HAROLD BECK & SONS, INC. has sponsored the creation of one or more 401k plans.
Additional information about HAROLD BECK & SONS, INC.
Submission information for form 5500 for 401k plan HAROLD BECK & SONS, INC. PROFIT SHARING PLAN
401k plan membership statisitcs for HAROLD BECK & SONS, INC. PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2022 : HAROLD BECK & SONS, INC. PROFIT SHARING PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-10-31 | $0 |
| Total income from all sources (including contributions) | 2022-10-31 | $-7,157,135 |
| Total loss/gain on sale of assets | 2022-10-31 | $0 |
| Total of all expenses incurred | 2022-10-31 | $7,224,779 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-10-31 | $7,193,673 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-10-31 | $2,378,977 |
| Value of total assets at end of year | 2022-10-31 | $56,112,886 |
| Value of total assets at beginning of year | 2022-10-31 | $70,494,800 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-10-31 | $31,106 |
| Total interest from all sources | 2022-10-31 | $360,697 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-10-31 | $677,268 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-10-31 | $677,268 |
| Was this plan covered by a fidelity bond | 2022-10-31 | Yes |
| Value of fidelity bond cover | 2022-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-10-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-10-31 | No |
| Contributions received from participants | 2022-10-31 | $727,727 |
| Participant contributions at end of year | 2022-10-31 | $8,954 |
| Participant contributions at beginning of year | 2022-10-31 | $11,586 |
| Other income not declared elsewhere | 2022-10-31 | $-90,084 |
| Administrative expenses (other) incurred | 2022-10-31 | $31,106 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-10-31 | No |
| Value of net income/loss | 2022-10-31 | $-14,381,914 |
| Value of net assets at end of year (total assets less liabilities) | 2022-10-31 | $56,112,886 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-10-31 | $70,494,800 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-10-31 | $36,016,144 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-10-31 | $44,251,256 |
| Value of interest in pooled separate accounts at end of year | 2022-10-31 | $984 |
| Value of interest in pooled separate accounts at beginning of year | 2022-10-31 | $4,150,444 |
| Interest on participant loans | 2022-10-31 | $439 |
| Interest earned on other investments | 2022-10-31 | $360,258 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-10-31 | $20,086,804 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-10-31 | $22,081,514 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-10-31 | $-10,483,993 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-10-31 | No |
| Contributions received in cash from employer | 2022-10-31 | $1,651,250 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-10-31 | $7,193,673 |
| Did the plan have assets held for investment | 2022-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-10-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-10-31 | Unqualified |
| Accountancy firm name | 2022-10-31 | DUNLAPSLK |
| Accountancy firm EIN | 2022-10-31 | 233018514 |
| 2021 : HAROLD BECK & SONS, INC. PROFIT SHARING PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-10-31 | $0 |
| Total income from all sources (including contributions) | 2021-10-31 | $14,629,507 |
| Total loss/gain on sale of assets | 2021-10-31 | $0 |
| Total of all expenses incurred | 2021-10-31 | $2,570,850 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-10-31 | $2,459,975 |
| Value of total corrective distributions | 2021-10-31 | $2,276 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-10-31 | $2,589,883 |
| Value of total assets at end of year | 2021-10-31 | $70,494,800 |
| Value of total assets at beginning of year | 2021-10-31 | $58,436,143 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-10-31 | $108,599 |
| Total interest from all sources | 2021-10-31 | $363,161 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-10-31 | $543,800 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-10-31 | $543,800 |
| Was this plan covered by a fidelity bond | 2021-10-31 | Yes |
| Value of fidelity bond cover | 2021-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-10-31 | No |
| Contributions received from participants | 2021-10-31 | $752,299 |
| Participant contributions at end of year | 2021-10-31 | $11,586 |
| Participant contributions at beginning of year | 2021-10-31 | $14,786 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-10-31 | $66,300 |
| Other income not declared elsewhere | 2021-10-31 | $60,798 |
| Administrative expenses (other) incurred | 2021-10-31 | $108,599 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-10-31 | No |
| Value of net income/loss | 2021-10-31 | $12,058,657 |
| Value of net assets at end of year (total assets less liabilities) | 2021-10-31 | $70,494,800 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-10-31 | $58,436,143 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-10-31 | $44,251,256 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-10-31 | $37,352,174 |
| Value of interest in pooled separate accounts at end of year | 2021-10-31 | $4,150,444 |
| Value of interest in pooled separate accounts at beginning of year | 2021-10-31 | $3,585,936 |
| Interest on participant loans | 2021-10-31 | $498 |
| Interest earned on other investments | 2021-10-31 | $362,663 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-10-31 | $22,081,514 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-10-31 | $17,483,247 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-10-31 | $10,278,012 |
| Net investment gain/loss from pooled separate accounts | 2021-10-31 | $793,853 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-10-31 | No |
| Contributions received in cash from employer | 2021-10-31 | $1,771,284 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-10-31 | $2,459,975 |
| Did the plan have assets held for investment | 2021-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-10-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-10-31 | Disclaimer |
| Accountancy firm name | 2021-10-31 | DUNLAPSLK |
| Accountancy firm EIN | 2021-10-31 | 233018514 |
| 2020 : HAROLD BECK & SONS, INC. PROFIT SHARING PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-10-31 | $0 |
| Total income from all sources (including contributions) | 2020-10-31 | $6,378,266 |
| Total loss/gain on sale of assets | 2020-10-31 | $0 |
| Total of all expenses incurred | 2020-10-31 | $3,223,673 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-10-31 | $3,151,208 |
| Value of total corrective distributions | 2020-10-31 | $2,276 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-10-31 | $2,488,182 |
| Value of total assets at end of year | 2020-10-31 | $58,436,143 |
| Value of total assets at beginning of year | 2020-10-31 | $55,281,550 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-10-31 | $70,189 |
| Total interest from all sources | 2020-10-31 | $371,396 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-10-31 | $698,465 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-10-31 | $698,465 |
| Was this plan covered by a fidelity bond | 2020-10-31 | Yes |
| Value of fidelity bond cover | 2020-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-10-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-10-31 | No |
| Contributions received from participants | 2020-10-31 | $752,761 |
| Participant contributions at end of year | 2020-10-31 | $14,786 |
| Participant contributions at beginning of year | 2020-10-31 | $2,230 |
| Other income not declared elsewhere | 2020-10-31 | $11,263 |
| Administrative expenses (other) incurred | 2020-10-31 | $70,189 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-10-31 | No |
| Value of net income/loss | 2020-10-31 | $3,154,593 |
| Value of net assets at end of year (total assets less liabilities) | 2020-10-31 | $58,436,143 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-10-31 | $55,281,550 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-10-31 | $37,352,174 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-10-31 | $36,140,410 |
| Value of interest in pooled separate accounts at end of year | 2020-10-31 | $3,585,936 |
| Value of interest in pooled separate accounts at beginning of year | 2020-10-31 | $1,689,208 |
| Interest on participant loans | 2020-10-31 | $73 |
| Interest earned on other investments | 2020-10-31 | $371,323 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-10-31 | $17,483,247 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-10-31 | $17,449,702 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-10-31 | $2,763,734 |
| Net investment gain/loss from pooled separate accounts | 2020-10-31 | $45,226 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-10-31 | No |
| Contributions received in cash from employer | 2020-10-31 | $1,735,421 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-10-31 | $3,151,208 |
| Did the plan have assets held for investment | 2020-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-10-31 | Disclaimer |
| Accountancy firm name | 2020-10-31 | DUNLAPSLK |
| Accountancy firm EIN | 2020-10-31 | 233018514 |
| 2019 : HAROLD BECK & SONS, INC. PROFIT SHARING PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-10-31 | $0 |
| Total income from all sources (including contributions) | 2019-10-31 | $7,437,668 |
| Total loss/gain on sale of assets | 2019-10-31 | $0 |
| Total of all expenses incurred | 2019-10-31 | $2,130,750 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-10-31 | $2,063,622 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-10-31 | $2,962,817 |
| Value of total assets at end of year | 2019-10-31 | $55,281,550 |
| Value of total assets at beginning of year | 2019-10-31 | $49,974,632 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-10-31 | $67,128 |
| Total interest from all sources | 2019-10-31 | $376,315 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-10-31 | $675,044 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-10-31 | $675,044 |
| Was this plan covered by a fidelity bond | 2019-10-31 | Yes |
| Value of fidelity bond cover | 2019-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-10-31 | No |
| Contributions received from participants | 2019-10-31 | $777,199 |
| Participant contributions at end of year | 2019-10-31 | $2,230 |
| Participant contributions at beginning of year | 2019-10-31 | $5,132 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-10-31 | $524,871 |
| Other income not declared elsewhere | 2019-10-31 | $14,847 |
| Administrative expenses (other) incurred | 2019-10-31 | $67,128 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-10-31 | No |
| Value of net income/loss | 2019-10-31 | $5,306,918 |
| Value of net assets at end of year (total assets less liabilities) | 2019-10-31 | $55,281,550 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-10-31 | $49,974,632 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-10-31 | $36,140,410 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-10-31 | $32,395,951 |
| Value of interest in pooled separate accounts at end of year | 2019-10-31 | $1,689,208 |
| Value of interest in pooled separate accounts at beginning of year | 2019-10-31 | $1,510,777 |
| Interest on participant loans | 2019-10-31 | $159 |
| Interest earned on other investments | 2019-10-31 | $376,156 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-10-31 | $17,449,702 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-10-31 | $16,062,772 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-10-31 | $3,228,624 |
| Net investment gain/loss from pooled separate accounts | 2019-10-31 | $180,021 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-10-31 | No |
| Contributions received in cash from employer | 2019-10-31 | $1,660,747 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-10-31 | $2,063,622 |
| Did the plan have assets held for investment | 2019-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-10-31 | Disclaimer |
| Accountancy firm name | 2019-10-31 | DUNLAPSLK |
| Accountancy firm EIN | 2019-10-31 | 233018514 |
| 2018 : HAROLD BECK & SONS, INC. PROFIT SHARING PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-31 | $0 |
| Total income from all sources (including contributions) | 2018-10-31 | $2,318,346 |
| Total loss/gain on sale of assets | 2018-10-31 | $0 |
| Total of all expenses incurred | 2018-10-31 | $2,521,001 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-10-31 | $2,451,688 |
| Value of total corrective distributions | 2018-10-31 | $342 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-10-31 | $2,095,124 |
| Value of total assets at end of year | 2018-10-31 | $49,974,632 |
| Value of total assets at beginning of year | 2018-10-31 | $50,177,287 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-10-31 | $68,971 |
| Total interest from all sources | 2018-10-31 | $327,651 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-10-31 | $439,261 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-10-31 | $439,261 |
| Was this plan covered by a fidelity bond | 2018-10-31 | Yes |
| Value of fidelity bond cover | 2018-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-10-31 | No |
| Contributions received from participants | 2018-10-31 | $534,843 |
| Participant contributions at end of year | 2018-10-31 | $5,132 |
| Participant contributions at beginning of year | 2018-10-31 | $4,645 |
| Other income not declared elsewhere | 2018-10-31 | $27,121 |
| Administrative expenses (other) incurred | 2018-10-31 | $68,971 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-10-31 | No |
| Value of net income/loss | 2018-10-31 | $-202,655 |
| Value of net assets at end of year (total assets less liabilities) | 2018-10-31 | $49,974,632 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-10-31 | $50,177,287 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-10-31 | $32,395,951 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-10-31 | $33,626,068 |
| Value of interest in pooled separate accounts at end of year | 2018-10-31 | $1,510,777 |
| Value of interest in pooled separate accounts at beginning of year | 2018-10-31 | $616,532 |
| Interest on participant loans | 2018-10-31 | $210 |
| Interest earned on other investments | 2018-10-31 | $327,441 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-10-31 | $16,062,772 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-10-31 | $15,930,042 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-10-31 | $-569,135 |
| Net investment gain/loss from pooled separate accounts | 2018-10-31 | $-1,676 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-10-31 | No |
| Contributions received in cash from employer | 2018-10-31 | $1,560,281 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-10-31 | $2,451,688 |
| Did the plan have assets held for investment | 2018-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-10-31 | Disclaimer |
| Accountancy firm name | 2018-10-31 | DUNLAPSLK |
| Accountancy firm EIN | 2018-10-31 | 233018514 |
| 2017 : HAROLD BECK & SONS, INC. PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-10-31 | $0 |
| Total income from all sources (including contributions) | 2017-10-31 | $7,777,852 |
| Total loss/gain on sale of assets | 2017-10-31 | $0 |
| Total of all expenses incurred | 2017-10-31 | $1,467,680 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-10-31 | $1,386,208 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-10-31 | $2,227,420 |
| Value of total assets at end of year | 2017-10-31 | $50,177,287 |
| Value of total assets at beginning of year | 2017-10-31 | $43,867,115 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-10-31 | $81,472 |
| Total interest from all sources | 2017-10-31 | $309,289 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-10-31 | $471,173 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-10-31 | $471,173 |
| Was this plan covered by a fidelity bond | 2017-10-31 | Yes |
| Value of fidelity bond cover | 2017-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-10-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-10-31 | No |
| Contributions received from participants | 2017-10-31 | $538,459 |
| Participant contributions at end of year | 2017-10-31 | $4,645 |
| Participant contributions at beginning of year | 2017-10-31 | $5,710 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-10-31 | $48,835 |
| Other income not declared elsewhere | 2017-10-31 | $32,976 |
| Administrative expenses (other) incurred | 2017-10-31 | $81,472 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-10-31 | No |
| Value of net income/loss | 2017-10-31 | $6,310,172 |
| Value of net assets at end of year (total assets less liabilities) | 2017-10-31 | $50,177,287 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-10-31 | $43,867,115 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-10-31 | $33,626,068 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-10-31 | $28,291,661 |
| Value of interest in pooled separate accounts at end of year | 2017-10-31 | $616,532 |
| Value of interest in pooled separate accounts at beginning of year | 2017-10-31 | $52,934 |
| Interest on participant loans | 2017-10-31 | $225 |
| Interest earned on other investments | 2017-10-31 | $309,064 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-10-31 | $15,930,042 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-10-31 | $15,516,810 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-10-31 | $4,696,639 |
| Net investment gain/loss from pooled separate accounts | 2017-10-31 | $40,355 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-10-31 | No |
| Contributions received in cash from employer | 2017-10-31 | $1,640,126 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-10-31 | $1,386,208 |
| Did the plan have assets held for investment | 2017-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-10-31 | Disclaimer |
| Accountancy firm name | 2017-10-31 | DUNLAP & ASSOCIATES, P . C . |
| Accountancy firm EIN | 2017-10-31 | 233018514 |
| 2016 : HAROLD BECK & SONS, INC. PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-10-31 | $0 |
| Total income from all sources (including contributions) | 2016-10-31 | $3,353,041 |
| Total loss/gain on sale of assets | 2016-10-31 | $0 |
| Total of all expenses incurred | 2016-10-31 | $1,261,350 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-10-31 | $1,214,775 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-10-31 | $2,167,229 |
| Value of total assets at end of year | 2016-10-31 | $43,867,115 |
| Value of total assets at beginning of year | 2016-10-31 | $41,775,424 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-10-31 | $46,575 |
| Total interest from all sources | 2016-10-31 | $297,289 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-10-31 | $381,169 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-10-31 | $381,169 |
| Was this plan covered by a fidelity bond | 2016-10-31 | Yes |
| Value of fidelity bond cover | 2016-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-10-31 | No |
| Contributions received from participants | 2016-10-31 | $491,570 |
| Participant contributions at end of year | 2016-10-31 | $5,710 |
| Participant contributions at beginning of year | 2016-10-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-10-31 | $17,138 |
| Other income not declared elsewhere | 2016-10-31 | $40,747 |
| Administrative expenses (other) incurred | 2016-10-31 | $46,575 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-10-31 | No |
| Value of net income/loss | 2016-10-31 | $2,091,691 |
| Value of net assets at end of year (total assets less liabilities) | 2016-10-31 | $43,867,115 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-10-31 | $41,775,424 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-10-31 | $28,291,661 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-10-31 | $26,730,164 |
| Value of interest in pooled separate accounts at end of year | 2016-10-31 | $52,934 |
| Value of interest in pooled separate accounts at beginning of year | 2016-10-31 | $0 |
| Interest on participant loans | 2016-10-31 | $71 |
| Interest earned on other investments | 2016-10-31 | $297,218 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-10-31 | $15,516,810 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-10-31 | $15,045,260 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-10-31 | $465,586 |
| Net investment gain/loss from pooled separate accounts | 2016-10-31 | $1,021 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-10-31 | No |
| Contributions received in cash from employer | 2016-10-31 | $1,658,521 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-10-31 | $1,214,775 |
| Did the plan have assets held for investment | 2016-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-10-31 | Disclaimer |
| Accountancy firm name | 2016-10-31 | DUNLAP & ASSOCIATES, P.C. |
| Accountancy firm EIN | 2016-10-31 | 233018514 |
| 2015 : HAROLD BECK & SONS, INC. PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-10-31 | $0 |
| Total income from all sources (including contributions) | 2015-10-31 | $3,117,844 |
| Total loss/gain on sale of assets | 2015-10-31 | $0 |
| Total of all expenses incurred | 2015-10-31 | $2,638,514 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-10-31 | $2,597,943 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-10-31 | $2,126,112 |
| Value of total assets at end of year | 2015-10-31 | $41,775,424 |
| Value of total assets at beginning of year | 2015-10-31 | $41,296,094 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-10-31 | $40,571 |
| Total interest from all sources | 2015-10-31 | $310,205 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-10-31 | $113,851 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-10-31 | $113,851 |
| Was this plan covered by a fidelity bond | 2015-10-31 | Yes |
| Value of fidelity bond cover | 2015-10-31 | $325,000 |
| If this is an individual account plan, was there a blackout period | 2015-10-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-10-31 | No |
| Contributions received from participants | 2015-10-31 | $488,920 |
| Other income not declared elsewhere | 2015-10-31 | $22,341 |
| Administrative expenses (other) incurred | 2015-10-31 | $40,571 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-10-31 | No |
| Value of net income/loss | 2015-10-31 | $479,330 |
| Value of net assets at end of year (total assets less liabilities) | 2015-10-31 | $41,775,424 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-10-31 | $41,296,094 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-10-31 | $26,730,164 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-10-31 | $27,246,723 |
| Interest earned on other investments | 2015-10-31 | $310,205 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-10-31 | $15,045,260 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-10-31 | $14,049,371 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-10-31 | $545,335 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-10-31 | No |
| Contributions received in cash from employer | 2015-10-31 | $1,637,192 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-10-31 | $2,597,943 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-10-31 | Yes |
| Did the plan have assets held for investment | 2015-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-10-31 | Disclaimer |
| Accountancy firm name | 2015-10-31 | DUNLAP & ASSOCIATES, P.C. |
| Accountancy firm EIN | 2015-10-31 | 233018514 |
| 2014 : HAROLD BECK & SONS, INC. PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-31 | $0 |
| Total income from all sources (including contributions) | 2014-10-31 | $4,054,897 |
| Total loss/gain on sale of assets | 2014-10-31 | $0 |
| Total of all expenses incurred | 2014-10-31 | $1,053,939 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-10-31 | $1,010,139 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-10-31 | $2,004,524 |
| Value of total assets at end of year | 2014-10-31 | $41,296,094 |
| Value of total assets at beginning of year | 2014-10-31 | $38,295,136 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-10-31 | $43,800 |
| Total interest from all sources | 2014-10-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-10-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-10-31 | No |
| Was this plan covered by a fidelity bond | 2014-10-31 | Yes |
| Value of fidelity bond cover | 2014-10-31 | $325,000 |
| If this is an individual account plan, was there a blackout period | 2014-10-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-10-31 | No |
| Contributions received from participants | 2014-10-31 | $484,120 |
| Administrative expenses (other) incurred | 2014-10-31 | $43,800 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-10-31 | No |
| Value of net income/loss | 2014-10-31 | $3,000,958 |
| Value of net assets at end of year (total assets less liabilities) | 2014-10-31 | $41,296,094 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-10-31 | $38,295,136 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-10-31 | $27,246,723 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-10-31 | $23,771,341 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-10-31 | $14,049,371 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-10-31 | $14,523,795 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-10-31 | $2,050,373 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-10-31 | No |
| Contributions received in cash from employer | 2014-10-31 | $1,520,404 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-10-31 | $1,010,139 |
| Did the plan have assets held for investment | 2014-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-10-31 | Disclaimer |
| Accountancy firm name | 2014-10-31 | DUNLAP & ASSOCIATES, P.C. |
| Accountancy firm EIN | 2014-10-31 | 233018514 |
| 2013 : HAROLD BECK & SONS, INC. PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-10-31 | $0 |
| Total income from all sources (including contributions) | 2013-10-31 | $6,452,618 |
| Total loss/gain on sale of assets | 2013-10-31 | $0 |
| Total of all expenses incurred | 2013-10-31 | $2,199,839 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-10-31 | $2,162,660 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-10-31 | $1,838,906 |
| Value of total assets at end of year | 2013-10-31 | $38,295,136 |
| Value of total assets at beginning of year | 2013-10-31 | $34,042,357 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-10-31 | $37,179 |
| Total interest from all sources | 2013-10-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-10-31 | $1 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-10-31 | $1 |
| Was this plan covered by a fidelity bond | 2013-10-31 | Yes |
| Value of fidelity bond cover | 2013-10-31 | $10,000 |
| If this is an individual account plan, was there a blackout period | 2013-10-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-10-31 | No |
| Contributions received from participants | 2013-10-31 | $391,173 |
| Administrative expenses (other) incurred | 2013-10-31 | $37,179 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-10-31 | No |
| Value of net income/loss | 2013-10-31 | $4,252,779 |
| Value of net assets at end of year (total assets less liabilities) | 2013-10-31 | $38,295,136 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-10-31 | $34,042,357 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-10-31 | $23,771,341 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-10-31 | $19,216,151 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-10-31 | $14,523,795 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-10-31 | $14,826,206 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-10-31 | $4,613,711 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-10-31 | No |
| Contributions received in cash from employer | 2013-10-31 | $1,447,733 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-10-31 | $2,162,660 |
| Did the plan have assets held for investment | 2013-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-10-31 | Disclaimer |
| Accountancy firm name | 2013-10-31 | DUNLAP & ASSOCIATES, P.C. |
| Accountancy firm EIN | 2013-10-31 | 233018514 |
| 2012 : HAROLD BECK & SONS, INC. PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-10-31 | $0 |
| Total income from all sources (including contributions) | 2012-10-31 | $3,870,399 |
| Total loss/gain on sale of assets | 2012-10-31 | $0 |
| Total of all expenses incurred | 2012-10-31 | $553,439 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-10-31 | $551,116 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-10-31 | $1,722,975 |
| Value of total assets at end of year | 2012-10-31 | $34,042,357 |
| Value of total assets at beginning of year | 2012-10-31 | $30,725,397 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-10-31 | $2,323 |
| Total interest from all sources | 2012-10-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-10-31 | $427,130 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-10-31 | $427,130 |
| Was this plan covered by a fidelity bond | 2012-10-31 | No |
| If this is an individual account plan, was there a blackout period | 2012-10-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-10-31 | No |
| Contributions received from participants | 2012-10-31 | $352,516 |
| Administrative expenses (other) incurred | 2012-10-31 | $2,323 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-10-31 | No |
| Value of net income/loss | 2012-10-31 | $3,316,960 |
| Value of net assets at end of year (total assets less liabilities) | 2012-10-31 | $34,042,357 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-10-31 | $30,725,397 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-10-31 | $19,216,151 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-10-31 | $17,056,909 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-10-31 | $14,826,206 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-10-31 | $13,668,488 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-10-31 | $1,720,294 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-10-31 | No |
| Contributions received in cash from employer | 2012-10-31 | $1,370,459 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-10-31 | $551,116 |
| Did the plan have assets held for investment | 2012-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-10-31 | Disclaimer |
| Accountancy firm name | 2012-10-31 | DUNLAP & ASSOCIATES, P.C. |
| Accountancy firm EIN | 2012-10-31 | 233018514 |
| 2011 : HAROLD BECK & SONS, INC. PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-10-31 | $0 |
| Total income from all sources (including contributions) | 2011-10-31 | $2,687,224 |
| Total loss/gain on sale of assets | 2011-10-31 | $0 |
| Total of all expenses incurred | 2011-10-31 | $2,167,406 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-10-31 | $2,165,257 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-10-31 | $1,677,057 |
| Value of total assets at end of year | 2011-10-31 | $30,725,397 |
| Value of total assets at beginning of year | 2011-10-31 | $30,205,579 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-10-31 | $2,149 |
| Total interest from all sources | 2011-10-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-10-31 | $350,695 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-10-31 | $350,695 |
| Was this plan covered by a fidelity bond | 2011-10-31 | No |
| If this is an individual account plan, was there a blackout period | 2011-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-10-31 | No |
| Contributions received from participants | 2011-10-31 | $367,366 |
| Administrative expenses (other) incurred | 2011-10-31 | $2,149 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-10-31 | No |
| Value of net income/loss | 2011-10-31 | $519,818 |
| Value of net assets at end of year (total assets less liabilities) | 2011-10-31 | $30,725,397 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-10-31 | $30,205,579 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-10-31 | $17,056,909 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-10-31 | $16,830,398 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-10-31 | $13,668,488 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-10-31 | $13,375,181 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-10-31 | $659,472 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-10-31 | No |
| Contributions received in cash from employer | 2011-10-31 | $1,309,691 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-10-31 | $2,165,257 |
| Did the plan have assets held for investment | 2011-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-10-31 | Disclaimer |
| Accountancy firm name | 2011-10-31 | DUNLAP & ASSOCIATES, P.C. |
| Accountancy firm EIN | 2011-10-31 | 233018514 |
| 2010 : HAROLD BECK & SONS, INC. PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-10-31 | $0 |
