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SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 401k Plan overview

Plan NameSUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA
Plan identification number 002

SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA has sponsored the creation of one or more 401k plans.

Company Name:TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
Employer identification number (EIN):231352685
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01JOHN J HEUER JOHN J HEUER2018-10-12
0022016-01-01JOHN J HEUER JOHN J HEUER2017-10-09
0022015-01-01JOHN J HEUER
0022014-01-01JOHN J HEUER JOHN J HEUER2015-10-13
0022013-01-01JOHN J HEUER JOHN J HEUER2014-10-09
0022012-01-01JOHN J HEUER JOHN J HEUER2013-10-09
0022011-01-01JOHN J HEUER JOHN J HEUER2012-10-01
0022009-01-01JOHN J. HEUER JOHN J. HEUER2010-10-14

Plan Statistics for SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA

401k plan membership statisitcs for SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA

Measure Date Value
2022: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2022 401k membership
Total participants, beginning-of-year2022-01-0127,178
Total number of active participants reported on line 7a of the Form 55002022-01-0121,603
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-016,288
Total of all active and inactive participants2022-01-0127,891
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01176
Total participants2022-01-0128,067
Number of participants with account balances2022-01-0116,290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2021 401k membership
Total participants, beginning-of-year2021-01-0129,266
Total number of active participants reported on line 7a of the Form 55002021-01-0123,253
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-015,838
Total of all active and inactive participants2021-01-0129,091
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01140
Total participants2021-01-0129,231
Number of participants with account balances2021-01-0115,725
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2020 401k membership
Total participants, beginning-of-year2020-01-0128,294
Total number of active participants reported on line 7a of the Form 55002020-01-0123,398
Number of retired or separated participants receiving benefits2020-01-01129
Number of other retired or separated participants entitled to future benefits2020-01-015,684
Total of all active and inactive participants2020-01-0129,211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0155
Total participants2020-01-0129,266
Number of participants with account balances2020-01-0115,447
2019: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2019 401k membership
Total participants, beginning-of-year2019-01-0128,741
Total number of active participants reported on line 7a of the Form 55002019-01-0122,710
Number of retired or separated participants receiving benefits2019-01-01138
Number of other retired or separated participants entitled to future benefits2019-01-015,400
Total of all active and inactive participants2019-01-0128,248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0146
Total participants2019-01-0128,294
Number of participants with account balances2019-01-0114,849
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2018 401k membership
Total participants, beginning-of-year2018-01-0125,751
Total number of active participants reported on line 7a of the Form 55002018-01-0122,195
Number of retired or separated participants receiving benefits2018-01-01118
Number of other retired or separated participants entitled to future benefits2018-01-016,372
Total of all active and inactive participants2018-01-0128,685
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0156
Total participants2018-01-0128,741
Number of participants with account balances2018-01-0114,131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2017 401k membership
Total participants, beginning-of-year2017-01-0124,625
Total number of active participants reported on line 7a of the Form 55002017-01-0120,477
Number of retired or separated participants receiving benefits2017-01-0196
Number of other retired or separated participants entitled to future benefits2017-01-015,140
Total of all active and inactive participants2017-01-0125,713
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0138
Total participants2017-01-0125,751
Number of participants with account balances2017-01-0113,415
2016: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2016 401k membership
Total participants, beginning-of-year2016-01-0123,579
Total number of active participants reported on line 7a of the Form 55002016-01-0119,505
Number of retired or separated participants receiving benefits2016-01-0193
Number of other retired or separated participants entitled to future benefits2016-01-014,991
Total of all active and inactive participants2016-01-0124,589
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0136
Total participants2016-01-0124,625
Number of participants with account balances2016-01-0112,844
2015: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2015 401k membership
Total participants, beginning-of-year2015-01-0123,723
Total number of active participants reported on line 7a of the Form 55002015-01-0119,123
Number of retired or separated participants receiving benefits2015-01-0184
Number of other retired or separated participants entitled to future benefits2015-01-014,337
Total of all active and inactive participants2015-01-0123,544
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0135
Total participants2015-01-0123,579
Number of participants with account balances2015-01-0112,428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2014 401k membership
Total participants, beginning-of-year2014-01-0123,374
Total number of active participants reported on line 7a of the Form 55002014-01-0118,952
Number of retired or separated participants receiving benefits2014-01-0182
Number of other retired or separated participants entitled to future benefits2014-01-014,660
Total of all active and inactive participants2014-01-0123,694
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0129
Total participants2014-01-0123,723
Number of participants with account balances2014-01-0112,021
2013: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2013 401k membership
Total participants, beginning-of-year2013-01-0124,394
Total number of active participants reported on line 7a of the Form 55002013-01-0118,715
Number of retired or separated participants receiving benefits2013-01-0177
Number of other retired or separated participants entitled to future benefits2013-01-014,556
Total of all active and inactive participants2013-01-0123,348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0126
Total participants2013-01-0123,374
Number of participants with account balances2013-01-0111,709
2012: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2012 401k membership
Total participants, beginning-of-year2012-01-0123,641
Total number of active participants reported on line 7a of the Form 55002012-01-0119,080
Number of retired or separated participants receiving benefits2012-01-0167
Number of other retired or separated participants entitled to future benefits2012-01-015,224
Total of all active and inactive participants2012-01-0124,371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0123
Total participants2012-01-0124,394
Number of participants with account balances2012-01-0111,405
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2011 401k membership
Total participants, beginning-of-year2011-01-0124,996
Total number of active participants reported on line 7a of the Form 55002011-01-0119,183
Number of retired or separated participants receiving benefits2011-01-0170
Number of other retired or separated participants entitled to future benefits2011-01-014,366
Total of all active and inactive participants2011-01-0123,619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0122
Total participants2011-01-0123,641
Number of participants with account balances2011-01-0111,167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2009 401k membership
Total participants, beginning-of-year2009-01-0122,635
Total number of active participants reported on line 7a of the Form 55002009-01-0121,601
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012,271
Total of all active and inactive participants2009-01-0123,872
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0112
Total participants2009-01-0123,884
Number of participants with account balances2009-01-0110,807

Financial Data on SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA

Measure Date Value
2022 : SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$245,105
Total income from all sources (including contributions)2022-12-31$-150,569,487
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$66,814,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$66,527,614
Expenses. Certain deemed distributions of participant loans2022-12-31$57,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$106,663,519
Value of total assets at end of year2022-12-31$1,692,153,953
Value of total assets at beginning of year2022-12-31$1,909,783,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$229,537
Total interest from all sources2022-12-31$8,804,573
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$38,203,017
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$38,203,017
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$15,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$67,060,849
Participant contributions at end of year2022-12-31$2,776,879
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$31,156,518
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$36,017,111
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$39,602,670
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$1,586,940
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$245,105
Other income not declared elsewhere2022-12-31$-5,165,513
Administrative expenses (other) incurred2022-12-31$229,537
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-217,383,978
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,692,153,953
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,909,537,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,344,322,614
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,569,160,243
Value of interest in pooled separate accounts at end of year2022-12-31$54,499,917
Value of interest in pooled separate accounts at beginning of year2022-12-31$49,058,864
Interest on participant loans2022-12-31$96,334
Interest earned on other investments2022-12-31$8,708,239
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$259,398,025
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$253,959,878
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$705,544
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-303,184,722
Net investment gain/loss from pooled separate accounts2022-12-31$4,109,639
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$65,822,070
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MGS LLP
Accountancy firm EIN2022-12-31462568909
2021 : SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$2,415,623
Total unrealized appreciation/depreciation of assets2021-12-31$2,415,623
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$245,105
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$35,002
Total income from all sources (including contributions)2021-12-31$334,380,022
Total loss/gain on sale of assets2021-12-31$4,835,268
Total of all expenses incurred2021-12-31$137,574,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$137,410,098
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$107,619,772
Value of total assets at end of year2021-12-31$1,909,783,036
Value of total assets at beginning of year2021-12-31$1,712,767,424
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$164,415
Total interest from all sources2021-12-31$2,809,651
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$31,430,383
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$31,430,383
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$15,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$63,211,723
Assets. Other investments not covered elsewhere at end of year2021-12-31$36,017,111
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$27,400,449
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$44,408,049
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$1,586,940
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$89,787
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$245,105
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$35,002
Other income not declared elsewhere2021-12-31$1,016,929
Administrative expenses (other) incurred2021-12-31$164,415
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$196,805,509
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,909,537,931
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,712,732,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,569,160,243
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,415,303,248
Value of interest in pooled separate accounts at end of year2021-12-31$49,058,864
Value of interest in pooled separate accounts at beginning of year2021-12-31$32,703,066
Interest earned on other investments2021-12-31$2,809,651
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$253,959,878
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$237,270,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$177,398,195
Net investment gain/loss from pooled separate accounts2021-12-31$6,854,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$137,410,098
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$4,835,268
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MGS LLP
Accountancy firm EIN2021-12-31462568909
2020 : SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$8,268,163
Total unrealized appreciation/depreciation of assets2020-12-31$8,268,163
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$35,002
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$281,884,416
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$66,672,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$66,670,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$79,507,602
Value of total assets at end of year2020-12-31$1,712,767,424
Value of total assets at beginning of year2020-12-31$1,497,520,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,986
Total interest from all sources2020-12-31$1,880,677
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$32,948,789
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$32,948,789
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$58,750,286
Participant contributions at beginning of year2020-12-31$3,143,620
Assets. Other investments not covered elsewhere at end of year2020-12-31$27,400,449
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$24,745,364
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$20,757,316
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$89,787
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$199,093
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$35,002
Other income not declared elsewhere2020-12-31$488,430
Administrative expenses (other) incurred2020-12-31$1,986
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$215,212,052
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,712,732,422
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,497,520,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,415,303,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,210,431,017
Value of interest in pooled separate accounts at end of year2020-12-31$32,703,066
Value of interest in pooled separate accounts at beginning of year2020-12-31$39,686,668
Interest earned on other investments2020-12-31$1,880,677
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$237,270,874
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$219,314,608
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$159,130,996
Net investment gain/loss from pooled separate accounts2020-12-31$-340,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$66,670,378
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MGS LLP
Accountancy firm EIN2020-12-31462568909
2019 : SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$5,907,531
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$5,907,531
Total unrealized appreciation/depreciation of assets2019-12-31$5,907,531
Total unrealized appreciation/depreciation of assets2019-12-31$5,907,531
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$330,874,661
Total income from all sources (including contributions)2019-12-31$330,874,661
Total loss/gain on sale of assets2019-12-31$2,940,037
Total loss/gain on sale of assets2019-12-31$2,940,037
Total of all expenses incurred2019-12-31$53,395,815
Total of all expenses incurred2019-12-31$53,395,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$53,384,816
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$53,384,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$92,125,875
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$92,125,875
Value of total assets at end of year2019-12-31$1,497,520,370
Value of total assets at end of year2019-12-31$1,497,520,370
Value of total assets at beginning of year2019-12-31$1,220,041,524
Value of total assets at beginning of year2019-12-31$1,220,041,524
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,999
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,999
Total interest from all sources2019-12-31$472,255
Total interest from all sources2019-12-31$472,255
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$32,374,899
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$32,374,899
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$32,374,899
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$32,374,899
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$57,456,704
Contributions received from participants2019-12-31$57,456,704
Participant contributions at end of year2019-12-31$3,143,620
Participant contributions at end of year2019-12-31$3,143,620
Participant contributions at beginning of year2019-12-31$59,081
Participant contributions at beginning of year2019-12-31$59,081
Assets. Other investments not covered elsewhere at end of year2019-12-31$24,745,364
Assets. Other investments not covered elsewhere at end of year2019-12-31$24,745,364
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$20,858,050
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$20,858,050
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$34,669,171
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$34,669,171
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$199,093
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$199,093
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$49,364
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$49,364
Other income not declared elsewhere2019-12-31$292,291
Other income not declared elsewhere2019-12-31$292,291
Administrative expenses (other) incurred2019-12-31$10,999
Administrative expenses (other) incurred2019-12-31$10,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$277,478,846
Value of net income/loss2019-12-31$277,478,846
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,497,520,370
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,497,520,370
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,220,041,524
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,220,041,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,210,431,017
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,210,431,017
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$957,088,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$957,088,633
Value of interest in pooled separate accounts at end of year2019-12-31$39,686,668
Value of interest in pooled separate accounts at end of year2019-12-31$39,686,668
Value of interest in pooled separate accounts at beginning of year2019-12-31$34,135,439
Value of interest in pooled separate accounts at beginning of year2019-12-31$34,135,439
Interest earned on other investments2019-12-31$472,255
Interest earned on other investments2019-12-31$472,255
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$219,314,608
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$219,314,608
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$207,850,957
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$207,850,957
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$194,798,789
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$194,798,789
Net investment gain/loss from pooled separate accounts2019-12-31$1,962,984
Net investment gain/loss from pooled separate accounts2019-12-31$1,962,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$53,384,816
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$53,384,816
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$2,940,037
Aggregate proceeds on sale of assets2019-12-31$2,940,037
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MGS LLP
Accountancy firm name2019-12-31MGS LLP
Accountancy firm EIN2019-12-31462568909
Accountancy firm EIN2019-12-31462568909
2018 : SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$2,453,346
Total unrealized appreciation/depreciation of assets2018-12-31$2,453,346
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$50,000
Total income from all sources (including contributions)2018-12-31$22,357,733
Total loss/gain on sale of assets2018-12-31$2,317,070
Total of all expenses incurred2018-12-31$50,844,126
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$50,841,700
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$78,683,827
Value of total assets at end of year2018-12-31$1,220,041,524
Value of total assets at beginning of year2018-12-31$1,248,577,917
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,426
Total interest from all sources2018-12-31$578,811
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$33,397,141
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$33,397,141
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$55,747,884
Participant contributions at end of year2018-12-31$59,081
Participant contributions at beginning of year2018-12-31$53,880
Assets. Other investments not covered elsewhere at end of year2018-12-31$20,858,050
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$21,632,221
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$22,935,943
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$49,364
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$50,000
Other income not declared elsewhere2018-12-31$100,889
Administrative expenses (other) incurred2018-12-31$2,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-28,486,393
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,220,041,524
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,248,527,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$957,088,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$996,990,688
Value of interest in pooled separate accounts at end of year2018-12-31$34,135,439
Value of interest in pooled separate accounts at beginning of year2018-12-31$33,126,862
Interest earned on other investments2018-12-31$578,811
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$207,850,957
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$196,774,266
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-96,711,381
Net investment gain/loss from pooled separate accounts2018-12-31$1,538,030
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$50,841,700
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$2,317,070
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MGS LLP
Accountancy firm EIN2018-12-31462568909
2017 : SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$6,143,157
Total unrealized appreciation/depreciation of assets2017-12-31$6,143,157
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$50,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$249,040,401
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$37,201,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$37,200,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$87,067,981
Value of total assets at end of year2017-12-31$1,248,577,917
Value of total assets at beginning of year2017-12-31$1,036,688,990
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$840
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$24,283,288
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$24,283,288
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$49,994,629
Participant contributions at end of year2017-12-31$53,880
Participant contributions at beginning of year2017-12-31$49,242
Assets. Other investments not covered elsewhere at end of year2017-12-31$21,632,221
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$17,566,256
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$37,073,352
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$13,977
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$50,000
Other income not declared elsewhere2017-12-31$89,285
Administrative expenses (other) incurred2017-12-31$840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$211,838,927
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,248,527,917
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,036,688,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$996,990,688
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$816,495,114
Value of interest in pooled separate accounts at end of year2017-12-31$33,126,862
Value of interest in pooled separate accounts at beginning of year2017-12-31$30,505,375
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$196,774,266
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$172,059,026
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$130,084,823
Net investment gain/loss from pooled separate accounts2017-12-31$1,371,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$37,200,634
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MGS LLP
Accountancy firm EIN2017-12-31462568909
2016 : SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$3,484,697
Total unrealized appreciation/depreciation of assets2016-12-31$3,484,697
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$151,522,499
Total loss/gain on sale of assets2016-12-31$1,215,630
Total of all expenses incurred2016-12-31$37,422,465
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$37,421,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$79,829,099
Value of total assets at end of year2016-12-31$1,036,688,990
Value of total assets at beginning of year2016-12-31$922,588,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,201
Total interest from all sources2016-12-31$818,634
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$17,214,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$17,214,753
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$47,480,662
Participant contributions at end of year2016-12-31$49,242
Participant contributions at beginning of year2016-12-31$49,553
Assets. Other investments not covered elsewhere at end of year2016-12-31$17,566,256
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$17,457,211
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$32,348,437
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$13,977
Other income not declared elsewhere2016-12-31$53,048
Administrative expenses (other) incurred2016-12-31$1,201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$114,100,034
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,036,688,990
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$922,588,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$816,495,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$727,060,510
Value of interest in pooled separate accounts at end of year2016-12-31$30,505,375
Value of interest in pooled separate accounts at beginning of year2016-12-31$25,713,803
Interest earned on other investments2016-12-31$818,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$172,059,026
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$152,307,879
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$47,503,127
Net investment gain/loss from pooled separate accounts2016-12-31$1,403,511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$37,421,264
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,215,630
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAIER GRABUSKI LLP
Accountancy firm EIN2016-12-31462568909
2015 : SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$3,833,778
Total unrealized appreciation/depreciation of assets2015-12-31$3,833,778
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$159
Total income from all sources (including contributions)2015-12-31$63,301,781
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$41,492,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$41,492,602
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$60,369,483
Value of total assets at end of year2015-12-31$922,588,956
Value of total assets at beginning of year2015-12-31$900,779,936
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$497,386
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$21,272,983
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$21,272,983
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$45,747,738
Participant contributions at end of year2015-12-31$49,553
Assets. Other investments not covered elsewhere at end of year2015-12-31$17,457,211
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$17,879,912
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$14,621,745
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$36,198
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$159
Other income not declared elsewhere2015-12-31$171,096
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$21,809,179
Value of net assets at end of year (total assets less liabilities)2015-12-31$922,588,956
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$900,779,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$727,060,510
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$718,192,643
Value of interest in pooled separate accounts at end of year2015-12-31$25,713,803
Value of interest in pooled separate accounts at beginning of year2015-12-31$22,940,879
Interest earned on other investments2015-12-31$497,386
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$152,307,879
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$141,730,304
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-24,754,953
Net investment gain/loss from pooled separate accounts2015-12-31$1,912,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$41,492,602
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAIER GRABUSKI LLP
Accountancy firm EIN2015-12-31462568909
2014 : SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$3,888,203
Total unrealized appreciation/depreciation of assets2014-12-31$3,888,203
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$159
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$500,699
Total income from all sources (including contributions)2014-12-31$130,222,034
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$32,635,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$32,625,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$69,502,667
Value of total assets at end of year2014-12-31$900,779,936
Value of total assets at beginning of year2014-12-31$803,693,647
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,749
Total interest from all sources2014-12-31$619,933
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$18,652,120
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$18,652,120
Administrative expenses professional fees incurred2014-12-31$9,700
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$15,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$42,967,058
Assets. Other investments not covered elsewhere at end of year2014-12-31$17,879,912
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$16,647,517
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$26,535,609
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$36,198
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$595,958
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$159
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$500,699
Other income not declared elsewhere2014-12-31$144,804
Administrative expenses (other) incurred2014-12-31$49
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$97,586,829
Value of net assets at end of year (total assets less liabilities)2014-12-31$900,779,777
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$803,192,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$718,192,643
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$644,530,777
Value of interest in pooled separate accounts at end of year2014-12-31$22,940,879
Value of interest in pooled separate accounts at beginning of year2014-12-31$17,231,655
Interest earned on other investments2014-12-31$619,933
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$141,730,304
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$124,687,740
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$35,166,722
Net investment gain/loss from pooled separate accounts2014-12-31$2,247,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$32,625,456
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAIER GRABUSKI LLP
Accountancy firm EIN2014-12-31462568909
2013 : SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$5,396,151
Total unrealized appreciation/depreciation of assets2013-12-31$5,396,151
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$500,699
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,222,380
Total income from all sources (including contributions)2013-12-31$180,545,663
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$27,270,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$27,259,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$58,677,032
Value of total assets at end of year2013-12-31$803,693,647
Value of total assets at beginning of year2013-12-31$652,140,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$10,876
Total interest from all sources2013-12-31$416,228
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$13,700,956
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$13,700,956
Administrative expenses professional fees incurred2013-12-31$1,243
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$42,287,683
Assets. Other investments not covered elsewhere at end of year2013-12-31$16,647,517
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$13,620,155
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$16,389,349
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$595,958
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$622,594
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$500,699
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$2,222,380
Other income not declared elsewhere2013-12-31$41,401
Administrative expenses (other) incurred2013-12-31$9,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$153,274,966
Value of net assets at end of year (total assets less liabilities)2013-12-31$803,192,948
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$649,917,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$644,530,777
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$511,310,819
Value of interest in pooled separate accounts at end of year2013-12-31$17,231,655
Value of interest in pooled separate accounts at beginning of year2013-12-31$13,724,584
Interest earned on other investments2013-12-31$416,228
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$124,687,740
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$112,862,210
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$100,868,768
Net investment gain/loss from pooled separate accounts2013-12-31$1,445,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$27,259,821
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAIER GRABUSKI LLP
Accountancy firm EIN2013-12-31462568909
2012 : SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$3,156,531
Total unrealized appreciation/depreciation of assets2012-12-31$3,156,531
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,222,380
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,384,835
Total income from all sources (including contributions)2012-12-31$124,443,476
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$32,542,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$32,535,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$56,754,761
Value of total assets at end of year2012-12-31$652,140,362
Value of total assets at beginning of year2012-12-31$560,402,131
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,974
Total interest from all sources2012-12-31$425,132
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$9,217,826
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$9,217,826
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$39,932,893
Assets. Other investments not covered elsewhere at end of year2012-12-31$13,620,155
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$16,821,868
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$622,594
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$846,911
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$2,222,380
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$2,384,835
Other income not declared elsewhere2012-12-31$-235,407
Administrative expenses (other) incurred2012-12-31$6,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$91,900,686
Value of net assets at end of year (total assets less liabilities)2012-12-31$649,917,982
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$558,017,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$511,310,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$445,559,097
Value of interest in pooled separate accounts at end of year2012-12-31$13,724,584
Value of interest in pooled separate accounts at beginning of year2012-12-31$10,486,054
Interest earned on other investments2012-12-31$425,132
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$112,862,210
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$103,510,069
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$53,966,896
Net investment gain/loss from pooled separate accounts2012-12-31$1,157,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$32,535,816
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAIER GRABUSKI LLP
Accountancy firm EIN2012-12-31462568909
2011 : SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$2,820,607
Total unrealized appreciation/depreciation of assets2011-12-31$2,820,607
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,384,835
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,534,541
Total income from all sources (including contributions)2011-12-31$50,198,855
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$21,033,004
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$21,021,004
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$50,479,769
Value of total assets at end of year2011-12-31$560,402,131
Value of total assets at beginning of year2011-12-31$531,385,986
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$12,000
Total interest from all sources2011-12-31$366,485
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$8,269,973
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$8,269,973
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$37,040,932
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$13,438,837
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$846,911
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,773,122
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$2,384,835
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$2,534,541
Administrative expenses (other) incurred2011-12-31$12,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$29,165,851
Value of net assets at end of year (total assets less liabilities)2011-12-31$558,017,296
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$528,851,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$445,559,097
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$431,994,153
Value of interest in pooled separate accounts at end of year2011-12-31$10,486,054
Value of interest in pooled separate accounts at beginning of year2011-12-31$8,877,888
Interest earned on other investments2011-12-31$366,485
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$103,510,069
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$88,740,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-12,934,604
Net investment gain/loss from pooled separate accounts2011-12-31$1,196,625
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$21,021,004
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WEISERMAZARS,LLP
Accountancy firm EIN2011-12-31131459550
2010 : SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,492,832
Total unrealized appreciation/depreciation of assets2010-12-31$2,492,832
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,534,541
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,546,293
Total income from all sources (including contributions)2010-12-31$97,828,542
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$20,382,275
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$20,355,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$43,739,698
Value of total assets at end of year2010-12-31$531,385,986
Value of total assets at beginning of year2010-12-31$452,951,471
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$26,537
Total interest from all sources2010-12-31$185,562
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$6,154,309
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$6,154,309
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$36,051,349
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$7,688,349
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,773,122
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$1,027,813
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$2,534,541
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$1,546,293
Administrative expenses (other) incurred2010-12-31$26,537
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$77,446,267
Value of net assets at end of year (total assets less liabilities)2010-12-31$528,851,445
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$451,405,178
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$431,994,153
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$363,672,675
Value of interest in pooled separate accounts at end of year2010-12-31$8,877,888
Value of interest in pooled separate accounts at beginning of year2010-12-31$6,091,408
Interest earned on other investments2010-12-31$185,562
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$88,740,823
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$82,159,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$44,256,665
Net investment gain/loss from pooled separate accounts2010-12-31$999,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$20,355,738
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WEISERMAZARS, LLP
Accountancy firm EIN2010-12-31131459550
2009 : SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA

2022: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SUPPLEMENTAL RETIREMENT ANNUITY PLAN OF THE UNIVERSITY OF PENNSYLVANIA 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100322
Policy instance 1
Insurance contract or identification number100322
Number of Individuals Covered5852
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100322
Policy instance 1
Insurance contract or identification number100322
Number of Individuals Covered5553
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100322
Policy instance 1
Insurance contract or identification number100322
Number of Individuals Covered5123
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100322
Policy instance 1
Insurance contract or identification number100322
Number of Individuals Covered5043
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100322
Policy instance 1
Insurance contract or identification number100322
Number of Individuals Covered4983
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100322
Policy instance 1
Insurance contract or identification number100322
Number of Individuals Covered4998
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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