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UNIVERSITY OF PENNSYLVANIA BASIC PLAN 401k Plan overview

Plan NameUNIVERSITY OF PENNSYLVANIA BASIC PLAN
Plan identification number 028

UNIVERSITY OF PENNSYLVANIA BASIC PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA has sponsored the creation of one or more 401k plans.

Company Name:TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
Employer identification number (EIN):231352685
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF PENNSYLVANIA BASIC PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0282022-01-01
0282021-01-01
0282020-01-01
0282019-01-01
0282018-01-01
0282018-01-01
0282017-01-01JOHN J HEUER JOHN J HEUER2018-10-12
0282016-01-01JOHN J HEUER JOHN J HEUER2017-10-09
0282015-01-01JOHN J HEUER
0282014-01-01JOHN J HEUER JOHN J HEUER2015-10-13
0282013-01-01JOHN J HEUER JOHN J HEUER2014-10-09
0282012-01-01JOHN J HEUER JOHN J HEUER2013-10-09
0282011-01-01JOHN J HEUER JOHN J HEUER2012-10-01
0282010-01-01JOHN J HEUER JOHN J HEUER2011-10-17
0282009-01-01JOHN J HEUER JOHN J HEUER2010-10-14

Plan Statistics for UNIVERSITY OF PENNSYLVANIA BASIC PLAN

401k plan membership statisitcs for UNIVERSITY OF PENNSYLVANIA BASIC PLAN

Measure Date Value
2022: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0127,477
Total number of active participants reported on line 7a of the Form 55002022-01-0119,891
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0112,530
Total of all active and inactive participants2022-01-0132,421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01254
Total participants2022-01-0132,675
Number of participants with account balances2022-01-0132,197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01387
2021: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0126,486
Total number of active participants reported on line 7a of the Form 55002021-01-0115,918
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0111,391
Total of all active and inactive participants2021-01-0127,309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01206
Total participants2021-01-0127,515
Number of participants with account balances2021-01-0127,244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01482
2020: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0126,002
Total number of active participants reported on line 7a of the Form 55002020-01-0115,195
Number of retired or separated participants receiving benefits2020-01-0176
Number of other retired or separated participants entitled to future benefits2020-01-0111,128
Total of all active and inactive participants2020-01-0126,399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0187
Total participants2020-01-0126,486
Number of participants with account balances2020-01-0126,406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01368
2019: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0125,235
Total number of active participants reported on line 7a of the Form 55002019-01-0114,814
Number of retired or separated participants receiving benefits2019-01-0192
Number of other retired or separated participants entitled to future benefits2019-01-0111,038
Total of all active and inactive participants2019-01-0125,944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0158
Total participants2019-01-0126,002
Number of participants with account balances2019-01-0126,002
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01471
2018: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0128,866
Total number of active participants reported on line 7a of the Form 55002018-01-0114,312
Number of retired or separated participants receiving benefits2018-01-0166
Number of other retired or separated participants entitled to future benefits2018-01-0110,809
Total of all active and inactive participants2018-01-0125,187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0148
Total participants2018-01-0125,235
Number of participants with account balances2018-01-0125,235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01396
2017: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0123,052
Total number of active participants reported on line 7a of the Form 55002017-01-0113,546
Number of retired or separated participants receiving benefits2017-01-0147
Number of other retired or separated participants entitled to future benefits2017-01-0115,232
Total of all active and inactive participants2017-01-0128,825
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0141
Total participants2017-01-0128,866
Number of participants with account balances2017-01-0128,866
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01330
2016: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0122,407
Total number of active participants reported on line 7a of the Form 55002016-01-0112,967
Number of retired or separated participants receiving benefits2016-01-0145
Number of other retired or separated participants entitled to future benefits2016-01-0110,002
Total of all active and inactive participants2016-01-0123,014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0138
Total participants2016-01-0123,052
Number of participants with account balances2016-01-0123,052
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01335
2015: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0121,713
Total number of active participants reported on line 7a of the Form 55002015-01-0112,743
Number of retired or separated participants receiving benefits2015-01-0136
Number of other retired or separated participants entitled to future benefits2015-01-019,583
Total of all active and inactive participants2015-01-0122,362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0145
Total participants2015-01-0122,407
Number of participants with account balances2015-01-0122,265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01472
2014: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0122,131
Total number of active participants reported on line 7a of the Form 55002014-01-0112,283
Number of retired or separated participants receiving benefits2014-01-0133
Number of other retired or separated participants entitled to future benefits2014-01-019,608
Total of all active and inactive participants2014-01-0121,924
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0138
Total participants2014-01-0121,962
Number of participants with account balances2014-01-0121,713
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01249
2013: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0121,811
Total number of active participants reported on line 7a of the Form 55002013-01-0112,999
Number of retired or separated participants receiving benefits2013-01-0128
Number of other retired or separated participants entitled to future benefits2013-01-019,069
Total of all active and inactive participants2013-01-0122,096
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0135
Total participants2013-01-0122,131
Number of participants with account balances2013-01-0121,172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01209
2012: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0121,272
Total number of active participants reported on line 7a of the Form 55002012-01-0112,068
Number of retired or separated participants receiving benefits2012-01-0119
Number of other retired or separated participants entitled to future benefits2012-01-019,692
Total of all active and inactive participants2012-01-0121,779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0132
Total participants2012-01-0121,811
Number of participants with account balances2012-01-0120,425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01196
2011: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0119,058
Total number of active participants reported on line 7a of the Form 55002011-01-0112,678
Number of retired or separated participants receiving benefits2011-01-0118
Number of other retired or separated participants entitled to future benefits2011-01-018,560
Total of all active and inactive participants2011-01-0121,256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0116
Total participants2011-01-0121,272
Number of participants with account balances2011-01-0120,419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0164
2010: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0119,043
Total number of active participants reported on line 7a of the Form 55002010-01-0111,754
Number of retired or separated participants receiving benefits2010-01-017
Number of other retired or separated participants entitled to future benefits2010-01-017,412
Total of all active and inactive participants2010-01-0119,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-017
Total participants2010-01-0119,180
Number of participants with account balances2010-01-0119,058
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0116,972
Total number of active participants reported on line 7a of the Form 55002009-01-0112,402
Number of other retired or separated participants entitled to future benefits2009-01-016,628
Total of all active and inactive participants2009-01-0119,030
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0113
Total participants2009-01-0119,043
Number of participants with account balances2009-01-0119,043

Financial Data on UNIVERSITY OF PENNSYLVANIA BASIC PLAN

Measure Date Value
2022 : UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-162,984,637
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$46,172,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$45,709,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$75,448,559
Value of total assets at end of year2022-12-31$1,417,850,182
Value of total assets at beginning of year2022-12-31$1,627,007,373
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$462,610
Total interest from all sources2022-12-31$5,579,397
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$35,714,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$35,714,215
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$15,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$23,705,825
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$26,658,970
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,081,160
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$5,443
Other income not declared elsewhere2022-12-31$-3,994,924
Administrative expenses (other) incurred2022-12-31$462,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-209,157,191
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,417,850,182
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,627,007,373
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,208,248,306
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,431,416,626
Value of interest in pooled separate accounts at end of year2022-12-31$41,263,264
Value of interest in pooled separate accounts at beginning of year2022-12-31$35,910,601
Interest earned on other investments2022-12-31$5,579,397
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$144,632,787
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$133,015,733
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$2,260,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-278,789,312
Net investment gain/loss from pooled separate accounts2022-12-31$3,057,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$74,367,399
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$43,448,968
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MGS LLP
Accountancy firm EIN2022-12-31462568909
2021 : UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$2,456,694
Total unrealized appreciation/depreciation of assets2021-12-31$2,456,694
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$252
Total income from all sources (including contributions)2021-12-31$269,809,880
Total loss/gain on sale of assets2021-12-31$1,312,003
Total of all expenses incurred2021-12-31$69,981,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$69,671,790
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$68,927,990
Value of total assets at end of year2021-12-31$1,627,007,373
Value of total assets at beginning of year2021-12-31$1,427,179,399
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$309,864
Total interest from all sources2021-12-31$484,303
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$28,162,630
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$28,162,630
Administrative expenses professional fees incurred2021-12-31$297,858
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$15,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$26,658,970
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$13,930,495
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,568,017
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$5,443
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$55,978
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$252
Other income not declared elsewhere2021-12-31$552,472
Administrative expenses (other) incurred2021-12-31$12,006
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$199,828,226
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,627,007,373
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,427,179,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,431,416,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,270,809,609
Value of interest in pooled separate accounts at end of year2021-12-31$35,910,601
Value of interest in pooled separate accounts at beginning of year2021-12-31$24,052,124
Interest earned on other investments2021-12-31$484,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$133,015,733
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$118,330,807
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$162,867,960
Net investment gain/loss from pooled separate accounts2021-12-31$5,045,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$67,359,973
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$386
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$69,671,790
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$1,312,003
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MGS LLP
Accountancy firm EIN2021-12-31462568909
2020 : UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$4,692,445
Total unrealized appreciation/depreciation of assets2020-12-31$4,692,445
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$252
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$251,432,542
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$36,625,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$36,612,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$68,155,682
Value of total assets at end of year2020-12-31$1,427,179,399
Value of total assets at beginning of year2020-12-31$1,212,372,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$13,005
Total interest from all sources2020-12-31$971,360
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$28,066,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$28,066,954
Administrative expenses professional fees incurred2020-12-31$2,851
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$13,930,495
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$13,574,283
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$4,135,806
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$55,978
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$69,044
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$252
Other income not declared elsewhere2020-12-31$111,779
Administrative expenses (other) incurred2020-12-31$10,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$214,806,752
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,427,179,147
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,212,372,395
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,270,809,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,060,421,602
Value of interest in pooled separate accounts at end of year2020-12-31$24,052,124
Value of interest in pooled separate accounts at beginning of year2020-12-31$24,981,129
Interest earned on other investments2020-12-31$971,360
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$118,330,807
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$109,892,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$149,643,882
Net investment gain/loss from pooled separate accounts2020-12-31$-209,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$64,019,876
Employer contributions (assets) at end of year2020-12-31$386
Employer contributions (assets) at beginning of year2020-12-31$3,433,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$36,612,785
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MGS LLP
Accountancy firm EIN2020-12-31462568909
2019 : UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$4,594,957
Total unrealized appreciation/depreciation of assets2019-12-31$4,594,957
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$270,727,163
Total loss/gain on sale of assets2019-12-31$654,538
Total of all expenses incurred2019-12-31$32,189,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$32,187,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$63,404,205
Value of total assets at end of year2019-12-31$1,212,372,395
Value of total assets at beginning of year2019-12-31$973,835,010
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,977
Total interest from all sources2019-12-31$898,114
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$25,671,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$25,671,005
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$13,574,283
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$11,176,339
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,338,373
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$69,044
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$24,728
Other income not declared elsewhere2019-12-31$435,802
Administrative expenses (other) incurred2019-12-31$1,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$238,537,385
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,212,372,395
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$973,835,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,060,421,602
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$837,636,185
Value of interest in pooled separate accounts at end of year2019-12-31$24,981,129
Value of interest in pooled separate accounts at beginning of year2019-12-31$22,529,120
Interest earned on other investments2019-12-31$898,114
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$109,892,781
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$102,380,409
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$173,797,081
Net investment gain/loss from pooled separate accounts2019-12-31$1,271,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$62,065,832
Employer contributions (assets) at end of year2019-12-31$3,433,556
Employer contributions (assets) at beginning of year2019-12-31$88,229
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$32,187,801
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$654,538
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MGS LLP
Accountancy firm EIN2019-12-31462568909
2018 : UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$1,589,942
Total unrealized appreciation/depreciation of assets2018-12-31$1,589,942
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$11,433,586
Total loss/gain on sale of assets2018-12-31$640,654
Total of all expenses incurred2018-12-31$27,207,272
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$27,203,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$62,664,031
Value of total assets at end of year2018-12-31$973,835,010
Value of total assets at beginning of year2018-12-31$989,608,696
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$3,501
Total interest from all sources2018-12-31$913,013
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$27,626,317
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$27,626,317
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$11,176,339
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$11,889,093
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,209,616
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$24,728
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$29,347
Other income not declared elsewhere2018-12-31$17,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-15,773,686
Value of net assets at end of year (total assets less liabilities)2018-12-31$973,835,010
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$989,608,696
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$3,501
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$837,636,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$862,957,229
Value of interest in pooled separate accounts at end of year2018-12-31$22,529,120
Value of interest in pooled separate accounts at beginning of year2018-12-31$20,353,865
Interest earned on other investments2018-12-31$913,013
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$102,380,409
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$94,294,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-83,014,201
Net investment gain/loss from pooled separate accounts2018-12-31$995,831
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$58,454,415
Employer contributions (assets) at end of year2018-12-31$88,229
Employer contributions (assets) at beginning of year2018-12-31$85,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$27,203,771
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$640,654
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MGS LLP
Accountancy firm EIN2018-12-31462568909
2017 : UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$3,489,387
Total unrealized appreciation/depreciation of assets2017-12-31$3,489,387
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$196,935,278
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$21,096,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$21,093,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$56,545,412
Value of total assets at end of year2017-12-31$989,608,696
Value of total assets at beginning of year2017-12-31$813,770,105
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,913
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$19,850,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$19,850,456
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$11,889,093
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$10,116,840
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,601,091
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$29,347
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$123,008
Other income not declared elsewhere2017-12-31$15,980
Administrative expenses (other) incurred2017-12-31$2,913
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$175,838,591
Value of net assets at end of year (total assets less liabilities)2017-12-31$989,608,696
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$813,770,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$862,957,229
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$699,707,732
Value of interest in pooled separate accounts at end of year2017-12-31$20,353,865
Value of interest in pooled separate accounts at beginning of year2017-12-31$18,655,333
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$94,294,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$85,088,637
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$116,193,057
Net investment gain/loss from pooled separate accounts2017-12-31$840,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$54,944,321
Employer contributions (assets) at end of year2017-12-31$85,064
Employer contributions (assets) at beginning of year2017-12-31$78,555
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$21,093,774
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MGS LLP
Accountancy firm EIN2017-12-31462568909
2016 : UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$1,623,659
Total unrealized appreciation/depreciation of assets2016-12-31$1,623,659
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$111,696,395
Total loss/gain on sale of assets2016-12-31$812,888
Total of all expenses incurred2016-12-31$19,598,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$19,591,356
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$53,982,881
Value of total assets at end of year2016-12-31$813,770,105
Value of total assets at beginning of year2016-12-31$721,672,541
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$7,475
Total interest from all sources2016-12-31$973,445
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$14,141,862
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$14,141,862
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$10,116,840
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$9,666,903
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,687,742
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$123,008
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$40
Other income not declared elsewhere2016-12-31$11,035
Administrative expenses (other) incurred2016-12-31$7,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$92,097,564
Value of net assets at end of year (total assets less liabilities)2016-12-31$813,770,105
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$721,672,541
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$699,707,732
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$617,754,047
Value of interest in pooled separate accounts at end of year2016-12-31$18,655,333
Value of interest in pooled separate accounts at beginning of year2016-12-31$16,188,265
Interest earned on other investments2016-12-31$973,445
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$85,088,637
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$77,984,190
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$39,270,259
Net investment gain/loss from pooled separate accounts2016-12-31$880,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$51,295,139
Employer contributions (assets) at end of year2016-12-31$78,555
Employer contributions (assets) at beginning of year2016-12-31$79,096
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$19,591,356
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$812,888
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAIER GRABUSKI LLP
Accountancy firm EIN2016-12-31462568909
2015 : UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$2,251,298
Total unrealized appreciation/depreciation of assets2015-12-31$2,251,298
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$52,872,440
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$18,808,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$18,801,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$50,871,465
Value of total assets at end of year2015-12-31$721,672,541
Value of total assets at beginning of year2015-12-31$687,608,139
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,380
Total interest from all sources2015-12-31$687,572
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$16,702,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$16,702,088
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$9,666,903
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$8,527,645
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,406,847
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$40
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$159
Other income not declared elsewhere2015-12-31$53,001
Administrative expenses (other) incurred2015-12-31$6,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$34,064,402
Value of net assets at end of year (total assets less liabilities)2015-12-31$721,672,541
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$687,608,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$617,754,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$592,431,814
Value of interest in pooled separate accounts at end of year2015-12-31$16,188,265
Value of interest in pooled separate accounts at beginning of year2015-12-31$14,191,903
Interest earned on other investments2015-12-31$687,572
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$77,984,190
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$72,456,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-18,876,966
Net investment gain/loss from pooled separate accounts2015-12-31$1,183,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$48,464,618
Employer contributions (assets) at end of year2015-12-31$79,096
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$18,801,658
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAIER GRABUSKI LLP
Accountancy firm EIN2015-12-31462568909
2014 : UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$2,074,175
Total unrealized appreciation/depreciation of assets2014-12-31$2,074,175
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$404,712
Total income from all sources (including contributions)2014-12-31$95,777,769
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$17,700,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$17,693,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$47,688,498
Value of total assets at end of year2014-12-31$687,608,139
Value of total assets at beginning of year2014-12-31$609,935,350
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,544
Total interest from all sources2014-12-31$725,449
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$13,769,939
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$13,769,939
Administrative expenses professional fees incurred2014-12-31$2,444
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$15,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$590,039
Assets. Other investments not covered elsewhere at end of year2014-12-31$8,527,645
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$7,480,124
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$159
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$77,689
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$404,712
Other income not declared elsewhere2014-12-31$70,818
Administrative expenses (other) incurred2014-12-31$4,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$78,077,501
Value of net assets at end of year (total assets less liabilities)2014-12-31$687,608,139
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$609,530,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$592,431,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$523,907,983
Value of interest in pooled separate accounts at end of year2014-12-31$14,191,903
Value of interest in pooled separate accounts at beginning of year2014-12-31$11,577,756
Interest earned on other investments2014-12-31$725,449
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$72,456,618
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$66,891,798
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$29,960,914
Net investment gain/loss from pooled separate accounts2014-12-31$1,487,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$47,098,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$17,693,724
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAIER GRABUSKI LLP
Accountancy firm EIN2014-12-31462568909
2013 : UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,883,911
Total unrealized appreciation/depreciation of assets2013-12-31$1,883,911
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$404,712
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$504,059
Total income from all sources (including contributions)2013-12-31$144,038,495
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$13,723,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$13,718,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$46,408,626
Value of total assets at end of year2013-12-31$609,935,350
Value of total assets at beginning of year2013-12-31$479,719,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,656
Total interest from all sources2013-12-31$660,954
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$10,095,916
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$10,095,916
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$7,480,124
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$6,066,981
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,593,254
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$77,689
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$81,181
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$404,712
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$504,059
Administrative expenses (other) incurred2013-12-31$4,656
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$130,315,411
Value of net assets at end of year (total assets less liabilities)2013-12-31$609,530,638
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$479,215,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$523,907,983
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$403,513,302
Value of interest in pooled separate accounts at end of year2013-12-31$11,577,756
Value of interest in pooled separate accounts at beginning of year2013-12-31$9,737,028
Interest earned on other investments2013-12-31$660,954
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$66,891,798
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$60,320,794
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$84,008,554
Net investment gain/loss from pooled separate accounts2013-12-31$980,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$44,815,372
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$13,718,428
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAIER GRABUSKI LLP
Accountancy firm EIN2013-12-31462568909
2012 : UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,713,994
Total unrealized appreciation/depreciation of assets2012-12-31$1,713,994
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$504,059
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,514,532
Total income from all sources (including contributions)2012-12-31$94,431,979
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$14,408,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$14,399,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$43,073,164
Value of total assets at end of year2012-12-31$479,719,286
Value of total assets at beginning of year2012-12-31$400,705,930
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$9,114
Total interest from all sources2012-12-31$606,015
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$6,455,153
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$6,455,153
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$6,066,981
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$206,956
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$81,181
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$62,293
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$504,059
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$1,514,532
Other income not declared elsewhere2012-12-31$-107,101
Administrative expenses (other) incurred2012-12-31$9,114
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$80,023,829
Value of net assets at end of year (total assets less liabilities)2012-12-31$479,215,227
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$399,191,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$403,513,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$337,481,669
Value of interest in pooled separate accounts at end of year2012-12-31$9,737,028
Value of interest in pooled separate accounts at beginning of year2012-12-31$8,137,800
Interest earned on other investments2012-12-31$606,015
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$60,320,794
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$55,024,168
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$41,840,466
Net investment gain/loss from pooled separate accounts2012-12-31$850,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$42,866,208
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$14,399,036
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAIER GRABUSKI LLP
Accountancy firm EIN2012-12-31462568909
2011 : UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$1,533,986
Total unrealized appreciation/depreciation of assets2011-12-31$1,533,986
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,514,532
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$468,791
Total income from all sources (including contributions)2011-12-31$40,288,633
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$9,174,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$9,159,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$41,096,535
Value of total assets at end of year2011-12-31$400,705,930
Value of total assets at beginning of year2011-12-31$368,545,870
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$14,546
Total interest from all sources2011-12-31$578,509
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$5,564,131
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$5,564,131
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$161,930
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$62,293
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$106,837
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$1,514,532
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$468,791
Administrative expenses (other) incurred2011-12-31$14,546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$31,114,319
Value of net assets at end of year (total assets less liabilities)2011-12-31$399,191,398
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$368,077,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$337,481,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$313,527,057
Value of interest in pooled separate accounts at end of year2011-12-31$8,137,800
Value of interest in pooled separate accounts at beginning of year2011-12-31$6,305,579
Interest earned on other investments2011-12-31$578,509
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$55,024,168
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$48,606,397
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-9,363,383
Net investment gain/loss from pooled separate accounts2011-12-31$878,855
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$40,934,605
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$9,159,768
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WEISERMAZARS,LLP
Accountancy firm EIN2011-12-31131459550
2010 : UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,356,754
Total unrealized appreciation/depreciation of assets2010-12-31$1,356,754
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$468,791
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$313,051
Total income from all sources (including contributions)2010-12-31$81,065,541
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$6,587,614
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,574,185
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$42,385,251
Value of total assets at end of year2010-12-31$368,545,870
Value of total assets at beginning of year2010-12-31$293,912,203
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$13,429
Total interest from all sources2010-12-31$454,354
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$3,974,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,974,676
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,985,511
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$106,837
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$85,723
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$468,791
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$313,051
Administrative expenses (other) incurred2010-12-31$13,429
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$74,477,927
Value of net assets at end of year (total assets less liabilities)2010-12-31$368,077,079
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$293,599,152
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$313,527,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$246,295,708
Value of interest in pooled separate accounts at end of year2010-12-31$6,305,579
Value of interest in pooled separate accounts at beginning of year2010-12-31$4,743,068
Interest earned on other investments2010-12-31$454,354
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$48,606,397
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$42,787,704
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$32,179,536
Net investment gain/loss from pooled separate accounts2010-12-31$714,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$39,399,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,574,185
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WEISERMAZARS,LLP
Accountancy firm EIN2010-12-31131459550
2009 : UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UNIVERSITY OF PENNSYLVANIA BASIC PLAN

2022: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSITY OF PENNSYLVANIA BASIC PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100320
Policy instance 1
Insurance contract or identification number100320
Number of Individuals Covered8751
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100320
Policy instance 1
Insurance contract or identification number100320
Number of Individuals Covered8364
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100320
Policy instance 1
Insurance contract or identification number100320
Number of Individuals Covered7979
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100320
Policy instance 1
Insurance contract or identification number100320
Number of Individuals Covered7982
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100320
Policy instance 1
Insurance contract or identification number100320
Number of Individuals Covered8042
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100320
Policy instance 1
Insurance contract or identification number100320
Number of Individuals Covered8095
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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