NORTHWAY INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NORTHWAY INDUSTRIES, INC. RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2023 : NORTHWAY INDUSTRIES, INC. RETIREMENT PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-11-30 | $1,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-11-30 | $14,492 |
| Total income from all sources (including contributions) | 2023-11-30 | $732,503 |
| Total loss/gain on sale of assets | 2023-11-30 | $0 |
| Total of all expenses incurred | 2023-11-30 | $683,626 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-11-30 | $675,538 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-11-30 | $405,513 |
| Value of total assets at end of year | 2023-11-30 | $6,803,025 |
| Value of total assets at beginning of year | 2023-11-30 | $6,767,640 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-11-30 | $8,088 |
| Total interest from all sources | 2023-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-11-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-11-30 | $0 |
| Was this plan covered by a fidelity bond | 2023-11-30 | Yes |
| Value of fidelity bond cover | 2023-11-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-11-30 | No |
| Contributions received from participants | 2023-11-30 | $304,135 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-11-30 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-11-30 | $13,492 |
| Other income not declared elsewhere | 2023-11-30 | $6,545 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-11-30 | No |
| Value of net income/loss | 2023-11-30 | $48,877 |
| Value of net assets at end of year (total assets less liabilities) | 2023-11-30 | $6,802,025 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-11-30 | $6,753,148 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-11-30 | No |
| Value of interest in pooled separate accounts at end of year | 2023-11-30 | $5,999,687 |
| Value of interest in pooled separate accounts at beginning of year | 2023-11-30 | $5,961,620 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-11-30 | $803,338 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-11-30 | $806,020 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-11-30 | $320,445 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-11-30 | No |
| Contributions received in cash from employer | 2023-11-30 | $101,378 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-11-30 | $675,538 |
| Contract administrator fees | 2023-11-30 | $8,088 |
| Liabilities. Value of benefit claims payable at end of year | 2023-11-30 | $1,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2023-11-30 | $1,000 |
| Did the plan have assets held for investment | 2023-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-11-30 | Unqualified |
| Accountancy firm name | 2023-11-30 | KIMBERLIN COMPANY, PLLC |
| Accountancy firm EIN | 2023-11-30 | 455497718 |
| 2022 : NORTHWAY INDUSTRIES, INC. RETIREMENT PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-01 | $1,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-01 | $14,492 |
| Total income from all sources (including contributions) | 2022-12-01 | $732,503 |
| Total loss/gain on sale of assets | 2022-12-01 | $0 |
| Total of all expenses incurred | 2022-12-01 | $683,626 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-01 | $675,538 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-01 | $405,513 |
| Value of total assets at end of year | 2022-12-01 | $6,803,025 |
| Value of total assets at beginning of year | 2022-12-01 | $6,767,640 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-01 | $8,088 |
| Total interest from all sources | 2022-12-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-01 | $0 |
| Was this plan covered by a fidelity bond | 2022-12-01 | Yes |
| Value of fidelity bond cover | 2022-12-01 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-01 | No |
| Contributions received from participants | 2022-12-01 | $304,135 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-01 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-01 | $13,492 |
| Other income not declared elsewhere | 2022-12-01 | $6,545 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-01 | No |
| Value of net income/loss | 2022-12-01 | $48,877 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-01 | $6,802,025 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-01 | $6,753,148 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-01 | No |
| Value of interest in pooled separate accounts at end of year | 2022-12-01 | $5,999,687 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-01 | $5,961,620 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-01 | $803,338 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-01 | $806,020 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-01 | $320,445 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-01 | No |
| Contributions received in cash from employer | 2022-12-01 | $101,378 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-01 | $675,538 |
| Contract administrator fees | 2022-12-01 | $8,088 |
| Liabilities. Value of benefit claims payable at end of year | 2022-12-01 | $1,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-12-01 | $1,000 |
| Did the plan have assets held for investment | 2022-12-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-01 | 1 |
| Accountancy firm name | 2022-12-01 | KIMBERLIN COMPANY, PLLC |
| Accountancy firm EIN | 2022-12-01 | 455497718 |
| Total unrealized appreciation/depreciation of assets | 2022-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-11-30 | $14,492 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-11-30 | $4,123 |
| Total income from all sources (including contributions) | 2022-11-30 | $-189,767 |
| Total loss/gain on sale of assets | 2022-11-30 | $0 |
| Total of all expenses incurred | 2022-11-30 | $835,154 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-11-30 | $821,642 |
| Value of total corrective distributions | 2022-11-30 | $3,123 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-11-30 | $403,618 |
| Value of total assets at end of year | 2022-11-30 | $6,767,640 |
| Value of total assets at beginning of year | 2022-11-30 | $7,782,192 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-11-30 | $10,389 |
| Total interest from all sources | 2022-11-30 | $14,945 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-11-30 | No |
| Was this plan covered by a fidelity bond | 2022-11-30 | Yes |
| Value of fidelity bond cover | 2022-11-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-11-30 | No |
| Contributions received from participants | 2022-11-30 | $305,979 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-11-30 | $13,492 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-11-30 | $3,123 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-11-30 | No |
| Value of net income/loss | 2022-11-30 | $-1,024,921 |
| Value of net assets at end of year (total assets less liabilities) | 2022-11-30 | $6,753,148 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-11-30 | $7,778,069 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-11-30 | No |
| Value of interest in pooled separate accounts at end of year | 2022-11-30 | $5,961,620 |
| Value of interest in pooled separate accounts at beginning of year | 2022-11-30 | $6,965,262 |
| Interest earned on other investments | 2022-11-30 | $14,945 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-11-30 | $806,020 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-11-30 | $816,930 |
| Net investment gain/loss from pooled separate accounts | 2022-11-30 | $-608,330 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-11-30 | No |
| Contributions received in cash from employer | 2022-11-30 | $97,639 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-11-30 | $821,642 |
| Contract administrator fees | 2022-11-30 | $10,389 |
| Liabilities. Value of benefit claims payable at end of year | 2022-11-30 | $1,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-11-30 | $1,000 |
| Did the plan have assets held for investment | 2022-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-11-30 | Unqualified |
| Accountancy firm name | 2022-11-30 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2022-11-30 | 390859910 |
| 2021 : NORTHWAY INDUSTRIES, INC. RETIREMENT PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-11-30 | $4,123 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-11-30 | $3,994 |
| Total income from all sources (including contributions) | 2021-11-30 | $1,315,010 |
| Total loss/gain on sale of assets | 2021-11-30 | $0 |
| Total of all expenses incurred | 2021-11-30 | $175,386 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-11-30 | $161,362 |
| Value of total corrective distributions | 2021-11-30 | $3,123 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-11-30 | $316,468 |
| Value of total assets at end of year | 2021-11-30 | $7,782,192 |
| Value of total assets at beginning of year | 2021-11-30 | $6,642,439 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-11-30 | $10,901 |
| Total interest from all sources | 2021-11-30 | $23,217 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-11-30 | No |
| Was this plan covered by a fidelity bond | 2021-11-30 | Yes |
| Value of fidelity bond cover | 2021-11-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-11-30 | No |
| Contributions received from participants | 2021-11-30 | $239,129 |
| Participant contributions at end of year | 2021-11-30 | $0 |
| Participant contributions at beginning of year | 2021-11-30 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-11-30 | $3,123 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-11-30 | $2,994 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-11-30 | No |
| Value of net income/loss | 2021-11-30 | $1,139,624 |
| Value of net assets at end of year (total assets less liabilities) | 2021-11-30 | $7,778,069 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-11-30 | $6,638,445 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-11-30 | No |
| Value of interest in pooled separate accounts at end of year | 2021-11-30 | $6,965,262 |
| Value of interest in pooled separate accounts at beginning of year | 2021-11-30 | $5,785,691 |
| Interest earned on other investments | 2021-11-30 | $23,217 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-11-30 | $816,930 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-11-30 | $856,748 |
| Net investment gain/loss from pooled separate accounts | 2021-11-30 | $975,325 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-11-30 | No |
| Contributions received in cash from employer | 2021-11-30 | $77,339 |
| Employer contributions (assets) at end of year | 2021-11-30 | $0 |
| Employer contributions (assets) at beginning of year | 2021-11-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-11-30 | $161,362 |
| Contract administrator fees | 2021-11-30 | $10,901 |
| Liabilities. Value of benefit claims payable at end of year | 2021-11-30 | $1,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2021-11-30 | $1,000 |
| Did the plan have assets held for investment | 2021-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-11-30 | Disclaimer |
| Accountancy firm name | 2021-11-30 | BAKER TILLY US, LLC |
| Accountancy firm EIN | 2021-11-30 | 390859910 |
| 2020 : NORTHWAY INDUSTRIES, INC. RETIREMENT PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-11-30 | $1,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-11-30 | $1,000 |
| Total income from all sources (including contributions) | 2020-11-30 | $838,322 |
| Total loss/gain on sale of assets | 2020-11-30 | $0 |
| Total of all expenses incurred | 2020-11-30 | $360,975 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-11-30 | $355,179 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-11-30 | $384,969 |
| Value of total assets at end of year | 2020-11-30 | $6,642,484 |
| Value of total assets at beginning of year | 2020-11-30 | $6,165,137 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-11-30 | $5,796 |
| Total interest from all sources | 2020-11-30 | $3 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-11-30 | No |
| Was this plan covered by a fidelity bond | 2020-11-30 | Yes |
| Value of fidelity bond cover | 2020-11-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-11-30 | No |
| Contributions received from participants | 2020-11-30 | $284,747 |
| Participant contributions at end of year | 2020-11-30 | $0 |
| Participant contributions at beginning of year | 2020-11-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-11-30 | No |
| Value of net income/loss | 2020-11-30 | $477,347 |
| Value of net assets at end of year (total assets less liabilities) | 2020-11-30 | $6,641,484 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-11-30 | $6,164,137 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-11-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-11-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-11-30 | $0 |
| Value of interest in pooled separate accounts at end of year | 2020-11-30 | $5,785,691 |
| Value of interest in pooled separate accounts at beginning of year | 2020-11-30 | $5,365,747 |
| Interest earned on other investments | 2020-11-30 | $3 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-11-30 | $856,748 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-11-30 | $799,345 |
| Net investment gain/loss from pooled separate accounts | 2020-11-30 | $453,350 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-11-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-11-30 | No |
| Contributions received in cash from employer | 2020-11-30 | $100,222 |
| Employer contributions (assets) at end of year | 2020-11-30 | $45 |
| Employer contributions (assets) at beginning of year | 2020-11-30 | $45 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-11-30 | $355,179 |
| Contract administrator fees | 2020-11-30 | $5,796 |
| Liabilities. Value of benefit claims payable at end of year | 2020-11-30 | $1,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-11-30 | $1,000 |
| Did the plan have assets held for investment | 2020-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-11-30 | Disclaimer |
| Accountancy firm name | 2020-11-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2020-11-30 | 390859910 |
| 2019 : NORTHWAY INDUSTRIES, INC. RETIREMENT PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-11-30 | $1,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-11-30 | $1,000 |
| Total income from all sources (including contributions) | 2019-11-30 | $885,565 |
| Total loss/gain on sale of assets | 2019-11-30 | $0 |
| Total of all expenses incurred | 2019-11-30 | $312,033 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-11-30 | $305,242 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-11-30 | $322,072 |
| Value of total assets at end of year | 2019-11-30 | $6,165,136 |
| Value of total assets at beginning of year | 2019-11-30 | $5,591,604 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-11-30 | $6,791 |
| Total interest from all sources | 2019-11-30 | $13,921 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-11-30 | No |
| Was this plan covered by a fidelity bond | 2019-11-30 | Yes |
| Value of fidelity bond cover | 2019-11-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-11-30 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-11-30 | No |
| Contributions received from participants | 2019-11-30 | $249,214 |
| Participant contributions at end of year | 2019-11-30 | $0 |
| Participant contributions at beginning of year | 2019-11-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-11-30 | No |
| Value of net income/loss | 2019-11-30 | $573,532 |
| Value of net assets at end of year (total assets less liabilities) | 2019-11-30 | $6,164,136 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-11-30 | $5,590,604 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-11-30 | No |
| Value of interest in pooled separate accounts at end of year | 2019-11-30 | $5,365,746 |
| Value of interest in pooled separate accounts at beginning of year | 2019-11-30 | $4,787,804 |
| Interest earned on other investments | 2019-11-30 | $13,921 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-11-30 | $799,345 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-11-30 | $803,790 |
| Net investment gain/loss from pooled separate accounts | 2019-11-30 | $549,572 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-11-30 | No |
| Contributions received in cash from employer | 2019-11-30 | $72,858 |
| Employer contributions (assets) at end of year | 2019-11-30 | $45 |
| Employer contributions (assets) at beginning of year | 2019-11-30 | $10 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-11-30 | $305,242 |
| Contract administrator fees | 2019-11-30 | $6,791 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-11-30 | Yes |
| Liabilities. Value of benefit claims payable at end of year | 2019-11-30 | $1,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-11-30 | $1,000 |
| Did the plan have assets held for investment | 2019-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-11-30 | Disclaimer |
| Accountancy firm name | 2019-11-30 | BAKER TILLY US LLP |
| Accountancy firm EIN | 2019-11-30 | 390859910 |
| 2018 : NORTHWAY INDUSTRIES, INC. RETIREMENT PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-30 | $1,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-30 | $1,000 |
| Total income from all sources (including contributions) | 2018-11-30 | $237,763 |
| Total loss/gain on sale of assets | 2018-11-30 | $0 |
| Total of all expenses incurred | 2018-11-30 | $190,462 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-11-30 | $176,648 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-11-30 | $292,367 |
| Value of total assets at end of year | 2018-11-30 | $5,591,604 |
| Value of total assets at beginning of year | 2018-11-30 | $5,544,303 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-11-30 | $13,814 |
| Total interest from all sources | 2018-11-30 | $82,239 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-11-30 | No |
| Was this plan covered by a fidelity bond | 2018-11-30 | Yes |
| Value of fidelity bond cover | 2018-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-11-30 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-11-30 | No |
| Contributions received from participants | 2018-11-30 | $247,516 |
| Participant contributions at end of year | 2018-11-30 | $0 |
| Participant contributions at beginning of year | 2018-11-30 | $3,765 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-30 | No |
| Value of net income/loss | 2018-11-30 | $47,301 |
| Value of net assets at end of year (total assets less liabilities) | 2018-11-30 | $5,590,604 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-11-30 | $5,543,303 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-11-30 | No |
| Investment advisory and management fees | 2018-11-30 | $13,814 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-11-30 | $4,787,804 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-11-30 | $5,539,779 |
| Interest earned on other investments | 2018-11-30 | $82,239 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-11-30 | $803,790 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-11-30 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-11-30 | $-136,843 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-11-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-11-30 | No |
| Contributions received in cash from employer | 2018-11-30 | $44,851 |
| Employer contributions (assets) at end of year | 2018-11-30 | $10 |
| Employer contributions (assets) at beginning of year | 2018-11-30 | $759 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-11-30 | $176,648 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-11-30 | Yes |
| Liabilities. Value of benefit claims payable at end of year | 2018-11-30 | $1,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-11-30 | $1,000 |
| Did the plan have assets held for investment | 2018-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-11-30 | Disclaimer |
| Accountancy firm name | 2018-11-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2018-11-30 | 390859910 |
| 2017 : NORTHWAY INDUSTRIES, INC. RETIREMENT PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $1,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $1,000 |
| Total income from all sources (including contributions) | 2017-11-30 | $931,123 |
| Total loss/gain on sale of assets | 2017-11-30 | $0 |
| Total of all expenses incurred | 2017-11-30 | $73,125 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-11-30 | $48,719 |
| Value of total corrective distributions | 2017-11-30 | $680 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-11-30 | $301,291 |
| Value of total assets at end of year | 2017-11-30 | $5,544,303 |
| Value of total assets at beginning of year | 2017-11-30 | $4,686,305 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-11-30 | $23,726 |
| Total interest from all sources | 2017-11-30 | $238 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-11-30 | $131,523 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-11-30 | $131,523 |
| Administrative expenses professional fees incurred | 2017-11-30 | $7,097 |
| Was this plan covered by a fidelity bond | 2017-11-30 | Yes |
| Value of fidelity bond cover | 2017-11-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-11-30 | No |
| Contributions received from participants | 2017-11-30 | $253,305 |
| Participant contributions at end of year | 2017-11-30 | $3,765 |
| Participant contributions at beginning of year | 2017-11-30 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-11-30 | $3,509 |
| Total non interest bearing cash at end of year | 2017-11-30 | $0 |
| Total non interest bearing cash at beginning of year | 2017-11-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
| Value of net income/loss | 2017-11-30 | $857,998 |
| Value of net assets at end of year (total assets less liabilities) | 2017-11-30 | $5,543,303 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-11-30 | $4,685,305 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-11-30 | No |
| Investment advisory and management fees | 2017-11-30 | $16,629 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-11-30 | $5,539,779 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-11-30 | $4,686,305 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-11-30 | $238 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-11-30 | $498,071 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-11-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-11-30 | No |
| Contributions received in cash from employer | 2017-11-30 | $44,477 |
| Employer contributions (assets) at end of year | 2017-11-30 | $759 |
| Employer contributions (assets) at beginning of year | 2017-11-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-11-30 | $48,719 |
| Liabilities. Value of benefit claims payable at end of year | 2017-11-30 | $1,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-11-30 | $1,000 |
| Did the plan have assets held for investment | 2017-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-11-30 | Disclaimer |
| Accountancy firm name | 2017-11-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2017-11-30 | 390859910 |
| 2016 : NORTHWAY INDUSTRIES, INC. RETIREMENT PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $1,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $1,000 |
| Total income from all sources (including contributions) | 2016-11-30 | $479,488 |
| Total loss/gain on sale of assets | 2016-11-30 | $0 |
| Total of all expenses incurred | 2016-11-30 | $195,229 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-11-30 | $169,707 |
| Value of total corrective distributions | 2016-11-30 | $437 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-11-30 | $239,342 |
| Value of total assets at end of year | 2016-11-30 | $4,686,305 |
| Value of total assets at beginning of year | 2016-11-30 | $4,402,046 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-11-30 | $25,085 |
| Total interest from all sources | 2016-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-11-30 | $109,628 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-11-30 | $109,628 |
| Administrative expenses professional fees incurred | 2016-11-30 | $11,506 |
| Was this plan covered by a fidelity bond | 2016-11-30 | Yes |
| Value of fidelity bond cover | 2016-11-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-11-30 | No |
| Contributions received from participants | 2016-11-30 | $199,787 |
| Participant contributions at end of year | 2016-11-30 | $0 |
| Participant contributions at beginning of year | 2016-11-30 | $0 |
| Total non interest bearing cash at end of year | 2016-11-30 | $0 |
| Total non interest bearing cash at beginning of year | 2016-11-30 | $4,585 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
| Value of net income/loss | 2016-11-30 | $284,259 |
| Value of net assets at end of year (total assets less liabilities) | 2016-11-30 | $4,685,305 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-11-30 | $4,401,046 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-11-30 | No |
| Investment advisory and management fees | 2016-11-30 | $13,579 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-11-30 | $4,686,305 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-11-30 | $4,397,461 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-11-30 | $130,518 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-11-30 | No |
| Contributions received in cash from employer | 2016-11-30 | $39,555 |
| Employer contributions (assets) at end of year | 2016-11-30 | $0 |
| Employer contributions (assets) at beginning of year | 2016-11-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-11-30 | $169,707 |
| Liabilities. Value of benefit claims payable at end of year | 2016-11-30 | $1,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-11-30 | $1,000 |
| Did the plan have assets held for investment | 2016-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-11-30 | Disclaimer |
| Accountancy firm name | 2016-11-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2016-11-30 | 390859910 |
| 2015 : NORTHWAY INDUSTRIES, INC. RETIREMENT PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-11-30 | $1,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-11-30 | $0 |
| Total income from all sources (including contributions) | 2015-11-30 | $237,949 |
| Total loss/gain on sale of assets | 2015-11-30 | $0 |
| Total of all expenses incurred | 2015-11-30 | $419,951 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-11-30 | $392,598 |
| Value of total corrective distributions | 2015-11-30 | $1,203 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-11-30 | $239,540 |
| Value of total assets at end of year | 2015-11-30 | $4,402,046 |
| Value of total assets at beginning of year | 2015-11-30 | $4,583,048 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-11-30 | $26,150 |
| Total interest from all sources | 2015-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-11-30 | $106,187 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-11-30 | $106,187 |
| Administrative expenses professional fees incurred | 2015-11-30 | $12,265 |
| Was this plan covered by a fidelity bond | 2015-11-30 | Yes |
| Value of fidelity bond cover | 2015-11-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-11-30 | No |
| Contributions received from participants | 2015-11-30 | $200,052 |
| Participant contributions at end of year | 2015-11-30 | $0 |
| Participant contributions at beginning of year | 2015-11-30 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-11-30 | $2,214 |
| Total non interest bearing cash at end of year | 2015-11-30 | $4,585 |
| Total non interest bearing cash at beginning of year | 2015-11-30 | $4,589 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-11-30 | No |
| Value of net income/loss | 2015-11-30 | $-182,002 |
| Value of net assets at end of year (total assets less liabilities) | 2015-11-30 | $4,401,046 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-11-30 | $4,583,048 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-11-30 | No |
| Investment advisory and management fees | 2015-11-30 | $13,885 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-11-30 | $4,397,461 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-11-30 | $4,578,459 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-11-30 | $-107,778 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-11-30 | No |
| Contributions received in cash from employer | 2015-11-30 | $37,274 |
| Employer contributions (assets) at end of year | 2015-11-30 | $0 |
| Employer contributions (assets) at beginning of year | 2015-11-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-11-30 | $392,598 |
| Liabilities. Value of benefit claims payable at end of year | 2015-11-30 | $1,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-11-30 | $0 |
| Did the plan have assets held for investment | 2015-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-11-30 | Disclaimer |
| Accountancy firm name | 2015-11-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2015-11-30 | 390859910 |
| 2014 : NORTHWAY INDUSTRIES, INC. RETIREMENT PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-11-30 | $0 |
| Total income from all sources (including contributions) | 2014-11-30 | $513,339 |
| Total loss/gain on sale of assets | 2014-11-30 | $0 |
| Total of all expenses incurred | 2014-11-30 | $270,618 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-11-30 | $243,565 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-11-30 | $232,784 |
| Value of total assets at end of year | 2014-11-30 | $4,583,048 |
| Value of total assets at beginning of year | 2014-11-30 | $4,340,327 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-11-30 | $27,053 |
| Total interest from all sources | 2014-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-11-30 | $101,970 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-11-30 | $101,970 |
| Administrative expenses professional fees incurred | 2014-11-30 | $14,966 |
| Was this plan covered by a fidelity bond | 2014-11-30 | Yes |
| Value of fidelity bond cover | 2014-11-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-11-30 | No |
| Contributions received from participants | 2014-11-30 | $197,450 |
| Participant contributions at end of year | 2014-11-30 | $0 |
| Participant contributions at beginning of year | 2014-11-30 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-11-30 | $0 |
| Total non interest bearing cash at end of year | 2014-11-30 | $4,589 |
| Total non interest bearing cash at beginning of year | 2014-11-30 | $3,830 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-11-30 | No |
| Value of net income/loss | 2014-11-30 | $242,721 |
| Value of net assets at end of year (total assets less liabilities) | 2014-11-30 | $4,583,048 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-11-30 | $4,340,327 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-11-30 | No |
| Investment advisory and management fees | 2014-11-30 | $12,087 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-11-30 | $4,578,459 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-11-30 | $4,193,030 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-11-30 | $178,585 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-11-30 | No |
| Contributions received in cash from employer | 2014-11-30 | $35,334 |
| Employer contributions (assets) at end of year | 2014-11-30 | $0 |
| Employer contributions (assets) at beginning of year | 2014-11-30 | $143,467 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-11-30 | $243,565 |
| Did the plan have assets held for investment | 2014-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-11-30 | Disclaimer |
| Accountancy firm name | 2014-11-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2014-11-30 | 390859910 |
| 2013 : NORTHWAY INDUSTRIES, INC. RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-11-30 | $0 |
| Total income from all sources (including contributions) | 2013-11-30 | $968,794 |
| Total loss/gain on sale of assets | 2013-11-30 | $0 |
| Total of all expenses incurred | 2013-11-30 | $328,301 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-11-30 | $303,799 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-11-30 | $374,804 |
| Value of total assets at end of year | 2013-11-30 | $4,340,327 |
| Value of total assets at beginning of year | 2013-11-30 | $3,699,834 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-11-30 | $24,502 |
| Total interest from all sources | 2013-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-11-30 | $101,408 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-11-30 | $101,408 |
| Administrative expenses professional fees incurred | 2013-11-30 | $12,358 |
| Was this plan covered by a fidelity bond | 2013-11-30 | Yes |
| Value of fidelity bond cover | 2013-11-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-11-30 | No |
| Contributions received from participants | 2013-11-30 | $183,076 |
| Participant contributions at end of year | 2013-11-30 | $0 |
| Participant contributions at beginning of year | 2013-11-30 | $3,347 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-11-30 | $14,087 |
| Total non interest bearing cash at end of year | 2013-11-30 | $3,830 |
| Total non interest bearing cash at beginning of year | 2013-11-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-11-30 | No |
| Value of net income/loss | 2013-11-30 | $640,493 |
| Value of net assets at end of year (total assets less liabilities) | 2013-11-30 | $4,340,327 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-11-30 | $3,699,834 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-11-30 | No |
| Investment advisory and management fees | 2013-11-30 | $12,144 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-11-30 | $4,193,030 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-11-30 | $3,599,221 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-11-30 | $492,582 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-11-30 | No |
| Contributions received in cash from employer | 2013-11-30 | $177,641 |
| Employer contributions (assets) at end of year | 2013-11-30 | $143,467 |
| Employer contributions (assets) at beginning of year | 2013-11-30 | $97,266 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-11-30 | $303,799 |
| Did the plan have assets held for investment | 2013-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-11-30 | Disclaimer |
| Accountancy firm name | 2013-11-30 | PARENTEBEARD LLC |
| Accountancy firm EIN | 2013-11-30 | 232932984 |
| 2012 : NORTHWAY INDUSTRIES, INC. RETIREMENT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-11-30 | $0 |
| Total income from all sources (including contributions) | 2012-11-30 | $619,997 |
| Total loss/gain on sale of assets | 2012-11-30 | $0 |
| Total of all expenses incurred | 2012-11-30 | $137,857 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-11-30 | $118,685 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-11-30 | $327,614 |
| Value of total assets at end of year | 2012-11-30 | $3,699,834 |
| Value of total assets at beginning of year | 2012-11-30 | $3,217,694 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-11-30 | $19,172 |
| Total interest from all sources | 2012-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-11-30 | $84,091 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-11-30 | $84,091 |
| Administrative expenses professional fees incurred | 2012-11-30 | $2,678 |
| Was this plan covered by a fidelity bond | 2012-11-30 | Yes |
| Value of fidelity bond cover | 2012-11-30 | $350,000 |
| If this is an individual account plan, was there a blackout period | 2012-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-11-30 | No |
| Contributions received from participants | 2012-11-30 | $194,722 |
| Participant contributions at end of year | 2012-11-30 | $3,347 |
| Participant contributions at beginning of year | 2012-11-30 | $125 |
| Total non interest bearing cash at end of year | 2012-11-30 | $0 |
| Total non interest bearing cash at beginning of year | 2012-11-30 | $3,866 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
| Value of net income/loss | 2012-11-30 | $482,140 |
| Value of net assets at end of year (total assets less liabilities) | 2012-11-30 | $3,699,834 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-11-30 | $3,217,694 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-11-30 | No |
| Investment advisory and management fees | 2012-11-30 | $16,494 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-11-30 | $3,599,221 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-11-30 | $3,213,683 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-11-30 | $208,292 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-11-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-11-30 | No |
| Contributions received in cash from employer | 2012-11-30 | $132,892 |
| Employer contributions (assets) at end of year | 2012-11-30 | $97,266 |
| Employer contributions (assets) at beginning of year | 2012-11-30 | $20 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-11-30 | $118,685 |
| Did the plan have assets held for investment | 2012-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-11-30 | Disclaimer |
| Accountancy firm name | 2012-11-30 | PARENTEBEARD LLC |
| Accountancy firm EIN | 2012-11-30 | 232932984 |
| 2011 : NORTHWAY INDUSTRIES, INC. RETIREMENT PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-11-30 | $0 |
| Total income from all sources (including contributions) | 2011-11-30 | $290,409 |
| Total loss/gain on sale of assets | 2011-11-30 | $0 |
| Total of all expenses incurred | 2011-11-30 | $767,817 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-11-30 | $747,023 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-11-30 | $202,048 |
| Value of total assets at end of year | 2011-11-30 | $3,217,694 |
| Value of total assets at beginning of year | 2011-11-30 | $3,695,102 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-11-30 | $20,794 |
| Total interest from all sources | 2011-11-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-11-30 | $76,513 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-11-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-11-30 | $76,513 |
| Administrative expenses professional fees incurred | 2011-11-30 | $3,393 |
| Was this plan covered by a fidelity bond | 2011-11-30 | Yes |
| Value of fidelity bond cover | 2011-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-11-30 | No |
| Contributions received from participants | 2011-11-30 | $168,019 |
| Participant contributions at end of year | 2011-11-30 | $125 |
| Participant contributions at beginning of year | 2011-11-30 | $193 |
| Total non interest bearing cash at end of year | 2011-11-30 | $3,866 |
| Total non interest bearing cash at beginning of year | 2011-11-30 | $8,864 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
| Value of net income/loss | 2011-11-30 | $-477,408 |
| Value of net assets at end of year (total assets less liabilities) | 2011-11-30 | $3,217,694 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-11-30 | $3,695,102 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-11-30 | No |
| Investment advisory and management fees | 2011-11-30 | $17,401 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-11-30 | $3,213,683 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-11-30 | $3,685,997 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-11-30 | $11,848 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-11-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-11-30 | No |
| Contributions received in cash from employer | 2011-11-30 | $34,029 |
| Employer contributions (assets) at end of year | 2011-11-30 | $20 |
| Employer contributions (assets) at beginning of year | 2011-11-30 | $48 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-11-30 | $747,023 |
| Did the plan have assets held for investment | 2011-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-11-30 | Disclaimer |
| Accountancy firm name | 2011-11-30 | PARENTEBEARD LLC |
| Accountancy firm EIN | 2011-11-30 | 232932984 |
