401k Plan data: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN plan

S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 401k Plan overview

Plan Name	S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN
Plan identification number	003

S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Floor-offset plan - Plan benefits are subject to offset for retirement benefits provided by an employer-sponsored defined contribution plan.
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

S. ROTHSCHILD & CO., INC. has sponsored the creation of one or more 401k plans.

Company Name: S. ROTHSCHILD & CO., INC.

Employer identification number (EIN): 231539342

NAIC Classification: 315990
NAIC Description: Apparel Accessories and Other Apparel Manufacturing

Additional information about S. ROTHSCHILD & CO., INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 2006-08-24

Company Identification Number: 3404548

Legal Registered Office Address: 1407 Broadway
10th Floor
New York
United States of America (USA)
10018

More information about S. ROTHSCHILD & CO., INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2022-01-01 DANIEL TORCZYNER 2023-09-26 DANIEL TORCZYNER 2023-09-26
003 2021-01-01 DANIEL TORCZYNER 2022-10-05 DANIEL TORCZYNER 2022-10-05
003 2020-01-01 DANIEL TORCZYNER 2021-09-17 DANIEL TORCZYNER 2021-09-17
003 2019-01-01 DANIEL TORCZYNER 2020-10-13 DANIEL TORCZYNER 2020-10-13
003 2018-01-01 DANIEL TORCZYNER 2019-09-26 DANIEL TORCZYNER 2019-09-26
003 2017-01-01 DANIEL TORCZYNER 2018-10-12 DANIEL TORCZYNER 2018-10-12
003 2016-01-01 DANIEL TORCZYNER 2017-09-20 DANIEL TORCZYNER 2017-09-20
003 2015-01-01 DANIEL TORCZYNER 2016-09-22 DANIEL TORCZYNER 2016-09-22
003 2014-01-01 DANIEL TORCZYNER 2015-09-30 DANIEL TORCZYNER 2015-09-30
003 2013-01-01 DANIEL TORCZYNER 2014-09-30 DANIEL TORCZYNER 2014-09-30
003 2012-01-01 DANIEL TORCZYNER 2013-09-28 DANIEL TORCZYNER 2013-09-28
003 2011-01-01 DANIEL TORCZYNER 2012-10-11 DANIEL TORCZYNER 2012-10-11

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2022-01-01	DANIEL TORCZYNER	2023-09-26	DANIEL TORCZYNER	2023-09-26
003	2021-01-01	DANIEL TORCZYNER	2022-10-05	DANIEL TORCZYNER	2022-10-05
003	2020-01-01	DANIEL TORCZYNER	2021-09-17	DANIEL TORCZYNER	2021-09-17
003	2019-01-01	DANIEL TORCZYNER	2020-10-13	DANIEL TORCZYNER	2020-10-13
003	2018-01-01	DANIEL TORCZYNER	2019-09-26	DANIEL TORCZYNER	2019-09-26
003	2017-01-01	DANIEL TORCZYNER	2018-10-12	DANIEL TORCZYNER	2018-10-12
003	2016-01-01	DANIEL TORCZYNER	2017-09-20	DANIEL TORCZYNER	2017-09-20
003	2015-01-01	DANIEL TORCZYNER	2016-09-22	DANIEL TORCZYNER	2016-09-22
003	2014-01-01	DANIEL TORCZYNER	2015-09-30	DANIEL TORCZYNER	2015-09-30
003	2013-01-01	DANIEL TORCZYNER	2014-09-30	DANIEL TORCZYNER	2014-09-30
003	2012-01-01	DANIEL TORCZYNER	2013-09-28	DANIEL TORCZYNER	2013-09-28
003	2011-01-01	DANIEL TORCZYNER	2012-10-11	DANIEL TORCZYNER	2012-10-11

Plan Statistics for S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN

401k plan membership statisitcs for S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN

Measure Date Value
2022: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2022 401k membership
Market value of plan assets 2022-12-31 6,352,517
Acturial value of plan assets 2022-12-31 6,352,517
Funding target for retired participants and beneficiaries receiving payment 2022-12-31 0
Number of terminated vested participants 2022-12-31 28
Fundng target for terminated vested participants 2022-12-31 382,741
Active participant vested funding target 2022-12-31 3,848,162
Number of active participants 2022-12-31 28
Total funding liabilities for active participants 2022-12-31 3,848,162
Total participant count 2022-12-31 56
Total funding target for all participants 2022-12-31 4,230,903
Balance at beginning of prior year after applicable adjustments 2022-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2022-12-31 2,622,005
Carryover balanced portion elected for use to offset prior years funding requirement 2022-12-31 0
Prefunding balanced used to offset prior years funding requirement 2022-12-31 2,534
Amount remaining of carryover balance 2022-12-31 0
Amount remaining of prefunding balance 2022-12-31 2,619,471
Present value of excess contributions 2022-12-31 481,100
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2022-12-31 481,100
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2022-12-31 481,100
Reductions in caryover balances due to elections or deemed elections 2022-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2022-12-31 84,500
Balance of carryovers at beginning of current year 2022-12-31 0
Balance of prefunding at beginning of current year 2022-12-31 3,299,760
Total employer contributions 2022-12-31 500,000
Total employee contributions 2022-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2022-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2022-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2022-12-31 482,085
Unpaid minimum required contributions for all prior years 2022-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2022-12-31 0
Remaining amount of unpaid minimum required contributions 2022-12-31 0
Minimum required contributions for current year target normal cost 2022-12-31 391,179
Net shortfall amortization installment of oustanding balance 2022-12-31 1,363,263
Waiver amortization installment 2022-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2022-12-31 517,160
Carryover balance elected to use to offset funding requirement 2022-12-31 0
Prefunding balance elected to use to offset funding requirement 2022-12-31 517,160
Additional cash requirement 2022-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2022-12-31 482,085
Unpaid minimum required contributions for current year 2022-12-31 0
Unpaid minimum required contributions for all years 2022-12-31 0
2021: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2021 401k membership
Market value of plan assets 2021-12-31 6,903,991
Acturial value of plan assets 2021-12-31 6,903,991
Funding target for retired participants and beneficiaries receiving payment 2021-12-31 0
Number of terminated vested participants 2021-12-31 26
Fundng target for terminated vested participants 2021-12-31 351,352
Active participant vested funding target 2021-12-31 3,479,478
Number of active participants 2021-12-31 28
Total funding liabilities for active participants 2021-12-31 3,479,478
Total participant count 2021-12-31 54
Total funding target for all participants 2021-12-31 3,830,830
Balance at beginning of prior year after applicable adjustments 2021-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2021-12-31 2,196,486
Carryover balanced portion elected for use to offset prior years funding requirement 2021-12-31 0
Prefunding balanced used to offset prior years funding requirement 2021-12-31 267,159
Amount remaining of carryover balance 2021-12-31 0
Amount remaining of prefunding balance 2021-12-31 1,929,327
Present value of excess contributions 2021-12-31 482,381
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2021-12-31 482,381
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2021-12-31 482,381
Reductions in caryover balances due to elections or deemed elections 2021-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2021-12-31 0
Balance of carryovers at beginning of current year 2021-12-31 0
Balance of prefunding at beginning of current year 2021-12-31 2,622,005
Total employer contributions 2021-12-31 500,000
Total employee contributions 2021-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2021-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2021-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2021-12-31 481,100
Liquidity shortfalls end of Q1 2021-12-31 0
Liquidity shortfalls end of Q2 2021-12-31 0
Liquidity shortfalls end of Q3 2021-12-31 0
Liquidity shortfalls end of Q4 2021-12-31 0
Unpaid minimum required contributions for all prior years 2021-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2021-12-31 0
Remaining amount of unpaid minimum required contributions 2021-12-31 0
Minimum required contributions for current year target normal cost 2021-12-31 303,332
Net shortfall amortization installment of oustanding balance 2021-12-31 0
Waiver amortization installment 2021-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2021-12-31 2,679
Carryover balance elected to use to offset funding requirement 2021-12-31 0
Prefunding balance elected to use to offset funding requirement 2021-12-31 2,679
Additional cash requirement 2021-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2021-12-31 481,100
Unpaid minimum required contributions for current year 2021-12-31 0
Unpaid minimum required contributions for all years 2021-12-31 0
2020: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2020 401k membership
Market value of plan assets 2020-12-31 5,890,253
Acturial value of plan assets 2020-12-31 5,890,253
Funding target for retired participants and beneficiaries receiving payment 2020-12-31 0
Number of terminated vested participants 2020-12-31 29
Fundng target for terminated vested participants 2020-12-31 336,802
Active participant vested funding target 2020-12-31 3,366,407
Number of active participants 2020-12-31 22
Total funding liabilities for active participants 2020-12-31 3,366,407
Total participant count 2020-12-31 51
Total funding target for all participants 2020-12-31 3,703,209
Balance at beginning of prior year after applicable adjustments 2020-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2020-12-31 1,543,882
Carryover balanced portion elected for use to offset prior years funding requirement 2020-12-31 0
Prefunding balanced used to offset prior years funding requirement 2020-12-31 25,769
Amount remaining of carryover balance 2020-12-31 0
Amount remaining of prefunding balance 2020-12-31 1,518,113
Present value of excess contributions 2020-12-31 404,657
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2020-12-31 404,657
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2020-12-31 404,657
Reductions in caryover balances due to elections or deemed elections 2020-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2020-12-31 0
Balance of carryovers at beginning of current year 2020-12-31 0
Balance of prefunding at beginning of current year 2020-12-31 2,196,486
Total employer contributions 2020-12-31 500,000
Total employee contributions 2020-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2020-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2020-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2020-12-31 482,381
Liquidity shortfalls end of Q1 2020-12-31 0
Liquidity shortfalls end of Q2 2020-12-31 0
Liquidity shortfalls end of Q3 2020-12-31 0
Liquidity shortfalls end of Q4 2020-12-31 0
Unpaid minimum required contributions for all prior years 2020-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2020-12-31 0
Remaining amount of unpaid minimum required contributions 2020-12-31 0
Minimum required contributions for current year target normal cost 2020-12-31 241,269
Net shortfall amortization installment of oustanding balance 2020-12-31 130,029
Waiver amortization installment 2020-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2020-12-31 281,826
Carryover balance elected to use to offset funding requirement 2020-12-31 0
Prefunding balance elected to use to offset funding requirement 2020-12-31 281,826
Additional cash requirement 2020-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2020-12-31 482,381
Unpaid minimum required contributions for current year 2020-12-31 0
Unpaid minimum required contributions for all years 2020-12-31 0
2019: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2019 401k membership
Market value of plan assets 2019-12-31 5,091,862
Acturial value of plan assets 2019-12-31 5,091,862
Funding target for retired participants and beneficiaries receiving payment 2019-12-31 0
Number of terminated vested participants 2019-12-31 17
Fundng target for terminated vested participants 2019-12-31 114,267
Active participant vested funding target 2019-12-31 3,419,595
Number of active participants 2019-12-31 21
Total funding liabilities for active participants 2019-12-31 3,419,595
Total participant count 2019-12-31 38
Total funding target for all participants 2019-12-31 3,533,862
Balance at beginning of prior year after applicable adjustments 2019-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2019-12-31 1,827,773
Carryover balanced portion elected for use to offset prior years funding requirement 2019-12-31 0
Prefunding balanced used to offset prior years funding requirement 2019-12-31 122,203
Amount remaining of carryover balance 2019-12-31 0
Amount remaining of prefunding balance 2019-12-31 1,705,570
Present value of excess contributions 2019-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2019-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2019-12-31 0
Reductions in caryover balances due to elections or deemed elections 2019-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2019-12-31 0
Balance of carryovers at beginning of current year 2019-12-31 0
Balance of prefunding at beginning of current year 2019-12-31 1,543,882
Total employer contributions 2019-12-31 400,000
Total employee contributions 2019-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2019-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2019-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2019-12-31 404,657
Liquidity shortfalls end of Q1 2019-12-31 0
Liquidity shortfalls end of Q2 2019-12-31 0
Liquidity shortfalls end of Q3 2019-12-31 0
Liquidity shortfalls end of Q4 2019-12-31 0
Unpaid minimum required contributions for all prior years 2019-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2019-12-31 0
Remaining amount of unpaid minimum required contributions 2019-12-31 0
Minimum required contributions for current year target normal cost 2019-12-31 0
Net shortfall amortization installment of oustanding balance 2019-12-31 72,957
Waiver amortization installment 2019-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2019-12-31 27,222
Carryover balance elected to use to offset funding requirement 2019-12-31 0
Prefunding balance elected to use to offset funding requirement 2019-12-31 27,222
Additional cash requirement 2019-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2019-12-31 404,657
Unpaid minimum required contributions for current year 2019-12-31 0
Unpaid minimum required contributions for all years 2019-12-31 0
2018: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2018 401k membership
Market value of plan assets 2018-12-31 4,457,100
Acturial value of plan assets 2018-12-31 4,457,100
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 0
Number of terminated vested participants 2018-12-31 18
Fundng target for terminated vested participants 2018-12-31 109,875
Active participant vested funding target 2018-12-31 3,205,098
Number of active participants 2018-12-31 21
Total funding liabilities for active participants 2018-12-31 3,205,098
Total participant count 2018-12-31 39
Total funding target for all participants 2018-12-31 3,314,973
Balance at beginning of prior year after applicable adjustments 2018-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 1,025,342
Carryover balanced portion elected for use to offset prior years funding requirement 2018-12-31 0
Prefunding balanced used to offset prior years funding requirement 2018-12-31 0
Amount remaining of carryover balance 2018-12-31 0
Amount remaining of prefunding balance 2018-12-31 1,025,342
Present value of excess contributions 2018-12-31 767,986
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-12-31 767,986
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2018-12-31 767,986
Reductions in caryover balances due to elections or deemed elections 2018-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2018-12-31 109,000
Balance of carryovers at beginning of current year 2018-12-31 0
Balance of prefunding at beginning of current year 2018-12-31 1,827,773
Contributions allocated toward unpaid minimum require contributions from prior years 2018-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2018-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 0
Unpaid minimum required contributions for all prior years 2018-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2018-12-31 0
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 0
Net shortfall amortization installment of oustanding balance 2018-12-31 792,205
Waiver amortization installment 2018-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 129,327
Carryover balance elected to use to offset funding requirement 2018-12-31 0
Prefunding balance elected to use to offset funding requirement 2018-12-31 129,327
Additional cash requirement 2018-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for all years 2018-12-31 0
2017: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2017 401k membership
Market value of plan assets 2017-12-31 4,172,834
Acturial value of plan assets 2017-12-31 4,172,834
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 0
Number of terminated vested participants 2017-12-31 20
Fundng target for terminated vested participants 2017-12-31 144,218
Active participant vested funding target 2017-12-31 2,879,278
Number of active participants 2017-12-31 21
Total funding liabilities for active participants 2017-12-31 2,879,278
Total participant count 2017-12-31 41
Total funding target for all participants 2017-12-31 3,023,496
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 885,296
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 0
Prefunding balanced used to offset prior years funding requirement 2017-12-31 0
Amount remaining of carryover balance 2017-12-31 0
Amount remaining of prefunding balance 2017-12-31 885,296
Present value of excess contributions 2017-12-31 100,739
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 100,739
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 100,739
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 0
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 1,025,342
Total employer contributions 2017-12-31 800,000
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 767,986
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 0
Net shortfall amortization installment of oustanding balance 2017-12-31 0
Waiver amortization installment 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 0
Carryover balance elected to use to offset funding requirement 2017-12-31 0
Prefunding balance elected to use to offset funding requirement 2017-12-31 0
Additional cash requirement 2017-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 767,986
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
2016: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2016 401k membership
Market value of plan assets 2016-12-31 3,734,341
Acturial value of plan assets 2016-12-31 3,734,341
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 0
Number of terminated vested participants 2016-12-31 15
Fundng target for terminated vested participants 2016-12-31 71,957
Active participant vested funding target 2016-12-31 2,838,434
Number of active participants 2016-12-31 27
Total funding liabilities for active participants 2016-12-31 2,840,784
Total participant count 2016-12-31 42
Total funding target for all participants 2016-12-31 2,912,741
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 813,569
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 813,569
Present value of excess contributions 2016-12-31 100,202
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 100,202
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 100,202
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 885,296
Total employer contributions 2016-12-31 105,000
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 100,739
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 0
Net shortfall amortization installment of oustanding balance 2016-12-31 0
Waiver amortization installment 2016-12-31 0
Waived amount of outstanding balance 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 0
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 100,739
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0

Measure	Date	Value
2022: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2022 401k membership
Market value of plan assets	2022-12-31	6,352,517
Acturial value of plan assets	2022-12-31	6,352,517
Funding target for retired participants and beneficiaries receiving payment	2022-12-31	0
Number of terminated vested participants	2022-12-31	28
Fundng target for terminated vested participants	2022-12-31	382,741
Active participant vested funding target	2022-12-31	3,848,162
Number of active participants	2022-12-31	28
Total funding liabilities for active participants	2022-12-31	3,848,162
Total participant count	2022-12-31	56
Total funding target for all participants	2022-12-31	4,230,903
Balance at beginning of prior year after applicable adjustments	2022-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2022-12-31	2,622,005
Carryover balanced portion elected for use to offset prior years funding requirement	2022-12-31	0
Prefunding balanced used to offset prior years funding requirement	2022-12-31	2,534
Amount remaining of carryover balance	2022-12-31	0
Amount remaining of prefunding balance	2022-12-31	2,619,471
Present value of excess contributions	2022-12-31	481,100
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2022-12-31	481,100
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2022-12-31	481,100
Reductions in caryover balances due to elections or deemed elections	2022-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2022-12-31	84,500
Balance of carryovers at beginning of current year	2022-12-31	0
Balance of prefunding at beginning of current year	2022-12-31	3,299,760
Total employer contributions	2022-12-31	500,000
Total employee contributions	2022-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2022-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2022-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2022-12-31	482,085
Unpaid minimum required contributions for all prior years	2022-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2022-12-31	0
Remaining amount of unpaid minimum required contributions	2022-12-31	0
Minimum required contributions for current year target normal cost	2022-12-31	391,179
Net shortfall amortization installment of oustanding balance	2022-12-31	1,363,263
Waiver amortization installment	2022-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2022-12-31	517,160
Carryover balance elected to use to offset funding requirement	2022-12-31	0
Prefunding balance elected to use to offset funding requirement	2022-12-31	517,160
Additional cash requirement	2022-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2022-12-31	482,085
Unpaid minimum required contributions for current year	2022-12-31	0
Unpaid minimum required contributions for all years	2022-12-31	0
2021: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2021 401k membership
Market value of plan assets	2021-12-31	6,903,991
Acturial value of plan assets	2021-12-31	6,903,991
Funding target for retired participants and beneficiaries receiving payment	2021-12-31	0
Number of terminated vested participants	2021-12-31	26
Fundng target for terminated vested participants	2021-12-31	351,352
Active participant vested funding target	2021-12-31	3,479,478
Number of active participants	2021-12-31	28
Total funding liabilities for active participants	2021-12-31	3,479,478
Total participant count	2021-12-31	54
Total funding target for all participants	2021-12-31	3,830,830
Balance at beginning of prior year after applicable adjustments	2021-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2021-12-31	2,196,486
Carryover balanced portion elected for use to offset prior years funding requirement	2021-12-31	0
Prefunding balanced used to offset prior years funding requirement	2021-12-31	267,159
Amount remaining of carryover balance	2021-12-31	0
Amount remaining of prefunding balance	2021-12-31	1,929,327
Present value of excess contributions	2021-12-31	482,381
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2021-12-31	482,381
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2021-12-31	482,381
Reductions in caryover balances due to elections or deemed elections	2021-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2021-12-31	0
Balance of carryovers at beginning of current year	2021-12-31	0
Balance of prefunding at beginning of current year	2021-12-31	2,622,005
Total employer contributions	2021-12-31	500,000
Total employee contributions	2021-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2021-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2021-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2021-12-31	481,100
Liquidity shortfalls end of Q1	2021-12-31	0
Liquidity shortfalls end of Q2	2021-12-31	0
Liquidity shortfalls end of Q3	2021-12-31	0
Liquidity shortfalls end of Q4	2021-12-31	0
Unpaid minimum required contributions for all prior years	2021-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2021-12-31	0
Remaining amount of unpaid minimum required contributions	2021-12-31	0
Minimum required contributions for current year target normal cost	2021-12-31	303,332
Net shortfall amortization installment of oustanding balance	2021-12-31	0
Waiver amortization installment	2021-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2021-12-31	2,679
Carryover balance elected to use to offset funding requirement	2021-12-31	0
Prefunding balance elected to use to offset funding requirement	2021-12-31	2,679
Additional cash requirement	2021-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2021-12-31	481,100
Unpaid minimum required contributions for current year	2021-12-31	0
Unpaid minimum required contributions for all years	2021-12-31	0
2020: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2020 401k membership
Market value of plan assets	2020-12-31	5,890,253
Acturial value of plan assets	2020-12-31	5,890,253
Funding target for retired participants and beneficiaries receiving payment	2020-12-31	0
Number of terminated vested participants	2020-12-31	29
Fundng target for terminated vested participants	2020-12-31	336,802
Active participant vested funding target	2020-12-31	3,366,407
Number of active participants	2020-12-31	22
Total funding liabilities for active participants	2020-12-31	3,366,407
Total participant count	2020-12-31	51
Total funding target for all participants	2020-12-31	3,703,209
Balance at beginning of prior year after applicable adjustments	2020-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2020-12-31	1,543,882
Carryover balanced portion elected for use to offset prior years funding requirement	2020-12-31	0
Prefunding balanced used to offset prior years funding requirement	2020-12-31	25,769
Amount remaining of carryover balance	2020-12-31	0
Amount remaining of prefunding balance	2020-12-31	1,518,113
Present value of excess contributions	2020-12-31	404,657
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2020-12-31	404,657
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2020-12-31	404,657
Reductions in caryover balances due to elections or deemed elections	2020-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2020-12-31	0
Balance of carryovers at beginning of current year	2020-12-31	0
Balance of prefunding at beginning of current year	2020-12-31	2,196,486
Total employer contributions	2020-12-31	500,000
Total employee contributions	2020-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2020-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2020-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2020-12-31	482,381
Liquidity shortfalls end of Q1	2020-12-31	0
Liquidity shortfalls end of Q2	2020-12-31	0
Liquidity shortfalls end of Q3	2020-12-31	0
Liquidity shortfalls end of Q4	2020-12-31	0
Unpaid minimum required contributions for all prior years	2020-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2020-12-31	0
Remaining amount of unpaid minimum required contributions	2020-12-31	0
Minimum required contributions for current year target normal cost	2020-12-31	241,269
Net shortfall amortization installment of oustanding balance	2020-12-31	130,029
Waiver amortization installment	2020-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2020-12-31	281,826
Carryover balance elected to use to offset funding requirement	2020-12-31	0
Prefunding balance elected to use to offset funding requirement	2020-12-31	281,826
Additional cash requirement	2020-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2020-12-31	482,381
Unpaid minimum required contributions for current year	2020-12-31	0
Unpaid minimum required contributions for all years	2020-12-31	0
2019: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2019 401k membership
Market value of plan assets	2019-12-31	5,091,862
Acturial value of plan assets	2019-12-31	5,091,862
Funding target for retired participants and beneficiaries receiving payment	2019-12-31	0
Number of terminated vested participants	2019-12-31	17
Fundng target for terminated vested participants	2019-12-31	114,267
Active participant vested funding target	2019-12-31	3,419,595
Number of active participants	2019-12-31	21
Total funding liabilities for active participants	2019-12-31	3,419,595
Total participant count	2019-12-31	38
Total funding target for all participants	2019-12-31	3,533,862
Balance at beginning of prior year after applicable adjustments	2019-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2019-12-31	1,827,773
Carryover balanced portion elected for use to offset prior years funding requirement	2019-12-31	0
Prefunding balanced used to offset prior years funding requirement	2019-12-31	122,203
Amount remaining of carryover balance	2019-12-31	0
Amount remaining of prefunding balance	2019-12-31	1,705,570
Present value of excess contributions	2019-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2019-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2019-12-31	0
Reductions in caryover balances due to elections or deemed elections	2019-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2019-12-31	0
Balance of carryovers at beginning of current year	2019-12-31	0
Balance of prefunding at beginning of current year	2019-12-31	1,543,882
Total employer contributions	2019-12-31	400,000
Total employee contributions	2019-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2019-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2019-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2019-12-31	404,657
Liquidity shortfalls end of Q1	2019-12-31	0
Liquidity shortfalls end of Q2	2019-12-31	0
Liquidity shortfalls end of Q3	2019-12-31	0
Liquidity shortfalls end of Q4	2019-12-31	0
Unpaid minimum required contributions for all prior years	2019-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2019-12-31	0
Remaining amount of unpaid minimum required contributions	2019-12-31	0
Minimum required contributions for current year target normal cost	2019-12-31	0
Net shortfall amortization installment of oustanding balance	2019-12-31	72,957
Waiver amortization installment	2019-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2019-12-31	27,222
Carryover balance elected to use to offset funding requirement	2019-12-31	0
Prefunding balance elected to use to offset funding requirement	2019-12-31	27,222
Additional cash requirement	2019-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2019-12-31	404,657
Unpaid minimum required contributions for current year	2019-12-31	0
Unpaid minimum required contributions for all years	2019-12-31	0
2018: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2018 401k membership
Market value of plan assets	2018-12-31	4,457,100
Acturial value of plan assets	2018-12-31	4,457,100
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	0
Number of terminated vested participants	2018-12-31	18
Fundng target for terminated vested participants	2018-12-31	109,875
Active participant vested funding target	2018-12-31	3,205,098
Number of active participants	2018-12-31	21
Total funding liabilities for active participants	2018-12-31	3,205,098
Total participant count	2018-12-31	39
Total funding target for all participants	2018-12-31	3,314,973
Balance at beginning of prior year after applicable adjustments	2018-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	1,025,342
Carryover balanced portion elected for use to offset prior years funding requirement	2018-12-31	0
Prefunding balanced used to offset prior years funding requirement	2018-12-31	0
Amount remaining of carryover balance	2018-12-31	0
Amount remaining of prefunding balance	2018-12-31	1,025,342
Present value of excess contributions	2018-12-31	767,986
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-12-31	767,986
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2018-12-31	767,986
Reductions in caryover balances due to elections or deemed elections	2018-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2018-12-31	109,000
Balance of carryovers at beginning of current year	2018-12-31	0
Balance of prefunding at beginning of current year	2018-12-31	1,827,773
Contributions allocated toward unpaid minimum require contributions from prior years	2018-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2018-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	0
Unpaid minimum required contributions for all prior years	2018-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2018-12-31	0
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	0
Net shortfall amortization installment of oustanding balance	2018-12-31	792,205
Waiver amortization installment	2018-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	129,327
Carryover balance elected to use to offset funding requirement	2018-12-31	0
Prefunding balance elected to use to offset funding requirement	2018-12-31	129,327
Additional cash requirement	2018-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for all years	2018-12-31	0
2017: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2017 401k membership
Market value of plan assets	2017-12-31	4,172,834
Acturial value of plan assets	2017-12-31	4,172,834
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	0
Number of terminated vested participants	2017-12-31	20
Fundng target for terminated vested participants	2017-12-31	144,218
Active participant vested funding target	2017-12-31	2,879,278
Number of active participants	2017-12-31	21
Total funding liabilities for active participants	2017-12-31	2,879,278
Total participant count	2017-12-31	41
Total funding target for all participants	2017-12-31	3,023,496
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	885,296
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	0
Prefunding balanced used to offset prior years funding requirement	2017-12-31	0
Amount remaining of carryover balance	2017-12-31	0
Amount remaining of prefunding balance	2017-12-31	885,296
Present value of excess contributions	2017-12-31	100,739
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	100,739
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	100,739
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	0
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	1,025,342
Total employer contributions	2017-12-31	800,000
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	767,986
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	0
Net shortfall amortization installment of oustanding balance	2017-12-31	0
Waiver amortization installment	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	0
Carryover balance elected to use to offset funding requirement	2017-12-31	0
Prefunding balance elected to use to offset funding requirement	2017-12-31	0
Additional cash requirement	2017-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	767,986
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
2016: S. ROTHSCHILD & CO., INC. DEFINED BENEFIT PLAN 2016 401k membership
Market value of plan assets	2016-12-31	3,734,341
Acturial value of plan assets	2016-12-31	3,734,341
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	0
Number of terminated vested participants	2016-12-31	15
Fundng target for terminated vested participants	2016-12-31	71,957
Active participant vested funding target	2016-12-31	2,838,434
Number of active participants	2016-12-31	27
Total funding liabilities for active participants	2016-12-31	2,840,784
Total participant count	2016-12-31	42
Total funding target for all participants	2016-12-31	2,912,741
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	813,569
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	813,569
Present value of excess contributions	2016-12-31	100,202
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	100,202
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	100,202
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	885,296
Total employer contributions	2016-12-31	105,000
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	100,739
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	0
Net shortfall amortization installment of oustanding balance	2016-12-31	0
Waiver amortization installment	2016-12-31	0
Waived amount of outstanding balance	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	0
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	100,739
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	S. ROTHSCHILD & CO., INC.
Employer identification number (EIN):	231539342
NAIC Classification:	315990
NAIC Description:	Apparel Accessories and Other Apparel Manufacturing

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	2006-08-24
Company Identification Number:	3404548
Legal Registered Office Address:	1407 Broadway 10th Floor New York United States of America (USA) 10018