401k Plan data: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN plan

S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	005

S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Offset plan - Plan benefits are subject to offset for retirement benefits provided in another plan or arrangement of the employer.
Profit-sharing
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

S. ROTHSCHILD & CO., INC. has sponsored the creation of one or more 401k plans.

Company Name: S. ROTHSCHILD & CO., INC.

Employer identification number (EIN): 231539342

NAIC Classification: 315990
NAIC Description: Apparel Accessories and Other Apparel Manufacturing

Additional information about S. ROTHSCHILD & CO., INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 2006-08-24

Company Identification Number: 3404548

Legal Registered Office Address: 1407 Broadway
10th Floor
New York
United States of America (USA)
10018

More information about S. ROTHSCHILD & CO., INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2022-01-01
005 2022-01-01
005 2021-01-01
005 2021-01-01
005 2020-01-01 DANIEL TORCZYNER 2021-10-11 DANIEL TORCZYNER 2021-10-11
005 2020-01-01
005 2019-01-01
005 2019-01-01
005 2018-01-01
005 2018-01-01
005 2017-01-01 DANIEL TORCZYNER
005 2016-01-01 DANIEL TORCZYNER
005 2015-01-01 DANIEL TORCZYNER
005 2014-01-01 DANIEL TORCZYNER
005 2013-01-01 DANIEL TORCZYNER
005 2012-01-01 DANIEL TORCZYNER
005 2011-01-01 DANIEL TORCZYNER
005 2010-01-01 DANIEL TORCZYNER
005 2009-01-01 DANIEL TORCZYNER

Plan Statistics for S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 140
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 54
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 86
Total of all active and inactive participants 2022-01-01 140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 140
Number of participants with account balances 2022-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 4
2021: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 54
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 86
Total of all active and inactive participants 2021-01-01 140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 140
Number of participants with account balances 2021-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 4
2020: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 51
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 82
Total of all active and inactive participants 2020-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 3
Total participants 2020-01-01 136
Number of participants with account balances 2020-01-01 136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 1
2019: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 52
Number of retired or separated participants receiving benefits 2019-01-01 46
Number of other retired or separated participants entitled to future benefits 2019-01-01 28
Total of all active and inactive participants 2019-01-01 126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 4
Total participants 2019-01-01 130
Number of participants with account balances 2019-01-01 130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 2
2018: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 52
Number of retired or separated participants receiving benefits 2018-01-01 7
Number of other retired or separated participants entitled to future benefits 2018-01-01 65
Total of all active and inactive participants 2018-01-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 5
Total participants 2018-01-01 129
Number of participants with account balances 2018-01-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 2
2017: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 118
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 54
Number of retired or separated participants receiving benefits 2017-01-01 8
Number of other retired or separated participants entitled to future benefits 2017-01-01 62
Total of all active and inactive participants 2017-01-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 125
Number of participants with account balances 2017-01-01 125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 115
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 59
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 59
Total of all active and inactive participants 2016-01-01 118
Total participants 2016-01-01 118
Number of participants with account balances 2016-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1
2015: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 106
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 61
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 54
Total of all active and inactive participants 2015-01-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 115
Number of participants with account balances 2015-01-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 8
2014: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 100
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 66
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 39
Total of all active and inactive participants 2014-01-01 105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 106
Number of participants with account balances 2014-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 93
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 63
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 37
Total of all active and inactive participants 2013-01-01 100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 100
Number of participants with account balances 2013-01-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3
2012: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 87
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 67
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 26
Total of all active and inactive participants 2012-01-01 93
Total participants 2012-01-01 93
Number of participants with account balances 2012-01-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5
2011: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 85
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 68
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 19
Total of all active and inactive participants 2011-01-01 87
Total participants 2011-01-01 87
Number of participants with account balances 2011-01-01 92
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 8
2010: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 82
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 75
Number of other retired or separated participants entitled to future benefits 2010-01-01 10
Total of all active and inactive participants 2010-01-01 85
Total participants 2010-01-01 85
Number of participants with account balances 2010-01-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 75
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 75
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 7
Total of all active and inactive participants 2009-01-01 82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 82
Number of participants with account balances 2009-01-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2022: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	140
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	54
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	86
Total of all active and inactive participants	2022-01-01	140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	140
Number of participants with account balances	2022-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	4
2021: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	54
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	86
Total of all active and inactive participants	2021-01-01	140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	140
Number of participants with account balances	2021-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	4
2020: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	51
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	82
Total of all active and inactive participants	2020-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	3
Total participants	2020-01-01	136
Number of participants with account balances	2020-01-01	136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1
2019: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	52
Number of retired or separated participants receiving benefits	2019-01-01	46
Number of other retired or separated participants entitled to future benefits	2019-01-01	28
Total of all active and inactive participants	2019-01-01	126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	4
Total participants	2019-01-01	130
Number of participants with account balances	2019-01-01	130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2
2018: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	52
Number of retired or separated participants receiving benefits	2018-01-01	7
Number of other retired or separated participants entitled to future benefits	2018-01-01	65
Total of all active and inactive participants	2018-01-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	5
Total participants	2018-01-01	129
Number of participants with account balances	2018-01-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	2
2017: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	118
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	54
Number of retired or separated participants receiving benefits	2017-01-01	8
Number of other retired or separated participants entitled to future benefits	2017-01-01	62
Total of all active and inactive participants	2017-01-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	125
Number of participants with account balances	2017-01-01	125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	115
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	59
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	59
Total of all active and inactive participants	2016-01-01	118
Total participants	2016-01-01	118
Number of participants with account balances	2016-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1
2015: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	106
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	61
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	54
Total of all active and inactive participants	2015-01-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	115
Number of participants with account balances	2015-01-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	8
2014: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	100
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	66
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	39
Total of all active and inactive participants	2014-01-01	105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	106
Number of participants with account balances	2014-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	93
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	63
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	37
Total of all active and inactive participants	2013-01-01	100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	100
Number of participants with account balances	2013-01-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3
2012: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	87
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	67
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	26
Total of all active and inactive participants	2012-01-01	93
Total participants	2012-01-01	93
Number of participants with account balances	2012-01-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5
2011: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	85
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	68
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	19
Total of all active and inactive participants	2011-01-01	87
Total participants	2011-01-01	87
Number of participants with account balances	2011-01-01	92
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	8
2010: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	82
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	75
Number of other retired or separated participants entitled to future benefits	2010-01-01	10
Total of all active and inactive participants	2010-01-01	85
Total participants	2010-01-01	85
Number of participants with account balances	2010-01-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	75
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	75
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	7
Total of all active and inactive participants	2009-01-01	82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	82
Number of participants with account balances	2009-01-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2022 : S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$6,523,981
Total unrealized appreciation/depreciation of assets	2022-12-31	$6,523,981
Total income from all sources (including contributions)	2022-12-31	$6,380,965
Total loss/gain on sale of assets	2022-12-31	$-144,043
Total of all expenses incurred	2022-12-31	$2,046,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,046,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,021
Value of total assets at end of year	2022-12-31	$20,518,489
Value of total assets at beginning of year	2022-12-31	$20,518,489
Total interest from all sources	2022-12-31	$6
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$168,923
Total non interest bearing cash at end of year	2022-12-31	$0
Total non interest bearing cash at beginning of year	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$4,334,695
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$20,518,489
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$20,518,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$8,861
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$6
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Assets. Invements in employer securities at end of year	2022-12-31	$20,509,634
Assets. Invements in employer securities at beginning of year	2022-12-31	$20,509,634
Contributions received in cash from employer	2022-12-31	$1,021
Employer contributions (assets) at end of year	2022-12-31	$8,855
Employer contributions (assets) at beginning of year	2022-12-31	$8,855
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,046,270
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$2,214,173
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$2,358,216
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MAYER HOFFMAN MCCAIN CPAS
Accountancy firm EIN	2022-12-31	431947695
2021 : S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$5,508,234
Total unrealized appreciation/depreciation of assets	2021-12-31	$5,508,234
Total income from all sources (including contributions)	2021-12-31	$5,534,014
Total of all expenses incurred	2021-12-31	$2,663,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$2,663,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$25,734
Value of total assets at end of year	2021-12-31	$18,630,919
Value of total assets at beginning of year	2021-12-31	$15,760,474
Total interest from all sources	2021-12-31	$46
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,870,445
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$18,630,919
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$15,760,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$6
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$1,360,238
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$1,360,238
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$46
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Assets. Invements in employer securities at end of year	2021-12-31	$18,630,913
Assets. Invements in employer securities at beginning of year	2021-12-31	$14,400,236
Contributions received in cash from employer	2021-12-31	$25,734
Employer contributions (assets) at end of year	2021-12-31	$8,855
Employer contributions (assets) at beginning of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$2,663,569
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN	2021-12-31	431947695
2020 : S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$2,189,016
Total unrealized appreciation/depreciation of assets	2020-12-31	$2,189,016
Total income from all sources (including contributions)	2020-12-31	$3,548,573
Total of all expenses incurred	2020-12-31	$2,306,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,306,047
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,359,117
Value of total assets at end of year	2020-12-31	$15,760,474
Value of total assets at beginning of year	2020-12-31	$14,517,948
Total interest from all sources	2020-12-31	$440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$5,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,242,526
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$15,760,474
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$14,517,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$1,360,238
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$2,114,668
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$2,114,668
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Assets. Invements in employer securities at end of year	2020-12-31	$14,400,236
Assets. Invements in employer securities at beginning of year	2020-12-31	$12,211,220
Contributions received in cash from employer	2020-12-31	$1,359,117
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$187,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,306,047
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN	2020-12-31	431947695
2019 : S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$-12,689,540
Total unrealized appreciation/depreciation of assets	2019-12-31	$-12,689,540
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$2,306,048
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$2,306,048
Total income from all sources (including contributions)	2019-12-31	$234,910
Total income from all sources (including contributions)	2019-12-31	$234,910
Total of all expenses incurred	2019-12-31	$2,394,594
Total of all expenses incurred	2019-12-31	$2,394,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,394,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,394,594
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$187,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$187,000
Value of total assets at end of year	2019-12-31	$27,207,488
Value of total assets at end of year	2019-12-31	$27,207,488
Value of total assets at beginning of year	2019-12-31	$27,061,124
Value of total assets at beginning of year	2019-12-31	$27,061,124
Total interest from all sources	2019-12-31	$47,910
Total interest from all sources	2019-12-31	$47,910
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$5,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$-2,159,684
Value of net income/loss	2019-12-31	$-2,159,684
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$24,901,440
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$24,901,440
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$27,061,124
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$27,061,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$2,119,728
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$2,119,728
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$2,160,364
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$2,160,364
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$2,160,364
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$2,160,364
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$47,910
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$47,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at end of year	2019-12-31	$24,900,760
Assets. Invements in employer securities at end of year	2019-12-31	$24,900,760
Assets. Invements in employer securities at beginning of year	2019-12-31	$24,900,760
Assets. Invements in employer securities at beginning of year	2019-12-31	$24,900,760
Contributions received in cash from employer	2019-12-31	$187,000
Contributions received in cash from employer	2019-12-31	$187,000
Employer contributions (assets) at end of year	2019-12-31	$187,000
Employer contributions (assets) at end of year	2019-12-31	$187,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,394,594
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,394,594
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$2,306,048
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$2,306,048
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	MAYER HOFFMAN MCCANN CPAS
Accountancy firm name	2019-12-31	MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN	2019-12-31	431947695
Accountancy firm EIN	2019-12-31	431947695
2018 : S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$6,491,079
Total unrealized appreciation/depreciation of assets	2018-12-31	$6,491,079
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$2,699
Total income from all sources (including contributions)	2018-12-31	$6,937,482
Total of all expenses incurred	2018-12-31	$998,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$998,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,783
Value of total assets at end of year	2018-12-31	$27,061,124
Value of total assets at beginning of year	2018-12-31	$21,124,665
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$84
Total interest from all sources	2018-12-31	$46,339
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$397,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Administrative expenses (other) incurred	2018-12-31	$84
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$5,939,158
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$27,061,124
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$21,121,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$2,160,364
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$2,714,984
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$2,714,984
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$46,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$24,900,760
Assets. Invements in employer securities at beginning of year	2018-12-31	$18,409,681
Contributions received in cash from employer	2018-12-31	$2,783
Income. Dividends from preferred stock	2018-12-31	$397,281
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$998,240
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Liabilities. Value of acquisition indebtedness at beginning of year	2018-12-31	$2,699
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	MAYER HOFFMAN MCCANN CPAS
Accountancy firm EIN	2018-12-31	431947695
2017 : S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$2,699
Total plan liabilities at beginning of year	2017-12-31	$2,288,414
Total income from all sources	2017-12-31	$8,606,604
Expenses. Total of all expenses incurred	2017-12-31	$954,454
Benefits paid (including direct rollovers)	2017-12-31	$859,256
Total plan assets at end of year	2017-12-31	$21,124,665
Total plan assets at beginning of year	2017-12-31	$15,758,230
Value of fidelity bond covering the plan	2017-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2017-12-31	$95,198
Other income received	2017-12-31	$7,123,305
Net income (gross income less expenses)	2017-12-31	$7,652,150
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$21,121,966
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$13,469,816
Assets. Value of employer securities	2017-12-31	$18,409,681
Total contributions received or receivable from employer(s)	2017-12-31	$1,483,299
2016 : S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$2,288,414
Total plan liabilities at beginning of year	2016-12-31	$4,574,128
Total income from all sources	2016-12-31	$3,145,716
Expenses. Total of all expenses incurred	2016-12-31	$356,239
Benefits paid (including direct rollovers)	2016-12-31	$165,955
Total plan assets at end of year	2016-12-31	$15,758,230
Total plan assets at beginning of year	2016-12-31	$15,254,467
Value of fidelity bond covering the plan	2016-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2016-12-31	$190,284
Other income received	2016-12-31	$1,624,053
Net income (gross income less expenses)	2016-12-31	$2,789,477
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$13,469,816
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$10,680,339
Assets. Value of employer securities	2016-12-31	$12,225,288
Total contributions received or receivable from employer(s)	2016-12-31	$1,521,663
2015 : S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$4,574,128
Total plan liabilities at beginning of year	2015-12-31	$6,859,842
Total income from all sources	2015-12-31	$2,077,308
Expenses. Total of all expenses incurred	2015-12-31	$310,039
Benefits paid (including direct rollovers)	2015-12-31	$24,669
Total plan assets at end of year	2015-12-31	$15,254,467
Total plan assets at beginning of year	2015-12-31	$15,772,912
Value of fidelity bond covering the plan	2015-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2015-12-31	$285,370
Other income received	2015-12-31	$1,215,623
Net income (gross income less expenses)	2015-12-31	$1,767,269
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$10,680,339
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$8,913,070
Assets. Value of employer securities	2015-12-31	$12,633,267
Total contributions received or receivable from employer(s)	2015-12-31	$861,685
2014 : S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$6,859,842
Total plan liabilities at beginning of year	2014-12-31	$9,145,557
Total income from all sources	2014-12-31	$2,529,541
Expenses. Total of all expenses incurred	2014-12-31	$398,959
Benefits paid (including direct rollovers)	2014-12-31	$18,505
Total plan assets at end of year	2014-12-31	$15,772,912
Total plan assets at beginning of year	2014-12-31	$15,928,045
Value of fidelity bond covering the plan	2014-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$380,454
Other income received	2014-12-31	$1,630,742
Net income (gross income less expenses)	2014-12-31	$2,130,582
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$8,913,070
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$6,782,488
Assets. Value of employer securities	2014-12-31	$14,678,787
Total contributions received or receivable from employer(s)	2014-12-31	$898,799
2013 : S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$9,145,557
Total plan liabilities at beginning of year	2013-12-31	$11,529,130
Total income from all sources	2013-12-31	$-2,468,740
Expenses. Total of all expenses incurred	2013-12-31	$496,427
Benefits paid (including direct rollovers)	2013-12-31	$16,815
Total plan assets at end of year	2013-12-31	$15,928,045
Total plan assets at beginning of year	2013-12-31	$21,276,785
Value of fidelity bond covering the plan	2013-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$479,612
Other income received	2013-12-31	$-2,468,740
Net income (gross income less expenses)	2013-12-31	$-2,965,167
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$6,782,488
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$9,747,655
Assets. Value of employer securities	2013-12-31	$15,928,045
2012 : S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$11,529,130
Total plan liabilities at beginning of year	2012-12-31	$14,409,130
Total income from all sources	2012-12-31	$3,696,667
Expenses. Total of all expenses incurred	2012-12-31	$341,162
Benefits paid (including direct rollovers)	2012-12-31	$14,355
Total plan assets at end of year	2012-12-31	$21,276,785
Total plan assets at beginning of year	2012-12-31	$20,801,280
Value of fidelity bond covering the plan	2012-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2012-12-31	$326,807
Other income received	2012-12-31	$3,355,505
Net income (gross income less expenses)	2012-12-31	$3,355,505
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$9,747,655
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$6,392,150
Assets. Value of employer securities	2012-12-31	$21,276,785
Total contributions received or receivable from employer(s)	2012-12-31	$341,162
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$14,409,130
Total plan liabilities at beginning of year	2011-12-31	$18,919,521
Total income from all sources	2011-12-31	$8,086,168
Expenses. Total of all expenses incurred	2011-12-31	$874,677
Benefits paid (including direct rollovers)	2011-12-31	$9,584
Total plan assets at end of year	2011-12-31	$20,801,280
Total plan assets at beginning of year	2011-12-31	$18,100,180
Value of fidelity bond covering the plan	2011-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2011-12-31	$865,093
Other income received	2011-12-31	$5,581,099
Net income (gross income less expenses)	2011-12-31	$7,211,491
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$6,392,150
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$-819,341
Assets. Value of employer securities	2011-12-31	$20,801,280
Total contributions received or receivable from employer(s)	2011-12-31	$2,505,069
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$18,919,521
Total plan liabilities at beginning of year	2010-12-31	$23,505,987
Total income from all sources	2010-12-31	$6,733,309
Expenses. Total of all expenses incurred	2010-12-31	$846,938
Total plan assets at end of year	2010-12-31	$18,100,180
Total plan assets at beginning of year	2010-12-31	$16,800,275
Value of fidelity bond covering the plan	2010-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2010-12-31	$846,938
Other income received	2010-12-31	$4,179,905
Net income (gross income less expenses)	2010-12-31	$5,886,371
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$-819,341
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$-6,705,712
Assets. Value of employer securities	2010-12-31	$18,100,180
Total contributions received or receivable from employer(s)	2010-12-31	$2,553,404
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

2022: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: S. ROTHSCHILD & CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	S. ROTHSCHILD & CO., INC.
Employer identification number (EIN):	231539342
NAIC Classification:	315990
NAIC Description:	Apparel Accessories and Other Apparel Manufacturing

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	2006-08-24
Company Identification Number:	3404548
Legal Registered Office Address:	1407 Broadway 10th Floor New York United States of America (USA) 10018