans | 2015-12-31 | $17,947 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,678,007 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $87,251 |
Employer contributions (assets) at end of year | 2015-12-31 | $87,613 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $95,298 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,099,115 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | WITHUM, SMITH AND BROWN |
Accountancy firm EIN | 2015-12-31 | 222027092 |
2014 : OTA 401(K)/PROFIT SHARING PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $111,578 |
Total income from all sources (including contributions) | 2014-12-31 | $3,223,981 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $4,524,385 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $4,522,685 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,180,658 |
Value of total assets at end of year | 2014-12-31 | $39,851,378 |
Value of total assets at beginning of year | 2014-12-31 | $41,263,360 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,700 |
Total interest from all sources | 2014-12-31 | $15,165 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,358,208 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,358,208 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-12-31 | $41,210 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,051,770 |
Participant contributions at end of year | 2014-12-31 | $436,154 |
Participant contributions at beginning of year | 2014-12-31 | $382,211 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $4,322,576 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $33,590 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $260,505 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $111,578 |
Administrative expenses (other) incurred | 2014-12-31 | $1,700 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-1,300,404 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $39,851,378 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $41,151,782 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $34,997,350 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $37,377,733 |
Interest on participant loans | 2014-12-31 | $15,165 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $669,950 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $95,298 |
Employer contributions (assets) at end of year | 2014-12-31 | $95,298 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $87,969 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $4,522,685 |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $3,113,732 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | WITHUM, SMITH AND BROWN |
Accountancy firm EIN | 2014-12-31 | 222027092 |
2013 : OTA 401(K)/PROFIT SHARING PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $-146,722 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $-146,722 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $111,578 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $282,093 |
Total income from all sources (including contributions) | 2013-12-31 | $7,460,304 |
Total loss/gain on sale of assets | 2013-12-31 | $429,479 |
Total of all expenses incurred | 2013-12-31 | $1,698,689 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,686,098 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $10,802 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,236,930 |
Value of total assets at end of year | 2013-12-31 | $41,263,360 |
Value of total assets at beginning of year | 2013-12-31 | $35,672,260 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,789 |
Total interest from all sources | 2013-12-31 | $15,378 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $819,733 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $769,933 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-12-31 | $41,210 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-12-31 | $15,905 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,119,341 |
Participant contributions at end of year | 2013-12-31 | $382,211 |
Participant contributions at beginning of year | 2013-12-31 | $355,027 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $44,277 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $260,505 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $83,695 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $111,578 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $282,093 |
Other income not declared elsewhere | 2013-12-31 | $52 |
Administrative expenses (other) incurred | 2013-12-31 | $1,789 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $5,761,615 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $41,151,782 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $35,390,167 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $37,377,733 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $32,048,229 |
Interest on participant loans | 2013-12-31 | $15,378 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $5,105,454 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $73,312 |
Employer contributions (assets) at end of year | 2013-12-31 | $87,969 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $90,790 |
Income. Dividends from preferred stock | 2013-12-31 | $1,585 |
Income. Dividends from common stock | 2013-12-31 | $48,215 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,686,098 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $3,113,732 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $3,078,614 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $12,100,187 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $11,670,708 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | KPMG LLP. |
Accountancy firm EIN | 2013-12-31 | 135565207 |
2012 : OTA 401(K)/PROFIT SHARING PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $-47,808 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $-47,808 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $282,093 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $4,833,633 |
Total loss/gain on sale of assets | 2012-12-31 | $300,558 |
Total of all expenses incurred | 2012-12-31 | $5,475,588 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $5,470,864 |
Value of total corrective distributions | 2012-12-31 | $798 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,175,014 |
Value of total assets at end of year | 2012-12-31 | $35,672,260 |
Value of total assets at beginning of year | 2012-12-31 | $36,032,122 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,926 |
Total interest from all sources | 2012-12-31 | $15,880 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $792,539 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $769,551 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-12-31 | $15,905 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-12-31 | $0 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,084,224 |
Participant contributions at end of year | 2012-12-31 | $355,027 |
Participant contributions at beginning of year | 2012-12-31 | $362,893 |
Participant contributions at end of year | 2012-12-31 | $0 |
Participant contributions at beginning of year | 2012-12-31 | $44,511 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $83,695 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $282,093 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $0 |
Administrative expenses (other) incurred | 2012-12-31 | $3,926 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $-641,955 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $35,390,167 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $36,032,122 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $32,048,229 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $34,881,146 |
Interest on participant loans | 2012-12-31 | $15,880 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,597,450 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $90,790 |
Employer contributions (assets) at end of year | 2012-12-31 | $90,790 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $78,267 |
Income. Dividends from common stock | 2012-12-31 | $22,988 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $5,470,864 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $3,078,614 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $665,305 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Aggregate proceeds on sale of assets | 2012-12-31 | $6,817,423 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $6,516,865 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | ROTHSTEIN, KASS & COMPANY, P.C. |
Accountancy firm EIN | 2012-12-31 | 222131009 |
2011 : OTA 401(K)/PROFIT SHARING PLAN 2011 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $24,979 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $24,979 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $455,225 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $3,804,494 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $3,793,976 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,440,806 |
Value of total assets at end of year | 2011-12-31 | $36,032,122 |
Value of total assets at beginning of year | 2011-12-31 | $39,381,391 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $10,518 |
Total interest from all sources | 2011-12-31 | $16,397 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $855,843 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $855,843 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,288,387 |
Participant contributions at end of year | 2011-12-31 | $362,893 |
Participant contributions at beginning of year | 2011-12-31 | $534,626 |
Participant contributions at end of year | 2011-12-31 | $44,511 |
Participant contributions at beginning of year | 2011-12-31 | $390,970 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $70,491 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $74,152 |
Administrative expenses (other) incurred | 2011-12-31 | $10,518 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-3,349,269 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $36,032,122 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $39,381,391 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $34,881,146 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $38,233,841 |
Interest on participant loans | 2011-12-31 | $16,397 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,882,800 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $78,267 |
Employer contributions (assets) at end of year | 2011-12-31 | $78,267 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $151,463 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $3,793,976 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $665,305 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $0 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | ROTHSTEIN, KASS & COMPANY, P.C. |
Accountancy firm EIN | 2011-12-31 | 222131009 |
2010 : OTA 401(K)/PROFIT SHARING PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $6,269,661 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $2,951,424 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,946,213 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,709,841 |
Value of total assets at end of year | 2010-12-31 | $39,381,391 |
Value of total assets at beginning of year | 2010-12-31 | $36,063,154 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $5,211 |
Total interest from all sources | 2010-12-31 | $27,697 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $839,650 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $839,650 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,551,701 |
Participant contributions at end of year | 2010-12-31 | $534,626 |
Participant contributions at beginning of year | 2010-12-31 | $405,787 |
Participant contributions at end of year | 2010-12-31 | $390,970 |
Participant contributions at beginning of year | 2010-12-31 | $222,603 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $70,491 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $61,102 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $6,677 |
Other income not declared elsewhere | 2010-12-31 | $5,264 |
Administrative expenses (other) incurred | 2010-12-31 | $5,211 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $3,318,237 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $39,381,391 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $36,063,154 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $38,233,841 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $34,588,776 |
Interest on participant loans | 2010-12-31 | $27,697 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $3,687,209 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $151,463 |
Employer contributions (assets) at end of year | 2010-12-31 | $151,463 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $784,886 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,946,213 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | ROTHSTEIN, KASS & COMPANY, P.C. |
Accountancy firm EIN | 2010-12-31 | 222131009 |