?>
Logo

ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN
Plan identification number 005

ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALBERT EINSTEIN MEDICAL CENTER has sponsored the creation of one or more 401k plans.

Company Name:ALBERT EINSTEIN MEDICAL CENTER
Employer identification number (EIN):231396794
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about ALBERT EINSTEIN MEDICAL CENTER

Jurisdiction of Incorporation: New Jersey Division of Revenue and Enterprise Services
Incorporation Date:
Company Identification Number: 0100884238

More information about ALBERT EINSTEIN MEDICAL CENTER

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052022-01-01
0052021-01-01
0052020-01-01
0052019-01-01
0052018-01-01
0052017-01-01MICHAEL MULLEN
0052016-01-01MICHAEL MULLEN
0052015-01-01MIKE MULLEN
0052014-01-01MICHAEL MULLEN MICHAEL MULLEN2015-10-09
0052013-01-01MICHAEL MULLEN
0052012-01-01MICHAEL MULLEN
0052011-01-01MICHAEL MULLEN
0052010-01-01MICHAEL MULLEN
0052009-01-01BETTY ANN PATTON BETTY ANN PATTON2010-10-15

Plan Statistics for ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN

Measure Date Value
2022: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0110,803
Total number of active participants reported on line 7a of the Form 55002022-01-017,359
Number of retired or separated participants receiving benefits2022-01-0190
Number of other retired or separated participants entitled to future benefits2022-01-013,669
Total of all active and inactive participants2022-01-0111,118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0133
Total participants2022-01-0111,151
Number of participants with account balances2022-01-0110,721
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0110,698
Total number of active participants reported on line 7a of the Form 55002021-01-017,053
Number of retired or separated participants receiving benefits2021-01-0188
Number of other retired or separated participants entitled to future benefits2021-01-013,627
Total of all active and inactive participants2021-01-0110,768
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0135
Total participants2021-01-0110,803
Number of participants with account balances2021-01-0110,797
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0112,253
Total number of active participants reported on line 7a of the Form 55002020-01-017,161
Number of retired or separated participants receiving benefits2020-01-0171
Number of other retired or separated participants entitled to future benefits2020-01-013,446
Total of all active and inactive participants2020-01-0110,678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0120
Total participants2020-01-0110,698
Number of participants with account balances2020-01-0110,149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0112,355
Total number of active participants reported on line 7a of the Form 55002019-01-017,228
Number of retired or separated participants receiving benefits2019-01-0179
Number of other retired or separated participants entitled to future benefits2019-01-014,924
Total of all active and inactive participants2019-01-0112,231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0122
Total participants2019-01-0112,253
Number of participants with account balances2019-01-0111,710
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0111,206
Total number of active participants reported on line 7a of the Form 55002018-01-017,237
Number of retired or separated participants receiving benefits2018-01-0163
Number of other retired or separated participants entitled to future benefits2018-01-015,037
Total of all active and inactive participants2018-01-0112,337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0118
Total participants2018-01-0112,355
Number of participants with account balances2018-01-0111,369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0111,441
Total number of active participants reported on line 7a of the Form 55002017-01-017,287
Number of retired or separated participants receiving benefits2017-01-0161
Number of other retired or separated participants entitled to future benefits2017-01-013,845
Total of all active and inactive participants2017-01-0111,193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0113
Total participants2017-01-0111,206
Number of participants with account balances2017-01-0110,579
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01115
2016: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0111,662
Total number of active participants reported on line 7a of the Form 55002016-01-017,916
Number of retired or separated participants receiving benefits2016-01-0146
Number of other retired or separated participants entitled to future benefits2016-01-013,470
Total of all active and inactive participants2016-01-0111,432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-019
Total participants2016-01-0111,441
Number of participants with account balances2016-01-019,971
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01170
2015: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0110,633
Total number of active participants reported on line 7a of the Form 55002015-01-018,156
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-013,485
Total of all active and inactive participants2015-01-0111,641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0121
Total participants2015-01-0111,662
Number of participants with account balances2015-01-019,197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01203
2014: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0112,513
Total number of active participants reported on line 7a of the Form 55002014-01-018,685
Number of retired or separated participants receiving benefits2014-01-0154
Number of other retired or separated participants entitled to future benefits2014-01-011,886
Total of all active and inactive participants2014-01-0110,625
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-018
Total participants2014-01-0110,633
Number of participants with account balances2014-01-018,478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0111,087
Total number of active participants reported on line 7a of the Form 55002013-01-0110,488
Number of retired or separated participants receiving benefits2013-01-0161
Number of other retired or separated participants entitled to future benefits2013-01-011,956
Total of all active and inactive participants2013-01-0112,505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-018
Total participants2013-01-0112,513
Number of participants with account balances2013-01-015,913
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0179
2012: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0110,958
Total number of active participants reported on line 7a of the Form 55002012-01-0110,038
Number of retired or separated participants receiving benefits2012-01-0162
Number of other retired or separated participants entitled to future benefits2012-01-01977
Total of all active and inactive participants2012-01-0111,077
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0110
Total participants2012-01-0111,087
Number of participants with account balances2012-01-015,219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0141
2011: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0110,804
Total number of active participants reported on line 7a of the Form 55002011-01-0110,014
Number of retired or separated participants receiving benefits2011-01-0147
Number of other retired or separated participants entitled to future benefits2011-01-01876
Total of all active and inactive participants2011-01-0110,937
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0121
Total participants2011-01-0110,958
Number of participants with account balances2011-01-015,023
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0153
2010: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0110,249
Total number of active participants reported on line 7a of the Form 55002010-01-0110,082
Number of retired or separated participants receiving benefits2010-01-0144
Number of other retired or separated participants entitled to future benefits2010-01-01666
Total of all active and inactive participants2010-01-0110,792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0112
Total participants2010-01-0110,804
Number of participants with account balances2010-01-014,905
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0116
2009: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-019,625
Total number of active participants reported on line 7a of the Form 55002009-01-019,625
Number of retired or separated participants receiving benefits2009-01-0133
Number of other retired or separated participants entitled to future benefits2009-01-01582
Total of all active and inactive participants2009-01-0110,240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-019
Total participants2009-01-0110,249
Number of participants with account balances2009-01-014,811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0110

Financial Data on ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2022 401k financial data
Total transfer of assets to this plan2022-12-31$25,288
Total income from all sources (including contributions)2022-12-31$-65,025,238
Total of all expenses incurred2022-12-31$44,139,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$44,052,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$45,873,788
Value of total assets at end of year2022-12-31$554,830,843
Value of total assets at beginning of year2022-12-31$663,970,685
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$87,542
Total interest from all sources2022-12-31$41,300,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$42,709,152
Participant contributions at end of year2022-12-31$5,407,783
Participant contributions at beginning of year2022-12-31$4,991,943
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,965,539
Administrative expenses (other) incurred2022-12-31$87,542
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-109,165,130
Value of net assets at end of year (total assets less liabilities)2022-12-31$554,830,843
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$663,970,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$519,594,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$628,125,298
Interest on participant loans2022-12-31$225,626
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$2,207,205
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$2,207,205
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$41,074,647
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$28,631,689
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$27,383,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-152,199,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,199,097
Employer contributions (assets) at end of year2022-12-31$1,197,261
Employer contributions (assets) at beginning of year2022-12-31$1,263,186
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$44,052,350
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WITHUMSMITH+BROWN, PC
Accountancy firm EIN2022-12-31222027092
2021 : ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$127,337
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,362
Total income from all sources (including contributions)2021-12-31$123,913,942
Total of all expenses incurred2021-12-31$40,685,925
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$40,634,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$44,573,701
Value of total assets at end of year2021-12-31$663,970,685
Value of total assets at beginning of year2021-12-31$580,617,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$51,083
Total interest from all sources2021-12-31$54,859,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2021-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$0
Amount contributed by the employer to the plan for this plan year2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$40,248,130
Participant contributions at end of year2021-12-31$4,991,943
Participant contributions at beginning of year2021-12-31$4,874,696
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,059,069
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$2,362
Other income not declared elsewhere2021-12-31$4,878
Administrative expenses (other) incurred2021-12-31$51,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$83,228,017
Value of net assets at end of year (total assets less liabilities)2021-12-31$663,970,685
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$580,615,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$628,125,298
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$528,225,212
Interest on participant loans2021-12-31$245,035
Interest earned on other investments2021-12-31$2,428,198
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$2,207,205
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$14,791,903
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$14,791,903
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$52,186,191
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$27,383,053
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$31,679,007
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$24,475,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,266,502
Employer contributions (assets) at end of year2021-12-31$1,263,186
Employer contributions (assets) at beginning of year2021-12-31$1,046,875
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$40,634,842
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WITHUMSMITH+BROWN, PC
Accountancy firm EIN2021-12-31222027092
2020 : ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$5,851
Total transfer of assets from this plan2020-12-31$81
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,362
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,357
Total income from all sources (including contributions)2020-12-31$117,182,830
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$41,000,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$40,763,306
Expenses. Certain deemed distributions of participant loans2020-12-31$73,754
Value of total corrective distributions2020-12-31$3,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$36,771,297
Value of total assets at end of year2020-12-31$580,617,693
Value of total assets at beginning of year2020-12-31$504,429,914
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$160,583
Total interest from all sources2020-12-31$1,550,453
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$27,215,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$27,215,864
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$33,222,861
Participant contributions at end of year2020-12-31$4,874,696
Participant contributions at beginning of year2020-12-31$4,435,562
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,487,221
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$397
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$2,362
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$2,357
Other income not declared elsewhere2020-12-31$89,603
Administrative expenses (other) incurred2020-12-31$112,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$76,182,004
Value of net assets at end of year (total assets less liabilities)2020-12-31$580,615,331
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$504,427,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$43,001
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$528,225,212
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$459,093,141
Interest on participant loans2020-12-31$210,415
Income. Interest from loans (other than to participants)2020-12-31$277,058
Interest earned on other investments2020-12-31$819,255
Income. Interest from corporate debt instruments2020-12-31$208,142
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$14,791,903
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$9,846,381
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$9,846,381
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$35,583
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$31,679,007
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$30,014,040
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$51,555,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,061,215
Employer contributions (assets) at end of year2020-12-31$1,046,875
Employer contributions (assets) at beginning of year2020-12-31$1,040,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$40,762,909
Contract administrator fees2020-12-31$5,405
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31TORRILLO & ASSOCIATES, LLC
Accountancy firm EIN2020-12-31830414789
2019 : ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$1,040
Total transfer of assets from this plan2019-12-31$13,091
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,357
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,305
Total income from all sources (including contributions)2019-12-31$120,689,487
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$29,180,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$28,980,739
Expenses. Certain deemed distributions of participant loans2019-12-31$25,374
Value of total corrective distributions2019-12-31$14,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$34,504,596
Value of total assets at end of year2019-12-31$504,429,914
Value of total assets at beginning of year2019-12-31$412,932,865
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$159,364
Total interest from all sources2019-12-31$1,020,912
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$25,044,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$25,044,938
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$30,791,134
Participant contributions at end of year2019-12-31$4,435,562
Participant contributions at beginning of year2019-12-31$4,091,266
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,692,618
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$2,357
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$2,305
Other income not declared elsewhere2019-12-31$90,272
Administrative expenses (other) incurred2019-12-31$59,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$91,509,048
Value of net assets at end of year (total assets less liabilities)2019-12-31$504,427,557
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$412,930,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$100,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$459,093,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$367,900,995
Interest on participant loans2019-12-31$221,741
Interest earned on other investments2019-12-31$615,137
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$9,846,381
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$9,740,721
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$9,740,721
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$184,034
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$30,014,040
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$30,171,199
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$60,028,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,020,844
Employer contributions (assets) at end of year2019-12-31$1,040,790
Employer contributions (assets) at beginning of year2019-12-31$1,028,684
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$28,980,739
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31TORRILLO & ASSOCIATES LLC
Accountancy firm EIN2019-12-31830414789
2018 : ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$19,439
Total transfer of assets from this plan2018-12-31$132,630
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,305
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$3,622
Total income from all sources (including contributions)2018-12-31$6,528,549
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$32,080,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$31,857,743
Expenses. Certain deemed distributions of participant loans2018-12-31$62,746
Value of total corrective distributions2018-12-31$4,875
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$30,734,244
Value of total assets at end of year2018-12-31$412,932,865
Value of total assets at beginning of year2018-12-31$438,598,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$154,737
Total interest from all sources2018-12-31$1,153,830
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$23,691,896
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$23,691,896
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$27,859,019
Participant contributions at end of year2018-12-31$4,091,266
Participant contributions at beginning of year2018-12-31$4,007,100
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,871,541
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$16,090
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$2,305
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$3,622
Other income not declared elsewhere2018-12-31$91,243
Administrative expenses (other) incurred2018-12-31$54,737
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$28,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-25,551,552
Value of net assets at end of year (total assets less liabilities)2018-12-31$412,930,560
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$438,595,303
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$100,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$367,900,995
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$391,148,394
Interest on participant loans2018-12-31$174,318
Interest earned on other investments2018-12-31$813,944
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$9,740,721
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$10,243,700
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$10,243,700
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$165,568
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$30,171,199
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$32,146,185
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-49,142,664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,003,684
Employer contributions (assets) at end of year2018-12-31$1,028,684
Employer contributions (assets) at beginning of year2018-12-31$1,008,901
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$31,857,743
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31TORRILLO & ASSOCIATES LLC
Accountancy firm EIN2018-12-31830414789
2017 : ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$1,528
Total transfer of assets from this plan2017-12-31$7,843
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$3,622
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$3,660
Total income from all sources (including contributions)2017-12-31$95,254,363
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$32,628,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$32,442,246
Expenses. Certain deemed distributions of participant loans2017-12-31$36,348
Value of total corrective distributions2017-12-31$2,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$28,725,331
Value of total assets at end of year2017-12-31$438,598,925
Value of total assets at beginning of year2017-12-31$375,979,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$147,585
Total interest from all sources2017-12-31$753,571
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$21,534,868
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$21,534,868
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$25,810,351
Participant contributions at end of year2017-12-31$4,007,100
Participant contributions at beginning of year2017-12-31$3,499,472
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,928,301
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$16,090
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$21,600
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$3,622
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$3,660
Other income not declared elsewhere2017-12-31$92,421
Administrative expenses (other) incurred2017-12-31$55,585
Total non interest bearing cash at end of year2017-12-31$28,555
Total non interest bearing cash at beginning of year2017-12-31$1,497
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$62,625,411
Value of net assets at end of year (total assets less liabilities)2017-12-31$438,595,303
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$375,976,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$92,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$391,148,394
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$327,934,451
Interest on participant loans2017-12-31$152,066
Interest earned on other investments2017-12-31$524,195
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$10,243,700
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$10,335,443
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$10,335,443
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$77,310
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$32,146,185
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$33,271,338
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$44,148,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$986,679
Employer contributions (assets) at end of year2017-12-31$1,008,901
Employer contributions (assets) at beginning of year2017-12-31$916,066
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$32,442,246
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31TORRILLO & ASSOCIATES LLC
Accountancy firm EIN2017-12-31830414789
2016 : ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$24,311
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$3,660
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,290
Total income from all sources (including contributions)2016-12-31$48,192,009
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$19,832,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$19,666,798
Expenses. Certain deemed distributions of participant loans2016-12-31$44,053
Value of total corrective distributions2016-12-31$4,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$25,870,734
Value of total assets at end of year2016-12-31$375,979,867
Value of total assets at beginning of year2016-12-31$347,643,696
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$117,935
Total interest from all sources2016-12-31$829,265
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$11,038,824
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$11,038,824
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$23,738,106
Participant contributions at end of year2016-12-31$3,499,472
Participant contributions at beginning of year2016-12-31$3,528,697
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$679,592
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,256,562
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$21,600
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$3,660
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$2,271
Other income not declared elsewhere2016-12-31$76,388
Administrative expenses (other) incurred2016-12-31$47,935
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$19
Total non interest bearing cash at end of year2016-12-31$1,497
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$28,359,112
Value of net assets at end of year (total assets less liabilities)2016-12-31$375,976,207
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$347,641,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$70,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$327,934,451
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$306,703,473
Interest on participant loans2016-12-31$135,854
Interest earned on other investments2016-12-31$680,265
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$10,335,443
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,343,179
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,343,179
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$13,146
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$33,271,338
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$33,554,485
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$10,376,798
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$876,066
Employer contributions (assets) at end of year2016-12-31$916,066
Employer contributions (assets) at beginning of year2016-12-31$834,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$19,666,798
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31TORRILLO & ASSOCIATES LLC
Accountancy firm EIN2016-12-31830414789
2015 : ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$9,716
Total transfer of assets from this plan2015-12-31$10,030
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,290
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$29,276,480
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$18,508,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$18,353,988
Expenses. Certain deemed distributions of participant loans2015-12-31$39,601
Value of total corrective distributions2015-12-31$14,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$26,015,226
Value of total assets at end of year2015-12-31$347,643,696
Value of total assets at beginning of year2015-12-31$336,873,349
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$100,400
Total interest from all sources2015-12-31$761,848
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$15,137,565
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$15,137,565
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$23,760,958
Participant contributions at end of year2015-12-31$3,528,697
Participant contributions at beginning of year2015-12-31$3,323,392
Participant contributions at end of year2015-12-31$679,592
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,419,998
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$2,271
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$71,452
Administrative expenses (other) incurred2015-12-31$50,400
Liabilities. Value of operating payables at end of year2015-12-31$19
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$10,768,371
Value of net assets at end of year (total assets less liabilities)2015-12-31$347,641,406
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$336,873,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$50,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$306,703,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$294,624,042
Interest on participant loans2015-12-31$132,670
Interest earned on other investments2015-12-31$627,844
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,343,179
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,952,736
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,952,736
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,334
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$33,554,485
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$36,174,223
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-12,709,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$834,270
Employer contributions (assets) at end of year2015-12-31$834,270
Employer contributions (assets) at beginning of year2015-12-31$798,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$18,353,988
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31TORRILLO & ASSOCIATES LLC
Accountancy firm EIN2015-12-31830414789
2014 : ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$161,303
Total transfer of assets from this plan2014-12-31$925
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$48,890,295
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$22,273,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$22,209,392
Expenses. Certain deemed distributions of participant loans2014-12-31$11,400
Value of total corrective distributions2014-12-31$2,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$26,408,107
Value of total assets at end of year2014-12-31$336,873,349
Value of total assets at beginning of year2014-12-31$310,096,371
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$50,227
Total interest from all sources2014-12-31$929,069
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$19,757,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$19,757,038
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$21,323,023
Participant contributions at end of year2014-12-31$3,323,392
Participant contributions at beginning of year2014-12-31$3,237,377
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,666,128
Administrative expenses (other) incurred2014-12-31$40,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$26,616,600
Value of net assets at end of year (total assets less liabilities)2014-12-31$336,873,349
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$310,096,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$294,624,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$266,101,448
Interest on participant loans2014-12-31$126,730
Interest earned on other investments2014-12-31$802,339
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,952,736
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,715,522
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,715,522
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$36,174,223
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$38,042,024
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,796,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,418,956
Employer contributions (assets) at end of year2014-12-31$798,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$22,209,392
Contract administrator fees2014-12-31$9,273
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31TORRILLO & ASSOCIATES LLC
Accountancy firm EIN2014-12-31830414789
2013 : ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$72,351,135
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$23,064,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$22,913,087
Expenses. Certain deemed distributions of participant loans2013-12-31$46,065
Value of total corrective distributions2013-12-31$2,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$21,565,923
Value of total assets at end of year2013-12-31$310,096,371
Value of total assets at beginning of year2013-12-31$260,810,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$102,846
Total interest from all sources2013-12-31$937,200
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$9,639,395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$9,639,395
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$20,178,027
Participant contributions at end of year2013-12-31$3,237,377
Participant contributions at beginning of year2013-12-31$2,840,489
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,387,896
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$13,645
Other income not declared elsewhere2013-12-31$56,117
Administrative expenses (other) incurred2013-12-31$39,792
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$49,286,184
Value of net assets at end of year (total assets less liabilities)2013-12-31$310,096,371
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$260,810,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$52,974
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$266,101,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$211,953,237
Interest on participant loans2013-12-31$121,176
Interest earned on other investments2013-12-31$816,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,715,522
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,709,834
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,709,834
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$38,042,024
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$42,554,235
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$40,152,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$0
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$752,392
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$22,899,442
Contract administrator fees2013-12-31$10,080
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31TORRILLO & ASSOCIATES, LLC
Accountancy firm EIN2013-12-31830414789
2012 : ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$699,342
Total unrealized appreciation/depreciation of assets2012-12-31$699,342
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$46,949,592
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$13,949,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$13,853,427
Expenses. Certain deemed distributions of participant loans2012-12-31$2,188
Value of total corrective distributions2012-12-31$910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$20,124,715
Value of total assets at end of year2012-12-31$260,810,187
Value of total assets at beginning of year2012-12-31$227,810,294
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$93,174
Total interest from all sources2012-12-31$1,278,223
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$5,319,918
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$5,319,918
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$18,557,991
Participant contributions at end of year2012-12-31$2,840,489
Participant contributions at beginning of year2012-12-31$2,534,601
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$795,240
Other income not declared elsewhere2012-12-31$268,225
Administrative expenses (other) incurred2012-12-31$47,128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$32,999,893
Value of net assets at end of year (total assets less liabilities)2012-12-31$260,810,187
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$227,810,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$35,374
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$211,953,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$179,633,279
Interest on participant loans2012-12-31$109,459
Interest earned on other investments2012-12-31$1,166,615
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,709,834
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,668,218
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,668,218
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$2,149
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$42,554,235
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$42,266,299
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$6,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$19,259,169
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$771,484
Employer contributions (assets) at end of year2012-12-31$752,392
Employer contributions (assets) at beginning of year2012-12-31$707,897
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$13,846,807
Contract administrator fees2012-12-31$10,672
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CITRIN COOPERMAN
Accountancy firm EIN2012-12-31222428965
2011 : ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$19,531,767
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$12,921,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$12,873,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$19,361,863
Value of total assets at end of year2011-12-31$227,810,294
Value of total assets at beginning of year2011-12-31$221,200,238
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$47,930
Total interest from all sources2011-12-31$1,324,190
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$4,169,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$4,169,456
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$17,608,753
Participant contributions at end of year2011-12-31$2,534,601
Participant contributions at beginning of year2011-12-31$2,409,051
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,043,219
Other income not declared elsewhere2011-12-31$3,537,911
Administrative expenses (other) incurred2011-12-31$47,930
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$6,610,056
Value of net assets at end of year (total assets less liabilities)2011-12-31$227,810,294
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$221,200,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$179,633,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$178,566,894
Interest on participant loans2011-12-31$107,927
Interest earned on other investments2011-12-31$1,215,956
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,668,218
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,397,338
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,397,338
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$307
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$42,266,299
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$37,087,967
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-8,861,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$709,891
Employer contributions (assets) at end of year2011-12-31$707,897
Employer contributions (assets) at beginning of year2011-12-31$738,988
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$12,873,781
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CITRIN COOPERMAN
Accountancy firm EIN2011-12-31222428965
2010 : ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$43,218,324
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$10,548,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$10,437,893
Expenses. Certain deemed distributions of participant loans2010-12-31$62,690
Value of total corrective distributions2010-12-31$295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$19,640,656
Value of total assets at end of year2010-12-31$221,200,238
Value of total assets at beginning of year2010-12-31$188,530,142
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$47,350
Total interest from all sources2010-12-31$1,269,564
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,735,999
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2,735,999
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$17,263,667
Participant contributions at end of year2010-12-31$2,409,051
Participant contributions at beginning of year2010-12-31$2,357,479
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,638,001
Administrative expenses (other) incurred2010-12-31$47,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$32,670,096
Value of net assets at end of year (total assets less liabilities)2010-12-31$221,200,238
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$188,530,142
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$178,566,894
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$146,710,904
Interest on participant loans2010-12-31$110,150
Interest earned on other investments2010-12-31$1,155,921
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,397,338
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,452,208
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,452,208
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$3,493
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$37,087,967
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$36,233,588
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$19,572,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$738,988
Employer contributions (assets) at end of year2010-12-31$738,988
Employer contributions (assets) at beginning of year2010-12-31$775,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$10,437,893
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN2010-12-31222428965
2009 : ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN

2022: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ALBERT EINSTEIN HEALTHCARE NETWORK RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439673/806602
Policy instance 6
Insurance contract or identification number439673/806602
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $35,118
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees35118
Additional information about fees paid to insurance brokerINSURANCE AGENT/BROKER
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number003707
Policy instance 5
Insurance contract or identification number003707
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of fees paid to insurance companyUSD $316
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees84
Additional information about fees paid to insurance brokerINSURANCE AGENT/BROKER
Insurance broker organization code?3
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number702550
Policy instance 4
Insurance contract or identification number702550
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number015620 001
Policy instance 3
Insurance contract or identification number015620 001
Number of Individuals Covered272
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40477
Policy instance 2
Insurance contract or identification number40477
Number of Individuals Covered620
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $613
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $206
Additional information about fees paid to insurance brokerINSURANCE AGENT/BROKER
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number004991
Policy instance 1
Insurance contract or identification number004991
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,129
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2160
Additional information about fees paid to insurance brokerINSURANCE AGENT/BROKER
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number004991
Policy instance 1
Insurance contract or identification number004991
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $11,093
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees11093
Additional information about fees paid to insurance brokerINSURANCE AGENT/BROKER
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40477
Policy instance 2
Insurance contract or identification number40477
Number of Individuals Covered647
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $889
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $234
Additional information about fees paid to insurance brokerINSURANCE AGENT/BROKER
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number015620 001
Policy instance 3
Insurance contract or identification number015620 001
Number of Individuals Covered281
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number702550
Policy instance 4
Insurance contract or identification number702550
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number003707
Policy instance 5
Insurance contract or identification number003707
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $342
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees342
Additional information about fees paid to insurance brokerINSURANCE AGENT/BROKER
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439673/806602
Policy instance 6
Insurance contract or identification number439673/806602
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $34,064
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees34064
Additional information about fees paid to insurance brokerINSURANCE AGENT/BROKER
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number003707
Policy instance 6
Insurance contract or identification number003707
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $253
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees253
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806602/439673
Policy instance 5
Insurance contract or identification number806602/439673
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $32,191
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees32191
Additional information about fees paid to insurance brokerREFERRAL/ SERVICE FEE
Insurance broker organization code?3
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number702550
Policy instance 4
Insurance contract or identification number702550
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number015620 001
Policy instance 3
Insurance contract or identification number015620 001
Number of Individuals Covered289
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40477
Policy instance 2
Insurance contract or identification number40477
Number of Individuals Covered667
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $723
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $184
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number004991
Policy instance 1
Insurance contract or identification number004991
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $12,258
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees12258
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number015620 001
Policy instance 3
Insurance contract or identification number015620 001
Number of Individuals Covered296
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number004991
Policy instance 1
Insurance contract or identification number004991
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $12,467
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees12467
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40477
Policy instance 2
Insurance contract or identification number40477
Number of Individuals Covered697
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,008
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $231
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number003707
Policy instance 4
Insurance contract or identification number003707
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $232
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees232
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number702550
Policy instance 5
Insurance contract or identification number702550
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806602/439673
Policy instance 6
Insurance contract or identification number806602/439673
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $29,718
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees29718
Additional information about fees paid to insurance brokerREFERRAL/ SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806602/439673
Policy instance 6
Insurance contract or identification number806602/439673
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $29,656
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees29656
Additional information about fees paid to insurance brokerREFERRAL/SERVICE
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number004991
Policy instance 1
Insurance contract or identification number004991
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $13,116
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees13116
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40477
Policy instance 2
Insurance contract or identification number40477
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,584
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $347
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number015620 001
Policy instance 3
Insurance contract or identification number015620 001
Number of Individuals Covered313
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number003707
Policy instance 4
Insurance contract or identification number003707
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $295
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees295
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number702550
Policy instance 5
Insurance contract or identification number702550
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40477
Policy instance 2
Insurance contract or identification number40477
Number of Individuals Covered771
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,400
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $331
Insurance broker organization code?3
Insurance broker nameKEVIN J GERTZ
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number015620 001
Policy instance 3
Insurance contract or identification number015620 001
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number003707
Policy instance 4
Insurance contract or identification number003707
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number702550
Policy instance 5
Insurance contract or identification number702550
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806602/439673
Policy instance 6
Insurance contract or identification number806602/439673
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $31,240
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees31240
Additional information about fees paid to insurance brokerREFERRAL/SERVICE
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX-EXEMPT SER
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number004991
Policy instance 1
Insurance contract or identification number004991
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3