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RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 401k Plan overview

Plan NameRETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM
Plan identification number 039

RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA has sponsored the creation of one or more 401k plans.

Company Name:TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
Employer identification number (EIN):231352685
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0392022-01-01
0392021-01-01
0392020-01-01
0392019-01-01
0392018-01-01
0392017-01-01JOSEPH LALLIER
0392016-01-01JOSEPH LALLIER
0392015-01-01JOSEPH LALLIER
0392014-01-01JOSEPH LALLIER
0392014-01-01JOSEPH LALLIER
0392013-01-01JOSEPH LALLIER
0392012-01-01JOSEPH LALLIER JOSEPH LALLIER2014-05-14
0392011-01-01JOSEPH LALLIER

Plan Statistics for RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM

401k plan membership statisitcs for RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM

Measure Date Value
2022: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2022 401k membership
Total participants, beginning-of-year2022-01-0139,213
Total number of active participants reported on line 7a of the Form 55002022-01-0138,179
Number of retired or separated participants receiving benefits2022-01-01110
Number of other retired or separated participants entitled to future benefits2022-01-015,083
Total of all active and inactive participants2022-01-0143,372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0128
Total participants2022-01-0143,400
Number of participants with account balances2022-01-0135,107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011,908
2021: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2021 401k membership
Total participants, beginning-of-year2021-01-0119,378
Total number of active participants reported on line 7a of the Form 55002021-01-0134,360
Number of retired or separated participants receiving benefits2021-01-01115
Number of other retired or separated participants entitled to future benefits2021-01-014,706
Total of all active and inactive participants2021-01-0139,181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0132
Total participants2021-01-0139,213
Number of participants with account balances2021-01-0131,925
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011,714
2020: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2020 401k membership
Total participants, beginning-of-year2020-01-0117,366
Total number of active participants reported on line 7a of the Form 55002020-01-0113,812
Number of retired or separated participants receiving benefits2020-01-0130
Number of other retired or separated participants entitled to future benefits2020-01-015,536
Total of all active and inactive participants2020-01-0119,378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0119,378
Number of participants with account balances2020-01-0119,378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0121
2019: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2019 401k membership
Total participants, beginning-of-year2019-01-0115,769
Total number of active participants reported on line 7a of the Form 55002019-01-0112,375
Number of retired or separated participants receiving benefits2019-01-0133
Number of other retired or separated participants entitled to future benefits2019-01-014,942
Total of all active and inactive participants2019-01-0117,350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0116
Total participants2019-01-0117,366
Number of participants with account balances2019-01-0117,366
2018: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2018 401k membership
Total participants, beginning-of-year2018-01-0112,096
Total number of active participants reported on line 7a of the Form 55002018-01-0110,734
Number of retired or separated participants receiving benefits2018-01-0126
Number of other retired or separated participants entitled to future benefits2018-01-015,009
Total of all active and inactive participants2018-01-0115,769
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0115,769
Number of participants with account balances2018-01-0115,753
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01501
2017: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2017 401k membership
Total participants, beginning-of-year2017-01-0111,408
Total number of active participants reported on line 7a of the Form 55002017-01-019,273
Number of retired or separated participants receiving benefits2017-01-0120
Number of other retired or separated participants entitled to future benefits2017-01-012,803
Total of all active and inactive participants2017-01-0112,096
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0112,096
Number of participants with account balances2017-01-0110,071
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01264
2016: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2016 401k membership
Total participants, beginning-of-year2016-01-0110,048
Total number of active participants reported on line 7a of the Form 55002016-01-018,749
Number of retired or separated participants receiving benefits2016-01-0115
Number of other retired or separated participants entitled to future benefits2016-01-012,638
Total of all active and inactive participants2016-01-0111,402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-0111,408
Number of participants with account balances2016-01-0111,179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01109
2015: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2015 401k membership
Total participants, beginning-of-year2015-01-0113,944
Total number of active participants reported on line 7a of the Form 55002015-01-017,645
Number of retired or separated participants receiving benefits2015-01-019
Number of other retired or separated participants entitled to future benefits2015-01-012,383
Total of all active and inactive participants2015-01-0110,037
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0111
Total participants2015-01-0110,048
Number of participants with account balances2015-01-0110,027
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01111
2014: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2014 401k membership
Total participants, beginning-of-year2014-01-016,665
Total number of active participants reported on line 7a of the Form 55002014-01-0112,789
Number of retired or separated participants receiving benefits2014-01-019
Number of other retired or separated participants entitled to future benefits2014-01-011,144
Total of all active and inactive participants2014-01-0113,942
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-0113,944
Number of participants with account balances2014-01-018,784
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01109
2013: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2013 401k membership
Total participants, beginning-of-year2013-01-017,688
Total number of active participants reported on line 7a of the Form 55002013-01-015,367
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-011,292
Total of all active and inactive participants2013-01-016,664
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-016,665
Number of participants with account balances2013-01-015,641
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0147
2012: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2012 401k membership
Total participants, beginning-of-year2012-01-014,467
Total number of active participants reported on line 7a of the Form 55002012-01-016,478
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-011,207
Total of all active and inactive participants2012-01-017,688
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-017,688
Number of participants with account balances2012-01-014,196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01143
2011: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2011 401k membership
Total participants, beginning-of-year2011-01-011,530
Total number of active participants reported on line 7a of the Form 55002011-01-013,388
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-011,077
Total of all active and inactive participants2011-01-014,466
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-014,467
Number of participants with account balances2011-01-013,467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0144

Financial Data on RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM

Measure Date Value
2022 : RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-90,944,343
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$33,780,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$33,346,414
Expenses. Certain deemed distributions of participant loans2022-12-31$2,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$119,869,274
Value of total assets at end of year2022-12-31$656,375,070
Value of total assets at beginning of year2022-12-31$781,100,254
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$432,166
Total interest from all sources2022-12-31$126,912
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$23,936,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$23,936,268
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,846,484
Participant contributions at end of year2022-12-31$1,403,694
Participant contributions at beginning of year2022-12-31$1,239,019
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,424,829
Administrative expenses (other) incurred2022-12-31$432,166
Total non interest bearing cash at end of year2022-12-31$607,119
Total non interest bearing cash at beginning of year2022-12-31$278,120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-124,725,184
Value of net assets at end of year (total assets less liabilities)2022-12-31$656,375,070
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$781,100,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$647,558,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$775,075,440
Interest on participant loans2022-12-31$60,483
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$4,372,848
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$2,323,004
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$2,323,004
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$66,429
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$2,432,499
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,184,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-234,876,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$115,597,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$33,346,414
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31HORSEY,BUCKNER & HEFFLER LLP
Accountancy firm EIN2022-12-31821803066
2021 : RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$147,810,553
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$208,781,086
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$38,827,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$38,498,388
Expenses. Certain deemed distributions of participant loans2021-12-31$1,052
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$115,906,537
Value of total assets at end of year2021-12-31$781,100,254
Value of total assets at beginning of year2021-12-31$463,336,043
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$327,988
Total interest from all sources2021-12-31$22,665
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$17,633,378
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$17,633,378
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,165,034
Participant contributions at end of year2021-12-31$1,239,019
Participant contributions at beginning of year2021-12-31$772,885
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,100,349
Administrative expenses (other) incurred2021-12-31$327,988
Total non interest bearing cash at end of year2021-12-31$278,120
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$169,953,658
Value of net assets at end of year (total assets less liabilities)2021-12-31$781,100,254
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$463,336,043
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$775,075,440
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$460,146,299
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$658,697
Interest on participant loans2021-12-31$56,371
Interest earned on other investments2021-12-31$66,638
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$2,323,004
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$-100,344
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,184,671
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,758,162
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$75,218,220
Net investment gain/loss from pooled separate accounts2021-12-31$286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$108,641,154
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$38,498,388
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31HORSEY,BUCKNER & HEFFLER LLP
Accountancy firm EIN2021-12-31821803066
2020 : RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$96,539,495
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$22,869,960
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$22,687,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$26,714,835
Value of total assets at end of year2020-12-31$463,336,043
Value of total assets at beginning of year2020-12-31$389,666,508
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$182,347
Total interest from all sources2020-12-31$96,038
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$11,292,619
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$11,292,619
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$878,691
Participant contributions at end of year2020-12-31$772,885
Participant contributions at beginning of year2020-12-31$802,489
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$946,291
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,761,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$73,669,535
Value of net assets at end of year (total assets less liabilities)2020-12-31$463,336,043
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$389,666,508
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$460,146,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$352,977,708
Value of interest in pooled separate accounts at end of year2020-12-31$658,697
Value of interest in pooled separate accounts at beginning of year2020-12-31$475,292
Interest on participant loans2020-12-31$40,547
Interest earned on other investments2020-12-31$55,491
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,758,162
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,297,430
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$58,439,541
Net investment gain/loss from pooled separate accounts2020-12-31$-3,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$24,074,426
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$33,167,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$22,687,613
Contract administrator fees2020-12-31$182,347
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HORSEY,BUCKNER & HEFFLER LLP
Accountancy firm EIN2020-12-31821803066
2019 : RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$116,732,076
Total income from all sources (including contributions)2019-12-31$116,732,076
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$12,954,856
Total of all expenses incurred2019-12-31$12,954,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,778,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,778,915
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$55,287,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$55,287,697
Value of total assets at end of year2019-12-31$389,666,508
Value of total assets at end of year2019-12-31$389,666,508
Value of total assets at beginning of year2019-12-31$285,889,288
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$175,941
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$175,941
Total interest from all sources2019-12-31$78,051
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$8,671,265
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$8,671,265
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$8,671,265
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$8,671,265
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,079,400
Contributions received from participants2019-12-31$1,079,400
Participant contributions at end of year2019-12-31$802,489
Participant contributions at beginning of year2019-12-31$676,668
Participant contributions at beginning of year2019-12-31$676,668
Assets. Other investments not covered elsewhere at end of year2019-12-31$946,291
Assets. Other investments not covered elsewhere at end of year2019-12-31$946,291
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,841,384
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,841,384
Administrative expenses (other) incurred2019-12-31$12,947
Administrative expenses (other) incurred2019-12-31$12,947
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$103,777,220
Value of net income/loss2019-12-31$103,777,220
Value of net assets at end of year (total assets less liabilities)2019-12-31$389,666,508
Value of net assets at end of year (total assets less liabilities)2019-12-31$389,666,508
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$285,889,288
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$285,889,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$352,977,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$252,865,921
Value of interest in pooled separate accounts at end of year2019-12-31$475,292
Value of interest in pooled separate accounts at beginning of year2019-12-31$311,691
Interest on participant loans2019-12-31$34,453
Interest on participant loans2019-12-31$34,453
Interest earned on other investments2019-12-31$43,598
Interest earned on other investments2019-12-31$43,598
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,297,430
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$959,077
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$52,674,422
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$52,674,422
Net investment gain/loss from pooled separate accounts2019-12-31$20,641
Net investment gain/loss from pooled separate accounts2019-12-31$20,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$52,366,913
Contributions received in cash from employer2019-12-31$52,366,913
Employer contributions (assets) at end of year2019-12-31$33,167,298
Employer contributions (assets) at end of year2019-12-31$33,167,298
Employer contributions (assets) at beginning of year2019-12-31$31,075,931
Employer contributions (assets) at beginning of year2019-12-31$31,075,931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,778,915
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,778,915
Contract administrator fees2019-12-31$162,994
Contract administrator fees2019-12-31$162,994
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HEFFLER, RADETICH & SAITTA LLP
Accountancy firm name2019-12-31HEFFLER, RADETICH & SAITTA LLP
Accountancy firm EIN2019-12-31231602569
Accountancy firm EIN2019-12-31231602569
2018 : RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$30,903,516
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$8,900,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$8,750,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$48,644,739
Value of total assets at end of year2018-12-31$285,889,288
Value of total assets at beginning of year2018-12-31$263,885,871
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$149,661
Total interest from all sources2018-12-31$26,510
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$7,699,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$7,699,001
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$495,286
Participant contributions at end of year2018-12-31$676,668
Participant contributions at beginning of year2018-12-31$546,833
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$257,921
Other income not declared elsewhere2018-12-31$36,043
Administrative expenses (other) incurred2018-12-31$149,661
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$22,003,417
Value of net assets at end of year (total assets less liabilities)2018-12-31$285,889,288
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$263,885,871
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$252,865,921
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$235,109,013
Value of interest in pooled separate accounts at end of year2018-12-31$311,691
Value of interest in pooled separate accounts at beginning of year2018-12-31$206,901
Interest on participant loans2018-12-31$26,510
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$959,077
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$830,118
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-25,515,167
Net investment gain/loss from pooled separate accounts2018-12-31$12,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$47,891,532
Employer contributions (assets) at end of year2018-12-31$31,075,931
Employer contributions (assets) at beginning of year2018-12-31$27,193,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$8,750,438
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HEFFLER, RADETICH & SAITTA LLP
Accountancy firm EIN2018-12-31231602569
2017 : RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$77,243,921
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$7,019,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,879,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$42,704,572
Value of total assets at end of year2017-12-31$263,885,871
Value of total assets at beginning of year2017-12-31$193,661,408
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$139,727
Total interest from all sources2017-12-31$50,856
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,435,033
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,435,033
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$461,248
Participant contributions at end of year2017-12-31$546,833
Participant contributions at beginning of year2017-12-31$544,584
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,240,853
Other income not declared elsewhere2017-12-31$29,752
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$70,224,463
Value of net assets at end of year (total assets less liabilities)2017-12-31$263,885,871
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$193,661,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$235,109,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$170,144,015
Value of interest in pooled separate accounts at end of year2017-12-31$206,901
Value of interest in pooled separate accounts at beginning of year2017-12-31$169,633
Interest on participant loans2017-12-31$21,038
Interest earned on other investments2017-12-31$29,818
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$830,118
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$706,476
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$38,596
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$29,016,074
Net investment gain/loss from pooled separate accounts2017-12-31$7,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$41,002,471
Employer contributions (assets) at end of year2017-12-31$27,193,006
Employer contributions (assets) at beginning of year2017-12-31$22,096,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,841,135
Contract administrator fees2017-12-31$139,727
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON LLP
Accountancy firm EIN2017-12-31366055558
2016 : RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$48,333,697
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$10,129,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$10,020,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$35,346,911
Value of total assets at end of year2016-12-31$193,661,408
Value of total assets at beginning of year2016-12-31$155,457,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$109,494
Total interest from all sources2016-12-31$41,926
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,193,939
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,193,939
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$396,676
Participant contributions at end of year2016-12-31$544,584
Participant contributions at beginning of year2016-12-31$570,936
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$2,575
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$964,589
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$38,203,717
Value of net assets at end of year (total assets less liabilities)2016-12-31$193,661,408
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$155,457,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$170,144,015
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$136,336,583
Value of interest in pooled separate accounts at end of year2016-12-31$169,633
Value of interest in pooled separate accounts at beginning of year2016-12-31$164,301
Interest on participant loans2016-12-31$26,203
Interest earned on other investments2016-12-31$15,723
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$706,476
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$534,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$8,741,589
Net investment gain/loss from pooled separate accounts2016-12-31$9,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$33,985,646
Employer contributions (assets) at end of year2016-12-31$22,096,700
Employer contributions (assets) at beginning of year2016-12-31$17,848,545
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$10,020,486
Contract administrator fees2016-12-31$109,494
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON LLP
Accountancy firm EIN2016-12-31366055558
2015 : RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$26,775,352
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,240,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,148,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$28,719,500
Value of total assets at end of year2015-12-31$155,457,691
Value of total assets at beginning of year2015-12-31$133,923,325
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$92,856
Total interest from all sources2015-12-31$31,796
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,891,893
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,891,893
Administrative expenses professional fees incurred2015-12-31$92,856
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$534,092
Participant contributions at end of year2015-12-31$570,936
Participant contributions at beginning of year2015-12-31$370,348
Participant contributions at end of year2015-12-31$2,575
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$749,473
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$21,534,366
Value of net assets at end of year (total assets less liabilities)2015-12-31$155,457,691
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$133,923,325
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$136,336,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$118,406,621
Value of interest in pooled separate accounts at end of year2015-12-31$164,301
Value of interest in pooled separate accounts at beginning of year2015-12-31$96,225
Interest on participant loans2015-12-31$14,597
Interest earned on other investments2015-12-31$17,199
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$534,751
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$344,349
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-6,877,645
Net investment gain/loss from pooled separate accounts2015-12-31$9,808
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$27,435,935
Employer contributions (assets) at end of year2015-12-31$17,848,545
Employer contributions (assets) at beginning of year2015-12-31$14,705,782
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,148,130
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON LLP
Accountancy firm EIN2015-12-31366055558
2014 : RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$18,856,193
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$29,121,194
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,211,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,139,473
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$22,830,275
Value of total assets at end of year2014-12-31$132,793,099
Value of total assets at beginning of year2014-12-31$89,026,891
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$71,706
Total interest from all sources2014-12-31$19,374
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,686,802
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,686,802
Administrative expenses professional fees incurred2014-12-31$71,706
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$550,815
Participant contributions at end of year2014-12-31$371,215
Participant contributions at beginning of year2014-12-31$211,114
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$576,049
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$811,665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$24,910,015
Value of net assets at end of year (total assets less liabilities)2014-12-31$132,793,099
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$89,026,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$118,405,754
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$76,983,415
Value of interest in pooled separate accounts at end of year2014-12-31$96,225
Value of interest in pooled separate accounts at beginning of year2014-12-31$80,678
Interest on participant loans2014-12-31$7,274
Interest earned on other investments2014-12-31$12,100
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$344,349
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$264,948
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,574,576
Net investment gain/loss from pooled separate accounts2014-12-31$10,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$21,467,795
Employer contributions (assets) at end of year2014-12-31$13,575,556
Employer contributions (assets) at beginning of year2014-12-31$10,910,687
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,139,473
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON LLP
Accountancy firm EIN2014-12-31366055558
2013 : RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$28,806,746
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,520,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,467,546
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$17,270,855
Value of total assets at end of year2013-12-31$89,026,891
Value of total assets at beginning of year2013-12-31$62,740,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$53,124
Total interest from all sources2013-12-31$5,006
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,610,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,610,974
Administrative expenses professional fees incurred2013-12-31$50,754
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$271,475
Participant contributions at end of year2013-12-31$211,114
Participant contributions at beginning of year2013-12-31$197,834
Assets. Other investments not covered elsewhere at end of year2013-12-31$576,049
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$327,295
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$940,423
Other income not declared elsewhere2013-12-31$88,521
Administrative expenses (other) incurred2013-12-31$2,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$26,286,076
Value of net assets at end of year (total assets less liabilities)2013-12-31$89,026,891
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$62,740,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$76,983,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$52,188,116
Value of interest in pooled separate accounts at end of year2013-12-31$80,678
Value of interest in pooled separate accounts at beginning of year2013-12-31$46,815
Interest on participant loans2013-12-31$5,006
Interest earned on other investments2013-12-31$7,847
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$9,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$9,203
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$264,948
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$165,249
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$9,824,875
Net investment gain/loss from pooled separate accounts2013-12-31$6,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$16,058,957
Employer contributions (assets) at end of year2013-12-31$10,910,687
Employer contributions (assets) at beginning of year2013-12-31$9,806,303
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,467,546
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$19,242,088
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,385,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,347,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$13,865,563
Value of total assets at end of year2012-12-31$62,464,726
Value of total assets at beginning of year2012-12-31$44,607,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$37,743
Total interest from all sources2012-12-31$8,953
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,200,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,200,954
Administrative expenses professional fees incurred2012-12-31$37,743
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$257,740
Participant contributions at end of year2012-12-31$197,834
Participant contributions at beginning of year2012-12-31$253,761
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$7,942
Assets. Other investments not covered elsewhere at end of year2012-12-31$327,295
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$242,555
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$61,143
Other income not declared elsewhere2012-12-31$27,766
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$17,856,732
Value of net assets at end of year (total assets less liabilities)2012-12-31$62,464,726
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$44,607,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$52,188,116
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$36,512,294
Value of interest in pooled separate accounts at end of year2012-12-31$46,815
Value of interest in pooled separate accounts at beginning of year2012-12-31$20,439
Interest on participant loans2012-12-31$7,961
Interest earned on other investments2012-12-31$992
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$9,203
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$165,249
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$100,014
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,135,456
Net investment gain/loss from pooled separate accounts2012-12-31$3,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$13,546,680
Employer contributions (assets) at end of year2012-12-31$9,530,214
Employer contributions (assets) at beginning of year2012-12-31$7,470,989
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,347,613
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31366055558
2011 : RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$10,518,921
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,854,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,840,210
Expenses. Certain deemed distributions of participant loans2011-12-31$19
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$10,684,486
Value of total assets at end of year2011-12-31$44,607,995
Value of total assets at beginning of year2011-12-31$35,944,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$14,754
Total interest from all sources2011-12-31$15,257
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$927,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$927,783
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$203,233
Participant contributions at end of year2011-12-31$274,327
Participant contributions at beginning of year2011-12-31$370,494
Participant contributions at end of year2011-12-31$7,942
Assets. Other investments not covered elsewhere at end of year2011-12-31$242,555
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$10,774
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$13,406
Other income not declared elsewhere2011-12-31$8,013
Administrative expenses (other) incurred2011-12-31$14,754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$8,663,938
Value of net assets at end of year (total assets less liabilities)2011-12-31$44,607,995
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$35,944,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$36,491,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$32,956,729
Value of interest in pooled separate accounts at end of year2011-12-31$20,439
Value of interest in pooled separate accounts at beginning of year2011-12-31$5,577
Interest on participant loans2011-12-31$11,034
Interest earned on other investments2011-12-31$2,496
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,727
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$100,014
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$62,992
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,117,826
Net investment gain/loss from pooled separate accounts2011-12-31$1,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$10,470,479
Employer contributions (assets) at end of year2011-12-31$7,470,990
Employer contributions (assets) at beginning of year2011-12-31$2,534,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,840,210
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558

Form 5500 Responses for RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM

2022: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT CONTRIBUTION AND 403(B) MATCHING PLAN OF THE UNIVERSITY OF PENNSYLVANIA HEALTH SYSTEM 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number404952
Policy instance 1
Insurance contract or identification number404952
Number of Individuals Covered124
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number0000
Policy instance 2
Insurance contract or identification number0000
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number404952
Policy instance 1
Insurance contract or identification number404952
Number of Individuals Covered127
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number0000
Policy instance 2
Insurance contract or identification number0000
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number404952
Policy instance 1
Insurance contract or identification number404952
Number of Individuals Covered229
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number404952
Policy instance 1
Insurance contract or identification number404952
Number of Individuals Covered204
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number404952
Policy instance 1
Insurance contract or identification number404952
Number of Individuals Covered14501
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number404952
Policy instance 1
Insurance contract or identification number404952
Number of Individuals Covered148
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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