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GREENE, TWEED & CO., INC. PENSION PLAN 401k Plan overview

Plan NameGREENE, TWEED & CO., INC. PENSION PLAN
Plan identification number 002

GREENE, TWEED & CO., INC. PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

GREENE, TWEED & CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:GREENE, TWEED & CO., INC.
Employer identification number (EIN):231287953
NAIC Classification:339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GREENE, TWEED & CO., INC. PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022012-06-01SUSAN MORGAN
0022011-06-01SUSAN M. MORGAN SUSAN M. MORGAN2013-01-15
0022010-06-01SUSAN M. MORGAN SUSAN M. MORGAN2011-12-22
0022009-06-01SUSAN M. MORGAN SUSAN M. MORGAN2010-12-20

Plan Statistics for GREENE, TWEED & CO., INC. PENSION PLAN

401k plan membership statisitcs for GREENE, TWEED & CO., INC. PENSION PLAN

Measure Date Value
2012: GREENE, TWEED & CO., INC. PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-06-011,103
Total number of active participants reported on line 7a of the Form 55002012-06-01693
Number of retired or separated participants receiving benefits2012-06-01129
Number of other retired or separated participants entitled to future benefits2012-06-01379
Total of all active and inactive participants2012-06-011,201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-06-0117
Total participants2012-06-011,218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-06-0141
2011: GREENE, TWEED & CO., INC. PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-06-011,026
Total number of active participants reported on line 7a of the Form 55002011-06-01606
Number of retired or separated participants receiving benefits2011-06-01116
Number of other retired or separated participants entitled to future benefits2011-06-01363
Total of all active and inactive participants2011-06-011,085
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-06-0118
Total participants2011-06-011,103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-06-0156
2010: GREENE, TWEED & CO., INC. PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-06-011,026
Total number of active participants reported on line 7a of the Form 55002010-06-01545
Number of retired or separated participants receiving benefits2010-06-01107
Number of other retired or separated participants entitled to future benefits2010-06-01356
Total of all active and inactive participants2010-06-011,008
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-06-0118
Total participants2010-06-011,026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-06-0129
2009: GREENE, TWEED & CO., INC. PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-06-01981
Total number of active participants reported on line 7a of the Form 55002009-06-01559
Number of retired or separated participants receiving benefits2009-06-01106
Number of other retired or separated participants entitled to future benefits2009-06-01351
Total of all active and inactive participants2009-06-011,016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-06-0110
Total participants2009-06-011,026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-06-0161

Financial Data on GREENE, TWEED & CO., INC. PENSION PLAN

Measure Date Value
2013 : GREENE, TWEED & CO., INC. PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-05-31$0
Total income from all sources (including contributions)2013-05-31$10,721,855
Total loss/gain on sale of assets2013-05-31$0
Total of all expenses incurred2013-05-31$970,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-05-31$970,915
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-05-31$4,270,089
Value of total assets at end of year2013-05-31$45,327,832
Value of total assets at beginning of year2013-05-31$35,576,892
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-05-31$0
Total interest from all sources2013-05-31$498,390
Total dividends received (eg from common stock, registered investment company shares)2013-05-31$493,973
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-05-31$493,973
Was this plan covered by a fidelity bond2013-05-31Yes
Value of fidelity bond cover2013-05-31$2,000,000
If this is an individual account plan, was there a blackout period2013-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-05-31$0
Were there any nonexempt tranactions with any party-in-interest2013-05-31No
Income. Received or receivable in cash from other sources (including rollovers)2013-05-31$1,089
Total non interest bearing cash at end of year2013-05-31$84,321
Total non interest bearing cash at beginning of year2013-05-31$78,934
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-05-31No
Value of net income/loss2013-05-31$9,750,940
Value of net assets at end of year (total assets less liabilities)2013-05-31$45,327,832
Value of net assets at beginning of year (total assets less liabilities)2013-05-31$35,576,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-05-31No
Were any leases to which the plan was party in default or uncollectible2013-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-05-31$41,562,349
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-05-31$31,849,769
Income. Interest from corporate debt instruments2013-05-31$498,355
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-05-31$363,799
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-05-31$330,827
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-05-31$330,827
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-05-31$35
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-05-31$5,459,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-05-31Yes
Was there a failure to transmit to the plan any participant contributions2013-05-31No
Has the plan failed to provide any benefit when due under the plan2013-05-31No
Contributions received in cash from employer2013-05-31$4,269,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-05-31$970,915
Asset. Corporate debt instrument debt (other) at end of year2013-05-31$3,317,363
Asset. Corporate debt instrument debt (other) at beginning of year2013-05-31$3,317,362
Did the plan have assets held for investment2013-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-05-31Yes
Opinion of an independent qualified public accountant for this plan2013-05-31Disclaimer
Accountancy firm name2013-05-31CLIFTONLARSON ALLEN LLP
Accountancy firm EIN2013-05-31410746749
2012 : GREENE, TWEED & CO., INC. PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-05-31$0
Total unrealized appreciation/depreciation of assets2012-05-31$0
Total transfer of assets to this plan2012-05-31$0
Total transfer of assets from this plan2012-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-05-31$0
Total income from all sources (including contributions)2012-05-31$2,184,037
Total loss/gain on sale of assets2012-05-31$0
Total of all expenses incurred2012-05-31$965,005
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-05-31$965,005
Expenses. Certain deemed distributions of participant loans2012-05-31$0
Value of total corrective distributions2012-05-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-05-31$3,861,000
Value of total assets at end of year2012-05-31$35,576,892
Value of total assets at beginning of year2012-05-31$34,357,860
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-05-31$0
Total interest from all sources2012-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-05-31$0
Administrative expenses professional fees incurred2012-05-31$0
Was this plan covered by a fidelity bond2012-05-31Yes
Value of fidelity bond cover2012-05-31$2,000,000
If this is an individual account plan, was there a blackout period2012-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-05-31$0
Were there any nonexempt tranactions with any party-in-interest2012-05-31No
Contributions received from participants2012-05-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-05-31$0
Other income not declared elsewhere2012-05-31$0
Total non interest bearing cash at end of year2012-05-31$78,934
Total non interest bearing cash at beginning of year2012-05-31$76,809
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Value of net income/loss2012-05-31$1,219,032
Value of net assets at end of year (total assets less liabilities)2012-05-31$35,576,892
Value of net assets at beginning of year (total assets less liabilities)2012-05-31$34,357,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-05-31No
Were any leases to which the plan was party in default or uncollectible2012-05-31No
Investment advisory and management fees2012-05-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-05-31$31,849,769
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-05-31$30,900,864
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-05-31$330,827
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-05-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-05-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-05-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-05-31$-1,676,963
Net investment gain/loss from pooled separate accounts2012-05-31$0
Net investment gain or loss from common/collective trusts2012-05-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-05-31Yes
Was there a failure to transmit to the plan any participant contributions2012-05-31No
Has the plan failed to provide any benefit when due under the plan2012-05-31No
Contributions received in cash from employer2012-05-31$3,861,000
Income. Dividends from common stock2012-05-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-05-31$965,005
Asset. Corporate debt instrument debt (other) at end of year2012-05-31$3,317,362
Asset. Corporate debt instrument debt (other) at beginning of year2012-05-31$3,380,187
Contract administrator fees2012-05-31$0
Did the plan have assets held for investment2012-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-05-31No
Aggregate proceeds on sale of assets2012-05-31$0
Aggregate carrying amount (costs) on sale of assets2012-05-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-05-31Yes
Opinion of an independent qualified public accountant for this plan2012-05-31Disclaimer
Accountancy firm name2012-05-31LARSON ALLEN LLP
Accountancy firm EIN2012-05-31410746749
2011 : GREENE, TWEED & CO., INC. PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-05-31$5,335,319
Total unrealized appreciation/depreciation of assets2011-05-31$5,335,319
Total transfer of assets to this plan2011-05-31$0
Total transfer of assets from this plan2011-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-05-31$0
Total income from all sources (including contributions)2011-05-31$8,180,480
Total loss/gain on sale of assets2011-05-31$0
Total of all expenses incurred2011-05-31$937,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-05-31$937,266
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-05-31$2,451,571
Value of total assets at end of year2011-05-31$34,357,860
Value of total assets at beginning of year2011-05-31$27,114,646
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-05-31$0
Total interest from all sources2011-05-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-05-31$1,043,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-05-31$1,043,035
Was this plan covered by a fidelity bond2011-05-31Yes
Value of fidelity bond cover2011-05-31$2,000,000
If this is an individual account plan, was there a blackout period2011-05-31No
Were there any nonexempt tranactions with any party-in-interest2011-05-31No
Contributions received from participants2011-05-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-05-31$1,571
Total non interest bearing cash at end of year2011-05-31$76,809
Total non interest bearing cash at beginning of year2011-05-31$76,218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-05-31No
Value of net income/loss2011-05-31$7,243,214
Value of net assets at end of year (total assets less liabilities)2011-05-31$34,357,860
Value of net assets at beginning of year (total assets less liabilities)2011-05-31$27,114,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-05-31No
Were any leases to which the plan was party in default or uncollectible2011-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-05-31$30,900,864
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-05-31$26,834,246
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-05-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-05-31$204,182
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-05-31$204,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-05-31$-649,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-05-31Yes
Was there a failure to transmit to the plan any participant contributions2011-05-31No
Has the plan failed to provide any benefit when due under the plan2011-05-31No
Contributions received in cash from employer2011-05-31$2,450,000
Employer contributions (assets) at beginning of year2011-05-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-05-31$937,266
Asset. Corporate debt instrument debt (other) at end of year2011-05-31$3,380,187
Did the plan have assets held for investment2011-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-05-31No
Aggregate carrying amount (costs) on sale of assets2011-05-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-05-31Yes
Opinion of an independent qualified public accountant for this plan2011-05-31Disclaimer
Accountancy firm name2011-05-31LARSONALLEN, LLP
Accountancy firm EIN2011-05-31410746749
2010 : GREENE, TWEED & CO., INC. PENSION PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-05-31$0

Form 5500 Responses for GREENE, TWEED & CO., INC. PENSION PLAN

2012: GREENE, TWEED & CO., INC. PENSION PLAN 2012 form 5500 responses
2012-06-01Type of plan entitySingle employer plan
2012-06-01Submission has been amendedNo
2012-06-01This submission is the final filingNo
2012-06-01This return/report is a short plan year return/report (less than 12 months)No
2012-06-01Plan is a collectively bargained planNo
2012-06-01Plan funding arrangement – TrustYes
2012-06-01Plan benefit arrangement - TrustYes
2011: GREENE, TWEED & CO., INC. PENSION PLAN 2011 form 5500 responses
2011-06-01Type of plan entitySingle employer plan
2011-06-01Submission has been amendedNo
2011-06-01This submission is the final filingNo
2011-06-01This return/report is a short plan year return/report (less than 12 months)No
2011-06-01Plan is a collectively bargained planNo
2011-06-01Plan funding arrangement – TrustYes
2011-06-01Plan benefit arrangement - TrustYes
2010: GREENE, TWEED & CO., INC. PENSION PLAN 2010 form 5500 responses
2010-06-01Type of plan entitySingle employer plan
2010-06-01Submission has been amendedNo
2010-06-01This submission is the final filingNo
2010-06-01This return/report is a short plan year return/report (less than 12 months)No
2010-06-01Plan is a collectively bargained planNo
2010-06-01Plan funding arrangement – TrustYes
2010-06-01Plan benefit arrangement - TrustYes
2009: GREENE, TWEED & CO., INC. PENSION PLAN 2009 form 5500 responses
2009-06-01Type of plan entitySingle employer plan
2009-06-01Submission has been amendedNo
2009-06-01This submission is the final filingNo
2009-06-01This return/report is a short plan year return/report (less than 12 months)No
2009-06-01Plan is a collectively bargained planNo
2009-06-01Plan funding arrangement – TrustYes
2009-06-01Plan benefit arrangement - TrustYes

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