GREENE, TWEED & CO., INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan GREENE, TWEED & CO., INC. SAVINGS AND INVESTMENT PLAN
401k plan membership statisitcs for GREENE, TWEED & CO., INC. SAVINGS AND INVESTMENT PLAN
Measure | Date | Value |
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2012 : GREENE, TWEED & CO., INC. SAVINGS AND INVESTMENT PLAN 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $12,279,414 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $2,204,845 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,181,234 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $6,846,808 |
Value of total assets at end of year | 2012-12-31 | $55,744,381 |
Value of total assets at beginning of year | 2012-12-31 | $45,669,812 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $23,611 |
Total interest from all sources | 2012-12-31 | $58,646 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $609,213 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $609,213 |
Administrative expenses professional fees incurred | 2012-12-31 | $8,000 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $4,360,774 |
Participant contributions at end of year | 2012-12-31 | $1,505,277 |
Participant contributions at beginning of year | 2012-12-31 | $1,051,576 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $587,133 |
Other income not declared elsewhere | 2012-12-31 | $20,797 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $10,074,569 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $55,744,381 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $45,669,812 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $11 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $42,771,448 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $35,626,098 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $8,806,214 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $6,797,693 |
Interest on participant loans | 2012-12-31 | $58,646 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $2,661,442 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $2,194,445 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $4,205,540 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $159,155 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $379,255 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,898,901 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,181,234 |
Contract administrator fees | 2012-12-31 | $15,600 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | CLIFTONLARSONALLEN, LLP |
Accountancy firm EIN | 2012-12-31 | 410746749 |
2011 : GREENE, TWEED & CO., INC. SAVINGS AND INVESTMENT PLAN 2011 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets to this plan | 2011-12-31 | $148 |
Total transfer of assets from this plan | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $5,428,011 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $2,855,716 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,842,296 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $0 |
Value of total corrective distributions | 2011-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $5,920,194 |
Value of total assets at end of year | 2011-12-31 | $45,669,812 |
Value of total assets at beginning of year | 2011-12-31 | $43,097,369 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $13,420 |
Total interest from all sources | 2011-12-31 | $50,582 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $397,529 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $397,529 |
Administrative expenses professional fees incurred | 2011-12-31 | $0 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $3,704,990 |
Participant contributions at end of year | 2011-12-31 | $1,051,576 |
Participant contributions at beginning of year | 2011-12-31 | $905,006 |
Participant contributions at end of year | 2011-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $639,946 |
Other income not declared elsewhere | 2011-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $2,572,295 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $45,669,812 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $43,097,369 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $714 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $35,626,098 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $34,534,000 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $6,797,693 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $5,640,943 |
Interest on participant loans | 2011-12-31 | $50,582 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $2,194,445 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $2,017,420 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,156,839 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $160,664 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $55,881 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $0 |
Contributions received in cash from employer | 2011-12-31 | $1,575,258 |
Employer contributions (assets) at end of year | 2011-12-31 | $0 |
Income. Dividends from common stock | 2011-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,842,296 |
Contract administrator fees | 2011-12-31 | $12,706 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | LARSONALLEN LLP |
Accountancy firm EIN | 2011-12-31 | 410746749 |
2010 : GREENE, TWEED & CO., INC. SAVINGS AND INVESTMENT PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $9,290,093 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $3,206,601 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $3,184,957 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $4,585,747 |
Value of total assets at end of year | 2010-12-31 | $43,097,369 |
Value of total assets at beginning of year | 2010-12-31 | $37,013,877 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $21,644 |
Total interest from all sources | 2010-12-31 | $46,527 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $594,978 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $594,978 |
Administrative expenses professional fees incurred | 2010-12-31 | $2,000 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $3,142,337 |
Participant contributions at end of year | 2010-12-31 | $905,006 |
Participant contributions at beginning of year | 2010-12-31 | $728,834 |
Participant contributions at beginning of year | 2010-12-31 | $3,604 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $138,615 |
Other income not declared elsewhere | 2010-12-31 | $5,362 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $6,083,492 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $43,097,369 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $37,013,877 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $13,839 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $34,534,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $29,289,404 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $5,640,943 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $5,398,000 |
Interest on participant loans | 2010-12-31 | $46,527 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $2,017,420 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $1,594,012 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $3,655,905 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $143,150 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $258,424 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,304,795 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $23 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $3,184,957 |
Contract administrator fees | 2010-12-31 | $5,805 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | LARSONALLEN LLP |
Accountancy firm EIN | 2010-12-31 | 410746749 |
2009 : GREENE, TWEED & CO., INC. SAVINGS AND INVESTMENT PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |