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THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameTHE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN
Plan identification number 018

THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA has sponsored the creation of one or more 401k plans.

Company Name:TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
Employer identification number (EIN):231352685
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0182022-01-01
0182021-01-01
0182020-01-01
0182019-01-01
0182018-01-01
0182017-01-01JOSEPH LALLIER
0182016-01-01JOSEPH LALLIER
0182015-01-01JOSEPH LALLIER
0182014-01-01JOSEPH LALLIER
0182014-01-01JOSEPH LALLIER
0182013-01-01JOSEPH LALLIER
0182012-01-01JOSEPH LALLIER JOSEPH LALLIER2014-05-14
0182011-01-01MICHELE FLETCHER
0182009-01-01JOSEPH LALLIER JOSEPH LALLIER2011-01-13
0182009-01-01JOSEPH LALLIER JOSEPH LALLIER2010-10-14

Plan Statistics for THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN

Measure Date Value
2022: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0148,977
Total number of active participants reported on line 7a of the Form 55002022-01-0141,942
Number of retired or separated participants receiving benefits2022-01-01240
Number of other retired or separated participants entitled to future benefits2022-01-0110,208
Total of all active and inactive participants2022-01-0152,390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0168
Total participants2022-01-0152,458
Number of participants with account balances2022-01-0145,772
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01355
2021: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0128,425
Total number of active participants reported on line 7a of the Form 55002021-01-0139,740
Number of retired or separated participants receiving benefits2021-01-01215
Number of other retired or separated participants entitled to future benefits2021-01-018,960
Total of all active and inactive participants2021-01-0148,915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0162
Total participants2021-01-0148,977
Number of participants with account balances2021-01-0140,641
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01683
2020: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0127,619
Total number of active participants reported on line 7a of the Form 55002020-01-0122,516
Number of retired or separated participants receiving benefits2020-01-01173
Number of other retired or separated participants entitled to future benefits2020-01-015,722
Total of all active and inactive participants2020-01-0128,411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0114
Total participants2020-01-0128,425
Number of participants with account balances2020-01-0121,790
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0128,974
Total number of active participants reported on line 7a of the Form 55002019-01-0121,917
Number of retired or separated participants receiving benefits2019-01-01107
Number of other retired or separated participants entitled to future benefits2019-01-015,579
Total of all active and inactive participants2019-01-0127,603
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0116
Total participants2019-01-0127,619
Number of participants with account balances2019-01-0120,229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0125,408
Total number of active participants reported on line 7a of the Form 55002018-01-0122,788
Number of retired or separated participants receiving benefits2018-01-01110
Number of other retired or separated participants entitled to future benefits2018-01-016,076
Total of all active and inactive participants2018-01-0128,974
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0128,974
Number of participants with account balances2018-01-0118,891
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0123,430
Total number of active participants reported on line 7a of the Form 55002017-01-0120,036
Number of retired or separated participants receiving benefits2017-01-0180
Number of other retired or separated participants entitled to future benefits2017-01-015,286
Total of all active and inactive participants2017-01-0125,402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-016
Total participants2017-01-0125,408
Number of participants with account balances2017-01-0117,606
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0122,248
Total number of active participants reported on line 7a of the Form 55002016-01-0119,084
Number of retired or separated participants receiving benefits2016-01-0152
Number of other retired or separated participants entitled to future benefits2016-01-014,279
Total of all active and inactive participants2016-01-0123,415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0115
Total participants2016-01-0123,430
Number of participants with account balances2016-01-0115,238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0119,375
Total number of active participants reported on line 7a of the Form 55002015-01-0118,080
Number of retired or separated participants receiving benefits2015-01-0143
Number of other retired or separated participants entitled to future benefits2015-01-014,112
Total of all active and inactive participants2015-01-0122,235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0113
Total participants2015-01-0122,248
Number of participants with account balances2015-01-0114,876
2014: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0119,435
Total number of active participants reported on line 7a of the Form 55002014-01-0116,897
Number of retired or separated participants receiving benefits2014-01-0138
Number of other retired or separated participants entitled to future benefits2014-01-012,432
Total of all active and inactive participants2014-01-0119,367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-018
Total participants2014-01-0119,375
Number of participants with account balances2014-01-0113,766
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0119,720
Total number of active participants reported on line 7a of the Form 55002013-01-0116,131
Number of retired or separated participants receiving benefits2013-01-0127
Number of other retired or separated participants entitled to future benefits2013-01-013,268
Total of all active and inactive participants2013-01-0119,426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-019
Total participants2013-01-0119,435
Number of participants with account balances2013-01-0111,074
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0119,828
Total number of active participants reported on line 7a of the Form 55002012-01-0116,140
Number of retired or separated participants receiving benefits2012-01-0123
Number of other retired or separated participants entitled to future benefits2012-01-013,550
Total of all active and inactive participants2012-01-0119,713
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-017
Total participants2012-01-0119,720
Number of participants with account balances2012-01-0110,820
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0119,687
Total number of active participants reported on line 7a of the Form 55002011-01-0115,663
Number of retired or separated participants receiving benefits2011-01-0120
Number of other retired or separated participants entitled to future benefits2011-01-014,138
Total of all active and inactive participants2011-01-0119,821
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-017
Total participants2011-01-0119,828
Number of participants with account balances2011-01-0111,443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0118,737
Total number of active participants reported on line 7a of the Form 55002009-01-0115,397
Number of retired or separated participants receiving benefits2009-01-0113
Number of other retired or separated participants entitled to future benefits2009-01-013,255
Total of all active and inactive participants2009-01-0118,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0110
Total participants2009-01-0118,675
Number of participants with account balances2009-01-018,065
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$32,017,130
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$984
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,100
Total income from all sources (including contributions)2022-12-31$-194,739,455
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$153,369,969
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$150,996,776
Expenses. Certain deemed distributions of participant loans2022-12-31$221,442
Value of total corrective distributions2022-12-31$70,331
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$264,680,032
Value of total assets at end of year2022-12-31$2,490,968,748
Value of total assets at beginning of year2022-12-31$2,807,061,158
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$2,081,420
Total interest from all sources2022-12-31$2,091,727
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$87,649,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$87,649,982
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$234,723,100
Participant contributions at end of year2022-12-31$33,249,825
Participant contributions at beginning of year2022-12-31$29,564,845
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$29,956,932
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$239,587
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$984
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$1,100
Other income not declared elsewhere2022-12-31$58,416
Administrative expenses (other) incurred2022-12-31$2,081,420
Total non interest bearing cash at end of year2022-12-31$9,183
Total non interest bearing cash at beginning of year2022-12-31$12,733
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-348,109,424
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,490,967,764
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,807,060,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,348,755,194
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$2,681,154,682
Value of interest in pooled separate accounts at end of year2022-12-31$8,181,179
Value of interest in pooled separate accounts at beginning of year2022-12-31$8,087,810
Interest on participant loans2022-12-31$1,457,628
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$27,791,528
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$15,872,258
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$15,872,258
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$634,099
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$72,981,839
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$72,368,830
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$169,256
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-18,526,270
Net investment gain/loss from pooled separate accounts2022-12-31$666,851
Net gain/loss from 103.12 investment entities2022-12-31$-531,360,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$150,587,933
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HORSEY, BUCKNER & HEFFLER, LLP
Accountancy firm EIN2022-12-31821803066
2021 : THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$59,817
Total unrealized appreciation/depreciation of assets2021-12-31$59,817
Total transfer of assets to this plan2021-12-31$942,382,240
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,100
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$575,155,943
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$146,854,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$145,125,131
Expenses. Certain deemed distributions of participant loans2021-12-31$333,138
Value of total corrective distributions2021-12-31$26,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$240,221,740
Value of total assets at end of year2021-12-31$2,807,061,158
Value of total assets at beginning of year2021-12-31$1,436,376,861
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,370,387
Total interest from all sources2021-12-31$1,676,047
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$62,059,837
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$62,059,837
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$196,878,831
Participant contributions at end of year2021-12-31$29,564,845
Participant contributions at beginning of year2021-12-31$15,999,551
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$121,288
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$43,342,909
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$573,413
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$1,100
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Administrative expenses (other) incurred2021-12-31$1,370,387
Total non interest bearing cash at end of year2021-12-31$12,733
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$428,300,957
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,807,060,058
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,436,376,861
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$2,681,154,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,347,631,773
Value of interest in pooled separate accounts at end of year2021-12-31$8,087,810
Value of interest in pooled separate accounts at beginning of year2021-12-31$7,698,006
Interest on participant loans2021-12-31$1,432,627
Interest earned on other investments2021-12-31$243,420
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$15,872,258
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$72,368,830
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$64,926,243
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$1,957,429
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$19,690,452
Net gain/loss from 103.12 investment entities2021-12-31$251,448,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$142,594,289
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31HORSEY, BUCKNER & HEFFLER, LLP
Accountancy firm EIN2021-12-31821803066
2020 : THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$294,488,702
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$83,914,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$83,650,483
Value of total corrective distributions2020-12-31$6,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$114,361,693
Value of total assets at end of year2020-12-31$1,436,376,861
Value of total assets at beginning of year2020-12-31$1,225,802,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$256,637
Total interest from all sources2020-12-31$3,141,065
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$37,176,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$37,176,164
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$99,921,435
Participant contributions at end of year2020-12-31$15,999,551
Participant contributions at beginning of year2020-12-31$15,684,539
Assets. Other investments not covered elsewhere at end of year2020-12-31$121,288
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$13,063,523
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$14,440,258
Other income not declared elsewhere2020-12-31$2,854,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$210,574,699
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,436,376,861
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,225,802,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,347,631,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,128,101,093
Value of interest in pooled separate accounts at end of year2020-12-31$7,698,006
Value of interest in pooled separate accounts at beginning of year2020-12-31$8,418,544
Interest on participant loans2020-12-31$798,971
Interest earned on other investments2020-12-31$2,342,094
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$64,926,243
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$60,534,463
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$1,515,294
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$137,024,075
Net investment gain/loss from pooled separate accounts2020-12-31$-69,182
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$82,135,189
Contract administrator fees2020-12-31$256,637
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HORSEY, BUCKNER & HEFFLER, LLP
Accountancy firm EIN2020-12-31821803066
2019 : THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$311,059,136
Total income from all sources (including contributions)2019-12-31$311,059,136
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$45,551,651
Total of all expenses incurred2019-12-31$45,551,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$44,980,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$44,980,547
Value of total corrective distributions2019-12-31$293,129
Value of total corrective distributions2019-12-31$293,129
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$104,127,758
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$104,127,758
Value of total assets at end of year2019-12-31$1,225,802,162
Value of total assets at end of year2019-12-31$1,225,802,162
Value of total assets at beginning of year2019-12-31$960,294,677
Value of total assets at beginning of year2019-12-31$960,294,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$277,975
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$277,975
Total interest from all sources2019-12-31$2,763,907
Total interest from all sources2019-12-31$2,763,907
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$31,006,522
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$31,006,522
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$31,006,522
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$31,006,522
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$90,817,142
Contributions received from participants2019-12-31$90,817,142
Participant contributions at end of year2019-12-31$15,684,539
Participant contributions at end of year2019-12-31$15,684,539
Participant contributions at beginning of year2019-12-31$13,954,571
Participant contributions at beginning of year2019-12-31$13,954,571
Assets. Other investments not covered elsewhere at end of year2019-12-31$13,063,523
Assets. Other investments not covered elsewhere at end of year2019-12-31$13,063,523
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$10,929,010
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$10,929,010
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$13,310,616
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$13,310,616
Other income not declared elsewhere2019-12-31$3,430,980
Other income not declared elsewhere2019-12-31$3,430,980
Administrative expenses (other) incurred2019-12-31$36,117
Administrative expenses (other) incurred2019-12-31$36,117
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$265,507,485
Value of net income/loss2019-12-31$265,507,485
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,225,802,162
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,225,802,162
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$960,294,677
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$960,294,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,128,101,093
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,128,101,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$870,519,393
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$870,519,393
Value of interest in pooled separate accounts at end of year2019-12-31$8,418,544
Value of interest in pooled separate accounts at end of year2019-12-31$8,418,544
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,879,790
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,879,790
Interest on participant loans2019-12-31$779,298
Interest on participant loans2019-12-31$779,298
Interest earned on other investments2019-12-31$1,984,609
Interest earned on other investments2019-12-31$1,984,609
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$60,534,463
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$60,534,463
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$57,011,913
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$57,011,913
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$13,137
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$13,137
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$169,299,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$169,299,318
Net investment gain/loss from pooled separate accounts2019-12-31$430,651
Net investment gain/loss from pooled separate accounts2019-12-31$430,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$44,967,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$44,967,410
Contract administrator fees2019-12-31$241,858
Contract administrator fees2019-12-31$241,858
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HEFFLER,RADETICH & SAITTA, LLP
Accountancy firm name2019-12-31HEFFLER,RADETICH & SAITTA, LLP
Accountancy firm EIN2019-12-31231602569
Accountancy firm EIN2019-12-31231602569
2018 : THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$37,677,987
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$43,844,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$43,627,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$91,657,549
Value of total assets at end of year2018-12-31$960,294,677
Value of total assets at beginning of year2018-12-31$966,461,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$217,261
Total interest from all sources2018-12-31$2,178,116
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$30,804,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$30,804,723
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$82,481,682
Participant contributions at end of year2018-12-31$13,954,571
Participant contributions at beginning of year2018-12-31$12,763,584
Assets. Other investments not covered elsewhere at end of year2018-12-31$10,929,010
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$11,122,066
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$9,175,867
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$14,260
Other income not declared elsewhere2018-12-31$-603,665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,166,917
Value of net assets at end of year (total assets less liabilities)2018-12-31$960,294,677
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$966,461,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$870,519,393
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$881,069,519
Value of interest in pooled separate accounts at end of year2018-12-31$7,879,790
Value of interest in pooled separate accounts at beginning of year2018-12-31$7,564,540
Interest on participant loans2018-12-31$634,873
Interest earned on other investments2018-12-31$1,543,243
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$57,011,913
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$53,941,885
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$209,023
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-86,724,912
Net investment gain/loss from pooled separate accounts2018-12-31$366,176
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$43,404,360
Contract administrator fees2018-12-31$217,261
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HEFFLER,RADETICH & SAITTA, LLP
Accountancy firm EIN2018-12-31231602569
2017 : THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$213,816,101
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$35,687,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$35,458,700
Value of total corrective distributions2017-12-31$6,884
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$83,033,913
Value of total assets at end of year2017-12-31$966,461,594
Value of total assets at beginning of year2017-12-31$788,332,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$221,871
Total interest from all sources2017-12-31$2,329,098
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$21,782,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$21,782,138
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$73,167,989
Participant contributions at end of year2017-12-31$12,763,584
Participant contributions at beginning of year2017-12-31$10,720,032
Assets. Other investments not covered elsewhere at end of year2017-12-31$11,122,066
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$9,009,674
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$9,865,924
Other income not declared elsewhere2017-12-31$1,722,462
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$178,128,646
Value of net assets at end of year (total assets less liabilities)2017-12-31$966,461,594
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$788,332,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$881,069,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$708,887,652
Value of interest in pooled separate accounts at end of year2017-12-31$7,564,540
Value of interest in pooled separate accounts at beginning of year2017-12-31$7,115,715
Interest on participant loans2017-12-31$511,027
Interest earned on other investments2017-12-31$1,818,071
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$53,941,885
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$52,599,875
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$205,065
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$104,634,476
Net investment gain/loss from pooled separate accounts2017-12-31$314,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$35,253,635
Contract administrator fees2017-12-31$221,871
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON LLP
Accountancy firm EIN2017-12-31366055558
2016 : THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$125,033,565
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$31,594,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$31,414,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$69,646,270
Value of total assets at end of year2016-12-31$788,332,948
Value of total assets at beginning of year2016-12-31$694,894,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$180,243
Total interest from all sources2016-12-31$1,963,996
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$17,159,037
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$17,159,037
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$63,943,172
Participant contributions at end of year2016-12-31$10,720,032
Participant contributions at beginning of year2016-12-31$9,222,231
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$28,027
Assets. Other investments not covered elsewhere at end of year2016-12-31$9,009,674
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$8,004,741
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$5,703,098
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$5,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$93,438,774
Value of net assets at end of year (total assets less liabilities)2016-12-31$788,332,948
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$694,894,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$708,887,652
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$620,732,717
Value of interest in pooled separate accounts at end of year2016-12-31$7,115,715
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,465,469
Interest on participant loans2016-12-31$405,246
Interest earned on other investments2016-12-31$1,558,750
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$52,599,875
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$50,440,989
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$35,920,230
Net investment gain/loss from pooled separate accounts2016-12-31$344,032
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$31,409,348
Contract administrator fees2016-12-31$180,243
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON LLP
Accountancy firm EIN2016-12-31366055558
2015 : THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$60,459,769
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$23,143,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$22,982,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$63,653,289
Value of total assets at end of year2015-12-31$694,894,174
Value of total assets at beginning of year2015-12-31$657,578,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$161,131
Total interest from all sources2015-12-31$2,082,956
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$21,763,602
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$21,763,602
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$57,684,150
Participant contributions at end of year2015-12-31$9,222,231
Participant contributions at beginning of year2015-12-31$8,010,282
Participant contributions at end of year2015-12-31$28,027
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$8,004,741
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$831,947
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$5,969,139
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$68,805
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$37,316,049
Value of net assets at end of year (total assets less liabilities)2015-12-31$694,894,174
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$657,578,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$620,732,717
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$595,607,351
Value of interest in pooled separate accounts at end of year2015-12-31$6,465,469
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,813,462
Interest on participant loans2015-12-31$346,665
Interest earned on other investments2015-12-31$1,736,291
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$50,440,989
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$47,315,083
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-27,516,151
Net investment gain/loss from pooled separate accounts2015-12-31$476,073
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$22,913,784
Contract administrator fees2015-12-31$161,131
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON LLP
Accountancy firm EIN2015-12-31366055558
2014 : THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$103,226,669
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$89,010,289
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$23,406,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$23,252,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$52,196,258
Value of total assets at end of year2014-12-31$657,578,124
Value of total assets at beginning of year2014-12-31$488,747,762
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$154,558
Total interest from all sources2014-12-31$1,963,192
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$14,467,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$14,467,523
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$46,569,345
Participant contributions at end of year2014-12-31$8,010,282
Participant contributions at beginning of year2014-12-31$5,195,790
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$500
Assets. Other investments not covered elsewhere at end of year2014-12-31$831,947
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$61,796,576
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$5,626,913
Administrative expenses (other) incurred2014-12-31$21,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$65,603,693
Value of net assets at end of year (total assets less liabilities)2014-12-31$657,578,124
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$488,747,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$595,607,351
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$371,292,465
Value of interest in pooled separate accounts at end of year2014-12-31$5,813,461
Value of interest in pooled separate accounts at beginning of year2014-12-31$5,091,701
Interest on participant loans2014-12-31$251,707
Interest earned on other investments2014-12-31$1,711,485
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$315
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$315
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$47,315,083
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$45,370,415
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$19,760,171
Net investment gain/loss from pooled separate accounts2014-12-31$623,145
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$23,252,038
Contract administrator fees2014-12-31$133,544
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON LLP
Accountancy firm EIN2014-12-31366055558
2013 : THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$117,468,646
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$20,296,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$20,186,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$43,924,844
Value of total assets at end of year2013-12-31$488,747,762
Value of total assets at beginning of year2013-12-31$391,575,533
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$110,271
Total interest from all sources2013-12-31$467,391
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$9,937,277
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$9,937,277
Administrative expenses professional fees incurred2013-12-31$110,271
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$39,611,371
Participant contributions at end of year2013-12-31$5,195,790
Participant contributions at beginning of year2013-12-31$3,368,264
Participant contributions at end of year2013-12-31$500
Participant contributions at beginning of year2013-12-31$272,692
Assets. Other investments not covered elsewhere at end of year2013-12-31$61,796,576
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$50,797,533
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$4,313,473
Other income not declared elsewhere2013-12-31$11,494,679
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$97,172,229
Value of net assets at end of year (total assets less liabilities)2013-12-31$488,747,762
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$391,575,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$371,292,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$290,568,315
Value of interest in pooled separate accounts at end of year2013-12-31$5,091,701
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,364,191
Interest on participant loans2013-12-31$165,541
Interest earned on other investments2013-12-31$301,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$315
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$61,713
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$61,713
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$45,370,415
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$42,142,825
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$51,212,453
Net investment gain/loss from pooled separate accounts2013-12-31$432,002
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$20,186,146
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$79,388,406
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$18,000,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$17,872,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$39,545,721
Value of total assets at end of year2012-12-31$391,302,841
Value of total assets at beginning of year2012-12-31$329,914,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$127,477
Total interest from all sources2012-12-31$1,605,771
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$7,815,452
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$7,815,452
Administrative expenses professional fees incurred2012-12-31$106,813
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$36,895,507
Participant contributions at end of year2012-12-31$3,368,264
Participant contributions at beginning of year2012-12-31$1,943,362
Participant contributions at end of year2012-12-31$272,692
Participant contributions at beginning of year2012-12-31$1,288,424
Assets. Other investments not covered elsewhere at end of year2012-12-31$50,797,533
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$44,510,638
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,650,214
Other income not declared elsewhere2012-12-31$6,165,055
Administrative expenses (other) incurred2012-12-31$20,664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$61,388,307
Value of net assets at end of year (total assets less liabilities)2012-12-31$391,302,841
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$329,914,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$290,568,315
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$238,514,442
Value of interest in pooled separate accounts at end of year2012-12-31$4,364,191
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,667,644
Interest on participant loans2012-12-31$110,354
Interest earned on other investments2012-12-31$1,495,417
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$61,713
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$42,142,825
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$39,990,024
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$23,875,028
Net investment gain/loss from pooled separate accounts2012-12-31$381,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$17,872,622
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31366055558
2011 : THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$37,434,133
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$10,723,335
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$10,639,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$36,782,008
Value of total assets at end of year2011-12-31$329,914,534
Value of total assets at beginning of year2011-12-31$303,203,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$83,619
Total interest from all sources2011-12-31$1,411,615
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$5,755,490
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$5,755,490
Administrative expenses professional fees incurred2011-12-31$83,619
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$34,716,986
Participant contributions at end of year2011-12-31$1,943,362
Participant contributions at end of year2011-12-31$1,288,424
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$44,510,638
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$45,570,091
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,065,022
Other income not declared elsewhere2011-12-31$-767,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$26,710,798
Value of net assets at end of year (total assets less liabilities)2011-12-31$329,914,534
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$303,203,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$238,514,442
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$218,388,439
Value of interest in pooled separate accounts at end of year2011-12-31$3,667,644
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,838,467
Interest on participant loans2011-12-31$36,088
Interest earned on other investments2011-12-31$1,375,527
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$39,990,024
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$36,406,739
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-6,154,503
Net investment gain/loss from pooled separate accounts2011-12-31$406,827
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$10,639,716
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558
2010 : THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$61,543,329
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$11,917,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$11,846,269
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$31,108,043
Value of total assets at end of year2010-12-31$303,203,736
Value of total assets at beginning of year2010-12-31$253,577,786
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$71,110
Total interest from all sources2010-12-31$1,201,501
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$4,269,116
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$4,269,116
Administrative expenses professional fees incurred2010-12-31$62,853
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$29,609,544
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$895,769
Assets. Other investments not covered elsewhere at end of year2010-12-31$45,570,091
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$39,238,271
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,498,499
Other income not declared elsewhere2010-12-31$5,029,514
Administrative expenses (other) incurred2010-12-31$8,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$49,625,950
Value of net assets at end of year (total assets less liabilities)2010-12-31$303,203,736
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$253,577,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$218,388,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$177,595,283
Value of interest in pooled separate accounts at end of year2010-12-31$2,838,467
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,246,752
Interest earned on other investments2010-12-31$1,201,501
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$36,406,739
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$33,601,711
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$19,612,485
Net investment gain/loss from pooled separate accounts2010-12-31$322,670
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$11,846,269
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GRANT THORNTON LLP
Accountancy firm EIN2010-12-31366055558
2009 : THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN

2022: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 403(B) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number0000
Policy instance 2
Insurance contract or identification number0000
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150392
Policy instance 1
Insurance contract or identification number150392
Number of Individuals Covered1835
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number0000
Policy instance 2
Insurance contract or identification number0000
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150392
Policy instance 1
Insurance contract or identification number150392
Number of Individuals Covered1940
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150392
Policy instance 1
Insurance contract or identification number150392
Number of Individuals Covered2090
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150392
Policy instance 1
Insurance contract or identification number150392
Number of Individuals Covered2116
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150392
Policy instance 1
Insurance contract or identification number150392
Number of Individuals Covered2168
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150392
Policy instance 1
Insurance contract or identification number150392
Number of Individuals Covered2168
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150392
Policy instance 1
Insurance contract or identification number150392
Number of Individuals Covered2229
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150392
Policy instance 1
Insurance contract or identification number150392
Number of Individuals Covered2268
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150392
Policy instance 1
Insurance contract or identification number150392
Number of Individuals Covered2321
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150392
Policy instance 1
Insurance contract or identification number150392
Number of Individuals Covered2649
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150392
Policy instance 1
Insurance contract or identification number150392
Number of Individuals Covered2583
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150392
Policy instance 1
Insurance contract or identification number150392
Number of Individuals Covered2466
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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