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F.C. YOUNG CO., INC. 401K PLAN 401k Plan overview

Plan NameF.C. YOUNG CO., INC. 401K PLAN
Plan identification number 001

F.C. YOUNG CO., INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

F.C. YOUNG AND CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:F.C. YOUNG AND CO., INC.
Employer identification number (EIN):231741013
NAIC Classification:339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan F.C. YOUNG CO., INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-03-01KAREN DORSEY2023-12-14 KAREN DORSEY2023-12-14
0012021-03-01KAREN DORSEY2022-12-12 KAREN DORSEY2022-12-12
0012020-03-01KAREN DORSEY2021-12-13 KAREN DORSEY2021-12-13
0012019-03-01KAREN DORSEY2020-12-13 KAREN DORSEY2020-12-13
0012018-03-01KAREN DORSEY2019-12-15
0012017-03-01
0012016-03-01
0012015-03-01KAREN DORSEY
0012014-03-01KAREN DORSEY
0012013-03-01KAREN DORSEY
0012012-03-01KAREN DORSEY
0012011-03-01KAREN DORSEY
0012009-03-01KAREN DORSEY

Plan Statistics for F.C. YOUNG CO., INC. 401K PLAN

401k plan membership statisitcs for F.C. YOUNG CO., INC. 401K PLAN

Measure Date Value
2022: F.C. YOUNG CO., INC. 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-03-01130
Total number of active participants reported on line 7a of the Form 55002022-03-0174
Number of retired or separated participants receiving benefits2022-03-0141
Total of all active and inactive participants2022-03-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-03-011
Total participants2022-03-01116
Number of participants with account balances2022-03-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-03-012
2021: F.C. YOUNG CO., INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-03-01180
Total number of active participants reported on line 7a of the Form 55002021-03-0175
Number of other retired or separated participants entitled to future benefits2021-03-0149
Total of all active and inactive participants2021-03-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-03-010
Total participants2021-03-01124
Number of participants with account balances2021-03-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-03-014
2020: F.C. YOUNG CO., INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-03-01194
Total number of active participants reported on line 7a of the Form 55002020-03-01103
Number of other retired or separated participants entitled to future benefits2020-03-0179
Total of all active and inactive participants2020-03-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-03-010
Total participants2020-03-01182
Number of participants with account balances2020-03-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-03-0111
2019: F.C. YOUNG CO., INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-03-01186
Total number of active participants reported on line 7a of the Form 55002019-03-01106
Number of retired or separated participants receiving benefits2019-03-0184
Number of other retired or separated participants entitled to future benefits2019-03-010
Total of all active and inactive participants2019-03-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-03-010
Total participants2019-03-01190
Number of participants with account balances2019-03-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-03-016
2018: F.C. YOUNG CO., INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-03-01190
Total number of active participants reported on line 7a of the Form 55002018-03-01102
Number of other retired or separated participants entitled to future benefits2018-03-0182
Total of all active and inactive participants2018-03-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-03-010
Total participants2018-03-01184
Number of participants with account balances2018-03-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-03-0110
2017: F.C. YOUNG CO., INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-03-01178
Total number of active participants reported on line 7a of the Form 55002017-03-01103
Number of other retired or separated participants entitled to future benefits2017-03-0180
Total of all active and inactive participants2017-03-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-03-010
Total participants2017-03-01183
Number of participants with account balances2017-03-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-03-017
2016: F.C. YOUNG CO., INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-03-01161
Total number of active participants reported on line 7a of the Form 55002016-03-0192
Number of retired or separated participants receiving benefits2016-03-0183
Total of all active and inactive participants2016-03-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-03-010
Total participants2016-03-01175
Number of participants with account balances2016-03-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-03-0114
2015: F.C. YOUNG CO., INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-03-01156
Total number of active participants reported on line 7a of the Form 55002015-03-0174
Number of other retired or separated participants entitled to future benefits2015-03-0185
Total of all active and inactive participants2015-03-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-03-010
Total participants2015-03-01159
Number of participants with account balances2015-03-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-03-0115
2014: F.C. YOUNG CO., INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-03-01158
Total number of active participants reported on line 7a of the Form 55002014-03-0164
Number of retired or separated participants receiving benefits2014-03-0189
Number of other retired or separated participants entitled to future benefits2014-03-010
Total of all active and inactive participants2014-03-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-03-010
Total participants2014-03-01153
Number of participants with account balances2014-03-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-03-0128
2013: F.C. YOUNG CO., INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-03-01145
Total number of active participants reported on line 7a of the Form 55002013-03-0174
Number of other retired or separated participants entitled to future benefits2013-03-0182
Total of all active and inactive participants2013-03-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-03-010
Total participants2013-03-01156
Number of participants with account balances2013-03-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-03-0122
2012: F.C. YOUNG CO., INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-03-01142
Total number of active participants reported on line 7a of the Form 55002012-03-0158
Number of other retired or separated participants entitled to future benefits2012-03-0184
Total of all active and inactive participants2012-03-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-03-010
Total participants2012-03-01142
Number of participants with account balances2012-03-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-03-0124
2011: F.C. YOUNG CO., INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-03-01144
Total number of active participants reported on line 7a of the Form 55002011-03-0156
Number of other retired or separated participants entitled to future benefits2011-03-0184
Total of all active and inactive participants2011-03-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-03-010
Total participants2011-03-01140
Number of participants with account balances2011-03-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-03-0113
2009: F.C. YOUNG CO., INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-03-01161
Total number of active participants reported on line 7a of the Form 55002009-03-0152
Number of retired or separated participants receiving benefits2009-03-010
Number of other retired or separated participants entitled to future benefits2009-03-01133
Total of all active and inactive participants2009-03-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-03-010
Total participants2009-03-01185
Number of participants with account balances2009-03-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-03-013

Financial Data on F.C. YOUNG CO., INC. 401K PLAN

Measure Date Value
2023 : F.C. YOUNG CO., INC. 401K PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-02-28$-80,413
Total unrealized appreciation/depreciation of assets2023-02-28$-80,413
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-02-28$468
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-02-28$0
Total income from all sources (including contributions)2023-02-28$-301,244
Total loss/gain on sale of assets2023-02-28$0
Total of all expenses incurred2023-02-28$436,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-02-28$376,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-02-28$394,358
Value of total assets at end of year2023-02-28$8,935,392
Value of total assets at beginning of year2023-02-28$9,672,835
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-02-28$59,843
Total interest from all sources2023-02-28$0
Total dividends received (eg from common stock, registered investment company shares)2023-02-28$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-02-28No
Was this plan covered by a fidelity bond2023-02-28Yes
Value of fidelity bond cover2023-02-28$500,000
If this is an individual account plan, was there a blackout period2023-02-28No
Were there any nonexempt tranactions with any party-in-interest2023-02-28No
Contributions received from participants2023-02-28$184,484
Income. Received or receivable in cash from other sources (including rollovers)2023-02-28$1,379
Other income not declared elsewhere2023-02-28$5,129
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-02-28No
Value of net income/loss2023-02-28$-737,911
Value of net assets at end of year (total assets less liabilities)2023-02-28$8,934,924
Value of net assets at beginning of year (total assets less liabilities)2023-02-28$9,672,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2023-02-28No
Were any leases to which the plan was party in default or uncollectible2023-02-28No
Investment advisory and management fees2023-02-28$52,106
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-02-28$8,094,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-02-28$8,675,487
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-02-28$7,080
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-02-28$6,710
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-02-28$6,710
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-02-28$740,643
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-02-28$876,062
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-02-28$-620,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-02-28No
Was there a failure to transmit to the plan any participant contributions2023-02-28Yes
Has the plan failed to provide any benefit when due under the plan2023-02-28No
Contributions received in cash from employer2023-02-28$208,495
Employer contributions (assets) at end of year2023-02-28$93,069
Employer contributions (assets) at beginning of year2023-02-28$114,576
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-02-28$376,824
Contract administrator fees2023-02-28$7,737
Liabilities. Value of benefit claims payable at end of year2023-02-28$468
Did the plan have assets held for investment2023-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-02-28No
Opinion of an independent qualified public accountant for this plan2023-02-28Unqualified
Accountancy firm name2023-02-28LOPEZ TEODOSIO & LARKIN, LLC
Accountancy firm EIN2023-02-28233007072
2022 : F.C. YOUNG CO., INC. 401K PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-02-28$-151,408
Total unrealized appreciation/depreciation of assets2022-02-28$-151,408
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-02-28$0
Total income from all sources (including contributions)2022-02-28$472,968
Total loss/gain on sale of assets2022-02-28$0
Total of all expenses incurred2022-02-28$689,166
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-02-28$625,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-02-28$414,996
Value of total assets at end of year2022-02-28$9,672,835
Value of total assets at beginning of year2022-02-28$9,889,033
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-02-28$64,064
Total interest from all sources2022-02-28$0
Total dividends received (eg from common stock, registered investment company shares)2022-02-28$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-02-28No
Was this plan covered by a fidelity bond2022-02-28Yes
Value of fidelity bond cover2022-02-28$500,000
If this is an individual account plan, was there a blackout period2022-02-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-02-28$0
Were there any nonexempt tranactions with any party-in-interest2022-02-28No
Contributions received from participants2022-02-28$182,486
Other income not declared elsewhere2022-02-28$27,645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-02-28No
Value of net income/loss2022-02-28$-216,198
Value of net assets at end of year (total assets less liabilities)2022-02-28$9,672,835
Value of net assets at beginning of year (total assets less liabilities)2022-02-28$9,889,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2022-02-28No
Were any leases to which the plan was party in default or uncollectible2022-02-28No
Investment advisory and management fees2022-02-28$53,795
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-02-28$8,675,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-02-28$6,142,353
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-02-28$6,710
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-02-28$7,349
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-02-28$7,349
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-02-28$876,062
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-02-28$3,633,746
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-02-28$181,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-02-28No
Was there a failure to transmit to the plan any participant contributions2022-02-28No
Has the plan failed to provide any benefit when due under the plan2022-02-28No
Contributions received in cash from employer2022-02-28$232,510
Employer contributions (assets) at end of year2022-02-28$114,576
Employer contributions (assets) at beginning of year2022-02-28$105,585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-02-28$625,102
Contract administrator fees2022-02-28$10,269
Did the plan have assets held for investment2022-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-02-28No
Opinion of an independent qualified public accountant for this plan2022-02-28Unqualified
Accountancy firm name2022-02-28LOPEZ TEODOSIO & LARKIN, LLC
Accountancy firm EIN2022-02-28233007072
2021 : F.C. YOUNG CO., INC. 401K PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-02-28$70,657
Total unrealized appreciation/depreciation of assets2021-02-28$70,657
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-02-28$0
Total income from all sources (including contributions)2021-02-28$2,079,591
Total loss/gain on sale of assets2021-02-28$0
Total of all expenses incurred2021-02-28$594,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-02-28$535,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-02-28$404,239
Value of total assets at end of year2021-02-28$9,889,033
Value of total assets at beginning of year2021-02-28$8,403,472
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-02-28$58,116
Total interest from all sources2021-02-28$0
Total dividends received (eg from common stock, registered investment company shares)2021-02-28$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-02-28No
Was this plan covered by a fidelity bond2021-02-28Yes
Value of fidelity bond cover2021-02-28$500,000
If this is an individual account plan, was there a blackout period2021-02-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-02-28$0
Were there any nonexempt tranactions with any party-in-interest2021-02-28No
Contributions received from participants2021-02-28$187,299
Other income not declared elsewhere2021-02-28$28,639
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-02-28No
Value of net income/loss2021-02-28$1,485,561
Value of net assets at end of year (total assets less liabilities)2021-02-28$9,889,033
Value of net assets at beginning of year (total assets less liabilities)2021-02-28$8,403,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2021-02-28No
Were any leases to which the plan was party in default or uncollectible2021-02-28No
Investment advisory and management fees2021-02-28$49,153
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-02-28$6,142,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-02-28$6,609,991
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-02-28$7,349
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-02-28$5,668
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-02-28$5,668
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-02-28$3,633,746
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-02-28$1,674,019
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-02-28$1,576,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-02-28No
Was there a failure to transmit to the plan any participant contributions2021-02-28No
Has the plan failed to provide any benefit when due under the plan2021-02-28No
Contributions received in cash from employer2021-02-28$216,940
Employer contributions (assets) at end of year2021-02-28$105,585
Employer contributions (assets) at beginning of year2021-02-28$113,794
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-02-28$535,914
Contract administrator fees2021-02-28$8,963
Did the plan have assets held for investment2021-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-02-28No
Opinion of an independent qualified public accountant for this plan2021-02-28Disclaimer
Accountancy firm name2021-02-28LOPEZ TEODOSIO & LARKIN, LLC
Accountancy firm EIN2021-02-28233007072
2020 : F.C. YOUNG CO., INC. 401K PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-02-29$119,413
Total unrealized appreciation/depreciation of assets2020-02-29$119,413
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-02-29$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-02-29$3,300
Total income from all sources (including contributions)2020-02-29$928,040
Total loss/gain on sale of assets2020-02-29$0
Total of all expenses incurred2020-02-29$449,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-02-29$395,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-02-29$420,975
Value of total assets at end of year2020-02-29$8,403,472
Value of total assets at beginning of year2020-02-29$7,927,857
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-02-29$53,137
Total interest from all sources2020-02-29$0
Total dividends received (eg from common stock, registered investment company shares)2020-02-29$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-02-29No
Was this plan covered by a fidelity bond2020-02-29Yes
Value of fidelity bond cover2020-02-29$500,000
If this is an individual account plan, was there a blackout period2020-02-29No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-02-29$0
Were there any nonexempt tranactions with any party-in-interest2020-02-29No
Contributions received from participants2020-02-29$193,329
Other income not declared elsewhere2020-02-29$25,546
Liabilities. Value of operating payables at beginning of year2020-02-29$3,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-02-29No
Value of net income/loss2020-02-29$478,915
Value of net assets at end of year (total assets less liabilities)2020-02-29$8,403,472
Value of net assets at beginning of year (total assets less liabilities)2020-02-29$7,924,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-02-29No
Were any loans by the plan or fixed income obligations due to the plan in default2020-02-29No
Were any leases to which the plan was party in default or uncollectible2020-02-29No
Investment advisory and management fees2020-02-29$46,424
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-02-29$6,609,991
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-02-29$6,219,931
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-02-29$5,668
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-02-29$8,095
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-02-29$8,095
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-02-29$1,674,019
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-02-29$1,590,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-02-29$362,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-02-29No
Was there a failure to transmit to the plan any participant contributions2020-02-29No
Has the plan failed to provide any benefit when due under the plan2020-02-29No
Contributions received in cash from employer2020-02-29$227,646
Employer contributions (assets) at end of year2020-02-29$113,794
Employer contributions (assets) at beginning of year2020-02-29$108,855
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-02-29$395,988
Contract administrator fees2020-02-29$6,713
Did the plan have assets held for investment2020-02-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-02-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-02-29No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-02-29Yes
Opinion of an independent qualified public accountant for this plan2020-02-29Disclaimer
Accountancy firm name2020-02-29LOPEZ TEODOSIO & LARKIN, LLC
Accountancy firm EIN2020-02-29233007072
2018 : F.C. YOUNG CO., INC. 401K PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-02-28$-7,987
Total unrealized appreciation/depreciation of assets2018-02-28$-7,987
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-02-28$0
Total income from all sources (including contributions)2018-02-28$1,188,249
Total loss/gain on sale of assets2018-02-28$0
Total of all expenses incurred2018-02-28$162,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-02-28$112,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-02-28$349,018
Value of total assets at end of year2018-02-28$9,093,724
Value of total assets at beginning of year2018-02-28$8,067,853
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-02-28$49,788
Total interest from all sources2018-02-28$0
Total dividends received (eg from common stock, registered investment company shares)2018-02-28$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-02-28No
Was this plan covered by a fidelity bond2018-02-28Yes
Value of fidelity bond cover2018-02-28$500,000
If this is an individual account plan, was there a blackout period2018-02-28No
Were there any nonexempt tranactions with any party-in-interest2018-02-28No
Contributions received from participants2018-02-28$161,680
Other income not declared elsewhere2018-02-28$24,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-02-28No
Value of net income/loss2018-02-28$1,025,871
Value of net assets at end of year (total assets less liabilities)2018-02-28$9,093,724
Value of net assets at beginning of year (total assets less liabilities)2018-02-28$8,067,853
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2018-02-28No
Were any leases to which the plan was party in default or uncollectible2018-02-28No
Investment advisory and management fees2018-02-28$47,845
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-02-28$7,315,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-02-28$5,760,378
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-02-28$6,157
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-02-28$7,817
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-02-28$7,817
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-02-28$1,679,327
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-02-28$2,211,948
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-02-28$822,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-02-28No
Was there a failure to transmit to the plan any participant contributions2018-02-28No
Has the plan failed to provide any benefit when due under the plan2018-02-28No
Contributions received in cash from employer2018-02-28$187,338
Employer contributions (assets) at end of year2018-02-28$92,304
Employer contributions (assets) at beginning of year2018-02-28$87,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-02-28$112,590
Contract administrator fees2018-02-28$1,943
Did the plan have assets held for investment2018-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-02-28Yes
Opinion of an independent qualified public accountant for this plan2018-02-28Disclaimer
Accountancy firm name2018-02-28LOPEZ TEODOSIO & LARKIN, LLC
Accountancy firm EIN2018-02-28233007072
2017 : F.C. YOUNG CO., INC. 401K PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-02-28$-23,788
Total unrealized appreciation/depreciation of assets2017-02-28$-23,788
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-02-28$0
Total income from all sources (including contributions)2017-02-28$1,389,993
Total loss/gain on sale of assets2017-02-28$0
Total of all expenses incurred2017-02-28$121,916
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-02-28$84,245
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-02-28$336,384
Value of total assets at end of year2017-02-28$8,067,853
Value of total assets at beginning of year2017-02-28$6,799,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-02-28$37,671
Total interest from all sources2017-02-28$0
Total dividends received (eg from common stock, registered investment company shares)2017-02-28$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-02-28No
Was this plan covered by a fidelity bond2017-02-28Yes
Value of fidelity bond cover2017-02-28$1,000,000
If this is an individual account plan, was there a blackout period2017-02-28No
Were there any nonexempt tranactions with any party-in-interest2017-02-28No
Contributions received from participants2017-02-28$157,806
Participant contributions at beginning of year2017-02-28$0
Other income not declared elsewhere2017-02-28$38,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-02-28No
Value of net income/loss2017-02-28$1,268,077
Value of net assets at end of year (total assets less liabilities)2017-02-28$8,067,853
Value of net assets at beginning of year (total assets less liabilities)2017-02-28$6,799,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2017-02-28No
Were any leases to which the plan was party in default or uncollectible2017-02-28No
Investment advisory and management fees2017-02-28$35,937
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-02-28$5,760,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-02-28$4,770,625
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-02-28$7,817
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-02-28$7,516
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-02-28$7,516
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-02-28$2,211,948
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-02-28$1,933,544
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-02-28$1,039,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-02-28No
Was there a failure to transmit to the plan any participant contributions2017-02-28No
Has the plan failed to provide any benefit when due under the plan2017-02-28No
Contributions received in cash from employer2017-02-28$178,578
Employer contributions (assets) at end of year2017-02-28$87,710
Employer contributions (assets) at beginning of year2017-02-28$88,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-02-28$84,245
Contract administrator fees2017-02-28$1,734
Did the plan have assets held for investment2017-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-02-28Yes
Opinion of an independent qualified public accountant for this plan2017-02-28Disclaimer
Accountancy firm name2017-02-28LOPEZ, TEODOSIO & LARKIN, LLC
Accountancy firm EIN2017-02-28233007072
2016 : F.C. YOUNG CO., INC. 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-02-29$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-02-29$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-02-29$0
Total income from all sources (including contributions)2016-02-29$-162,717
Total loss/gain on sale of assets2016-02-29$0
Total of all expenses incurred2016-02-29$248,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-02-29$215,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-02-29$332,902
Value of total assets at end of year2016-02-29$6,799,776
Value of total assets at beginning of year2016-02-29$7,210,907
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-02-29$32,437
Total interest from all sources2016-02-29$0
Total dividends received (eg from common stock, registered investment company shares)2016-02-29$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-02-29No
Was this plan covered by a fidelity bond2016-02-29Yes
Value of fidelity bond cover2016-02-29$1,000,000
If this is an individual account plan, was there a blackout period2016-02-29No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-02-29$0
Were there any nonexempt tranactions with any party-in-interest2016-02-29No
Contributions received from participants2016-02-29$155,849
Participant contributions at end of year2016-02-29$0
Participant contributions at beginning of year2016-02-29$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-02-29$0
Other income not declared elsewhere2016-02-29$35,098
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-02-29No
Value of net income/loss2016-02-29$-411,131
Value of net assets at end of year (total assets less liabilities)2016-02-29$6,799,776
Value of net assets at beginning of year (total assets less liabilities)2016-02-29$7,210,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-02-29No
Were any loans by the plan or fixed income obligations due to the plan in default2016-02-29No
Were any leases to which the plan was party in default or uncollectible2016-02-29No
Investment advisory and management fees2016-02-29$30,666
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-02-29$4,770,625
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-02-29$5,216,140
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-02-29$7,516
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-02-29$12,906
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-02-29$12,906
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-02-29$1,933,544
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-02-29$1,895,894
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-02-29$-530,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-02-29No
Was there a failure to transmit to the plan any participant contributions2016-02-29No
Has the plan failed to provide any benefit when due under the plan2016-02-29No
Contributions received in cash from employer2016-02-29$177,053
Employer contributions (assets) at end of year2016-02-29$88,091
Employer contributions (assets) at beginning of year2016-02-29$85,967
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-02-29$215,977
Contract administrator fees2016-02-29$1,771
Did the plan have assets held for investment2016-02-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-02-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-02-29No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-02-29Yes
Opinion of an independent qualified public accountant for this plan2016-02-29Disclaimer
Accountancy firm name2016-02-29LOPEZ, TEODOSIO & LARKIN, LLC
Accountancy firm EIN2016-02-29233007072
2015 : F.C. YOUNG CO., INC. 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-02-28$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-02-28$149
Total income from all sources (including contributions)2015-02-28$806,377
Total loss/gain on sale of assets2015-02-28$0
Total of all expenses incurred2015-02-28$108,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-02-28$77,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-02-28$329,272
Value of total assets at end of year2015-02-28$7,210,907
Value of total assets at beginning of year2015-02-28$6,513,259
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-02-28$31,189
Total interest from all sources2015-02-28$0
Total dividends received (eg from common stock, registered investment company shares)2015-02-28$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-02-28No
Was this plan covered by a fidelity bond2015-02-28Yes
Value of fidelity bond cover2015-02-28$1,000,000
If this is an individual account plan, was there a blackout period2015-02-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-02-28$0
Were there any nonexempt tranactions with any party-in-interest2015-02-28No
Contributions received from participants2015-02-28$155,066
Participant contributions at end of year2015-02-28$0
Participant contributions at beginning of year2015-02-28$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-02-28$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-02-28$149
Other income not declared elsewhere2015-02-28$36,771
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-02-28No
Value of net income/loss2015-02-28$697,797
Value of net assets at end of year (total assets less liabilities)2015-02-28$7,210,907
Value of net assets at beginning of year (total assets less liabilities)2015-02-28$6,513,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2015-02-28No
Were any leases to which the plan was party in default or uncollectible2015-02-28No
Investment advisory and management fees2015-02-28$29,417
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-02-28$5,216,140
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-02-28$4,586,777
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-02-28$12,906
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-02-28$13,440
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-02-28$13,440
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-02-28$1,895,894
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-02-28$1,823,719
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-02-28$440,334
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-02-28No
Was there a failure to transmit to the plan any participant contributions2015-02-28Yes
Has the plan failed to provide any benefit when due under the plan2015-02-28No
Contributions received in cash from employer2015-02-28$174,206
Employer contributions (assets) at end of year2015-02-28$85,967
Employer contributions (assets) at beginning of year2015-02-28$89,323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-02-28$77,391
Contract administrator fees2015-02-28$1,772
Did the plan have assets held for investment2015-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-02-28Yes
Opinion of an independent qualified public accountant for this plan2015-02-28Disclaimer
Accountancy firm name2015-02-28LOPEZ, TEODOSIO & LARKIN, LLC
Accountancy firm EIN2015-02-28233007072
2014 : F.C. YOUNG CO., INC. 401K PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-02-28$-10,872
Total unrealized appreciation/depreciation of assets2014-02-28$-10,872
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-02-28$149
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-02-28$0
Total income from all sources (including contributions)2014-02-28$1,155,542
Total loss/gain on sale of assets2014-02-28$0
Total of all expenses incurred2014-02-28$75,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-02-28$44,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-02-28$310,705
Value of total assets at end of year2014-02-28$6,513,259
Value of total assets at beginning of year2014-02-28$5,433,483
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-02-28$31,345
Total interest from all sources2014-02-28$0
Total dividends received (eg from common stock, registered investment company shares)2014-02-28$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-02-28No
Was this plan covered by a fidelity bond2014-02-28Yes
Value of fidelity bond cover2014-02-28$1,000,000
If this is an individual account plan, was there a blackout period2014-02-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-02-28$0
Were there any nonexempt tranactions with any party-in-interest2014-02-28No
Contributions received from participants2014-02-28$135,558
Participant contributions at end of year2014-02-28$0
Participant contributions at beginning of year2014-02-28$2,193
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-02-28$149
Other income not declared elsewhere2014-02-28$40,590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-02-28No
Value of net income/loss2014-02-28$1,079,627
Value of net assets at end of year (total assets less liabilities)2014-02-28$6,513,110
Value of net assets at beginning of year (total assets less liabilities)2014-02-28$5,433,483
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2014-02-28No
Were any leases to which the plan was party in default or uncollectible2014-02-28No
Investment advisory and management fees2014-02-28$30,135
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-02-28$4,586,777
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-02-28$3,587,039
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-02-28$13,440
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-02-28$17,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-02-28$17,253
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-02-28$1,823,719
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-02-28$1,756,041
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-02-28$815,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-02-28No
Was there a failure to transmit to the plan any participant contributions2014-02-28No
Has the plan failed to provide any benefit when due under the plan2014-02-28No
Contributions received in cash from employer2014-02-28$175,147
Employer contributions (assets) at end of year2014-02-28$89,323
Employer contributions (assets) at beginning of year2014-02-28$70,957
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-02-28$44,570
Contract administrator fees2014-02-28$1,210
Did the plan have assets held for investment2014-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-02-28Yes
Opinion of an independent qualified public accountant for this plan2014-02-28Disclaimer
Accountancy firm name2014-02-28LOPEZ, TEODOSIO & LARKIN, LLC
Accountancy firm EIN2014-02-28233007072
2013 : F.C. YOUNG CO., INC. 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-02-28$10,872
Total unrealized appreciation/depreciation of assets2013-02-28$10,872
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-02-28$0
Total income from all sources (including contributions)2013-02-28$685,566
Total loss/gain on sale of assets2013-02-28$0
Total of all expenses incurred2013-02-28$60,152
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-02-28$60,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-02-28$276,843
Value of total assets at end of year2013-02-28$5,433,483
Value of total assets at beginning of year2013-02-28$4,808,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-02-28$0
Total interest from all sources2013-02-28$0
Total dividends received (eg from common stock, registered investment company shares)2013-02-28$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-02-28No
Was this plan covered by a fidelity bond2013-02-28Yes
Value of fidelity bond cover2013-02-28$1,000,000
If this is an individual account plan, was there a blackout period2013-02-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-02-28$0
Were there any nonexempt tranactions with any party-in-interest2013-02-28No
Contributions received from participants2013-02-28$128,094
Participant contributions at end of year2013-02-28$2,193
Participant contributions at beginning of year2013-02-28$0
Other income not declared elsewhere2013-02-28$42,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-02-28No
Value of net income/loss2013-02-28$625,414
Value of net assets at end of year (total assets less liabilities)2013-02-28$5,433,483
Value of net assets at beginning of year (total assets less liabilities)2013-02-28$4,808,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2013-02-28No
Were any leases to which the plan was party in default or uncollectible2013-02-28No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-02-28$3,587,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-02-28$3,112,709
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-02-28$17,253
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-02-28$13,829
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-02-28$13,829
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-02-28$1,756,041
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-02-28$1,612,734
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-02-28$355,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-02-28No
Was there a failure to transmit to the plan any participant contributions2013-02-28No
Has the plan failed to provide any benefit when due under the plan2013-02-28No
Contributions received in cash from employer2013-02-28$148,749
Employer contributions (assets) at end of year2013-02-28$70,957
Employer contributions (assets) at beginning of year2013-02-28$68,797
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-02-28$60,152
Did the plan have assets held for investment2013-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-02-28Yes
Opinion of an independent qualified public accountant for this plan2013-02-28Disclaimer
Accountancy firm name2013-02-28LOPEZ, TEODOSIO & LARKIN, LLC
Accountancy firm EIN2013-02-28233007072
2012 : F.C. YOUNG CO., INC. 401K PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-02-29$468
Total unrealized appreciation/depreciation of assets2012-02-29$468
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-02-29$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-02-29$0
Total income from all sources (including contributions)2012-02-29$304,862
Total loss/gain on sale of assets2012-02-29$0
Total of all expenses incurred2012-02-29$74,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-02-29$74,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-02-29$249,404
Value of total assets at end of year2012-02-29$4,808,069
Value of total assets at beginning of year2012-02-29$4,578,026
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-02-29$0
Total interest from all sources2012-02-29$0
Total dividends received (eg from common stock, registered investment company shares)2012-02-29$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-02-29No
Was this plan covered by a fidelity bond2012-02-29Yes
Value of fidelity bond cover2012-02-29$1,000,000
If this is an individual account plan, was there a blackout period2012-02-29No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-02-29$0
Were there any nonexempt tranactions with any party-in-interest2012-02-29No
Contributions received from participants2012-02-29$116,197
Participant contributions at end of year2012-02-29$0
Participant contributions at beginning of year2012-02-29$3,623
Other income not declared elsewhere2012-02-29$31,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-02-29No
Value of net income/loss2012-02-29$230,043
Value of net assets at end of year (total assets less liabilities)2012-02-29$4,808,069
Value of net assets at beginning of year (total assets less liabilities)2012-02-29$4,578,026
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-02-29No
Were any loans by the plan or fixed income obligations due to the plan in default2012-02-29No
Were any leases to which the plan was party in default or uncollectible2012-02-29No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-02-29$3,112,709
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-02-29$2,923,872
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-02-29$13,829
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-02-29$32,898
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-02-29$32,898
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-02-29$1,612,734
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-02-29$1,570,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-02-29$23,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-02-29No
Was there a failure to transmit to the plan any participant contributions2012-02-29No
Has the plan failed to provide any benefit when due under the plan2012-02-29No
Contributions received in cash from employer2012-02-29$133,207
Employer contributions (assets) at end of year2012-02-29$68,797
Employer contributions (assets) at beginning of year2012-02-29$47,426
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-02-29$74,819
Did the plan have assets held for investment2012-02-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-02-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-02-29No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-02-29Yes
Opinion of an independent qualified public accountant for this plan2012-02-29Disclaimer
Accountancy firm name2012-02-29LOPEZ, TEODOSIO & LARKIN, LLC
Accountancy firm EIN2012-02-29233007072
2011 : F.C. YOUNG CO., INC. 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-02-28$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-02-28$0
Total income from all sources (including contributions)2011-02-28$731,154
Total loss/gain on sale of assets2011-02-28$0
Total of all expenses incurred2011-02-28$433,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-02-28$433,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-02-28$229,850
Value of total assets at end of year2011-02-28$4,578,026
Value of total assets at beginning of year2011-02-28$4,280,470
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-02-28$0
Total interest from all sources2011-02-28$0
Total dividends received (eg from common stock, registered investment company shares)2011-02-28$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-02-28No
Was this plan covered by a fidelity bond2011-02-28Yes
Value of fidelity bond cover2011-02-28$1,000,000
If this is an individual account plan, was there a blackout period2011-02-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-02-28$0
Were there any nonexempt tranactions with any party-in-interest2011-02-28No
Contributions received from participants2011-02-28$119,289
Participant contributions at end of year2011-02-28$3,623
Participant contributions at beginning of year2011-02-28$7,236
Other income not declared elsewhere2011-02-28$47,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-02-28No
Value of net income/loss2011-02-28$297,556
Value of net assets at end of year (total assets less liabilities)2011-02-28$4,578,026
Value of net assets at beginning of year (total assets less liabilities)2011-02-28$4,280,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2011-02-28No
Were any leases to which the plan was party in default or uncollectible2011-02-28No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-02-28$2,923,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-02-28$2,498,428
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-02-28$32,898
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-02-28$30,912
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-02-28$30,912
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-02-28$1,570,207
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-02-28$1,563,588
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-02-28$454,124
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-02-28No
Was there a failure to transmit to the plan any participant contributions2011-02-28No
Has the plan failed to provide any benefit when due under the plan2011-02-28No
Contributions received in cash from employer2011-02-28$110,561
Employer contributions (assets) at end of year2011-02-28$47,426
Employer contributions (assets) at beginning of year2011-02-28$180,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-02-28$433,598
Did the plan have assets held for investment2011-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-02-28Yes
Opinion of an independent qualified public accountant for this plan2011-02-28Disclaimer
Accountancy firm name2011-02-28LOPEZ, TEODOSIO & LARKIN, LLC
Accountancy firm EIN2011-02-28233007072
2010 : F.C. YOUNG CO., INC. 401K PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-02-28$0

Form 5500 Responses for F.C. YOUNG CO., INC. 401K PLAN

2022: F.C. YOUNG CO., INC. 401K PLAN 2022 form 5500 responses
2022-03-01Type of plan entitySingle employer plan
2022-03-01Submission has been amendedNo
2022-03-01This submission is the final filingNo
2022-03-01This return/report is a short plan year return/report (less than 12 months)No
2022-03-01Plan is a collectively bargained planNo
2022-03-01Plan funding arrangement – InsuranceYes
2022-03-01Plan funding arrangement – TrustYes
2022-03-01Plan benefit arrangement – InsuranceYes
2022-03-01Plan benefit arrangement - TrustYes
2021: F.C. YOUNG CO., INC. 401K PLAN 2021 form 5500 responses
2021-03-01Type of plan entitySingle employer plan
2021-03-01Submission has been amendedNo
2021-03-01This submission is the final filingNo
2021-03-01This return/report is a short plan year return/report (less than 12 months)No
2021-03-01Plan is a collectively bargained planNo
2021-03-01Plan funding arrangement – InsuranceYes
2021-03-01Plan funding arrangement – TrustYes
2021-03-01Plan benefit arrangement – InsuranceYes
2021-03-01Plan benefit arrangement - TrustYes
2020: F.C. YOUNG CO., INC. 401K PLAN 2020 form 5500 responses
2020-03-01Type of plan entitySingle employer plan
2020-03-01Submission has been amendedNo
2020-03-01This submission is the final filingNo
2020-03-01This return/report is a short plan year return/report (less than 12 months)No
2020-03-01Plan is a collectively bargained planNo
2020-03-01Plan funding arrangement – InsuranceYes
2020-03-01Plan funding arrangement – TrustYes
2020-03-01Plan benefit arrangement – InsuranceYes
2020-03-01Plan benefit arrangement - TrustYes
2019: F.C. YOUNG CO., INC. 401K PLAN 2019 form 5500 responses
2019-03-01Type of plan entitySingle employer plan
2019-03-01Submission has been amendedNo
2019-03-01This submission is the final filingNo
2019-03-01This return/report is a short plan year return/report (less than 12 months)No
2019-03-01Plan is a collectively bargained planNo
2019-03-01Plan funding arrangement – InsuranceYes
2019-03-01Plan funding arrangement – TrustYes
2019-03-01Plan benefit arrangement – InsuranceYes
2019-03-01Plan benefit arrangement - TrustYes
2018: F.C. YOUNG CO., INC. 401K PLAN 2018 form 5500 responses
2018-03-01Type of plan entitySingle employer plan
2018-03-01Submission has been amendedNo
2018-03-01This submission is the final filingNo
2018-03-01This return/report is a short plan year return/report (less than 12 months)No
2018-03-01Plan is a collectively bargained planNo
2018-03-01Plan funding arrangement – InsuranceYes
2018-03-01Plan funding arrangement – TrustYes
2018-03-01Plan benefit arrangement – InsuranceYes
2018-03-01Plan benefit arrangement - TrustYes
2017: F.C. YOUNG CO., INC. 401K PLAN 2017 form 5500 responses
2017-03-01Type of plan entitySingle employer plan
2017-03-01Submission has been amendedYes
2017-03-01This submission is the final filingNo
2017-03-01This return/report is a short plan year return/report (less than 12 months)No
2017-03-01Plan is a collectively bargained planNo
2017-03-01Plan funding arrangement – InsuranceYes
2017-03-01Plan funding arrangement – TrustYes
2017-03-01Plan benefit arrangement – InsuranceYes
2017-03-01Plan benefit arrangement - TrustYes
2016: F.C. YOUNG CO., INC. 401K PLAN 2016 form 5500 responses
2016-03-01Type of plan entitySingle employer plan
2016-03-01Submission has been amendedNo
2016-03-01This submission is the final filingNo
2016-03-01This return/report is a short plan year return/report (less than 12 months)No
2016-03-01Plan is a collectively bargained planNo
2016-03-01Plan funding arrangement – InsuranceYes
2016-03-01Plan funding arrangement – TrustYes
2016-03-01Plan benefit arrangement – InsuranceYes
2016-03-01Plan benefit arrangement - TrustYes
2015: F.C. YOUNG CO., INC. 401K PLAN 2015 form 5500 responses
2015-03-01Type of plan entitySingle employer plan
2015-03-01Submission has been amendedNo
2015-03-01This submission is the final filingNo
2015-03-01This return/report is a short plan year return/report (less than 12 months)No
2015-03-01Plan is a collectively bargained planNo
2015-03-01Plan funding arrangement – InsuranceYes
2015-03-01Plan funding arrangement – TrustYes
2015-03-01Plan benefit arrangement – InsuranceYes
2015-03-01Plan benefit arrangement - TrustYes
2014: F.C. YOUNG CO., INC. 401K PLAN 2014 form 5500 responses
2014-03-01Type of plan entitySingle employer plan
2014-03-01Submission has been amendedNo
2014-03-01This submission is the final filingNo
2014-03-01This return/report is a short plan year return/report (less than 12 months)No
2014-03-01Plan is a collectively bargained planNo
2014-03-01Plan funding arrangement – InsuranceYes
2014-03-01Plan funding arrangement – TrustYes
2014-03-01Plan benefit arrangement – InsuranceYes
2014-03-01Plan benefit arrangement - TrustYes
2013: F.C. YOUNG CO., INC. 401K PLAN 2013 form 5500 responses
2013-03-01Type of plan entitySingle employer plan
2013-03-01Submission has been amendedNo
2013-03-01This submission is the final filingNo
2013-03-01This return/report is a short plan year return/report (less than 12 months)No
2013-03-01Plan is a collectively bargained planNo
2013-03-01Plan funding arrangement – InsuranceYes
2013-03-01Plan funding arrangement – TrustYes
2013-03-01Plan benefit arrangement – InsuranceYes
2013-03-01Plan benefit arrangement - TrustYes
2012: F.C. YOUNG CO., INC. 401K PLAN 2012 form 5500 responses
2012-03-01Type of plan entitySingle employer plan
2012-03-01Submission has been amendedNo
2012-03-01This submission is the final filingNo
2012-03-01This return/report is a short plan year return/report (less than 12 months)No
2012-03-01Plan is a collectively bargained planNo
2012-03-01Plan funding arrangement – InsuranceYes
2012-03-01Plan funding arrangement – TrustYes
2012-03-01Plan benefit arrangement – InsuranceYes
2012-03-01Plan benefit arrangement - TrustYes
2011: F.C. YOUNG CO., INC. 401K PLAN 2011 form 5500 responses
2011-03-01Type of plan entitySingle employer plan
2011-03-01Submission has been amendedNo
2011-03-01This submission is the final filingNo
2011-03-01This return/report is a short plan year return/report (less than 12 months)No
2011-03-01Plan is a collectively bargained planNo
2011-03-01Plan funding arrangement – InsuranceYes
2011-03-01Plan funding arrangement – TrustYes
2011-03-01Plan benefit arrangement – InsuranceYes
2011-03-01Plan benefit arrangement - TrustYes
2009: F.C. YOUNG CO., INC. 401K PLAN 2009 form 5500 responses
2009-03-01Type of plan entitySingle employer plan
2009-03-01Submission has been amendedNo
2009-03-01This submission is the final filingNo
2009-03-01This return/report is a short plan year return/report (less than 12 months)No
2009-03-01Plan is a collectively bargained planNo
2009-03-01Plan funding arrangement – InsuranceYes
2009-03-01Plan funding arrangement – TrustYes
2009-03-01Plan benefit arrangement – InsuranceYes
2009-03-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-KU7H
Policy instance 1
Insurance contract or identification numberGAP-B2-KU7H
Insurance policy start date2022-03-01
Insurance policy end date2023-02-28
Total amount of commissions paid to insurance brokerUSD $2,076
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $2,076
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-KU7H
Policy instance 1
Insurance contract or identification numberGAP-B2-KU7H
Insurance policy start date2021-03-01
Insurance policy end date2022-02-28
Total amount of commissions paid to insurance brokerUSD $8,476
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $8,476
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-KU7H
Policy instance 1
Insurance contract or identification numberGAP-B2-KU7H
Number of Individuals Covered152
Insurance policy start date2020-03-01
Insurance policy end date2021-02-28
Total amount of commissions paid to insurance brokerUSD $6,799
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $6,799
Amount paid for insurance broker fees0
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-KU7H
Policy instance 1
Insurance contract or identification numberGAP-B2-KU7H
Insurance policy start date2019-03-01
Insurance policy end date2020-02-29
Total amount of commissions paid to insurance brokerUSD $3,747
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,367
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-KU7H
Policy instance 2
Insurance contract or identification numberGAP-B2-KU7H
Number of Individuals Covered161
Insurance policy start date2018-03-01
Insurance policy end date2019-02-28
Total amount of commissions paid to insurance brokerUSD $2,924
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,467
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-XX38
Policy instance 1
Insurance contract or identification numberGAP-B2-XX38
Number of Individuals Covered0
Insurance policy start date2018-03-01
Insurance policy end date2019-02-28
Total amount of commissions paid to insurance brokerUSD $2,199
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $2,199
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-XX38
Policy instance 1
Insurance contract or identification numberGAP-B2-XX38
Number of Individuals Covered154
Insurance policy start date2017-03-01
Insurance policy end date2018-02-28
Total amount of commissions paid to insurance brokerUSD $6,910
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $6,910
Insurance broker organization code?3
Insurance broker nameKATHLEEN B. MCMANUS
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-XX38
Policy instance 1
Insurance contract or identification numberGAP-B2-XX38
Number of Individuals Covered146
Insurance policy start date2015-03-01
Insurance policy end date2016-02-29
Total amount of commissions paid to insurance brokerUSD $5,793
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,793
Insurance broker organization code?3
Insurance broker nameKATHLEEN MCMANUS
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-XX38
Policy instance 1
Insurance contract or identification numberGAP-B2-XX38
Number of Individuals Covered143
Insurance policy start date2014-03-01
Insurance policy end date2015-02-28
Total amount of commissions paid to insurance brokerUSD $6,137
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $6,137
Insurance broker organization code?3
Insurance broker nameKATHLEEN MCMANUS
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-XX38
Policy instance 1
Insurance contract or identification numberGAP-B2-XX38
Insurance policy start date2013-03-01
Insurance policy end date2014-02-28
Total amount of commissions paid to insurance brokerUSD $6,811
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $6,811
Insurance broker organization code?3
Insurance broker nameKATHLEEN MCMANUS
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-XX38
Policy instance 1
Insurance contract or identification numberGAP-B2-XX38
Number of Individuals Covered137
Insurance policy start date2012-03-01
Insurance policy end date2013-02-28
Total amount of commissions paid to insurance brokerUSD $6,477
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $6,477
Insurance broker organization code?3
Insurance broker nameKATHLEEN MCMANUS
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-XX38
Policy instance 1
Insurance contract or identification numberGAP-B2-XX38
Insurance policy start date2011-03-01
Insurance policy end date2012-02-29
Total amount of commissions paid to insurance brokerUSD $5,110
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-XX38
Policy instance 1
Insurance contract or identification numberGAP-B2-XX38
Insurance policy start date2010-03-01
Insurance policy end date2011-02-28
Total amount of commissions paid to insurance brokerUSD $6,072
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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