RILEY SALES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan RILEY SALES, INC. EMPLOYEE BENEFIT PLAN 501
| Measure | Date | Value |
|---|
| 2023 : RILEY SALES, INC. EMPLOYEE BENEFIT PLAN 501 2023 401k financial data |
|---|
| Total plan liabilities at end of year | 2023-12-31 | $215,485 |
| Total plan liabilities at beginning of year | 2023-12-31 | $111,013 |
| Total income from all sources | 2023-12-31 | $811,613 |
| Expenses. Total of all expenses incurred | 2023-12-31 | $1,085,990 |
| Benefits paid (including direct rollovers) | 2023-12-31 | $685,189 |
| Total plan assets at end of year | 2023-12-31 | $25,561 |
| Total plan assets at beginning of year | 2023-12-31 | $195,466 |
| Value of fidelity bond covering the plan | 2023-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2023-12-31 | $190,102 |
| Expenses. Other expenses not covered elsewhere | 2023-12-31 | $263,975 |
| Contributions received from other sources (not participants or employers) | 2023-12-31 | $0 |
| Other income received | 2023-12-31 | $1,853 |
| Net income (gross income less expenses) | 2023-12-31 | $-274,377 |
| Net plan assets at end of year (total assets less liabilities) | 2023-12-31 | $-189,924 |
| Net plan assets at beginning of year (total assets less liabilities) | 2023-12-31 | $84,453 |
| Total contributions received or receivable from employer(s) | 2023-12-31 | $619,658 |
| Value of corrective distributions | 2023-12-31 | $120,974 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2023-12-31 | $15,852 |
| 2022 : RILEY SALES, INC. EMPLOYEE BENEFIT PLAN 501 2022 401k financial data |
|---|
| Total plan liabilities at end of year | 2022-12-31 | $111,013 |
| Total plan liabilities at beginning of year | 2022-12-31 | $106,791 |
| Total income from all sources | 2022-12-31 | $707,012 |
| Expenses. Total of all expenses incurred | 2022-12-31 | $607,067 |
| Benefits paid (including direct rollovers) | 2022-12-31 | $368,064 |
| Total plan assets at end of year | 2022-12-31 | $195,466 |
| Total plan assets at beginning of year | 2022-12-31 | $91,299 |
| Value of fidelity bond covering the plan | 2022-12-31 | $100,000 |
| Total contributions received or receivable from participants | 2022-12-31 | $183,225 |
| Expenses. Other expenses not covered elsewhere | 2022-12-31 | $223,959 |
| Contributions received from other sources (not participants or employers) | 2022-12-31 | $0 |
| Other income received | 2022-12-31 | $14 |
| Net income (gross income less expenses) | 2022-12-31 | $99,945 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $84,453 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $-15,492 |
| Total contributions received or receivable from employer(s) | 2022-12-31 | $523,773 |
| Value of corrective distributions | 2022-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $15,044 |
| 2021 : RILEY SALES, INC. EMPLOYEE BENEFIT PLAN 501 2021 401k financial data |
|---|
| Total plan liabilities at end of year | 2021-12-31 | $106,791 |
| Total plan liabilities at beginning of year | 2021-12-31 | $9,874 |
| Total income from all sources | 2021-12-31 | $559,167 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $659,132 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $445,523 |
| Total plan assets at end of year | 2021-12-31 | $91,299 |
| Total plan assets at beginning of year | 2021-12-31 | $94,347 |
| Value of fidelity bond covering the plan | 2021-12-31 | $100,000 |
| Total contributions received or receivable from participants | 2021-12-31 | $198,055 |
| Expenses. Other expenses not covered elsewhere | 2021-12-31 | $192,225 |
| Other income received | 2021-12-31 | $91 |
| Net income (gross income less expenses) | 2021-12-31 | $-99,965 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $-15,492 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $84,473 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $361,021 |
| Value of corrective distributions | 2021-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $21,384 |
| 2020 : RILEY SALES, INC. EMPLOYEE BENEFIT PLAN 501 2020 401k financial data |
|---|
| Total plan liabilities at end of year | 2020-12-31 | $9,874 |
| Total plan liabilities at beginning of year | 2020-12-31 | $89,916 |
| Total income from all sources | 2020-12-31 | $706,502 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $562,548 |
| Benefits paid (including direct rollovers) | 2020-12-31 | $301,569 |
| Total plan assets at end of year | 2020-12-31 | $94,347 |
| Total plan assets at beginning of year | 2020-12-31 | $30,435 |
| Value of fidelity bond covering the plan | 2020-12-31 | $100,000 |
| Total contributions received or receivable from participants | 2020-12-31 | $171,690 |
| Expenses. Other expenses not covered elsewhere | 2020-12-31 | $237,945 |
| Contributions received from other sources (not participants or employers) | 2020-12-31 | $0 |
| Other income received | 2020-12-31 | $83 |
| Net income (gross income less expenses) | 2020-12-31 | $143,954 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $84,473 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $-59,481 |
| Total contributions received or receivable from employer(s) | 2020-12-31 | $534,729 |
| Value of corrective distributions | 2020-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $23,034 |
| 2019 : RILEY SALES, INC. EMPLOYEE BENEFIT PLAN 501 2019 401k financial data |
|---|
| Total plan liabilities at end of year | 2019-12-31 | $89,916 |
| Total income from all sources | 2019-12-31 | $296,155 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $355,636 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $246,240 |
| Total plan assets at end of year | 2019-12-31 | $30,435 |
| Value of fidelity bond covering the plan | 2019-12-31 | $100,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $86,233 |
| Expenses. Other expenses not covered elsewhere | 2019-12-31 | $98,836 |
| Contributions received from other sources (not participants or employers) | 2019-12-31 | $0 |
| Other income received | 2019-12-31 | $40 |
| Net income (gross income less expenses) | 2019-12-31 | $-59,481 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $-59,481 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $0 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $209,882 |
| Value of corrective distributions | 2019-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $10,560 |
| 2023: RILEY SALES, INC. EMPLOYEE BENEFIT PLAN 501 2023 form 5500 responses |
|---|
| 2023-01-01 | Type of plan entity | Single employer plan |
| 2023-01-01 | Submission has been amended | No |
| 2023-01-01 | This submission is the final filing | No |
| 2023-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2023-01-01 | Plan is a collectively bargained plan | No |
| 2023-01-01 | Plan funding arrangement – Insurance | Yes |
| 2023-01-01 | Plan funding arrangement – Trust | Yes |
| 2023-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2023-01-01 | Plan benefit arrangement - Trust | Yes |
| 2022: RILEY SALES, INC. EMPLOYEE BENEFIT PLAN 501 2022 form 5500 responses |
|---|
| 2022-01-01 | Type of plan entity | Single employer plan |
| 2022-01-01 | Submission has been amended | No |
| 2022-01-01 | This submission is the final filing | No |
| 2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2022-01-01 | Plan is a collectively bargained plan | No |
| 2022-01-01 | Plan funding arrangement – Insurance | Yes |
| 2022-01-01 | Plan funding arrangement – Trust | Yes |
| 2022-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2022-01-01 | Plan benefit arrangement - Trust | Yes |
| 2021: RILEY SALES, INC. EMPLOYEE BENEFIT PLAN 501 2021 form 5500 responses |
|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Submission has been amended | No |
| 2021-01-01 | This submission is the final filing | No |
| 2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-01-01 | Plan is a collectively bargained plan | No |
| 2021-01-01 | Plan funding arrangement – Insurance | Yes |
| 2021-01-01 | Plan funding arrangement – Trust | Yes |
| 2021-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2021-01-01 | Plan benefit arrangement - Trust | Yes |
| 2020: RILEY SALES, INC. EMPLOYEE BENEFIT PLAN 501 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Insurance | Yes |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: RILEY SALES, INC. EMPLOYEE BENEFIT PLAN 501 2019 form 5500 responses |
|---|
| 2019-08-01 | Type of plan entity | Single employer plan |
| 2019-08-01 | First time form 5500 has been submitted | Yes |
| 2019-08-01 | Submission has been amended | No |
| 2019-08-01 | This submission is the final filing | No |
| 2019-08-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2019-08-01 | Plan is a collectively bargained plan | No |
| 2019-08-01 | Plan funding arrangement – Insurance | Yes |
| 2019-08-01 | Plan funding arrangement – Trust | Yes |
| 2019-08-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-08-01 | Plan benefit arrangement - Trust | Yes |
| TELEMEDICINE MANAGEMENT, INC. DBA SWIFTMD (National Association of Insurance Commissioners NAIC id number: 00000 ) |
| Policy contract number | 0000 |
| Policy instance | 3 |
| Insurance contract or identification number | 0000 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2023-01-01 | | Insurance policy end date | 2023-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | TELEMEDICINE | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| UNIMERICA INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 91529 ) |
| Policy contract number | UNI-203186 |
| Policy instance | 2 |
| Insurance contract or identification number | UNI-203186 | | Number of Individuals Covered | 61 | | Insurance policy start date | 2023-01-01 | | Insurance policy end date | 2023-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $213,616 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00545522 |
| Policy instance | 1 |
| Insurance contract or identification number | 00545522 | | Number of Individuals Covered | 77 | | Insurance policy start date | 2023-01-01 | | Insurance policy end date | 2023-12-31 | | Total amount of commissions paid to insurance broker | USD $8,736 | | Total amount of fees paid to insurance company | USD $108 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | Yes | | Vision Insurance Welfare Benefit | Yes | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ACCIDENT, AD&D, CANCER, OPTIONAL AD&D & LIFE, VOLUNTARY CRITICAL ILLNESS | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $67,783 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| EVEREST REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 26921 ) |
| Policy contract number | 30500465 |
| Policy instance | 2 |
| Insurance contract or identification number | 30500465 | | Number of Individuals Covered | 61 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00545522 |
| Policy instance | 1 |
| Insurance contract or identification number | 00545522 | | Number of Individuals Covered | 78 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Total amount of commissions paid to insurance broker | USD $190,050 | | Total amount of fees paid to insurance company | USD $17,779 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | Yes | | Vision Insurance Welfare Benefit | Yes | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ACCIDENT, AD&D, CANCER, OPTIONAL AD&D & LIFE, VOLUNTARY CRITICAL ILLNESS | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $63,350 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| EVEREST REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 26921 ) |
| Policy contract number | 30500465 |
| Policy instance | 2 |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00545522 |
| Policy instance | 1 |
| EVEREST REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 26921 ) |
| Policy contract number | 30500465 |
| Policy instance | 2 |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00545522 |
| Policy instance | 1 |
| EVEREST REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 26921 ) |
| Policy contract number | VERIS |
| Policy instance | 2 |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | 00545522 |
| Policy instance | 1 |
