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THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 401k Plan overview

Plan NameTHE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN
Plan identification number 003

THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ACADEMY OF NATURAL SCIENCES OF PHILADELPHIA has sponsored the creation of one or more 401k plans.

Company Name:ACADEMY OF NATURAL SCIENCES OF PHILADELPHIA
Employer identification number (EIN):231352000
NAIC Classification:712100
NAIC Description: Museums, Historical Sites, and Similar Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032016-01-01CHRIS BRUTSCHE
0032015-01-01CHRIS BRUTSCHE
0032014-01-01CHRIS BRUTSCHE
0032013-01-01CHRIS BRUTSCHE
0032012-01-01CHRIS BRUTSCHE
0032011-01-01DAVID RUSENKO

Plan Statistics for THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN

401k plan membership statisitcs for THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN

Measure Date Value
2016: THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01299
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Total participants2016-01-010
2015: THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01276
Total number of active participants reported on line 7a of the Form 55002015-01-01205
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0194
Total of all active and inactive participants2015-01-01299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01299
Number of participants with account balances2015-01-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01261
Total number of active participants reported on line 7a of the Form 55002014-01-01217
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0159
Total of all active and inactive participants2014-01-01276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01276
Number of participants with account balances2014-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01249
Total number of active participants reported on line 7a of the Form 55002013-01-01223
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0138
Total of all active and inactive participants2013-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01261
Number of participants with account balances2013-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01263
Total number of active participants reported on line 7a of the Form 55002012-01-01212
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0137
Total of all active and inactive participants2012-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01249
Number of participants with account balances2012-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01220
Total number of active participants reported on line 7a of the Form 55002011-01-01256
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-017
Total of all active and inactive participants2011-01-01263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01263
Number of participants with account balances2011-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN

Measure Date Value
2016 : THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-03-31$0
Total transfer of assets from this plan2016-03-31$2,456,328
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total income from all sources (including contributions)2016-03-31$-54,281
Total loss/gain on sale of assets2016-03-31$0
Total of all expenses incurred2016-03-31$5,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$5,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$0
Value of total assets at end of year2016-03-31$0
Value of total assets at beginning of year2016-03-31$2,515,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$0
Total interest from all sources2016-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$2,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-03-31$0
Total dividends received from registered investment company shares (eg mutual funds)2016-03-31$2,099
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$2,000,000
If this is an individual account plan, was there a blackout period2016-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Contributions received from participants2016-03-31$0
Participant contributions at end of year2016-03-31$0
Participant contributions at beginning of year2016-03-31$9,921
Participant contributions at end of year2016-03-31$0
Participant contributions at beginning of year2016-03-31$24,769
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-03-31$20
Total non interest bearing cash at end of year2016-03-31$0
Total non interest bearing cash at beginning of year2016-03-31$19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$-59,363
Value of net assets at end of year (total assets less liabilities)2016-03-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$2,515,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-03-31$2,419,047
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-03-31$-56,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31No
Was there a failure to transmit to the plan any participant contributions2016-03-31Yes
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Contributions received in cash from employer2016-03-31$0
Employer contributions (assets) at end of year2016-03-31$0
Employer contributions (assets) at beginning of year2016-03-31$61,915
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$5,082
Did the plan have assets held for investment2016-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31No
Opinion of an independent qualified public accountant for this plan2016-03-31Unqualified
Accountancy firm name2016-03-31PRICEWATERHOUSE COOPERS LLP
Accountancy firm EIN2016-03-31134008324
2015 : THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$392,293
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$59,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$59,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$409,957
Value of total assets at end of year2015-12-31$2,515,691
Value of total assets at beginning of year2015-12-31$2,182,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$150
Total interest from all sources2015-12-31$1,172
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$45,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$45,796
Administrative expenses professional fees incurred2015-12-31$150
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$348,023
Participant contributions at end of year2015-12-31$9,921
Participant contributions at beginning of year2015-12-31$27,462
Participant contributions at end of year2015-12-31$24,769
Participant contributions at beginning of year2015-12-31$25,943
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$20
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$19
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$332,851
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,515,691
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,182,840
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,419,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,042,425
Interest on participant loans2015-12-31$1,172
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-64,632
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$61,934
Employer contributions (assets) at end of year2015-12-31$61,915
Employer contributions (assets) at beginning of year2015-12-31$87,010
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$59,292
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PRICEWATERHOUSE COOPERS LLP
Accountancy firm EIN2015-12-31134008324
2014 : THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$486,555
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$27,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$24,857
Value of total corrective distributions2014-12-31$2,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$365,766
Value of total assets at end of year2014-12-31$2,182,840
Value of total assets at beginning of year2014-12-31$1,724,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$750
Total interest from all sources2014-12-31$171
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$37,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$37,500
Administrative expenses professional fees incurred2014-12-31$750
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$280,902
Participant contributions at end of year2014-12-31$27,462
Participant contributions at beginning of year2014-12-31$5,566
Participant contributions at end of year2014-12-31$25,943
Participant contributions at beginning of year2014-12-31$25,092
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$215
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$458,686
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,182,840
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,724,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,042,425
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,605,690
Interest on participant loans2014-12-31$171
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$83,118
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$84,864
Employer contributions (assets) at end of year2014-12-31$87,010
Employer contributions (assets) at beginning of year2014-12-31$87,591
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$24,857
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PRICEWATERHOUSE COOPERS LLP
Accountancy firm EIN2014-12-31134008324
2013 : THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$576,442
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$185,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$185,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$347,985
Value of total assets at end of year2013-12-31$1,724,154
Value of total assets at beginning of year2013-12-31$1,333,702
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$303
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$28,862
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$28,862
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$256,233
Participant contributions at end of year2013-12-31$5,566
Participant contributions at beginning of year2013-12-31$8,001
Participant contributions at end of year2013-12-31$25,092
Participant contributions at beginning of year2013-12-31$18,902
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$215
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$390,452
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,724,154
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,333,702
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,605,690
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,220,096
Interest on participant loans2013-12-31$303
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$199,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$91,752
Employer contributions (assets) at end of year2013-12-31$87,591
Employer contributions (assets) at beginning of year2013-12-31$86,576
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$185,990
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PRICEWATERHOUSE COOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$526,765
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$24,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$23,327
Value of total corrective distributions2012-12-31$637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$410,389
Value of total assets at end of year2012-12-31$1,333,702
Value of total assets at beginning of year2012-12-31$831,200
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$299
Total interest from all sources2012-12-31$183
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$26,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$26,026
Administrative expenses professional fees incurred2012-12-31$299
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$291,724
Participant contributions at end of year2012-12-31$8,001
Participant contributions at beginning of year2012-12-31$0
Participant contributions at end of year2012-12-31$18,902
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$32,089
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$127
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$77,848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$502,502
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,333,702
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$831,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,220,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$752,861
Interest on participant loans2012-12-31$183
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$90,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$86,576
Employer contributions (assets) at end of year2012-12-31$86,576
Employer contributions (assets) at beginning of year2012-12-31$491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$23,327
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ZELENKOFSKE AXELROD LLC
Accountancy firm EIN2012-12-31233022325
2011 : THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$521,320
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$29,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$29,303
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$524,248
Value of total assets at end of year2011-12-31$831,200
Value of total assets at beginning of year2011-12-31$339,183
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$14,302
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$14,302
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$273,668
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$18,262
Total non interest bearing cash at end of year2011-12-31$77,848
Total non interest bearing cash at beginning of year2011-12-31$10,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$492,017
Value of net assets at end of year (total assets less liabilities)2011-12-31$831,200
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$339,183
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$752,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$328,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-17,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$232,318
Employer contributions (assets) at end of year2011-12-31$491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$29,303
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ZELENKOFSKE AXELROD LLC
Accountancy firm EIN2011-12-31233022325
2010 : THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$339,654
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$471
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$315,990
Value of total assets at end of year2010-12-31$339,183
Value of total assets at beginning of year2010-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$4,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$4,011
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$252,986
Total non interest bearing cash at end of year2010-12-31$10,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$339,183
Value of net assets at end of year (total assets less liabilities)2010-12-31$339,183
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$328,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$19,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$63,004
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$471
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ZELENKOFSKE AXELROD LLC
Accountancy firm EIN2010-12-31233022325

Form 5500 Responses for THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN

2016: THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE ACADEMY OF NATURAL SCIENCES DEFINED CONTRIBUTION 403(B) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

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