CARPENTER TECHNOLOGY CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN
Measure | Date | Value |
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2022 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2022 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $3,563,000 |
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $3,563,000 |
Total transfer of assets to this plan | 2022-12-31 | $45,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-59,173,000 |
Total loss/gain on sale of assets | 2022-12-31 | $793,000 |
Total of all expenses incurred | 2022-12-31 | $64,662,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $63,830,000 |
Value of total corrective distributions | 2022-12-31 | $53,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $53,712,000 |
Value of total assets at end of year | 2022-12-31 | $654,383,000 |
Value of total assets at beginning of year | 2022-12-31 | $778,173,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $779,000 |
Total interest from all sources | 2022-12-31 | $586,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $8,704,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $8,292,000 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $26,960,000 |
Participant contributions at end of year | 2022-12-31 | $12,465,000 |
Participant contributions at beginning of year | 2022-12-31 | $12,150,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $3,910,000 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $18,000 |
Administrative expenses (other) incurred | 2022-12-31 | $779,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-123,835,000 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $654,383,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $778,173,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $284,722,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $365,296,000 |
Interest on participant loans | 2022-12-31 | $586,000 |
Value of interest in master investment trust accounts at end of year | 2022-12-31 | $66,225,000 |
Value of interest in master investment trust accounts at beginning of year | 2022-12-31 | $63,139,000 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $290,971,000 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $337,588,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-73,079,000 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-53,452,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $22,842,000 |
Income. Dividends from common stock | 2022-12-31 | $412,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $63,812,000 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Aggregate proceeds on sale of assets | 2022-12-31 | $8,661,000 |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $7,868,000 |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | BAKER TILLY US, LLP |
Accountancy firm EIN | 2022-12-31 | 390859910 |
2021 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2021 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $-627,000 |
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $-627,000 |
Total transfer of assets to this plan | 2021-12-31 | $3,528,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $141,693,000 |
Total loss/gain on sale of assets | 2021-12-31 | $1,710,000 |
Total of all expenses incurred | 2021-12-31 | $85,227,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $84,383,000 |
Value of total corrective distributions | 2021-12-31 | $35,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $47,634,000 |
Value of total assets at end of year | 2021-12-31 | $778,173,000 |
Value of total assets at beginning of year | 2021-12-31 | $718,179,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $809,000 |
Total interest from all sources | 2021-12-31 | $643,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $13,657,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $13,211,000 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $24,682,000 |
Participant contributions at end of year | 2021-12-31 | $12,150,000 |
Participant contributions at beginning of year | 2021-12-31 | $13,945,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $2,039,000 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $64,000 |
Administrative expenses (other) incurred | 2021-12-31 | $809,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $56,466,000 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $778,173,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $718,179,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $365,296,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $606,102,000 |
Interest on participant loans | 2021-12-31 | $643,000 |
Value of interest in master investment trust accounts at end of year | 2021-12-31 | $63,139,000 |
Value of interest in master investment trust accounts at beginning of year | 2021-12-31 | $71,659,000 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $337,588,000 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $26,473,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $69,569,000 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $9,107,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $20,913,000 |
Income. Dividends from common stock | 2021-12-31 | $446,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $84,319,000 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Aggregate proceeds on sale of assets | 2021-12-31 | $16,255,000 |
Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $14,545,000 |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BAKER TILLY US, LLP |
Accountancy firm EIN | 2021-12-31 | 390859910 |
2020 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2020 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $-6,038,000 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $-6,038,000 |
Total transfer of assets to this plan | 2020-12-31 | $26,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $127,029,000 |
Total loss/gain on sale of assets | 2020-12-31 | $-1,601,000 |
Total of all expenses incurred | 2020-12-31 | $96,943,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $96,125,000 |
Value of total corrective distributions | 2020-12-31 | $49,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $48,858,000 |
Value of total assets at end of year | 2020-12-31 | $718,179,000 |
Value of total assets at beginning of year | 2020-12-31 | $688,067,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $769,000 |
Total interest from all sources | 2020-12-31 | $854,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $13,772,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $13,271,000 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $23,882,000 |
Participant contributions at end of year | 2020-12-31 | $13,945,000 |
Participant contributions at beginning of year | 2020-12-31 | $17,781,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $2,816,000 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $4,000 |
Administrative expenses (other) incurred | 2020-12-31 | $769,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $30,086,000 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $718,179,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $688,067,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $606,102,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $567,144,000 |
Interest on participant loans | 2020-12-31 | $854,000 |
Value of interest in master investment trust accounts at end of year | 2020-12-31 | $71,659,000 |
Value of interest in master investment trust accounts at beginning of year | 2020-12-31 | $74,894,000 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $26,473,000 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $28,248,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $67,849,000 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $3,335,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $22,160,000 |
Income. Dividends from common stock | 2020-12-31 | $501,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $96,121,000 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $-12,602,000 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $-11,001,000 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | BAKER TILLY US, LLP |
Accountancy firm EIN | 2020-12-31 | 390859910 |
2019 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $7,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $174,622,000 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $51,712,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $51,107,000 |
Value of total corrective distributions | 2019-12-31 | $4,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $54,652,000 |
Value of total assets at end of year | 2019-12-31 | $688,067,000 |
Value of total assets at beginning of year | 2019-12-31 | $565,150,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $601,000 |
Total interest from all sources | 2019-12-31 | $897,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $16,137,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $16,137,000 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $26,596,000 |
Participant contributions at end of year | 2019-12-31 | $17,781,000 |
Participant contributions at beginning of year | 2019-12-31 | $16,295,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $3,035,000 |
Administrative expenses (other) incurred | 2019-12-31 | $601,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $122,910,000 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $688,067,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $565,150,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $567,144,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $453,768,000 |
Interest on participant loans | 2019-12-31 | $897,000 |
Value of interest in master investment trust accounts at end of year | 2019-12-31 | $74,894,000 |
Value of interest in master investment trust accounts at beginning of year | 2019-12-31 | $72,638,000 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $28,248,000 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $22,449,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $93,052,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $25,021,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $51,107,000 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Accountancy firm name | 2019-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2019-12-31 | 390859910 |
2018 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $15,459,000 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $55,959,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $55,540,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $50,484,000 |
Value of total assets at end of year | 2018-12-31 | $565,150,000 |
Value of total assets at beginning of year | 2018-12-31 | $605,650,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $419,000 |
Total interest from all sources | 2018-12-31 | $731,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $15,912,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $15,912,000 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $24,228,000 |
Participant contributions at end of year | 2018-12-31 | $16,295,000 |
Participant contributions at beginning of year | 2018-12-31 | $14,814,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $3,107,000 |
Administrative expenses (other) incurred | 2018-12-31 | $419,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-40,500,000 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $565,150,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $605,650,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $453,768,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $481,820,000 |
Interest on participant loans | 2018-12-31 | $731,000 |
Value of interest in master investment trust accounts at end of year | 2018-12-31 | $72,638,000 |
Value of interest in master investment trust accounts at beginning of year | 2018-12-31 | $85,996,000 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $22,449,000 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $23,020,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-45,212,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $23,149,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $55,540,000 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2018-12-31 | 390859910 |
2017 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets to this plan | 2017-12-31 | $36,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $135,264,000 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $59,657,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $59,260,000 |
Value of total corrective distributions | 2017-12-31 | $11,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $46,253,000 |
Value of total assets at end of year | 2017-12-31 | $605,650,000 |
Value of total assets at beginning of year | 2017-12-31 | $530,007,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $386,000 |
Total interest from all sources | 2017-12-31 | $595,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $13,391,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $13,391,000 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $21,729,000 |
Participant contributions at end of year | 2017-12-31 | $14,814,000 |
Participant contributions at beginning of year | 2017-12-31 | $13,959,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $3,322,000 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $208,000 |
Other income not declared elsewhere | 2017-12-31 | $6,000 |
Administrative expenses (other) incurred | 2017-12-31 | $386,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $75,607,000 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $605,650,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $530,007,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $481,820,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $399,713,000 |
Interest on participant loans | 2017-12-31 | $595,000 |
Value of interest in master investment trust accounts at end of year | 2017-12-31 | $85,996,000 |
Value of interest in master investment trust accounts at beginning of year | 2017-12-31 | $92,954,000 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $23,020,000 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $23,381,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $62,453,000 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $1,029,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $21,202,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $59,052,000 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2017-12-31 | 390859910 |
2016 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $81,254,000 |
Total transfer of assets from this plan | 2016-12-31 | $1,464,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $53,216,000 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $75,773,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $75,428,000 |
Value of total corrective distributions | 2016-12-31 | $1,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $17,442,000 |
Value of total assets at end of year | 2016-12-31 | $530,007,000 |
Value of total assets at beginning of year | 2016-12-31 | $472,774,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $344,000 |
Total interest from all sources | 2016-12-31 | $457,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $8,840,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $8,840,000 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $12,621,000 |
Participant contributions at end of year | 2016-12-31 | $13,959,000 |
Participant contributions at beginning of year | 2016-12-31 | $12,036,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $225,000 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $10,000 |
Other income not declared elsewhere | 2016-12-31 | $11,000 |
Administrative expenses (other) incurred | 2016-12-31 | $344,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-22,557,000 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $530,007,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $472,774,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $399,713,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $370,809,000 |
Interest on participant loans | 2016-12-31 | $457,000 |
Value of interest in master investment trust accounts at end of year | 2016-12-31 | $92,954,000 |
Value of interest in master investment trust accounts at beginning of year | 2016-12-31 | $89,929,000 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $23,381,000 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $19,639,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $4,596,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $75,418,000 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2016-12-31 | 390859910 |
2015 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $300,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $2,460,000 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $55,602,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $55,238,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $18,947,000 |
Value of total assets at end of year | 2015-12-31 | $472,774,000 |
Value of total assets at beginning of year | 2015-12-31 | $526,216,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $364,000 |
Total interest from all sources | 2015-12-31 | $501,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $12,139,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $12,139,000 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $13,732,000 |
Participant contributions at end of year | 2015-12-31 | $12,036,000 |
Participant contributions at beginning of year | 2015-12-31 | $12,224,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $285,000 |
Administrative expenses (other) incurred | 2015-12-31 | $364,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-53,142,000 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $472,774,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $526,216,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $370,809,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $401,479,000 |
Interest on participant loans | 2015-12-31 | $501,000 |
Value of interest in master investment trust accounts at end of year | 2015-12-31 | $89,929,000 |
Value of interest in master investment trust accounts at beginning of year | 2015-12-31 | $112,513,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-13,314,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $4,930,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $55,238,000 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2015-12-31 | 390859910 |
2014 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets from this plan | 2014-12-31 | $108,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $40,207,000 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $51,235,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $50,765,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $21,024,000 |
Value of total assets at end of year | 2014-12-31 | $526,216,000 |
Value of total assets at beginning of year | 2014-12-31 | $537,352,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $470,000 |
Total interest from all sources | 2014-12-31 | $489,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $11,390,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $11,390,000 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $15,075,000 |
Participant contributions at end of year | 2014-12-31 | $12,224,000 |
Participant contributions at beginning of year | 2014-12-31 | $11,897,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $268,000 |
Administrative expenses (other) incurred | 2014-12-31 | $470,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-11,028,000 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $526,216,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $537,352,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $401,479,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $384,353,000 |
Interest on participant loans | 2014-12-31 | $489,000 |
Value of interest in master investment trust accounts at end of year | 2014-12-31 | $112,513,000 |
Value of interest in master investment trust accounts at beginning of year | 2014-12-31 | $141,102,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $16,486,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $5,681,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $50,765,000 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2014-12-31 | 390859910 |
2013 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets from this plan | 2013-12-31 | $222,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $95,808,000 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $43,176,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $42,717,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $20,928,000 |
Value of total assets at end of year | 2013-12-31 | $537,352,000 |
Value of total assets at beginning of year | 2013-12-31 | $484,942,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $459,000 |
Total interest from all sources | 2013-12-31 | $477,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $7,941,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $7,941,000 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $14,779,000 |
Participant contributions at end of year | 2013-12-31 | $11,897,000 |
Participant contributions at beginning of year | 2013-12-31 | $11,542,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $431,000 |
Administrative expenses (other) incurred | 2013-12-31 | $459,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $52,632,000 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $537,352,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $484,942,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $384,353,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $310,736,000 |
Interest on participant loans | 2013-12-31 | $477,000 |
Value of interest in master investment trust accounts at end of year | 2013-12-31 | $141,102,000 |
Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $162,664,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $55,634,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $5,718,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $42,717,000 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | PARENTEBEARD, LLC |
Accountancy firm EIN | 2013-12-31 | 232932984 |
2012 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $64,766,000 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $35,956,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $35,612,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $21,107,000 |
Value of total assets at end of year | 2012-12-31 | $484,942,000 |
Value of total assets at beginning of year | 2012-12-31 | $456,132,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $344,000 |
Total interest from all sources | 2012-12-31 | $460,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $8,340,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $8,340,000 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $14,639,000 |
Participant contributions at end of year | 2012-12-31 | $11,542,000 |
Participant contributions at beginning of year | 2012-12-31 | $10,798,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $494,000 |
Administrative expenses (other) incurred | 2012-12-31 | $344,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $28,810,000 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $484,942,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $456,132,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $310,736,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $276,401,000 |
Interest on participant loans | 2012-12-31 | $460,000 |
Value of interest in master investment trust accounts at end of year | 2012-12-31 | $162,664,000 |
Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $168,933,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $29,653,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $5,974,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $35,612,000 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | PARENTEBEARD, LLC |
Accountancy firm EIN | 2012-12-31 | 232932984 |
2011 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $3,733,000 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $3,733,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $42,081,000 |
Total loss/gain on sale of assets | 2011-12-31 | $499,000 |
Total of all expenses incurred | 2011-12-31 | $33,569,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $33,270,000 |
Value of total corrective distributions | 2011-12-31 | $3,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $20,418,000 |
Value of total assets at end of year | 2011-12-31 | $456,132,000 |
Value of total assets at beginning of year | 2011-12-31 | $447,620,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $296,000 |
Total interest from all sources | 2011-12-31 | $1,016,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $6,691,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $6,386,000 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $13,658,000 |
Participant contributions at end of year | 2011-12-31 | $10,798,000 |
Participant contributions at beginning of year | 2011-12-31 | $11,800,000 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $14,967,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $1,204,000 |
Administrative expenses (other) incurred | 2011-12-31 | $296,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $8,512,000 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $456,132,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $447,620,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $276,401,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $286,666,000 |
Interest on participant loans | 2011-12-31 | $533,000 |
Interest earned on other investments | 2011-12-31 | $483,000 |
Value of interest in master investment trust accounts at end of year | 2011-12-31 | $168,933,000 |
Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $6,886,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $6,886,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $59,545,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-9,127,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $67,756,000 |
Contributions received in cash from employer | 2011-12-31 | $5,556,000 |
Income. Dividends from common stock | 2011-12-31 | $305,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $33,270,000 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $17,908,000 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $17,409,000 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | PARENTEBEARD LLC |
Accountancy firm EIN | 2011-12-31 | 232932984 |
2010 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2010 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $19,105,000 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $19,105,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $78,362,000 |
Total loss/gain on sale of assets | 2010-12-31 | $3,598,000 |
Total of all expenses incurred | 2010-12-31 | $33,254,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $32,951,000 |
Value of total corrective distributions | 2010-12-31 | $13,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $16,894,000 |
Value of total assets at end of year | 2010-12-31 | $447,620,000 |
Value of total assets at beginning of year | 2010-12-31 | $402,512,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $290,000 |
Total interest from all sources | 2010-12-31 | $636,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $7,901,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $6,672,000 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $12,034,000 |
Participant contributions at end of year | 2010-12-31 | $11,800,000 |
Participant contributions at beginning of year | 2010-12-31 | $11,389,000 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $14,967,000 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $20,930,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $635,000 |
Administrative expenses (other) incurred | 2010-12-31 | $290,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $45,108,000 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $447,620,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $402,512,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $286,666,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $265,867,000 |
Interest on participant loans | 2010-12-31 | $636,000 |
Interest earned on other investments | 2010-12-31 | $3,099,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $6,886,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $12,696,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $12,696,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $59,545,000 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $48,581,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $27,129,000 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $3,099,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $67,756,000 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $43,049,000 |
Contributions received in cash from employer | 2010-12-31 | $4,225,000 |
Income. Dividends from common stock | 2010-12-31 | $1,229,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $32,951,000 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $36,402,000 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $32,804,000 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | PARENTE BEARD LLC |
Accountancy firm EIN | 2010-12-31 | 233060766 |