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SWISS JEWEL PROFIT SHARING FUND 401k Plan overview

Plan NameSWISS JEWEL PROFIT SHARING FUND
Plan identification number 001

SWISS JEWEL PROFIT SHARING FUND Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SWISS JEWEL CO has sponsored the creation of one or more 401k plans.

Company Name:SWISS JEWEL CO
Employer identification number (EIN):231434089
NAIC Classification:339900

Additional information about SWISS JEWEL CO

Jurisdiction of Incorporation: COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE
Incorporation Date:
Company Identification Number: 350408

More information about SWISS JEWEL CO

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWISS JEWEL PROFIT SHARING FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-07-01
0012017-07-01ADAM STEEL
0012017-07-01
0012016-07-01ADAM STEEL
0012016-07-01
0012015-07-01ADAM STEEL
0012014-07-01ADAM STEEL
0012013-07-01ADAM STEEL
0012012-07-01ADAM STEEL
0012011-07-01ADAM STEEL
0012010-07-01ADAM STEEL
0012009-07-01ADAM STEEL

Plan Statistics for SWISS JEWEL PROFIT SHARING FUND

401k plan membership statisitcs for SWISS JEWEL PROFIT SHARING FUND

Measure Date Value
2017: SWISS JEWEL PROFIT SHARING FUND 2017 401k membership
Total participants, beginning-of-year2017-07-017
Total number of active participants reported on line 7a of the Form 55002017-07-016
Total of all active and inactive participants2017-07-016
Total participants2017-07-016
Number of participants with account balances2017-07-016
2016: SWISS JEWEL PROFIT SHARING FUND 2016 401k membership
Total participants, beginning-of-year2016-07-017
Total number of active participants reported on line 7a of the Form 55002016-07-017
Total of all active and inactive participants2016-07-017
Total participants2016-07-017
Number of participants with account balances2016-07-017
2015: SWISS JEWEL PROFIT SHARING FUND 2015 401k membership
Total participants, beginning-of-year2015-07-017
Total number of active participants reported on line 7a of the Form 55002015-07-017
Total of all active and inactive participants2015-07-017
Total participants2015-07-017
2014: SWISS JEWEL PROFIT SHARING FUND 2014 401k membership
Total participants, beginning-of-year2014-07-017
Total number of active participants reported on line 7a of the Form 55002014-07-017
Total of all active and inactive participants2014-07-017
Total participants2014-07-017
Number of participants with account balances2014-07-017
2013: SWISS JEWEL PROFIT SHARING FUND 2013 401k membership
Total participants, beginning-of-year2013-07-017
Total number of active participants reported on line 7a of the Form 55002013-07-017
Total of all active and inactive participants2013-07-017
Total participants2013-07-017
Number of participants with account balances2013-07-017
2012: SWISS JEWEL PROFIT SHARING FUND 2012 401k membership
Total participants, beginning-of-year2012-07-017
Total number of active participants reported on line 7a of the Form 55002012-07-017
Total of all active and inactive participants2012-07-017
Total participants2012-07-017
Number of participants with account balances2012-07-017
2011: SWISS JEWEL PROFIT SHARING FUND 2011 401k membership
Total participants, beginning-of-year2011-07-016
Total number of active participants reported on line 7a of the Form 55002011-07-017
Total of all active and inactive participants2011-07-017
Total participants2011-07-017
Number of participants with account balances2011-07-017
2010: SWISS JEWEL PROFIT SHARING FUND 2010 401k membership
Total participants, beginning-of-year2010-07-017
Total number of active participants reported on line 7a of the Form 55002010-07-016
Total of all active and inactive participants2010-07-016
Total participants2010-07-016
Number of participants with account balances2010-07-016
2009: SWISS JEWEL PROFIT SHARING FUND 2009 401k membership
Total participants, beginning-of-year2009-07-017
Total number of active participants reported on line 7a of the Form 55002009-07-017
Total of all active and inactive participants2009-07-017
Total participants2009-07-017
Number of participants with account balances2009-07-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010
Number of employers contributing to the scheme2009-07-010

Financial Data on SWISS JEWEL PROFIT SHARING FUND

Measure Date Value
2018 : SWISS JEWEL PROFIT SHARING FUND 2018 401k financial data
Transfers to/from the plan2018-06-30$-137,888
Total income from all sources2018-06-30$127,590
Expenses. Total of all expenses incurred2018-06-30$124,393
Benefits paid (including direct rollovers)2018-06-30$97,000
Total plan assets at end of year2018-06-30$1,097,920
Total plan assets at beginning of year2018-06-30$1,232,611
Other income received2018-06-30$81,476
Net income (gross income less expenses)2018-06-30$3,197
Net plan assets at end of year (total assets less liabilities)2018-06-30$1,097,920
Net plan assets at beginning of year (total assets less liabilities)2018-06-30$1,232,611
Total contributions received or receivable from employer(s)2018-06-30$46,114
Value of corrective distributions2018-06-30$27,393
2017 : SWISS JEWEL PROFIT SHARING FUND 2017 401k financial data
Total income from all sources2017-06-30$188,033
Expenses. Total of all expenses incurred2017-06-30$100,000
Benefits paid (including direct rollovers)2017-06-30$100,000
Total plan assets at end of year2017-06-30$1,232,611
Total plan assets at beginning of year2017-06-30$1,144,578
Other income received2017-06-30$117,432
Net income (gross income less expenses)2017-06-30$88,033
Net plan assets at end of year (total assets less liabilities)2017-06-30$1,232,611
Net plan assets at beginning of year (total assets less liabilities)2017-06-30$1,144,578
Total contributions received or receivable from employer(s)2017-06-30$70,601
2016 : SWISS JEWEL PROFIT SHARING FUND 2016 401k financial data
Total income from all sources2016-06-30$24,635
Expenses. Total of all expenses incurred2016-06-30$209,304
Benefits paid (including direct rollovers)2016-06-30$209,304
Total plan assets at end of year2016-06-30$1,144,578
Total plan assets at beginning of year2016-06-30$1,329,247
Other income received2016-06-30$-41,217
Net income (gross income less expenses)2016-06-30$-184,669
Net plan assets at end of year (total assets less liabilities)2016-06-30$1,144,578
Net plan assets at beginning of year (total assets less liabilities)2016-06-30$1,329,247
Total contributions received or receivable from employer(s)2016-06-30$65,852
2015 : SWISS JEWEL PROFIT SHARING FUND 2015 401k financial data
Total income from all sources2015-06-30$72,158
Expenses. Total of all expenses incurred2015-06-30$662,771
Benefits paid (including direct rollovers)2015-06-30$662,771
Total plan assets at end of year2015-06-30$1,329,248
Total plan assets at beginning of year2015-06-30$1,919,861
Other income received2015-06-30$9,485
Net income (gross income less expenses)2015-06-30$-590,613
Net plan assets at end of year (total assets less liabilities)2015-06-30$1,329,248
Net plan assets at beginning of year (total assets less liabilities)2015-06-30$1,919,861
Total contributions received or receivable from employer(s)2015-06-30$62,673
2014 : SWISS JEWEL PROFIT SHARING FUND 2014 401k financial data
Total plan liabilities at end of year2014-06-30$0
Total plan liabilities at beginning of year2014-06-30$0
Total income from all sources2014-06-30$241,503
Expenses. Total of all expenses incurred2014-06-30$125,000
Benefits paid (including direct rollovers)2014-06-30$125,000
Total plan assets at end of year2014-06-30$1,919,861
Total plan assets at beginning of year2014-06-30$1,803,358
Other income received2014-06-30$173,551
Net income (gross income less expenses)2014-06-30$116,503
Net plan assets at end of year (total assets less liabilities)2014-06-30$1,919,861
Net plan assets at beginning of year (total assets less liabilities)2014-06-30$1,803,358
Total contributions received or receivable from employer(s)2014-06-30$67,952
2013 : SWISS JEWEL PROFIT SHARING FUND 2013 401k financial data
Total income from all sources2013-06-30$330,467
Expenses. Total of all expenses incurred2013-06-30$78,500
Benefits paid (including direct rollovers)2013-06-30$78,500
Total plan assets at end of year2013-06-30$1,803,358
Total plan assets at beginning of year2013-06-30$1,551,391
Other income received2013-06-30$263,260
Net income (gross income less expenses)2013-06-30$251,967
Net plan assets at end of year (total assets less liabilities)2013-06-30$1,803,358
Net plan assets at beginning of year (total assets less liabilities)2013-06-30$1,551,391
Total contributions received or receivable from employer(s)2013-06-30$67,207
2012 : SWISS JEWEL PROFIT SHARING FUND 2012 401k financial data
Total income from all sources2012-06-30$80,374
Total plan assets at end of year2012-06-30$1,551,391
Total plan assets at beginning of year2012-06-30$1,471,017
Other income received2012-06-30$14,922
Net income (gross income less expenses)2012-06-30$80,374
Net plan assets at end of year (total assets less liabilities)2012-06-30$1,551,391
Net plan assets at beginning of year (total assets less liabilities)2012-06-30$1,471,017
Total contributions received or receivable from employer(s)2012-06-30$65,452
2011 : SWISS JEWEL PROFIT SHARING FUND 2011 401k financial data
Total income from all sources2011-06-30$296,993
Expenses. Total of all expenses incurred2011-06-30$418,118
Benefits paid (including direct rollovers)2011-06-30$418,118
Total plan assets at end of year2011-06-30$1,471,017
Total plan assets at beginning of year2011-06-30$1,592,142
Other income received2011-06-30$235,940
Net income (gross income less expenses)2011-06-30$-121,125
Net plan assets at end of year (total assets less liabilities)2011-06-30$1,471,017
Net plan assets at beginning of year (total assets less liabilities)2011-06-30$1,592,142
Total contributions received or receivable from employer(s)2011-06-30$61,053

Form 5500 Responses for SWISS JEWEL PROFIT SHARING FUND

2017: SWISS JEWEL PROFIT SHARING FUND 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan benefit arrangement – InsuranceYes
2016: SWISS JEWEL PROFIT SHARING FUND 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan benefit arrangement – InsuranceYes
2015: SWISS JEWEL PROFIT SHARING FUND 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan benefit arrangement – InsuranceYes
2014: SWISS JEWEL PROFIT SHARING FUND 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan benefit arrangement – InsuranceYes
2013: SWISS JEWEL PROFIT SHARING FUND 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan benefit arrangement – InsuranceYes
2012: SWISS JEWEL PROFIT SHARING FUND 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan benefit arrangement – InsuranceYes
2011: SWISS JEWEL PROFIT SHARING FUND 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan benefit arrangement – InsuranceYes
2010: SWISS JEWEL PROFIT SHARING FUND 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedNo
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan benefit arrangement – InsuranceYes
2009: SWISS JEWEL PROFIT SHARING FUND 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number315062471
Policy instance 1
Insurance contract or identification number315062471
Number of Individuals Covered1
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $1,035
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $528
Insurance broker nameLARRY LERMAN
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberPFS3708
Policy instance 2
Insurance contract or identification numberPFS3708
Number of Individuals Covered1
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $379
Total amount of fees paid to insurance companyUSD $35
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4
Additional information about fees paid to insurance brokerSALES
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $379
Insurance broker nameALAN T. REDLICH
LINCOLN BENEFIT LIFE COMPANY (National Association of Insurance Commissioners NAIC id number: 65595 )
Policy contract numberG058
Policy instance 3
Insurance contract or identification numberG058
Number of Individuals Covered4
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $776
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $776
Insurance broker nameALAN REDLICH

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