401k Plan data: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN plan

DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 401k Plan overview

Plan Name	DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN
Plan identification number	104

DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

DREXEL UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: DREXEL UNIVERSITY

Employer identification number (EIN): 231352630

NAIC Classification: 611000

Additional information about DREXEL UNIVERSITY

Jurisdiction of Incorporation: COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE

Incorporation Date:

Company Identification Number: 98941

More information about DREXEL UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
104 2014-01-01 CHRIS BRUTSCHE
104 2013-01-01 CHRIS BRUTSCHE
104 2012-01-01 CHRIS BRUTSCHE
104 2011-01-01 CHRIS BRUTSCHE CHRIS BRUTSCHE 2012-12-13
104 2009-01-01 CHRIS BRUTSCHE CHRIS BRUTSCHE 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
104	2014-01-01	CHRIS BRUTSCHE
104	2013-01-01	CHRIS BRUTSCHE
104	2012-01-01	CHRIS BRUTSCHE
104	2011-01-01	CHRIS BRUTSCHE	CHRIS BRUTSCHE	2012-12-13
104	2009-01-01	CHRIS BRUTSCHE	CHRIS BRUTSCHE	2010-10-15

Plan Statistics for DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN

401k plan membership statisitcs for DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN

Measure Date Value
2014: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3,251
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3,775
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3,074
Number of retired or separated participants receiving benefits 2013-01-01 5
Number of other retired or separated participants entitled to future benefits 2013-01-01 870
Total of all active and inactive participants 2013-01-01 3,949
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 3
Total participants 2013-01-01 3,952
Number of participants with account balances 2013-01-01 3,251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,984
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2,967
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 803
Total of all active and inactive participants 2012-01-01 3,772
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 3
Total participants 2012-01-01 3,775
Number of participants with account balances 2012-01-01 3,107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,901
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,805
Number of retired or separated participants receiving benefits 2011-01-01 3
Number of other retired or separated participants entitled to future benefits 2011-01-01 783
Total of all active and inactive participants 2011-01-01 3,591
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 5
Total participants 2011-01-01 3,596
Number of participants with account balances 2011-01-01 2,984
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 3,646
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 3,233
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 269
Total of all active and inactive participants 2009-01-01 3,504
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 9
Total participants 2009-01-01 3,513
Number of participants with account balances 2009-01-01 2,875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3,251
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3,775
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3,074
Number of retired or separated participants receiving benefits	2013-01-01	5
Number of other retired or separated participants entitled to future benefits	2013-01-01	870
Total of all active and inactive participants	2013-01-01	3,949
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	3
Total participants	2013-01-01	3,952
Number of participants with account balances	2013-01-01	3,251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,984
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,967
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	803
Total of all active and inactive participants	2012-01-01	3,772
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	3
Total participants	2012-01-01	3,775
Number of participants with account balances	2012-01-01	3,107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,901
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,805
Number of retired or separated participants receiving benefits	2011-01-01	3
Number of other retired or separated participants entitled to future benefits	2011-01-01	783
Total of all active and inactive participants	2011-01-01	3,591
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	5
Total participants	2011-01-01	3,596
Number of participants with account balances	2011-01-01	2,984
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	3,646
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	3,233
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	269
Total of all active and inactive participants	2009-01-01	3,504
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	9
Total participants	2009-01-01	3,513
Number of participants with account balances	2009-01-01	2,875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN

Measure	Date	Value
2014 : DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$1,330,226
Total unrealized appreciation/depreciation of assets	2014-12-31	$1,330,226
Total transfer of assets from this plan	2014-12-31	$206,502,664
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$27,714,768
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$8,208,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$8,189,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$15,512,294
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$186,996,347
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$18,839
Total interest from all sources	2014-12-31	$1,702,167
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,707,950
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,707,950
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$12,851,021
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$968,363
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$3,367,063
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$2,661,273
Other income not declared elsewhere	2014-12-31	$687,550
Administrative expenses (other) incurred	2014-12-31	$18,839
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$19,506,317
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$186,996,347
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$128,749,352
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$4,292,497
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$5,891,161
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$5,891,161
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$1,702,167
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$43,727,911
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$291,134
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$6,488,497
Net investment gain or loss from common/collective trusts	2014-12-31	$286,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$7,898,478
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2014-12-31	134008324
2013 : DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$1,238,532
Total unrealized appreciation/depreciation of assets	2013-12-31	$1,238,532
Total transfer of assets from this plan	2013-12-31	$156,353
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$42,978,960
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$5,408,400
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$5,388,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$19,246,706
Value of total assets at end of year	2013-12-31	$186,996,347
Value of total assets at beginning of year	2013-12-31	$149,582,140
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$19,765
Total interest from all sources	2013-12-31	$88,860
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$2,249,264
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,249,264
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$12,179,851
Participant contributions at end of year	2013-12-31	$968,363
Participant contributions at beginning of year	2013-12-31	$844,786
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$3,367,063
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$2,494,167
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$7,066,855
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$405,561
Administrative expenses (other) incurred	2013-12-31	$19,765
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$37,570,560
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$186,996,347
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$149,582,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$128,749,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$99,981,180
Value of interest in pooled separate accounts at end of year	2013-12-31	$4,292,497
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$2,891,467
Income. Interest from loans (other than to participants)	2013-12-31	$38
Interest earned on other investments	2013-12-31	$87,944
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$5,891,161
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$4,356,837
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$4,356,837
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$878
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$43,727,911
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$39,013,703
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$97,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$19,436,834
Net investment gain or loss from common/collective trusts	2013-12-31	$313,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$5,291,486
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2013-12-31	134008324
2012 : DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$158,990
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$260,595
Total income from all sources (including contributions)	2012-12-31	$27,065,781
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$4,872,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$4,858,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$13,732,430
Value of total assets at end of year	2012-12-31	$149,582,140
Value of total assets at beginning of year	2012-12-31	$127,490,177
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$14,092
Total interest from all sources	2012-12-31	$55,356
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,467,532
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,467,532
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$11,045,333
Participant contributions at end of year	2012-12-31	$844,786
Participant contributions at beginning of year	2012-12-31	$773,811
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$2,494,167
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$2,687,097
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$260,595
Other income not declared elsewhere	2012-12-31	$1,135,409
Administrative expenses (other) incurred	2012-12-31	$14,092
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$22,193,568
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$149,582,140
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$127,229,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$99,981,180
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$83,165,963
Value of interest in pooled separate accounts at end of year	2012-12-31	$2,891,467
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$2,431,485
Interest earned on other investments	2012-12-31	$54,146
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$4,356,837
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$4,438,246
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$4,438,246
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$1,210
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$39,013,703
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$36,680,672
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$236,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$10,422,870
Net investment gain/loss from pooled separate accounts	2012-12-31	$252,184
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$4,621,884
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2012-12-31	132008324
2011 : DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$260,595
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$13,376,975
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$7,120,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$7,120,621
Value of total corrective distributions	2011-12-31	$2,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$12,318,234
Value of total assets at end of year	2011-12-31	$127,229,582
Value of total assets at beginning of year	2011-12-31	$120,973,228
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$1,259,498
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,135,451
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,135,451
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$10,313,643
Participant contributions at end of year	2011-12-31	$773,811
Participant contributions at beginning of year	2011-12-31	$773,177
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$2,004,591
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$19,356
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$260,595
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$600,200
Administrative expenses (other) incurred	2011-12-31	$16,062
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$6,256,354
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$127,229,582
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$120,973,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$82,733,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$78,236,787
Value of interest in pooled separate accounts at end of year	2011-12-31	$2,431,485
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,867,026
Interest earned on other investments	2011-12-31	$1,259,186
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$4,610,100
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$5,727,204
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$5,727,204
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$312
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$36,680,672
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$34,369,034
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$67,867
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,199,668
Net investment gain/loss from pooled separate accounts	2011-12-31	$263,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$7,033,398
Did the plan have assets held for investment	2011-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2011-12-31	133891517
2010 : DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$22,123,807
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$5,881,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$5,868,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$11,074,835
Value of total assets at end of year	2010-12-31	$120,973,228
Value of total assets at beginning of year	2010-12-31	$104,731,282
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$13,779
Total interest from all sources	2010-12-31	$1,292,618
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$727,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$727,864
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$9,712,443
Participant contributions at end of year	2010-12-31	$773,177
Participant contributions at beginning of year	2010-12-31	$772,494
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$1,362,392
Other income not declared elsewhere	2010-12-31	$9,506
Administrative expenses (other) incurred	2010-12-31	$13,779
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$16,241,946
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$120,973,228
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$104,731,282
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$78,236,787
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$70,172,930
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,867,026
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$1,417,380
Interest earned on other investments	2010-12-31	$1,164,753
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$5,727,204
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$883,048
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$883,048
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$127,865
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$34,369,034
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$31,485,430
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$101,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$8,764,293
Net investment gain/loss from pooled separate accounts	2010-12-31	$254,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$5,767,072
Did the plan have assets held for investment	2010-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2010-12-31	133891517
2009 : DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN

2014: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: DREXEL UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DREXEL UNIVERSITY
Employer identification number (EIN):	231352630
NAIC Classification:	611000

Jurisdiction of Incorporation:	COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE
Incorporation Date:
Company Identification Number:	98941