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PENN MUTUAL RETIREMENT & SAVINGS PLAN 401k Plan overview

Plan NamePENN MUTUAL RETIREMENT & SAVINGS PLAN
Plan identification number 008

PENN MUTUAL RETIREMENT & SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PENN MUTUAL LIFE INSURANCE COMPANY has sponsored the creation of one or more 401k plans.

Company Name:PENN MUTUAL LIFE INSURANCE COMPANY
Employer identification number (EIN):230952300
NAIC Classification:524140

Additional information about PENN MUTUAL LIFE INSURANCE COMPANY

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0000677

More information about PENN MUTUAL LIFE INSURANCE COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENN MUTUAL RETIREMENT & SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0082022-01-01
0082021-01-01
0082020-01-01
0082019-01-01
0082018-01-01
0082017-01-01LORI CROWDER SUSAN DEAKINS2018-10-12
0082016-01-01ALIDA MOOSE SUSAN DEAKINS2017-10-13
0082015-01-01ALIDA MOOSE SUSAN DEAKINS2016-10-17
0082014-01-01ALIDA MOOSE SUSAN DEAKINS2015-10-15
0082013-01-01ALIDA MOOSE SUSAN DEAKINS2014-10-14
0082012-01-01PAUL JEFFERS DAVID OMALLEY2013-09-30
0082011-01-01TIMOTHY DEMETRES DAVID O'MALLEY2012-10-15
0082010-01-01EDWARD CLEMONS DAVID OMALLEY2011-10-14
0082009-01-01EDWARD CLEMONS DAVID OMALLEY2010-10-14

Plan Statistics for PENN MUTUAL RETIREMENT & SAVINGS PLAN

401k plan membership statisitcs for PENN MUTUAL RETIREMENT & SAVINGS PLAN

Measure Date Value
2022: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,840
Total number of active participants reported on line 7a of the Form 55002022-01-011,018
Number of retired or separated participants receiving benefits2022-01-01106
Number of other retired or separated participants entitled to future benefits2022-01-01726
Total of all active and inactive participants2022-01-011,850
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0112
Total participants2022-01-011,862
Number of participants with account balances2022-01-011,862
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0131
2021: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,770
Total number of active participants reported on line 7a of the Form 55002021-01-011,015
Number of retired or separated participants receiving benefits2021-01-01100
Number of other retired or separated participants entitled to future benefits2021-01-01710
Total of all active and inactive participants2021-01-011,825
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0115
Total participants2021-01-011,840
Number of participants with account balances2021-01-011,840
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0132
2020: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,841
Total number of active participants reported on line 7a of the Form 55002020-01-01958
Number of retired or separated participants receiving benefits2020-01-0121
Number of other retired or separated participants entitled to future benefits2020-01-01778
Total of all active and inactive participants2020-01-011,757
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0113
Total participants2020-01-011,770
Number of participants with account balances2020-01-011,770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0151
2019: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,788
Total number of active participants reported on line 7a of the Form 55002019-01-011,073
Number of retired or separated participants receiving benefits2019-01-0199
Number of other retired or separated participants entitled to future benefits2019-01-01655
Total of all active and inactive participants2019-01-011,827
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0111
Total participants2019-01-011,838
Number of participants with account balances2019-01-011,838
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0156
2018: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,840
Total number of active participants reported on line 7a of the Form 55002018-01-011,039
Number of retired or separated participants receiving benefits2018-01-0194
Number of other retired or separated participants entitled to future benefits2018-01-01645
Total of all active and inactive participants2018-01-011,778
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0110
Total participants2018-01-011,788
Number of participants with account balances2018-01-011,752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0172
2017: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,828
Total number of active participants reported on line 7a of the Form 55002017-01-011,089
Number of retired or separated participants receiving benefits2017-01-0169
Number of other retired or separated participants entitled to future benefits2017-01-01670
Total of all active and inactive participants2017-01-011,828
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0111
Total participants2017-01-011,839
Number of participants with account balances2017-01-011,795
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015
2016: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,773
Total number of active participants reported on line 7a of the Form 55002016-01-011,072
Number of retired or separated participants receiving benefits2016-01-0183
Number of other retired or separated participants entitled to future benefits2016-01-01669
Total of all active and inactive participants2016-01-011,824
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-011,827
Number of participants with account balances2016-01-011,790
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0153
2015: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,703
Total number of active participants reported on line 7a of the Form 55002015-01-011,045
Number of retired or separated participants receiving benefits2015-01-0181
Number of other retired or separated participants entitled to future benefits2015-01-01644
Total of all active and inactive participants2015-01-011,770
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-011,773
Number of participants with account balances2015-01-011,750
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0155
2014: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,637
Total number of active participants reported on line 7a of the Form 55002014-01-011,002
Number of retired or separated participants receiving benefits2014-01-0182
Number of other retired or separated participants entitled to future benefits2014-01-01617
Total of all active and inactive participants2014-01-011,701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-011,703
Number of participants with account balances2014-01-011,655
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0149
2013: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,643
Total number of active participants reported on line 7a of the Form 55002013-01-01964
Number of retired or separated participants receiving benefits2013-01-0174
Number of other retired or separated participants entitled to future benefits2013-01-01597
Total of all active and inactive participants2013-01-011,635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-011,637
Number of participants with account balances2013-01-011,613
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0175
2012: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,627
Total number of active participants reported on line 7a of the Form 55002012-01-011,005
Number of retired or separated participants receiving benefits2012-01-0174
Number of other retired or separated participants entitled to future benefits2012-01-01562
Total of all active and inactive participants2012-01-011,641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-011,643
Number of participants with account balances2012-01-011,593
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0137
2011: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,517
Total number of active participants reported on line 7a of the Form 55002011-01-01990
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01635
Total of all active and inactive participants2011-01-011,625
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-011,627
Number of participants with account balances2011-01-011,542
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0133
2010: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,503
Total number of active participants reported on line 7a of the Form 55002010-01-011,003
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01513
Total of all active and inactive participants2010-01-011,516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-011,517
Number of participants with account balances2010-01-011,441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0128
2009: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,504
Total number of active participants reported on line 7a of the Form 55002009-01-01947
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01556
Total of all active and inactive participants2009-01-011,503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,503
Number of participants with account balances2009-01-011,437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0174

Financial Data on PENN MUTUAL RETIREMENT & SAVINGS PLAN

Measure Date Value
2022 : PENN MUTUAL RETIREMENT & SAVINGS PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-36,909,148
Total of all expenses incurred2022-12-31$25,801,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$25,705,085
Expenses. Certain deemed distributions of participant loans2022-12-31$4,254
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$22,102,110
Value of total assets at end of year2022-12-31$346,301,976
Value of total assets at beginning of year2022-12-31$409,012,586
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$92,123
Total interest from all sources2022-12-31$71,361
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,698,936
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,698,936
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$25,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$9,732,261
Participant contributions at end of year2022-12-31$2,026,537
Participant contributions at beginning of year2022-12-31$2,182,618
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,458,365
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Administrative expenses (other) incurred2022-12-31$92,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-62,710,610
Value of net assets at end of year (total assets less liabilities)2022-12-31$346,301,976
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$409,012,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$249,377,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$309,476,882
Interest on participant loans2022-12-31$71,361
Value of interest in common/collective trusts at end of year2022-12-31$90,997,571
Value of interest in common/collective trusts at beginning of year2022-12-31$91,483,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-58,507,466
Net investment gain or loss from common/collective trusts2022-12-31$-5,274,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$9,911,484
Employer contributions (assets) at end of year2022-12-31$3,899,951
Employer contributions (assets) at beginning of year2022-12-31$5,869,706
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$25,705,085
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31JOHNSON LAMBERT LLP
Accountancy firm EIN2022-12-31521446779
2021 : PENN MUTUAL RETIREMENT & SAVINGS PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$74,294,053
Total of all expenses incurred2021-12-31$26,384,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$26,308,704
Expenses. Certain deemed distributions of participant loans2021-12-31$-7,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$21,474,088
Value of total assets at end of year2021-12-31$409,012,586
Value of total assets at beginning of year2021-12-31$361,103,294
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$83,646
Total interest from all sources2021-12-31$75,977
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$8,071,888
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$8,071,888
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$25,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$9,179,270
Participant contributions at end of year2021-12-31$2,182,618
Participant contributions at beginning of year2021-12-31$2,107,137
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$781,082
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$16,467,279
Other income not declared elsewhere2021-12-31$105,358
Administrative expenses (other) incurred2021-12-31$83,646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$47,909,292
Value of net assets at end of year (total assets less liabilities)2021-12-31$409,012,586
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$361,103,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$309,476,882
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$252,828,934
Interest on participant loans2021-12-31$75,977
Value of interest in common/collective trusts at end of year2021-12-31$91,483,380
Value of interest in common/collective trusts at beginning of year2021-12-31$86,112,173
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$35,919,413
Net investment gain or loss from common/collective trusts2021-12-31$8,647,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$11,513,736
Employer contributions (assets) at end of year2021-12-31$5,869,706
Employer contributions (assets) at beginning of year2021-12-31$3,587,771
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$26,308,704
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31JOHNSON LAMBERT, LLP
Accountancy firm EIN2021-12-31521446779
2020 : PENN MUTUAL RETIREMENT & SAVINGS PLAN 2020 401k financial data
Total transfer of assets to this plan2020-12-31$16,467,279
Total income from all sources (including contributions)2020-12-31$64,737,473
Total of all expenses incurred2020-12-31$25,119,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$25,018,909
Expenses. Certain deemed distributions of participant loans2020-12-31$15,754
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$19,258,212
Value of total assets at end of year2020-12-31$361,103,294
Value of total assets at beginning of year2020-12-31$305,017,625
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$84,420
Total interest from all sources2020-12-31$86,347
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,710,213
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,710,213
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$25,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$8,992,102
Participant contributions at end of year2020-12-31$2,107,137
Participant contributions at beginning of year2020-12-31$2,136,459
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,050,954
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$16,467,279
Administrative expenses (other) incurred2020-12-31$84,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$39,618,390
Value of net assets at end of year (total assets less liabilities)2020-12-31$361,103,294
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$305,017,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$252,828,934
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$224,995,705
Interest on participant loans2020-12-31$86,347
Value of interest in common/collective trusts at end of year2020-12-31$86,112,173
Value of interest in common/collective trusts at beginning of year2020-12-31$73,206,854
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$36,214,893
Net investment gain or loss from common/collective trusts2020-12-31$5,467,808
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$9,215,156
Employer contributions (assets) at end of year2020-12-31$3,587,771
Employer contributions (assets) at beginning of year2020-12-31$4,678,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$25,018,909
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31JOHNSON LAMBERT, LLP
Accountancy firm EIN2020-12-31521446779
2019 : PENN MUTUAL RETIREMENT & SAVINGS PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$72,367,149
Total income from all sources (including contributions)2019-12-31$72,367,149
Total of all expenses incurred2019-12-31$19,538,804
Total of all expenses incurred2019-12-31$19,538,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$19,454,941
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$19,454,941
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$20,746,502
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$20,746,502
Value of total assets at end of year2019-12-31$305,017,625
Value of total assets at end of year2019-12-31$305,017,625
Value of total assets at beginning of year2019-12-31$252,189,280
Value of total assets at beginning of year2019-12-31$252,189,280
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$83,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$83,863
Total interest from all sources2019-12-31$96,201
Total interest from all sources2019-12-31$96,201
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,058,297
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,058,297
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,058,297
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,058,297
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$25,000,000
Value of fidelity bond cover2019-12-31$25,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$8,913,854
Contributions received from participants2019-12-31$8,913,854
Participant contributions at end of year2019-12-31$2,136,459
Participant contributions at end of year2019-12-31$2,136,459
Participant contributions at beginning of year2019-12-31$2,411,353
Participant contributions at beginning of year2019-12-31$2,411,353
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,724,132
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,724,132
Administrative expenses (other) incurred2019-12-31$83,863
Administrative expenses (other) incurred2019-12-31$83,863
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$52,828,345
Value of net income/loss2019-12-31$52,828,345
Value of net assets at end of year (total assets less liabilities)2019-12-31$305,017,625
Value of net assets at end of year (total assets less liabilities)2019-12-31$305,017,625
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$252,189,280
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$252,189,280
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$224,995,705
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$224,995,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$177,621,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$177,621,969
Interest on participant loans2019-12-31$96,201
Interest on participant loans2019-12-31$96,201
Value of interest in common/collective trusts at end of year2019-12-31$73,206,854
Value of interest in common/collective trusts at end of year2019-12-31$73,206,854
Value of interest in common/collective trusts at beginning of year2019-12-31$66,562,708
Value of interest in common/collective trusts at beginning of year2019-12-31$66,562,708
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$41,514,405
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$41,514,405
Net investment gain or loss from common/collective trusts2019-12-31$5,951,744
Net investment gain or loss from common/collective trusts2019-12-31$5,951,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$10,108,516
Contributions received in cash from employer2019-12-31$10,108,516
Employer contributions (assets) at end of year2019-12-31$4,678,607
Employer contributions (assets) at end of year2019-12-31$4,678,607
Employer contributions (assets) at beginning of year2019-12-31$5,593,250
Employer contributions (assets) at beginning of year2019-12-31$5,593,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$19,454,941
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$19,454,941
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31JOHNSON LAMBERT, LLP
Accountancy firm EIN2019-12-31521446779
2018 : PENN MUTUAL RETIREMENT & SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$10,423,636
Total of all expenses incurred2018-12-31$24,229,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$24,212,592
Expenses. Certain deemed distributions of participant loans2018-12-31$4,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$17,189,579
Value of total assets at end of year2018-12-31$252,189,280
Value of total assets at beginning of year2018-12-31$265,994,743
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$11,576
Total interest from all sources2018-12-31$90,352
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,466,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,466,273
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$7,467,843
Participant contributions at end of year2018-12-31$2,411,353
Participant contributions at beginning of year2018-12-31$2,783,198
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$883,190
Administrative expenses (other) incurred2018-12-31$11,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-13,805,463
Value of net assets at end of year (total assets less liabilities)2018-12-31$252,189,280
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$265,994,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$177,621,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$190,074,324
Interest on participant loans2018-12-31$90,352
Value of interest in common/collective trusts at end of year2018-12-31$66,562,708
Value of interest in common/collective trusts at beginning of year2018-12-31$68,633,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-10,763,324
Net investment gain or loss from common/collective trusts2018-12-31$440,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$8,838,546
Employer contributions (assets) at end of year2018-12-31$5,593,250
Employer contributions (assets) at beginning of year2018-12-31$4,503,469
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$24,212,592
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31JOHNSON LAMBERT, LLP
Accountancy firm EIN2018-12-31521446779
2017 : PENN MUTUAL RETIREMENT & SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$51,544,965
Total of all expenses incurred2017-12-31$18,301,584
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$18,283,387
Expenses. Certain deemed distributions of participant loans2017-12-31$-55,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$16,594,918
Value of total assets at end of year2017-12-31$265,994,743
Value of total assets at beginning of year2017-12-31$232,751,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$73,343
Total interest from all sources2017-12-31$87,317
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,689,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,689,972
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$7,440,843
Participant contributions at end of year2017-12-31$2,783,198
Participant contributions at beginning of year2017-12-31$2,406,819
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,254,246
Administrative expenses (other) incurred2017-12-31$73,343
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$33,243,381
Value of net assets at end of year (total assets less liabilities)2017-12-31$265,994,743
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$232,751,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$190,074,324
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$157,027,094
Interest on participant loans2017-12-31$87,317
Value of interest in common/collective trusts at end of year2017-12-31$68,633,752
Value of interest in common/collective trusts at beginning of year2017-12-31$69,019,769
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,969,462
Net investment gain or loss from common/collective trusts2017-12-31$27,203,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$7,899,829
Employer contributions (assets) at end of year2017-12-31$4,503,469
Employer contributions (assets) at beginning of year2017-12-31$4,297,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$18,283,387
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31JOHNSON LAMBERT, LLP
Accountancy firm EIN2017-12-31521446779
2016 : PENN MUTUAL RETIREMENT & SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$28,924,931
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$17,035,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$16,820,940
Expenses. Certain deemed distributions of participant loans2016-12-31$37,933
Value of total corrective distributions2016-12-31$815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$15,639,647
Value of total assets at end of year2016-12-31$232,751,362
Value of total assets at beginning of year2016-12-31$220,861,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$175,554
Total interest from all sources2016-12-31$77,991
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$6,446,732
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$6,446,732
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$6,892,051
Participant contributions at end of year2016-12-31$2,406,819
Participant contributions at beginning of year2016-12-31$2,046,824
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,177,848
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$175,554
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$11,889,689
Value of net assets at end of year (total assets less liabilities)2016-12-31$232,751,362
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$220,861,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$157,027,094
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$152,338,435
Interest on participant loans2016-12-31$77,991
Value of interest in common/collective trusts at end of year2016-12-31$69,019,769
Value of interest in common/collective trusts at beginning of year2016-12-31$62,135,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,147,275
Net investment gain or loss from common/collective trusts2016-12-31$2,613,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$7,569,748
Employer contributions (assets) at end of year2016-12-31$4,297,680
Employer contributions (assets) at beginning of year2016-12-31$4,340,796
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$16,820,940
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31JOHNSON LAMBERT,LLP
Accountancy firm EIN2016-12-31521446779
2015 : PENN MUTUAL RETIREMENT & SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$17,513,033
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$12,009,746
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$11,942,446
Expenses. Certain deemed distributions of participant loans2015-12-31$-48,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$15,220,982
Value of total assets at end of year2015-12-31$220,861,673
Value of total assets at beginning of year2015-12-31$215,358,386
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$115,450
Total interest from all sources2015-12-31$70,708
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,258,495
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,258,495
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$6,545,792
Participant contributions at end of year2015-12-31$2,046,824
Participant contributions at beginning of year2015-12-31$2,248,735
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,268,492
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$115,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$5,503,287
Value of net assets at end of year (total assets less liabilities)2015-12-31$220,861,673
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$215,358,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$152,338,435
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$147,927,668
Interest on participant loans2015-12-31$70,708
Value of interest in common/collective trusts at end of year2015-12-31$62,135,618
Value of interest in common/collective trusts at beginning of year2015-12-31$62,464,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,189,910
Net investment gain or loss from common/collective trusts2015-12-31$152,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$7,406,698
Employer contributions (assets) at end of year2015-12-31$4,340,796
Employer contributions (assets) at beginning of year2015-12-31$2,717,880
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$11,942,446
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31JOHNSON LAMBERT, LLP
Accountancy firm EIN2015-12-31521446779
2014 : PENN MUTUAL RETIREMENT & SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$25,944,304
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$15,252,958
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$15,092,933
Expenses. Certain deemed distributions of participant loans2014-12-31$53,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$12,253,235
Value of total assets at end of year2014-12-31$215,358,386
Value of total assets at beginning of year2014-12-31$204,667,040
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$106,177
Total interest from all sources2014-12-31$74,352
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,924,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,924,260
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,168,235
Participant contributions at end of year2014-12-31$2,248,735
Participant contributions at beginning of year2014-12-31$2,141,992
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$681,090
Administrative expenses (other) incurred2014-12-31$106,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$10,691,346
Value of net assets at end of year (total assets less liabilities)2014-12-31$215,358,386
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$204,667,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$147,927,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$133,779,054
Interest on participant loans2014-12-31$74,352
Value of interest in common/collective trusts at end of year2014-12-31$62,464,103
Value of interest in common/collective trusts at beginning of year2014-12-31$63,870,720
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$8,490,234
Net investment gain or loss from common/collective trusts2014-12-31$2,202,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,403,910
Employer contributions (assets) at end of year2014-12-31$2,717,880
Employer contributions (assets) at beginning of year2014-12-31$4,875,274
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$15,092,933
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31JOHNSON LAMBERT, LLP
Accountancy firm EIN2014-12-31521446779
2013 : PENN MUTUAL RETIREMENT & SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$42,755,140
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$15,503,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$15,378,807
Expenses. Certain deemed distributions of participant loans2013-12-31$11,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$16,445,566
Value of total assets at end of year2013-12-31$204,667,040
Value of total assets at beginning of year2013-12-31$177,415,619
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$113,397
Total interest from all sources2013-12-31$65,072
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,609,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,609,912
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$6,423,214
Participant contributions at end of year2013-12-31$2,141,992
Participant contributions at beginning of year2013-12-31$1,920,877
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$821,662
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$113,397
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$27,251,421
Value of net assets at end of year (total assets less liabilities)2013-12-31$204,667,040
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$177,415,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$133,779,054
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$107,293,552
Interest on participant loans2013-12-31$65,072
Value of interest in common/collective trusts at end of year2013-12-31$63,870,720
Value of interest in common/collective trusts at beginning of year2013-12-31$62,346,164
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$22,683,932
Net investment gain or loss from common/collective trusts2013-12-31$1,950,658
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$9,200,690
Employer contributions (assets) at end of year2013-12-31$4,875,274
Employer contributions (assets) at beginning of year2013-12-31$5,855,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$15,378,807
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31JOHNSON LAMBERT, LLP
Accountancy firm EIN2013-12-31521446779
2012 : PENN MUTUAL RETIREMENT & SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$32,759,735
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$16,595,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$16,487,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$17,396,565
Value of total assets at end of year2012-12-31$177,415,619
Value of total assets at beginning of year2012-12-31$161,251,698
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$108,676
Total interest from all sources2012-12-31$62,676
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$7,176,229
Participant contributions at end of year2012-12-31$1,920,877
Participant contributions at beginning of year2012-12-31$1,673,234
Administrative expenses (other) incurred2012-12-31$108,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$16,163,921
Value of net assets at end of year (total assets less liabilities)2012-12-31$177,415,619
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$161,251,698
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$107,293,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$93,181,433
Interest on participant loans2012-12-31$62,676
Value of interest in common/collective trusts at end of year2012-12-31$62,346,164
Value of interest in common/collective trusts at beginning of year2012-12-31$61,360,611
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$13,319,739
Net investment gain or loss from common/collective trusts2012-12-31$1,980,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$10,220,336
Employer contributions (assets) at end of year2012-12-31$5,855,026
Employer contributions (assets) at beginning of year2012-12-31$5,036,420
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$16,487,138
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31JOHNSON LAMBERT, LLP
Accountancy firm EIN2012-12-31521446779
2011 : PENN MUTUAL RETIREMENT & SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$17,191,753
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$15,069,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$14,969,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$16,065,189
Value of total assets at end of year2011-12-31$161,251,698
Value of total assets at beginning of year2011-12-31$159,129,557
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$99,926
Total interest from all sources2011-12-31$69,154
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$6,796,024
Participant contributions at end of year2011-12-31$1,673,234
Participant contributions at beginning of year2011-12-31$1,615,064
Participant contributions at beginning of year2011-12-31$205,731
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$18,806,894
Administrative expenses (other) incurred2011-12-31$99,926
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,122,141
Value of net assets at end of year (total assets less liabilities)2011-12-31$161,251,698
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$159,129,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$25,647,364
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,229,609
Value of interest in pooled separate accounts at end of year2011-12-31$67,534,069
Value of interest in pooled separate accounts at beginning of year2011-12-31$69,495,664
Interest on participant loans2011-12-31$69,154
Value of interest in common/collective trusts at end of year2011-12-31$61,360,611
Value of interest in common/collective trusts at beginning of year2011-12-31$55,277,035
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-592,301
Net investment gain/loss from pooled separate accounts2011-12-31$109,996
Net investment gain or loss from common/collective trusts2011-12-31$1,539,715
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$9,269,165
Employer contributions (assets) at end of year2011-12-31$5,036,420
Employer contributions (assets) at beginning of year2011-12-31$5,499,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$14,969,686
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31PRICE WATERHOUSE COOPERS LLC
Accountancy firm EIN2011-12-31134008324
2010 : PENN MUTUAL RETIREMENT & SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$31,792,871
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$14,670,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$14,589,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$16,023,138
Value of total assets at end of year2010-12-31$159,129,557
Value of total assets at beginning of year2010-12-31$142,007,463
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$81,691
Total interest from all sources2010-12-31$53,211
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$6,558,062
Participant contributions at end of year2010-12-31$1,615,064
Participant contributions at beginning of year2010-12-31$1,439,847
Participant contributions at end of year2010-12-31$205,731
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$18,806,894
Administrative expenses (other) incurred2010-12-31$81,691
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$17,122,094
Value of net assets at end of year (total assets less liabilities)2010-12-31$159,129,557
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$142,007,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,229,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,779,003
Value of interest in pooled separate accounts at end of year2010-12-31$69,495,664
Value of interest in pooled separate accounts at beginning of year2010-12-31$77,648,744
Interest on participant loans2010-12-31$53,211
Value of interest in common/collective trusts at end of year2010-12-31$55,277,035
Value of interest in common/collective trusts at beginning of year2010-12-31$54,182,469
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$926,873
Net investment gain/loss from pooled separate accounts2010-12-31$12,183,358
Net investment gain or loss from common/collective trusts2010-12-31$2,606,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$9,465,076
Employer contributions (assets) at end of year2010-12-31$5,499,560
Employer contributions (assets) at beginning of year2010-12-31$3,957,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$14,589,086
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31PRICE WATERHOSUE COOPERS LLC
Accountancy firm EIN2010-12-31134008324
2009 : PENN MUTUAL RETIREMENT & SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PENN MUTUAL RETIREMENT & SAVINGS PLAN

2022: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: PENN MUTUAL RETIREMENT & SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number2215
Policy instance 1
Insurance contract or identification number2215
Number of Individuals Covered1712
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number2200
Policy instance 1
Insurance contract or identification number2200
Number of Individuals Covered1542
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number2200
Policy instance 1
Insurance contract or identification number2200
Number of Individuals Covered1441
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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