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GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 401k Plan overview

Plan NameGLAXOSMITHKLINE CASH BALANCE PENSION PLAN
Plan identification number 003

GLAXOSMITHKLINE CASH BALANCE PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

GLAXOSMITHKLINE LLC has sponsored the creation of one or more 401k plans.

Company Name:GLAXOSMITHKLINE LLC
Employer identification number (EIN):231099050
NAIC Classification:325410

Additional information about GLAXOSMITHKLINE LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4746253

More information about GLAXOSMITHKLINE LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GLAXOSMITHKLINE CASH BALANCE PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01RICARDO DEOLIVEIRA
0032016-01-01RICARDO DEOLIVEIRA
0032015-01-01RICARDO DEOLIVEIRA
0032014-01-01RICARDO DEOLIVEIRA
0032013-01-01MICHELLE KILLIAN
0032012-01-01MICHELLE KILLIAN
0032011-01-01MICHELLE KILLIAN
0032010-01-01MICHELLE KILLIAN
0032009-01-01MICHELLE KILLIAN

Plan Statistics for GLAXOSMITHKLINE CASH BALANCE PENSION PLAN

401k plan membership statisitcs for GLAXOSMITHKLINE CASH BALANCE PENSION PLAN

Measure Date Value
2022: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2022 401k membership
Market value of plan assets2022-12-313,428,078,755
Acturial value of plan assets2022-12-313,451,446,782
Funding target for retired participants and beneficiaries receiving payment2022-12-311,329,834,035
Number of terminated vested participants2022-12-3117,273
Fundng target for terminated vested participants2022-12-311,013,852,646
Active participant vested funding target2022-12-31773,430,962
Number of active participants2022-12-3111,600
Total funding liabilities for active participants2022-12-31773,430,962
Total participant count2022-12-3143,454
Total funding target for all participants2022-12-313,117,117,643
Balance at beginning of prior year after applicable adjustments2022-12-31329,398,661
Prefunding balance at beginning of prior year after applicable adjustments2022-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-3116,000,000
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-31313,398,661
Amount remaining of prefunding balance2022-12-310
Present value of excess contributions2022-12-3123,790,200
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-3125,074,871
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-31325,746,568
Balance of prefunding at beginning of current year2022-12-310
Total employer contributions2022-12-31120,000,000
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-31110,411,461
Liquidity shortfalls end of Q12022-12-310
Liquidity shortfalls end of Q22022-12-310
Liquidity shortfalls end of Q32022-12-310
Liquidity shortfalls end of Q42022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-3126,000,000
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-3117,417,429
Carryover balance elected to use to offset funding requirement2022-12-3116,000,000
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-311,417,429
Contributions allocatedtoward minimum required contributions for current year2022-12-31110,411,461
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-0142,942
Total number of active participants reported on line 7a of the Form 55002022-01-018,515
Number of retired or separated participants receiving benefits2022-01-0112,400
Number of other retired or separated participants entitled to future benefits2022-01-0116,930
Total of all active and inactive participants2022-01-0137,845
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011,786
Total participants2022-01-0139,631
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2021 401k membership
Market value of plan assets2021-12-313,612,109,868
Acturial value of plan assets2021-12-313,508,186,588
Funding target for retired participants and beneficiaries receiving payment2021-12-311,355,461,257
Number of terminated vested participants2021-12-3116,655
Fundng target for terminated vested participants2021-12-31995,214,143
Active participant vested funding target2021-12-31878,422,803
Number of active participants2021-12-3114,522
Total funding liabilities for active participants2021-12-31878,422,803
Total participant count2021-12-3145,972
Total funding target for all participants2021-12-313,229,098,203
Balance at beginning of prior year after applicable adjustments2021-12-31397,282,046
Prefunding balance at beginning of prior year after applicable adjustments2021-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-3186,000,000
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-31311,282,046
Amount remaining of prefunding balance2021-12-310
Present value of excess contributions2021-12-3114,388,203
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-3115,225,596
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-31329,398,661
Balance of prefunding at beginning of current year2021-12-310
Total employer contributions2021-12-3126,000,000
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-3123,790,200
Liquidity shortfalls end of Q12021-12-310
Liquidity shortfalls end of Q22021-12-310
Liquidity shortfalls end of Q32021-12-310
Liquidity shortfalls end of Q42021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-3116,000,000
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-3116,000,000
Carryover balance elected to use to offset funding requirement2021-12-3116,000,000
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-3123,790,200
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-0145,450
Total number of active participants reported on line 7a of the Form 55002021-01-0112,479
Number of retired or separated participants receiving benefits2021-01-0112,586
Number of other retired or separated participants entitled to future benefits2021-01-0116,161
Total of all active and inactive participants2021-01-0141,226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011,717
Total participants2021-01-0142,943
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2020 401k membership
Market value of plan assets2020-12-313,689,853,421
Acturial value of plan assets2020-12-313,627,412,439
Funding target for retired participants and beneficiaries receiving payment2020-12-311,419,415,573
Number of terminated vested participants2020-12-3117,104
Fundng target for terminated vested participants2020-12-311,094,074,274
Active participant vested funding target2020-12-31949,173,622
Number of active participants2020-12-3114,564
Total funding liabilities for active participants2020-12-31958,112,944
Total participant count2020-12-3146,678
Total funding target for all participants2020-12-313,471,602,791
Balance at beginning of prior year after applicable adjustments2020-12-31439,194,613
Prefunding balance at beginning of prior year after applicable adjustments2020-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-3188,362,711
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-31350,831,902
Amount remaining of prefunding balance2020-12-310
Present value of excess contributions2020-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-31397,282,046
Balance of prefunding at beginning of current year2020-12-310
Total employer contributions2020-12-3116,000,000
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-3114,723,583
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-3186,335,380
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-3186,335,380
Carryover balance elected to use to offset funding requirement2020-12-3186,000,000
Prefunding balance elected to use to offset funding requirement2020-12-310
Additional cash requirement2020-12-31335,380
Contributions allocatedtoward minimum required contributions for current year2020-12-3114,723,583
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-0145,771
Total number of active participants reported on line 7a of the Form 55002020-01-0114,877
Number of retired or separated participants receiving benefits2020-01-0112,851
Number of other retired or separated participants entitled to future benefits2020-01-0115,841
Total of all active and inactive participants2020-01-0143,569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011,678
Total participants2020-01-0145,247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2019 401k membership
Market value of plan assets2019-12-313,588,464,340
Acturial value of plan assets2019-12-313,712,225,516
Funding target for retired participants and beneficiaries receiving payment2019-12-311,428,438,501
Number of terminated vested participants2019-12-3117,585
Fundng target for terminated vested participants2019-12-311,162,441,767
Active participant vested funding target2019-12-31962,774,677
Number of active participants2019-12-3113,190
Total funding liabilities for active participants2019-12-31971,388,846
Total participant count2019-12-3145,968
Total funding target for all participants2019-12-313,562,269,114
Balance at beginning of prior year after applicable adjustments2019-12-31531,555,552
Prefunding balance at beginning of prior year after applicable adjustments2019-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-3173,201,750
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-31458,353,802
Amount remaining of prefunding balance2019-12-310
Present value of excess contributions2019-12-3115,723,013
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-3115,065,791
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-31439,194,613
Balance of prefunding at beginning of current year2019-12-310
Total employer contributions2019-12-316,100,000
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-315,600,213
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-3193,962,924
Net shortfall amortization installment of oustanding balance2019-12-310
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-3193,962,924
Carryover balance elected to use to offset funding requirement2019-12-3188,362,711
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-315,600,213
Contributions allocatedtoward minimum required contributions for current year2019-12-315,600,213
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-0145,344
Total number of active participants reported on line 7a of the Form 55002019-01-0114,700
Number of retired or separated participants receiving benefits2019-01-0113,049
Number of other retired or separated participants entitled to future benefits2019-01-0116,179
Total of all active and inactive participants2019-01-0143,928
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011,626
Total participants2019-01-0145,554
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2018 401k membership
Market value of plan assets2018-12-314,039,597,989
Acturial value of plan assets2018-12-313,806,989,590
Funding target for retired participants and beneficiaries receiving payment2018-12-311,407,081,288
Number of terminated vested participants2018-12-3117,358
Fundng target for terminated vested participants2018-12-311,069,699,082
Active participant vested funding target2018-12-31936,782,929
Number of active participants2018-12-3114,064
Total funding liabilities for active participants2018-12-31963,391,172
Total participant count2018-12-3146,830
Total funding target for all participants2018-12-313,440,171,542
Balance at beginning of prior year after applicable adjustments2018-12-31461,820,636
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-31461,820,636
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-3173,757,996
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-3177,940,074
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-31531,555,552
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-3117,200,000
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-3115,723,013
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-3173,201,750
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-3173,201,750
Carryover balance elected to use to offset funding requirement2018-12-3173,201,750
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-3115,723,013
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-0146,386
Total number of active participants reported on line 7a of the Form 55002018-01-0113,791
Number of retired or separated participants receiving benefits2018-01-0113,191
Number of other retired or separated participants entitled to future benefits2018-01-0116,726
Total of all active and inactive participants2018-01-0143,708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011,636
Total participants2018-01-0145,344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-313,673,131,369
Acturial value of plan assets2017-12-313,743,073,288
Funding target for retired participants and beneficiaries receiving payment2017-12-311,409,050,742
Number of terminated vested participants2017-12-3118,229
Fundng target for terminated vested participants2017-12-311,096,069,582
Active participant vested funding target2017-12-31878,927,372
Number of active participants2017-12-3113,907
Total funding liabilities for active participants2017-12-31904,613,178
Total participant count2017-12-3147,633
Total funding target for all participants2017-12-313,409,733,502
Balance at beginning of prior year after applicable adjustments2017-12-31436,709,821
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-31436,709,821
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-3142,851,077
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-3145,370,720
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-31461,820,636
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-31166,000,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31151,329,099
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-3177,571,103
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-3177,571,103
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-3177,571,103
Contributions allocatedtoward minimum required contributions for current year2017-12-31151,329,099
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-0147,633
Total number of active participants reported on line 7a of the Form 55002017-01-0114,751
Number of retired or separated participants receiving benefits2017-01-0113,420
Number of other retired or separated participants entitled to future benefits2017-01-0116,662
Total of all active and inactive participants2017-01-0144,833
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011,553
Total participants2017-01-0146,386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-313,684,477,205
Acturial value of plan assets2016-12-313,862,145,871
Funding target for retired participants and beneficiaries receiving payment2016-12-311,410,748,019
Number of terminated vested participants2016-12-3118,598
Fundng target for terminated vested participants2016-12-311,059,431,271
Active participant vested funding target2016-12-31913,627,135
Number of active participants2016-12-3114,600
Total funding liabilities for active participants2016-12-31933,364,780
Total participant count2016-12-3148,898
Total funding target for all participants2016-12-313,403,544,070
Balance at beginning of prior year after applicable adjustments2016-12-31442,103,483
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-31442,103,483
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-316,882,505
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-317,303,714
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-31436,709,821
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-31100,000,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-3190,743,665
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-3169,784,568
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Waived amount of outstanding balance2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-3147,892,588
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-3147,892,588
Contributions allocatedtoward minimum required contributions for current year2016-12-3190,743,665
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-0148,898
Total number of active participants reported on line 7a of the Form 55002016-01-0113,907
Number of retired or separated participants receiving benefits2016-01-0113,723
Number of other retired or separated participants entitled to future benefits2016-01-0118,229
Total of all active and inactive participants2016-01-0145,859
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011,774
Total participants2016-01-0147,633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0149,974
Total number of active participants reported on line 7a of the Form 55002015-01-0113,272
Number of retired or separated participants receiving benefits2015-01-0113,913
Number of other retired or separated participants entitled to future benefits2015-01-0118,598
Total of all active and inactive participants2015-01-0145,783
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011,787
Total participants2015-01-0147,570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0152,966
Total number of active participants reported on line 7a of the Form 55002014-01-0115,864
Number of retired or separated participants receiving benefits2014-01-0114,200
Number of other retired or separated participants entitled to future benefits2014-01-0118,230
Total of all active and inactive participants2014-01-0148,294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011,679
Total participants2014-01-0149,973
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0155,870
Total number of active participants reported on line 7a of the Form 55002013-01-0116,411
Number of retired or separated participants receiving benefits2013-01-0114,054
Number of other retired or separated participants entitled to future benefits2013-01-0120,944
Total of all active and inactive participants2013-01-0151,409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011,557
Total participants2013-01-0152,966
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0155,929
Total number of active participants reported on line 7a of the Form 55002012-01-0117,436
Number of retired or separated participants receiving benefits2012-01-0114,924
Number of other retired or separated participants entitled to future benefits2012-01-0121,978
Total of all active and inactive participants2012-01-0154,338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011,532
Total participants2012-01-0155,870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0157,957
Total number of active participants reported on line 7a of the Form 55002011-01-0116,913
Number of retired or separated participants receiving benefits2011-01-0115,364
Number of other retired or separated participants entitled to future benefits2011-01-0122,154
Total of all active and inactive participants2011-01-0154,431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011,498
Total participants2011-01-0155,929
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0160,490
Total number of active participants reported on line 7a of the Form 55002010-01-0117,677
Number of retired or separated participants receiving benefits2010-01-0115,789
Number of other retired or separated participants entitled to future benefits2010-01-0123,040
Total of all active and inactive participants2010-01-0156,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011,451
Total participants2010-01-0157,957
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0160,949
Total number of active participants reported on line 7a of the Form 55002009-01-0121,033
Number of retired or separated participants receiving benefits2009-01-0114,996
Number of other retired or separated participants entitled to future benefits2009-01-0123,053
Total of all active and inactive participants2009-01-0159,082
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011,408
Total participants2009-01-0160,490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on GLAXOSMITHKLINE CASH BALANCE PENSION PLAN

Measure Date Value
2022 : GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-409,078,187
Total unrealized appreciation/depreciation of assets2022-12-31$-409,078,187
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$3,652,384
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$16,768,705
Total income from all sources (including contributions)2022-12-31$-190,998,518
Total loss/gain on sale of assets2022-12-31$5,907,885
Total of all expenses incurred2022-12-31$398,479,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$369,149,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$120,000,000
Value of total assets at end of year2022-12-31$2,843,381,160
Value of total assets at beginning of year2022-12-31$3,445,975,479
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$29,329,796
Total interest from all sources2022-12-31$60,030,777
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$7,398,375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$6,585,790
Administrative expenses professional fees incurred2022-12-31$484,206
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$5,373,172
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$7,233,126
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$20,376,746
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$18,810,651
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$3,302,583
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$16,224,828
Other income not declared elsewhere2022-12-31$7,232,025
Administrative expenses (other) incurred2022-12-31$22,542,580
Liabilities. Value of operating payables at end of year2022-12-31$349,801
Liabilities. Value of operating payables at beginning of year2022-12-31$543,877
Total non interest bearing cash at end of year2022-12-31$3,021,064
Total non interest bearing cash at beginning of year2022-12-31$2,676,589
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-589,477,998
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,839,728,776
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,429,206,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$168,307,000
Assets. partnership/joint venture interests at beginning of year2022-12-31$207,864,129
Investment advisory and management fees2022-12-31$3,828,980
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$186,054,967
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$187,453,206
Interest earned on other investments2022-12-31$308,277
Income. Interest from US Government securities2022-12-31$20,832,919
Income. Interest from corporate debt instruments2022-12-31$38,889,581
Value of interest in common/collective trusts at end of year2022-12-31$477,342,825
Value of interest in common/collective trusts at beginning of year2022-12-31$637,740,695
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$10,663,823
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$10,410,798
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$1,975,890
Asset value of US Government securities at end of year2022-12-31$864,864,289
Asset value of US Government securities at beginning of year2022-12-31$984,693,100
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-12,638,589
Net investment gain or loss from common/collective trusts2022-12-31$30,149,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$120,000,000
Employer contributions (assets) at end of year2022-12-31$120,000,000
Employer contributions (assets) at beginning of year2022-12-31$26,000,000
Income. Dividends from common stock2022-12-31$812,585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$367,173,794
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$461,741,042
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$641,332,052
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$475,706,772
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$655,712,556
Contract administrator fees2022-12-31$2,474,030
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$49,929,460
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$66,048,577
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$960,392,858
Aggregate carrying amount (costs) on sale of assets2022-12-31$954,484,973
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2022-12-31133891517
2021 : GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-160,087,801
Total unrealized appreciation/depreciation of assets2021-12-31$-160,087,801
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$16,768,705
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$7,037,861
Total income from all sources (including contributions)2021-12-31$164,266,585
Total loss/gain on sale of assets2021-12-31$99,494,756
Total of all expenses incurred2021-12-31$348,849,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$329,369,717
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$26,000,000
Value of total assets at end of year2021-12-31$3,445,975,479
Value of total assets at beginning of year2021-12-31$3,620,827,167
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$19,479,400
Total interest from all sources2021-12-31$61,593,617
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,412,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$84,238
Administrative expenses professional fees incurred2021-12-31$487,788
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$7,233,126
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$10,223,481
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$18,810,651
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$22,286,079
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$16,224,828
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$6,455,782
Other income not declared elsewhere2021-12-31$6,758,745
Administrative expenses (other) incurred2021-12-31$11,784,311
Liabilities. Value of operating payables at end of year2021-12-31$543,877
Liabilities. Value of operating payables at beginning of year2021-12-31$582,079
Total non interest bearing cash at end of year2021-12-31$2,676,589
Total non interest bearing cash at beginning of year2021-12-31$1,262,525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-184,582,532
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,429,206,774
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,613,789,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$207,864,129
Assets. partnership/joint venture interests at beginning of year2021-12-31$185,603,122
Investment advisory and management fees2021-12-31$4,804,299
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$187,453,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$160,678,717
Interest earned on other investments2021-12-31$325,769
Income. Interest from US Government securities2021-12-31$18,514,117
Income. Interest from corporate debt instruments2021-12-31$42,753,731
Value of interest in common/collective trusts at end of year2021-12-31$637,740,695
Value of interest in common/collective trusts at beginning of year2021-12-31$561,915,798
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$10,410,798
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$10,034,829
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$2,026,096
Asset value of US Government securities at end of year2021-12-31$984,693,100
Asset value of US Government securities at beginning of year2021-12-31$1,024,851,564
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$28,173,726
Net investment gain or loss from common/collective trusts2021-12-31$100,920,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$26,000,000
Employer contributions (assets) at end of year2021-12-31$26,000,000
Employer contributions (assets) at beginning of year2021-12-31$16,000,000
Income. Dividends from common stock2021-12-31$1,328,759
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$327,343,621
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$641,332,052
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$731,650,391
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$655,712,556
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$723,542,218
Contract administrator fees2021-12-31$2,403,002
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$66,048,577
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$172,778,443
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$1,424,266,265
Aggregate carrying amount (costs) on sale of assets2021-12-31$1,324,771,509
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2021-12-31133891517
2020 : GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$617,269,788
Total unrealized appreciation/depreciation of assets2020-12-31$617,269,788
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$7,037,861
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$5,375,299
Total income from all sources (including contributions)2020-12-31$225,512,152
Total loss/gain on sale of assets2020-12-31$-504,115,526
Total of all expenses incurred2020-12-31$307,465,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$288,973,759
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$16,000,000
Value of total assets at end of year2020-12-31$3,620,827,167
Value of total assets at beginning of year2020-12-31$3,701,117,502
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$18,491,290
Total interest from all sources2020-12-31$123,908,716
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$6,998,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,410,917
Administrative expenses professional fees incurred2020-12-31$556,630
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$10,223,481
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$5,829,607
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$22,286,079
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$29,204,371
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$6,455,782
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$4,572,450
Other income not declared elsewhere2020-12-31$6,767,128
Administrative expenses (other) incurred2020-12-31$10,325,342
Liabilities. Value of operating payables at end of year2020-12-31$582,079
Liabilities. Value of operating payables at beginning of year2020-12-31$802,849
Total non interest bearing cash at end of year2020-12-31$1,262,525
Total non interest bearing cash at beginning of year2020-12-31$3,894,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-81,952,897
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,613,789,306
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$3,695,742,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$185,603,122
Assets. partnership/joint venture interests at beginning of year2020-12-31$191,709,536
Investment advisory and management fees2020-12-31$5,073,699
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$160,678,717
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$381,610,216
Interest earned on other investments2020-12-31$304,056
Income. Interest from US Government securities2020-12-31$17,967,926
Income. Interest from corporate debt instruments2020-12-31$105,636,734
Value of interest in common/collective trusts at end of year2020-12-31$561,915,798
Value of interest in common/collective trusts at beginning of year2020-12-31$690,783,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$10,034,829
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$9,759,850
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$2,079,763
Asset value of US Government securities at end of year2020-12-31$1,024,851,564
Asset value of US Government securities at beginning of year2020-12-31$1,055,156,475
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$-6,164,344
Net investment gain or loss from common/collective trusts2020-12-31$-35,152,184
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$16,000,000
Employer contributions (assets) at end of year2020-12-31$16,000,000
Employer contributions (assets) at beginning of year2020-12-31$6,100,000
Income. Dividends from common stock2020-12-31$4,587,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$286,893,996
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$731,650,391
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$607,614,320
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$723,542,218
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$521,302,938
Contract administrator fees2020-12-31$2,535,619
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$172,778,443
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$198,152,217
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$1,279,165,528
Aggregate carrying amount (costs) on sale of assets2020-12-31$1,783,281,054
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2020-12-31133891517
2019 : GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$48,087,174
Total unrealized appreciation/depreciation of assets2019-12-31$48,087,174
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$5,375,299
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$6,927,246
Total income from all sources (including contributions)2019-12-31$460,248,147
Total loss/gain on sale of assets2019-12-31$92,088,043
Total of all expenses incurred2019-12-31$359,638,704
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$329,519,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,100,000
Value of total assets at end of year2019-12-31$3,701,117,502
Value of total assets at beginning of year2019-12-31$3,602,060,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$30,119,572
Total interest from all sources2019-12-31$61,205,191
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$19,510,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$8,829,061
Administrative expenses professional fees incurred2019-12-31$240,463
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$5,829,607
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,499,541
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$29,204,371
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$20,395,185
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$4,572,450
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$2,168,435
Other income not declared elsewhere2019-12-31$10,827,557
Administrative expenses (other) incurred2019-12-31$21,050,888
Liabilities. Value of operating payables at end of year2019-12-31$802,849
Liabilities. Value of operating payables at beginning of year2019-12-31$4,758,811
Total non interest bearing cash at end of year2019-12-31$3,894,730
Total non interest bearing cash at beginning of year2019-12-31$2,068,990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$100,609,443
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,695,742,203
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,595,132,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$191,709,536
Assets. partnership/joint venture interests at beginning of year2019-12-31$296,602,912
Investment advisory and management fees2019-12-31$6,254,311
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$381,610,216
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$273,233,899
Interest earned on other investments2019-12-31$315,293
Income. Interest from US Government securities2019-12-31$13,630,241
Income. Interest from corporate debt instruments2019-12-31$47,259,657
Value of interest in common/collective trusts at end of year2019-12-31$690,783,242
Value of interest in common/collective trusts at beginning of year2019-12-31$1,270,251,962
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$70,727
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$70,727
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$9,759,850
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$9,480,488
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,645,408
Asset value of US Government securities at end of year2019-12-31$1,055,156,475
Asset value of US Government securities at beginning of year2019-12-31$379,386,326
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$-39,946,529
Net investment gain or loss from common/collective trusts2019-12-31$262,375,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$6,100,000
Employer contributions (assets) at end of year2019-12-31$6,100,000
Employer contributions (assets) at beginning of year2019-12-31$17,200,000
Income. Dividends from common stock2019-12-31$10,681,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$327,873,724
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$607,614,320
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$526,057,067
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$521,302,938
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$448,932,512
Contract administrator fees2019-12-31$2,573,910
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$198,152,217
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$354,880,397
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$1,160,602,709
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,068,514,666
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2019-12-31133891517
2018 : GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-492,835,119
Total unrealized appreciation/depreciation of assets2018-12-31$-492,835,119
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$6,927,246
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$9,906,637
Total income from all sources (including contributions)2018-12-31$-136,586,127
Total loss/gain on sale of assets2018-12-31$109,065,498
Total of all expenses incurred2018-12-31$322,139,308
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$309,083,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$17,200,000
Value of total assets at end of year2018-12-31$3,602,060,006
Value of total assets at beginning of year2018-12-31$4,063,764,832
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$13,055,506
Total interest from all sources2018-12-31$55,348,572
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$17,424,106
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$6,162,856
Administrative expenses professional fees incurred2018-12-31$480,471
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,499,541
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$7,026,519
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$20,395,185
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$20,308,353
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$2,168,435
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$2,993,934
Other income not declared elsewhere2018-12-31$-3,800,077
Administrative expenses (other) incurred2018-12-31$3,712,109
Liabilities. Value of operating payables at end of year2018-12-31$4,758,811
Liabilities. Value of operating payables at beginning of year2018-12-31$6,912,703
Total non interest bearing cash at end of year2018-12-31$2,068,990
Total non interest bearing cash at beginning of year2018-12-31$2,137,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-458,725,435
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,595,132,760
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,053,858,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$296,602,912
Assets. partnership/joint venture interests at beginning of year2018-12-31$284,407,313
Investment advisory and management fees2018-12-31$6,376,192
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$273,233,899
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$206,981,734
Interest earned on other investments2018-12-31$315,130
Income. Interest from US Government securities2018-12-31$8,534,513
Income. Interest from corporate debt instruments2018-12-31$46,498,929
Value of interest in common/collective trusts at end of year2018-12-31$1,270,251,962
Value of interest in common/collective trusts at beginning of year2018-12-31$1,215,088,828
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$70,727
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$16,463
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$16,463
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$9,480,488
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$9,163,827
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$1,600,274
Asset value of US Government securities at end of year2018-12-31$379,386,326
Asset value of US Government securities at beginning of year2018-12-31$318,205,339
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$13,141,128
Net investment gain or loss from common/collective trusts2018-12-31$147,869,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$17,200,000
Employer contributions (assets) at end of year2018-12-31$17,200,000
Employer contributions (assets) at beginning of year2018-12-31$166,000,000
Income. Dividends from common stock2018-12-31$11,261,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$307,483,528
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$526,057,067
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$602,816,818
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$448,932,512
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$492,569,132
Contract administrator fees2018-12-31$2,486,734
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$354,880,397
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$739,043,449
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$1,463,177,170
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,354,111,672
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2018-12-31133891517
2017 : GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$343,890,119
Total unrealized appreciation/depreciation of assets2017-12-31$343,890,119
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$9,906,637
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$16,285,296
Total income from all sources (including contributions)2017-12-31$706,036,589
Total loss/gain on sale of assets2017-12-31$67,163,306
Total of all expenses incurred2017-12-31$328,352,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$303,393,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$166,000,000
Value of total assets at end of year2017-12-31$4,063,764,832
Value of total assets at beginning of year2017-12-31$3,692,459,148
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$24,958,872
Total interest from all sources2017-12-31$52,997,375
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$18,449,732
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,592,512
Administrative expenses professional fees incurred2017-12-31$747,841
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$7,026,519
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$11,761,827
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$20,308,353
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$32,539,628
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$2,993,934
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$9,176,291
Other income not declared elsewhere2017-12-31$9,712,270
Administrative expenses (other) incurred2017-12-31$12,125,049
Liabilities. Value of operating payables at end of year2017-12-31$6,912,703
Liabilities. Value of operating payables at beginning of year2017-12-31$7,109,005
Total non interest bearing cash at end of year2017-12-31$2,137,057
Total non interest bearing cash at beginning of year2017-12-31$2,110,791
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$377,684,343
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,053,858,195
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,676,173,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$284,407,313
Assets. partnership/joint venture interests at beginning of year2017-12-31$271,672,861
Investment advisory and management fees2017-12-31$9,165,730
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$206,981,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$302,462,765
Interest earned on other investments2017-12-31$288,157
Income. Interest from US Government securities2017-12-31$8,091,450
Income. Interest from corporate debt instruments2017-12-31$44,617,768
Value of interest in common/collective trusts at end of year2017-12-31$1,215,088,828
Value of interest in common/collective trusts at beginning of year2017-12-31$1,047,267,995
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$16,463
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$23,810
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$23,810
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$9,163,827
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$8,948,637
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$1,744,226
Asset value of US Government securities at end of year2017-12-31$318,205,339
Asset value of US Government securities at beginning of year2017-12-31$269,619,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$11,789,484
Net investment gain or loss from common/collective trusts2017-12-31$36,034,303
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$166,000,000
Employer contributions (assets) at end of year2017-12-31$166,000,000
Employer contributions (assets) at beginning of year2017-12-31$100,000,000
Income. Dividends from common stock2017-12-31$14,857,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$301,649,148
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$602,816,818
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$558,430,529
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$492,569,132
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$451,145,912
Contract administrator fees2017-12-31$2,920,252
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$739,043,449
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$636,474,600
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$924,076,446
Aggregate carrying amount (costs) on sale of assets2017-12-31$856,913,140
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2017-12-31134008324
2016 : GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$21,831,480
Total unrealized appreciation/depreciation of assets2016-12-31$21,831,480
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$16,285,296
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$13,695,434
Total income from all sources (including contributions)2016-12-31$295,399,266
Total loss/gain on sale of assets2016-12-31$50,272,239
Total of all expenses incurred2016-12-31$316,017,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$293,999,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$100,000,000
Value of total assets at end of year2016-12-31$3,692,459,148
Value of total assets at beginning of year2016-12-31$3,710,487,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$22,017,759
Total interest from all sources2016-12-31$21,956,675
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$16,763,219
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,667,846
Administrative expenses professional fees incurred2016-12-31$615,257
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$11,761,827
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$13,190,124
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$32,539,628
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$20,457,999
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$9,176,291
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$8,034,534
Other income not declared elsewhere2016-12-31$9,874,265
Administrative expenses (other) incurred2016-12-31$10,582,376
Liabilities. Value of operating payables at end of year2016-12-31$7,109,005
Liabilities. Value of operating payables at beginning of year2016-12-31$5,660,900
Total non interest bearing cash at end of year2016-12-31$2,110,791
Total non interest bearing cash at beginning of year2016-12-31$3,446,365
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-20,618,150
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,676,173,852
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,696,792,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$271,672,861
Assets. partnership/joint venture interests at beginning of year2016-12-31$258,229,751
Investment advisory and management fees2016-12-31$7,965,153
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$302,462,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$243,016,312
Interest earned on other investments2016-12-31$308,728
Income. Interest from US Government securities2016-12-31$5,067,911
Income. Interest from corporate debt instruments2016-12-31$16,580,036
Value of interest in common/collective trusts at end of year2016-12-31$1,047,267,995
Value of interest in common/collective trusts at beginning of year2016-12-31$1,162,368,684
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$23,810
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$8,948,637
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$8,696,834
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$1,709,246
Asset value of US Government securities at end of year2016-12-31$269,619,793
Asset value of US Government securities at beginning of year2016-12-31$275,615,386
Net investment gain or loss from common/collective trusts2016-12-31$74,701,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$100,000,000
Employer contributions (assets) at end of year2016-12-31$100,000,000
Employer contributions (assets) at beginning of year2016-12-31$7,600,000
Income. Dividends from common stock2016-12-31$15,095,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$292,290,411
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$558,430,529
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$575,148,923
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$451,145,912
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$489,605,484
Contract administrator fees2016-12-31$2,854,973
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$636,474,600
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$653,111,574
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,043,999,221
Aggregate carrying amount (costs) on sale of assets2016-12-31$993,726,982
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-12-31134008324
2015 : GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-169,000,590
Total unrealized appreciation/depreciation of assets2015-12-31$-169,000,590
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$13,695,434
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$7,662,069
Total income from all sources (including contributions)2015-12-31$-20,190,598
Total loss/gain on sale of assets2015-12-31$41,153,633
Total of all expenses incurred2015-12-31$402,862,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$386,808,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$7,600,000
Value of total assets at end of year2015-12-31$3,710,487,436
Value of total assets at beginning of year2015-12-31$4,127,507,541
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$16,054,297
Total interest from all sources2015-12-31$64,346,264
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$13,635,004
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$5,920
Administrative expenses professional fees incurred2015-12-31$1,036,713
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$505,685
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$13,190,124
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$11,144,280
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$28,057,999
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$192,500,016
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$8,034,534
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$2,443,180
Other income not declared elsewhere2015-12-31$-2,677,112
Administrative expenses (other) incurred2015-12-31$3,088,979
Liabilities. Value of operating payables at end of year2015-12-31$5,660,900
Liabilities. Value of operating payables at beginning of year2015-12-31$5,218,889
Total non interest bearing cash at end of year2015-12-31$3,446,365
Total non interest bearing cash at beginning of year2015-12-31$4,592,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-423,053,470
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,696,792,002
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,119,845,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$258,229,751
Assets. partnership/joint venture interests at beginning of year2015-12-31$233,916,280
Investment advisory and management fees2015-12-31$9,109,829
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$243,016,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Interest earned on other investments2015-12-31$297,697
Income. Interest from US Government securities2015-12-31$4,720,547
Income. Interest from corporate debt instruments2015-12-31$59,075,001
Value of interest in common/collective trusts at end of year2015-12-31$1,162,368,684
Value of interest in common/collective trusts at beginning of year2015-12-31$1,322,686,258
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$253,019
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$8,696,834
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$8,455,523
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$1,616,703
Asset value of US Government securities at end of year2015-12-31$275,615,386
Asset value of US Government securities at beginning of year2015-12-31$233,133,774
Net investment gain or loss from common/collective trusts2015-12-31$24,752,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$7,600,000
Income. Dividends from common stock2015-12-31$13,629,084
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$385,191,872
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$575,148,923
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$761,723,790
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$489,605,484
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$676,250,256
Contract administrator fees2015-12-31$2,818,776
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$653,111,574
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$682,599,081
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$1,257,600,924
Aggregate carrying amount (costs) on sale of assets2015-12-31$1,216,447,291
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-12-31134008324
2014 : GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-82,078,874
Total unrealized appreciation/depreciation of assets2014-12-31$-82,078,874
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$7,662,069
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$11,312,433
Total income from all sources (including contributions)2014-12-31$342,021,871
Total loss/gain on sale of assets2014-12-31$72,196,432
Total of all expenses incurred2014-12-31$395,560,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$379,007,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$170,250,000
Value of total assets at end of year2014-12-31$4,127,507,541
Value of total assets at beginning of year2014-12-31$4,184,696,407
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$16,553,132
Total interest from all sources2014-12-31$76,279,041
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$21,568,217
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$1,248,939
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$505,685
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$3,844,976
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$11,144,280
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$118,263,866
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$192,500,016
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$25,016,105
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$2,443,180
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$374,876
Other income not declared elsewhere2014-12-31$17,820
Administrative expenses (other) incurred2014-12-31$2,740,973
Liabilities. Value of operating payables at end of year2014-12-31$5,218,889
Liabilities. Value of operating payables at beginning of year2014-12-31$10,937,557
Total non interest bearing cash at end of year2014-12-31$4,592,598
Total non interest bearing cash at beginning of year2014-12-31$2,810,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-53,538,502
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,119,845,472
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,173,383,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$233,916,280
Assets. partnership/joint venture interests at beginning of year2014-12-31$213,655,635
Investment advisory and management fees2014-12-31$9,687,065
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$289,950,308
Interest earned on other investments2014-12-31$3,201,177
Income. Interest from US Government securities2014-12-31$8,428,105
Income. Interest from corporate debt instruments2014-12-31$64,622,106
Value of interest in common/collective trusts at end of year2014-12-31$1,322,686,258
Value of interest in common/collective trusts at beginning of year2014-12-31$1,362,232,804
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$27,653
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$8,455,523
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$8,220,140
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$1,647,244
Asset value of US Government securities at end of year2014-12-31$233,133,774
Asset value of US Government securities at beginning of year2014-12-31$504,688,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$12,654,527
Net investment gain or loss from common/collective trusts2014-12-31$71,134,708
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$170,250,000
Income. Dividends from preferred stock2014-12-31$420,801
Income. Dividends from common stock2014-12-31$21,147,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$377,359,997
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$761,723,790
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$501,417,962
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$676,250,256
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$393,693,186
Contract administrator fees2014-12-31$2,876,155
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$682,599,081
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$760,902,293
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$4,188,970,191
Aggregate carrying amount (costs) on sale of assets2014-12-31$4,116,773,759
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-12-31134008324
2013 : GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-107,338,849
Total unrealized appreciation/depreciation of assets2013-12-31$-107,338,849
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$11,312,433
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$12,237,157
Total income from all sources (including contributions)2013-12-31$332,222,863
Total loss/gain on sale of assets2013-12-31$79,208,900
Total of all expenses incurred2013-12-31$271,558,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$255,656,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$4,184,696,407
Value of total assets at beginning of year2013-12-31$4,124,956,564
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$15,901,397
Total interest from all sources2013-12-31$69,714,556
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$36,035,924
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$21,283,595
Administrative expenses professional fees incurred2013-12-31$933,475
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$3,844,976
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$5,857,992
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$45,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$118,263,866
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$103,633,666
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$25,016,105
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$20,986,643
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$374,876
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$431,671
Administrative expenses (other) incurred2013-12-31$2,323,826
Liabilities. Value of operating payables at end of year2013-12-31$10,937,557
Liabilities. Value of operating payables at beginning of year2013-12-31$11,805,486
Total non interest bearing cash at end of year2013-12-31$2,810,634
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$60,664,567
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,173,383,974
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,112,719,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$213,655,635
Assets. partnership/joint venture interests at beginning of year2013-12-31$191,813,156
Investment advisory and management fees2013-12-31$9,804,970
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$289,950,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$301,624,946
Interest earned on other investments2013-12-31$5,637,448
Income. Interest from US Government securities2013-12-31$16,171,341
Income. Interest from corporate debt instruments2013-12-31$47,898,048
Value of interest in common/collective trusts at end of year2013-12-31$1,362,232,804
Value of interest in common/collective trusts at beginning of year2013-12-31$1,158,721,453
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$7,933,996
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$7,933,996
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$7,719
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$8,220,140
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$7,950,981
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$1,513,602
Asset value of US Government securities at end of year2013-12-31$504,688,498
Asset value of US Government securities at beginning of year2013-12-31$686,408,191
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$-27,492,477
Net investment gain or loss from common/collective trusts2013-12-31$282,094,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Income. Dividends from preferred stock2013-12-31$215,792
Income. Dividends from common stock2013-12-31$14,536,537
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$254,143,297
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$501,417,962
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$557,316,653
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$393,693,186
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$415,683,130
Contract administrator fees2013-12-31$2,839,126
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$760,902,293
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$667,025,757
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,172,649,927
Aggregate carrying amount (costs) on sale of assets2013-12-31$1,093,441,027
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$126,721,198
Total unrealized appreciation/depreciation of assets2012-12-31$126,721,198
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$12,237,157
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$19,934,331
Total income from all sources (including contributions)2012-12-31$545,188,893
Total loss/gain on sale of assets2012-12-31$85,852,846
Total of all expenses incurred2012-12-31$243,153,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$228,756,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$51,000,000
Value of total assets at end of year2012-12-31$4,124,956,564
Value of total assets at beginning of year2012-12-31$3,830,618,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$14,396,403
Total interest from all sources2012-12-31$84,179,568
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$32,614,154
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$16,540,977
Assets. Real estate other than employer real property at end of year2012-12-31$0
Assets. Real estate other than employer real property at beginning of year2012-12-31$136,849,557
Administrative expenses professional fees incurred2012-12-31$963,730
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$5,857,992
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$6,442,710
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$45,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$103,633,666
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$108,781,583
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$20,986,643
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$27,341,434
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$431,671
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$487,958
Administrative expenses (other) incurred2012-12-31$1,733,359
Liabilities. Value of operating payables at end of year2012-12-31$11,805,486
Liabilities. Value of operating payables at beginning of year2012-12-31$19,934,331
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$302,035,609
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,112,719,407
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,810,683,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$191,813,156
Assets. partnership/joint venture interests at beginning of year2012-12-31$119,248,288
Investment advisory and management fees2012-12-31$9,310,251
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$301,624,946
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$267,942,174
Interest earned on other investments2012-12-31$18,657,252
Income. Interest from US Government securities2012-12-31$14,134,328
Income. Interest from corporate debt instruments2012-12-31$51,385,471
Value of interest in common/collective trusts at end of year2012-12-31$1,158,721,453
Value of interest in common/collective trusts at beginning of year2012-12-31$1,109,548,572
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$7,933,996
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,230,754
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,230,754
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$2,517
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$7,950,981
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$7,690,945
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$1,844,154
Asset value of US Government securities at end of year2012-12-31$686,408,191
Asset value of US Government securities at beginning of year2012-12-31$484,878,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$26,909,941
Net investment gain or loss from common/collective trusts2012-12-31$137,423,228
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$51,000,000
Income. Dividends from preferred stock2012-12-31$230,705
Income. Dividends from common stock2012-12-31$15,842,472
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$226,912,727
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$557,316,653
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$631,839,377
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$415,683,130
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$369,827,476
Contract administrator fees2012-12-31$2,389,063
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$667,025,757
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$558,996,654
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$1,224,688,063
Aggregate carrying amount (costs) on sale of assets2012-12-31$1,138,835,217
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2012-12-31134008324
2011 : GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-1,313,370
Total unrealized appreciation/depreciation of assets2011-12-31$-1,313,370
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$19,934,331
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$15,026,262
Total income from all sources (including contributions)2011-12-31$521,481,159
Total loss/gain on sale of assets2011-12-31$162,712,341
Total of all expenses incurred2011-12-31$314,626,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$301,332,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$205,800,000
Value of total assets at end of year2011-12-31$3,830,618,129
Value of total assets at beginning of year2011-12-31$3,618,855,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$13,293,978
Total interest from all sources2011-12-31$80,174,380
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$28,444,455
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$14,073,547
Assets. Real estate other than employer real property at end of year2011-12-31$136,849,557
Assets. Real estate other than employer real property at beginning of year2011-12-31$122,208,510
Administrative expenses professional fees incurred2011-12-31$880,200
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$6,442,710
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$12,372,621
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$45,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$108,781,583
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$53,352,343
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$27,341,434
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$22,385,013
Other income not declared elsewhere2011-12-31$400,802
Administrative expenses (other) incurred2011-12-31$2,420,753
Liabilities. Value of operating payables at end of year2011-12-31$19,934,331
Liabilities. Value of operating payables at beginning of year2011-12-31$15,026,262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$206,854,547
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,810,683,798
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,603,829,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$119,248,288
Assets. partnership/joint venture interests at beginning of year2011-12-31$111,221,967
Investment advisory and management fees2011-12-31$8,309,174
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$267,942,174
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$227,965,891
Interest earned on other investments2011-12-31$16,118,539
Income. Interest from US Government securities2011-12-31$12,707,651
Income. Interest from corporate debt instruments2011-12-31$51,410,800
Value of interest in common/collective trusts at end of year2011-12-31$1,109,548,572
Value of interest in common/collective trusts at beginning of year2011-12-31$852,457,879
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,230,754
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$126,796,432
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$126,796,432
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$-62,610
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$7,690,945
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$7,547,876
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$1,579,189
Asset value of US Government securities at end of year2011-12-31$484,878,605
Asset value of US Government securities at beginning of year2011-12-31$423,326,551
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$11,982,768
Net investment gain or loss from common/collective trusts2011-12-31$33,279,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$205,800,000
Income. Dividends from preferred stock2011-12-31$394,974
Income. Dividends from common stock2011-12-31$13,975,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$299,753,445
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$631,839,377
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$553,553,108
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$369,827,476
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$295,076,885
Contract administrator fees2011-12-31$1,683,851
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$558,996,654
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$810,590,437
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$1,570,306,355
Aggregate carrying amount (costs) on sale of assets2011-12-31$1,407,594,014
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-12-31134008324
2010 : GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$-29,916,687
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$133,993,905
Total unrealized appreciation/depreciation of assets2010-12-31$104,077,218
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$15,026,262
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$30,804,363
Total income from all sources (including contributions)2010-12-31$629,511,706
Total loss/gain on sale of assets2010-12-31$78,766,096
Total of all expenses incurred2010-12-31$363,176,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$347,357,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$241,300,000
Value of total assets at end of year2010-12-31$3,618,855,513
Value of total assets at beginning of year2010-12-31$3,368,298,340
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$15,819,048
Total interest from all sources2010-12-31$67,098,132
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$30,527,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$12,511,729
Assets. Real estate other than employer real property at end of year2010-12-31$122,208,510
Assets. Real estate other than employer real property at beginning of year2010-12-31$142,380,095
Administrative expenses professional fees incurred2010-12-31$786,855
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$12,372,621
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$12,328,400
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$45,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$53,352,343
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$78,471,276
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$22,385,013
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$42,615,811
Other income not declared elsewhere2010-12-31$680,747
Administrative expenses (other) incurred2010-12-31$3,061,348
Liabilities. Value of operating payables at end of year2010-12-31$15,026,262
Liabilities. Value of operating payables at beginning of year2010-12-31$30,804,363
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$22,779
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$266,335,274
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,603,829,251
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,337,493,977
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$111,221,967
Assets. partnership/joint venture interests at beginning of year2010-12-31$99,839,663
Investment advisory and management fees2010-12-31$10,064,213
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$227,965,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$58,155,328
Interest earned on other investments2010-12-31$10,580,840
Income. Interest from US Government securities2010-12-31$13,238,573
Income. Interest from corporate debt instruments2010-12-31$43,258,989
Value of interest in common/collective trusts at end of year2010-12-31$852,457,879
Value of interest in common/collective trusts at beginning of year2010-12-31$1,113,391,494
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$126,796,432
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,206,255
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,206,255
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$19,730
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$7,547,876
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$7,510,639
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$1,374,339
Asset value of US Government securities at end of year2010-12-31$423,326,551
Asset value of US Government securities at beginning of year2010-12-31$427,666,304
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$14,403,200
Net investment gain or loss from common/collective trusts2010-12-31$92,658,674
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$241,300,000
Income. Dividends from preferred stock2010-12-31$265,280
Income. Dividends from common stock2010-12-31$17,750,630
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$345,983,045
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$553,553,108
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$442,077,155
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$295,076,885
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$245,325,445
Contract administrator fees2010-12-31$1,906,632
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$810,590,437
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$696,307,696
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$2,996,149,358
Aggregate carrying amount (costs) on sale of assets2010-12-31$2,917,383,262
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2010-12-31134008324
2009 : GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for GLAXOSMITHKLINE CASH BALANCE PENSION PLAN

2022: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: GLAXOSMITHKLINE CASH BALANCE PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 299 ASSN 1
Policy instance 2
Insurance contract or identification numberGAC 299 ASSN 1
Number of Individuals Covered104
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0154373
Policy instance 1
Insurance contract or identification number0154373
Number of Individuals Covered1032
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $34,569
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,975,890
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees34569
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 299 ASSN 1
Policy instance 2
Insurance contract or identification numberGAC 299 ASSN 1
Number of Individuals Covered57
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0154373
Policy instance 1
Insurance contract or identification number0154373
Number of Individuals Covered1069
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $42,423
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,026,096
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees42423
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 299 ASSN 1
Policy instance 2
Insurance contract or identification numberGAC 299 ASSN 1
Number of Individuals Covered128
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0154373
Policy instance 1
Insurance contract or identification number0154373
Number of Individuals Covered1081
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $30,226
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,079,763
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees30226
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION & MARKETING FEES
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0154373
Policy instance 1
Insurance contract or identification number0154373
Number of Individuals Covered1111
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $23,013
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,645,408
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees23013
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION & MARKETING FEES
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 299 ASSN 1
Policy instance 2
Insurance contract or identification numberGAC 299 ASSN 1
Number of Individuals Covered133
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0154373
Policy instance 1
Insurance contract or identification number0154373
Number of Individuals Covered1138
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $22,082
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,600,274
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees22082
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 299 ASSN 1
Policy instance 2
Insurance contract or identification numberGAC 299 ASSN 1
Number of Individuals Covered144
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 299 ASSN 1
Policy instance 2
Insurance contract or identification numberGAC 299 ASSN 1
Number of Individuals Covered154
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0154373
Policy instance 1
Insurance contract or identification number0154373
Number of Individuals Covered1250
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $35,850
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,762,880
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees35850
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION, ADMIN FEES AND NON-MONETARY COMPENSATION
Insurance broker organization code?3
Insurance broker nameMERCER HEALTH & BENEFITS LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 299 ASSN 1
Policy instance 2
Insurance contract or identification numberGAC 299 ASSN 1
Number of Individuals Covered174
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number675658G
Policy instance 1
Insurance contract or identification number675658G
Number of Individuals Covered1176
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $22,645
Total amount of fees paid to insurance companyUSD $27,397
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,616,703
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,645
Amount paid for insurance broker fees14458
Additional information about fees paid to insurance brokerSUPPLEMENTAL AND NON-MONETARY COMPENSATION
Insurance broker organization code?3
Insurance broker nameMERCER HEALTH & BENEFITS LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 299 ASSN 1
Policy instance 2
Insurance contract or identification numberGAC 299 ASSN 1
Number of Individuals Covered186
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number675658G
Policy instance 1
Insurance contract or identification number675658G
Number of Individuals Covered1188
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $16,472
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,647,244
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,472
Insurance broker organization code?3
Insurance broker nameSPECIAL RISK INSURANCE SERVICES
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number675658G
Policy instance 1
Insurance contract or identification number675658G
Number of Individuals Covered1205
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $13,869
Total amount of fees paid to insurance companyUSD $7,610
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,513,602
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,869
Amount paid for insurance broker fees7610
Additional information about fees paid to insurance brokerBONUS
Insurance broker organization code?3
Insurance broker nameSPECIAL RISK INSURANCE SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 299 ASSN 1
Policy instance 2
Insurance contract or identification numberGAC 299 ASSN 1
Number of Individuals Covered190
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 299 ASSN 1
Policy instance 2
Insurance contract or identification numberGAC 299 ASSN 1
Number of Individuals Covered591
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number675658G
Policy instance 1
Insurance contract or identification number675658G
Number of Individuals Covered1219
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $15,241
Total amount of fees paid to insurance companyUSD $36,140
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,524,737
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,241
Amount paid for insurance broker fees36140
Additional information about fees paid to insurance brokerBONUS
Insurance broker organization code?3
Insurance broker nameSPECIAL RISK INSURANCE SERVICES
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number675658G
Policy instance 1
Insurance contract or identification number675658G
Number of Individuals Covered1228
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $15,364
Total amount of fees paid to insurance companyUSD $40,347
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,409,059
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 299 ASSN 1
Policy instance 2
Insurance contract or identification numberGAC 299 ASSN 1
Number of Individuals Covered197
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number675658G
Policy instance 1
Insurance contract or identification number675658G
Number of Individuals Covered1238
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $14,942
Total amount of fees paid to insurance companyUSD $33,815
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,663,498
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,942
Amount paid for insurance broker fees33815
Additional information about fees paid to insurance brokerINSURANCE FEES
Insurance broker organization code?3
Insurance broker nameSPECIAL RISK INSURANCE SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 299 ASSN 1
Policy instance 2
Insurance contract or identification numberGAC 299 ASSN 1
Number of Individuals Covered592
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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