SUNOCO, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SUNOCO, INC. DEFINED CONTRIBUTION MASTER TRUST
Measure | Date | Value |
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2018 : SUNOCO, INC. DEFINED CONTRIBUTION MASTER TRUST 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $151,931,568 |
Total transfer of assets from this plan | 2018-12-31 | $238,544,253 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $-98,710,149 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $0 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $0 |
Value of total assets at end of year | 2018-12-31 | $1,269,804,106 |
Value of total assets at beginning of year | 2018-12-31 | $1,455,126,940 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $0 |
Total interest from all sources | 2018-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $5,036,375 |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $5,036,375 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $29,306,740 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $28,813,731 |
Other income not declared elsewhere | 2018-12-31 | $-2,116,496 |
Value of net income/loss | 2018-12-31 | $-98,710,149 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $1,269,804,106 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,455,126,940 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $163,316,948 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $372,580,557 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $91,538,053 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $108,340,139 |
Value of interest in master investment trust accounts at end of year | 2018-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2018-12-31 | $671,028,341 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $985,642,365 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $274,364,172 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-29,270,792 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-8,801,141 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-63,558,095 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
2017 : SUNOCO, INC. DEFINED CONTRIBUTION MASTER TRUST 2017 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $-8,704 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $-8,704 |
Total transfer of assets to this plan | 2017-12-31 | $154,429,372 |
Total transfer of assets from this plan | 2017-12-31 | $138,640,860 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $218,124,106 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $0 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
Value of total assets at end of year | 2017-12-31 | $1,455,126,940 |
Value of total assets at beginning of year | 2017-12-31 | $1,221,214,322 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $0 |
Total interest from all sources | 2017-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $6,068,539 |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $6,068,539 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $28,813,731 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $24,615,948 |
Other income not declared elsewhere | 2017-12-31 | $2,919,977 |
Value of net income/loss | 2017-12-31 | $218,124,106 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $1,455,126,940 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,221,214,322 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2017-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2017-12-31 | $4,010 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $372,580,557 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $307,680,976 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $108,340,139 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $237,267,698 |
Value of interest in master investment trust accounts at end of year | 2017-12-31 | $671,028,341 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $274,364,172 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $651,645,690 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $47,054,580 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $96,622,161 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $65,467,553 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
2016 : SUNOCO, INC. DEFINED CONTRIBUTION MASTER TRUST 2016 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $3,541 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $3,541 |
Total transfer of assets to this plan | 2016-12-31 | $185,547,599 |
Total transfer of assets from this plan | 2016-12-31 | $137,649,871 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $106,520,088 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $0 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
Value of total assets at end of year | 2016-12-31 | $1,221,214,322 |
Value of total assets at beginning of year | 2016-12-31 | $1,066,796,506 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $0 |
Total interest from all sources | 2016-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $5,988,213 |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $5,988,213 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $24,615,948 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $19,815,057 |
Other income not declared elsewhere | 2016-12-31 | $2,680,481 |
Value of net income/loss | 2016-12-31 | $106,520,088 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $1,221,214,322 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,066,796,506 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2016-12-31 | $4,010 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $307,680,976 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $275,187,300 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $237,267,698 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $209,849,811 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $651,645,690 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $561,944,338 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $19,481,571 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $31,465,003 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $46,901,279 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
2015 : SUNOCO, INC. DEFINED CONTRIBUTION MASTER TRUST 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $264,460,272 |
Total transfer of assets from this plan | 2015-12-31 | $171,252,334 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $-3,933,588 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $0 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
Value of total assets at end of year | 2015-12-31 | $1,066,796,506 |
Value of total assets at beginning of year | 2015-12-31 | $977,522,156 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $0 |
Total interest from all sources | 2015-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $5,898,205 |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $5,898,205 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-12-31 | $2,854 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $19,815,057 |
Other income not declared elsewhere | 2015-12-31 | $-2,385,373 |
Value of net income/loss | 2015-12-31 | $-3,933,588 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $1,066,796,506 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $977,522,156 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $275,187,300 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $289,858,527 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $209,849,811 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $212,048,087 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $561,944,338 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $462,466,154 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $141,499 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $141,499 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-8,016,317 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-15,252 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $585,149 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $13,005,035 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
2014 : SUNOCO, INC. DEFINED CONTRIBUTION MASTER TRUST 2014 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $33,301 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $33,301 |
Total transfer of assets to this plan | 2014-12-31 | $149,145,999 |
Total transfer of assets from this plan | 2014-12-31 | $111,136,798 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $62,074,497 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $0 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
Value of total assets at end of year | 2014-12-31 | $977,522,156 |
Value of total assets at beginning of year | 2014-12-31 | $877,438,458 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $0 |
Total interest from all sources | 2014-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $5,506,733 |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $5,235,283 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-12-31 | $2,854 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-12-31 | $811 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $62,074,497 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $977,522,156 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $877,438,458 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $289,858,527 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $292,097,043 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $212,048,087 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $194,858,209 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $462,466,154 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $380,800,819 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $141,499 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $10,606 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $10,606 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $5,151,528 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $22,106,612 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $29,276,323 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Income. Dividends from common stock | 2014-12-31 | $271,450 |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $13,005,035 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $9,670,970 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
2013 : SUNOCO, INC. DEFINED CONTRIBUTION MASTER TRUST 2013 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $1,246,944 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $1,246,944 |
Total transfer of assets to this plan | 2013-12-31 | $444,684,773 |
Total transfer of assets from this plan | 2013-12-31 | $660,920,474 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $185,376 |
Total income from all sources (including contributions) | 2013-12-31 | $150,278,217 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $0 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
Value of total assets at end of year | 2013-12-31 | $877,438,458 |
Value of total assets at beginning of year | 2013-12-31 | $943,581,318 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
Total interest from all sources | 2013-12-31 | $1 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $6,102,669 |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $5,859,402 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-12-31 | $811 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-12-31 | $320,709 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $205,353,712 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $15,604 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $185,376 |
Value of net income/loss | 2013-12-31 | $150,278,217 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $877,438,458 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $943,395,942 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $292,097,043 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $608,603,657 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $194,858,209 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $380,800,819 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $10,606 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $1 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $115,248,186 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $78,890,394 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $36,996,746 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $27,041,463 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Income. Dividends from preferred stock | 2013-12-31 | $9,896 |
Income. Dividends from common stock | 2013-12-31 | $233,371 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $2,434,092 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $9,670,970 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $11,605,358 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
2012 : SUNOCO, INC. DEFINED CONTRIBUTION MASTER TRUST 2012 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $9,006,055 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $9,006,055 |
Total transfer of assets to this plan | 2012-12-31 | $79,723,531 |
Total transfer of assets from this plan | 2012-12-31 | $352,787,694 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $185,376 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $20,672 |
Total income from all sources (including contributions) | 2012-12-31 | $117,208,319 |
Total loss/gain on sale of assets | 2012-12-31 | $27,226,221 |
Total of all expenses incurred | 2012-12-31 | $0 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
Value of total assets at end of year | 2012-12-31 | $943,581,318 |
Value of total assets at beginning of year | 2012-12-31 | $1,099,272,458 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
Total interest from all sources | 2012-12-31 | $46,867 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $16,353,853 |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $15,006,905 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-12-31 | $320,709 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-12-31 | $268,682 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $205,353,712 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $198,868,237 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $15,604 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $43,922 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $185,376 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $20,672 |
Value of net income/loss | 2012-12-31 | $117,208,319 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $943,395,942 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,099,251,786 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $608,603,657 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $638,323,066 |
Income. Interest from US Government securities | 2012-12-31 | $1,964 |
Income. Interest from corporate debt instruments | 2012-12-31 | $40,036 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $6,663,954 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $122,039 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $122,039 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $4,867 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $115,248,186 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $101,988,213 |
Asset value of US Government securities at end of year | 2012-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2012-12-31 | $39,136,660 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $64,575,323 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $72,272,636 |
Income. Dividends from preferred stock | 2012-12-31 | $21,321 |
Income. Dividends from common stock | 2012-12-31 | $1,325,627 |
Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $200,021 |
Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $2,434,092 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $26,749,456 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $11,605,358 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $14,635,572 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Aggregate proceeds on sale of assets | 2012-12-31 | $118,241,424 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $91,015,203 |
2011 : SUNOCO, INC. DEFINED CONTRIBUTION MASTER TRUST 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $9,606,107 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $9,606,107 |
Total transfer of assets to this plan | 2011-12-31 | $104,445,480 |
Total transfer of assets from this plan | 2011-12-31 | $157,739,968 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $20,672 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $547,644 |
Total income from all sources (including contributions) | 2011-12-31 | $4,771,835 |
Total loss/gain on sale of assets | 2011-12-31 | $13,018,463 |
Total of all expenses incurred | 2011-12-31 | $0 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
Value of total assets at end of year | 2011-12-31 | $1,099,272,458 |
Value of total assets at beginning of year | 2011-12-31 | $1,148,322,083 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $60,247 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $16,745,604 |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $15,245,871 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-12-31 | $268,682 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-31 | $255,095 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $198,868,237 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $88,386,387 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $43,922 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $203,014 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $20,672 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $547,644 |
Value of net income/loss | 2011-12-31 | $4,771,835 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,099,251,786 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,147,774,439 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $638,323,066 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $689,384,056 |
Interest earned on other investments | 2011-12-31 | $5,604 |
Income. Interest from US Government securities | 2011-12-31 | $2,638 |
Income. Interest from corporate debt instruments | 2011-12-31 | $46,455 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $6,663,954 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $122,039 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $131,641 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $131,641 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $5,550 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $101,988,213 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $192,707,005 |
Asset value of US Government securities at end of year | 2011-12-31 | $39,136,660 |
Asset value of US Government securities at beginning of year | 2011-12-31 | $118,387 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-34,658,711 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $125 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $72,272,636 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $86,999,807 |
Income. Dividends from preferred stock | 2011-12-31 | $21,072 |
Income. Dividends from common stock | 2011-12-31 | $1,478,661 |
Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $200,021 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $236,028 |
Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $26,749,456 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $71,764,983 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $14,635,572 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $18,135,680 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Aggregate proceeds on sale of assets | 2011-12-31 | $68,359,238 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $55,340,775 |
2010 : SUNOCO, INC. DEFINED CONTRIBUTION MASTER TRUST 2010 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $43,938,737 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $43,938,737 |
Total transfer of assets to this plan | 2010-12-31 | $102,643,542 |
Total transfer of assets from this plan | 2010-12-31 | $178,250,248 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $547,644 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $222,858 |
Total income from all sources (including contributions) | 2010-12-31 | $139,729,623 |
Total loss/gain on sale of assets | 2010-12-31 | $6,964,149 |
Total of all expenses incurred | 2010-12-31 | $0 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
Value of total assets at end of year | 2010-12-31 | $1,148,322,083 |
Value of total assets at beginning of year | 2010-12-31 | $1,083,874,380 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $70,090 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $14,184,063 |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $12,404,809 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $255,095 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $168,088 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $88,386,387 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $148,941,547 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $203,014 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $92,314 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $547,644 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $222,858 |
Total non interest bearing cash at end of year | 2010-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $64 |
Value of net income/loss | 2010-12-31 | $139,729,623 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,147,774,439 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,083,651,522 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $689,384,056 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $633,479,433 |
Interest earned on other investments | 2010-12-31 | $9,583 |
Income. Interest from US Government securities | 2010-12-31 | $2,870 |
Income. Interest from corporate debt instruments | 2010-12-31 | $43,521 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $131,641 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $601,381 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $601,381 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $14,116 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $192,707,005 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $184,902,090 |
Asset value of US Government securities at end of year | 2010-12-31 | $118,387 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $111,208 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $74,572,584 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $86,999,807 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $69,443,031 |
Income. Dividends from preferred stock | 2010-12-31 | $8,947 |
Income. Dividends from common stock | 2010-12-31 | $1,770,307 |
Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $236,028 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $109,201 |
Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $71,764,983 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $30,983,930 |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $18,135,680 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $15,042,093 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Aggregate proceeds on sale of assets | 2010-12-31 | $53,740,788 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $46,776,639 |
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 621548 |
Policy instance | 3 |
Insurance contract or identification number | 621548 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Total amount of commissions paid to insurance broker | USD $90 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $90 | Additional information about fees paid to insurance broker | PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN | Insurance broker organization code? | 3 | Insurance broker name | LOCKTON FINANCIAL ADVISORS LLC |
|
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 452506 |
Policy instance | 2 |
Insurance contract or identification number | 452506 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Total amount of commissions paid to insurance broker | USD $185 | Total amount of fees paid to insurance company | USD $67,967 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $185 | Amount paid for insurance broker fees | 67967 | Additional information about fees paid to insurance broker | PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN | Insurance broker organization code? | 3 | Insurance broker name | LOCKTON FINANCIAL ADVISORS LLC |
|
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 809250 |
Policy instance | 1 |
Insurance contract or identification number | 809250 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Total amount of commissions paid to insurance broker | USD $23 | Total amount of fees paid to insurance company | USD $210 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $23 | Amount paid for insurance broker fees | 210 | Additional information about fees paid to insurance broker | PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN | Insurance broker organization code? | 3 | Insurance broker name | LOCKTON FINANCIAL ADVISORS LLC |
|
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 621548 |
Policy instance | 3 |
Insurance contract or identification number | 621548 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 452506 |
Policy instance | 2 |
Insurance contract or identification number | 452506 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Amount paid for insurance broker fees | 8497 | Additional information about fees paid to insurance broker | PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN | Insurance broker organization code? | 3 | Insurance broker name | LOCKTON FINANCIAL ADVISORS LLC |
|
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 809250 |
Policy instance | 1 |
Insurance contract or identification number | 809250 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Amount paid for insurance broker fees | 108 | Additional information about fees paid to insurance broker | PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN | Insurance broker organization code? | 3 | Insurance broker name | LOCKTON FINANCIAL ADVISORS LLC |
|
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 452506 |
Policy instance | 2 |
Insurance contract or identification number | 452506 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $15,112 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Amount paid for insurance broker fees | 15112 | Additional information about fees paid to insurance broker | PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN | Insurance broker organization code? | 3 | Insurance broker name | LOCKTON FINANCIAL ADVISORS LLC |
|
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 809250 |
Policy instance | 1 |
Insurance contract or identification number | 809250 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $537 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Amount paid for insurance broker fees | 537 | Additional information about fees paid to insurance broker | PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN | Insurance broker organization code? | 3 | Insurance broker name | LOCKTON FINANCIAL ADVISORS LLC |
|
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
Policy contract number | 34370 |
Policy instance | 4 |
Insurance contract or identification number | 34370 | Number of Individuals Covered | 0 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-01-01 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 ) |
Policy contract number | GA2034 |
Policy instance | 5 |
Insurance contract or identification number | GA2034 | Number of Individuals Covered | 0 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-01-01 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 809250 |
Policy instance | 6 |
Insurance contract or identification number | 809250 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-12-31 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 452506 |
Policy instance | 7 |
Insurance contract or identification number | 452506 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-12-31 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
Policy contract number | 32596 |
Policy instance | 3 |
Insurance contract or identification number | 32596 | Number of Individuals Covered | 0 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-01-01 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
Policy contract number | 062509 |
Policy instance | 2 |
Insurance contract or identification number | 062509 | Number of Individuals Covered | 0 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-01-01 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
Policy contract number | 062191 |
Policy instance | 1 |
Insurance contract or identification number | 062191 | Number of Individuals Covered | 0 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-01-01 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
Policy contract number | 062509 |
Policy instance | 2 |
Insurance contract or identification number | 062509 | Number of Individuals Covered | 3619 | Insurance policy start date | 2012-01-01 | Insurance policy end date | 2012-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
Policy contract number | 32596 |
Policy instance | 3 |
Insurance contract or identification number | 32596 | Number of Individuals Covered | 3619 | Insurance policy start date | 2012-11-02 | Insurance policy end date | 2012-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
Policy contract number | 062191 |
Policy instance | 1 |
Insurance contract or identification number | 062191 | Number of Individuals Covered | 3619 | Insurance policy start date | 2012-01-01 | Insurance policy end date | 2012-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
Policy contract number | 34370 |
Policy instance | 4 |
Insurance contract or identification number | 34370 | Number of Individuals Covered | 3619 | Insurance policy start date | 2012-08-10 | Insurance policy end date | 2012-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 ) |
Policy contract number | GA2034 |
Policy instance | 5 |
Insurance contract or identification number | GA2034 | Number of Individuals Covered | 3619 | Insurance policy start date | 2012-09-28 | Insurance policy end date | 2012-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
Policy contract number | 543456 |
Policy instance | 1 |
Insurance contract or identification number | 543456 | Number of Individuals Covered | 0 | Insurance policy start date | 2011-01-01 | Insurance policy end date | 2011-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
Policy contract number | 32596 |
Policy instance | 2 |
Insurance contract or identification number | 32596 | Number of Individuals Covered | 4838 | Insurance policy start date | 2011-11-02 | Insurance policy end date | 2011-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
Policy contract number | 062509 |
Policy instance | 3 |
Insurance contract or identification number | 062509 | Number of Individuals Covered | 4838 | Insurance policy start date | 2011-01-01 | Insurance policy end date | 2011-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
Policy contract number | 062191 |
Policy instance | 4 |
Insurance contract or identification number | 062191 | Number of Individuals Covered | 4838 | Insurance policy start date | 2011-01-01 | Insurance policy end date | 2011-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
Policy contract number | BDA00114TR |
Policy instance | 2 |
Insurance contract or identification number | BDA00114TR | Number of Individuals Covered | 5784 | Insurance policy start date | 2010-01-01 | Insurance policy end date | 2010-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No |
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CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
Policy contract number | 543456 |
Policy instance | 1 |
Insurance contract or identification number | 543456 | Number of Individuals Covered | 5784 | Insurance policy start date | 2010-01-01 | Insurance policy end date | 2010-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No |
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