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RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 401k Plan overview

Plan NameRITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN
Plan identification number 001

RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RITZ-CRAFT CORPORATION OF PENNSYLVA NIA, INC. has sponsored the creation of one or more 401k plans.

Company Name:RITZ-CRAFT CORPORATION OF PENNSYLVA NIA, INC.
Employer identification number (EIN):231984836
NAIC Classification:339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01KENT JENKINS2020-10-13
0012018-01-01KENT JENKINS2019-10-10
0012017-01-01
0012016-01-01
0012015-01-01KENT JENKINS
0012014-01-01KENT JENKINS
0012013-01-01KENT JENKINS
0012012-01-01JIM STAIB
0012011-01-01JIM STAIB
0012009-01-01JIM STAIB

Plan Statistics for RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN

401k plan membership statisitcs for RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN

Measure Date Value
2022: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01474
Total number of active participants reported on line 7a of the Form 55002022-01-01644
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0186
Total of all active and inactive participants2022-01-01730
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01730
Number of participants with account balances2022-01-01730
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0164
2021: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01419
Total number of active participants reported on line 7a of the Form 55002021-01-01379
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0195
Total of all active and inactive participants2021-01-01474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01474
Number of participants with account balances2021-01-01472
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0157
2020: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01574
Total number of active participants reported on line 7a of the Form 55002020-01-01354
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0165
Total of all active and inactive participants2020-01-01419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01419
Number of participants with account balances2020-01-01419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0119
2019: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01533
Total number of active participants reported on line 7a of the Form 55002019-01-01436
Number of retired or separated participants receiving benefits2019-01-0116
Number of other retired or separated participants entitled to future benefits2019-01-01122
Total of all active and inactive participants2019-01-01574
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01574
Number of participants with account balances2019-01-01534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01133
2018: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01580
Total number of active participants reported on line 7a of the Form 55002018-01-01458
Number of retired or separated participants receiving benefits2018-01-0113
Number of other retired or separated participants entitled to future benefits2018-01-0149
Total of all active and inactive participants2018-01-01520
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01520
Number of participants with account balances2018-01-01467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0179
2017: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01522
Total number of active participants reported on line 7a of the Form 55002017-01-01448
Number of retired or separated participants receiving benefits2017-01-0110
Number of other retired or separated participants entitled to future benefits2017-01-0180
Total of all active and inactive participants2017-01-01538
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01538
Number of participants with account balances2017-01-01497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0163
2016: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01432
Total number of active participants reported on line 7a of the Form 55002016-01-01448
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-0151
Total of all active and inactive participants2016-01-01505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01505
Number of participants with account balances2016-01-01454
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0153
2015: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01444
Total number of active participants reported on line 7a of the Form 55002015-01-01357
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01102
Total of all active and inactive participants2015-01-01459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01459
Number of participants with account balances2015-01-01450
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0115
2014: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01433
Total number of active participants reported on line 7a of the Form 55002014-01-01373
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0163
Total of all active and inactive participants2014-01-01436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01436
Number of participants with account balances2014-01-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-019
2013: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01421
Total number of active participants reported on line 7a of the Form 55002013-01-01321
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01106
Total of all active and inactive participants2013-01-01427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01427
Number of participants with account balances2013-01-01394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01420
Total number of active participants reported on line 7a of the Form 55002012-01-01295
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01125
Total of all active and inactive participants2012-01-01420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01420
Number of participants with account balances2012-01-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0116
2011: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01439
Total number of active participants reported on line 7a of the Form 55002011-01-01295
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01125
Total of all active and inactive participants2011-01-01420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01420
Number of participants with account balances2011-01-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0116
2009: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01468
Total number of active participants reported on line 7a of the Form 55002009-01-01285
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01129
Total of all active and inactive participants2009-01-01414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01414
Number of participants with account balances2009-01-01414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0112

Financial Data on RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN

Measure Date Value
2022 : RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$0
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$29,778
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$15,115
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-928,849
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,114,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,949,582
Expenses. Certain deemed distributions of participant loans2022-12-31$47,184
Value of total corrective distributions2022-12-31$15,115
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,899,030
Value of total assets at end of year2022-12-31$15,234,709
Value of total assets at beginning of year2022-12-31$18,263,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$102,899
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$28,838
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$753,653
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$753,653
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$941,467
Participant contributions at end of year2022-12-31$567,717
Participant contributions at beginning of year2022-12-31$499,050
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$327,404
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$29,778
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$15,115
Other income not declared elsewhere2022-12-31$0
Administrative expenses (other) incurred2022-12-31$102,899
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-3,043,629
Value of net assets at end of year (total assets less liabilities)2022-12-31$15,204,931
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$18,248,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$14,373,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$17,502,486
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$26,846
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$138,644
Value of interest in common/collective trusts at beginning of year2022-12-31$151,647
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$155,147
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$110,492
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$110,492
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$1,992
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,611,395
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$1,025
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$630,159
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,949,582
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$0
Aggregate carrying amount (costs) on sale of assets2022-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LARSON, KELLETT & ASSOCIATES, P.C.
Accountancy firm EIN2022-12-31232723863
2021 : RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$15,115
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$16,168
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,128,415
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,710,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,579,853
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$14,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,871,615
Value of total assets at end of year2021-12-31$18,263,675
Value of total assets at beginning of year2021-12-31$15,847,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$116,683
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$33,349
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,065,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,065,291
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$780,616
Participant contributions at end of year2021-12-31$499,050
Participant contributions at beginning of year2021-12-31$456,298
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$548,029
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$15,115
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$16,168
Other income not declared elsewhere2021-12-31$4,483
Administrative expenses (other) incurred2021-12-31$116,683
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$2,417,508
Value of net assets at end of year (total assets less liabilities)2021-12-31$18,248,560
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,831,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$17,502,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$15,033,747
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$33,341
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$151,647
Value of interest in common/collective trusts at beginning of year2021-12-31$291,405
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$110,492
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$65,770
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$65,770
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$8
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,150,222
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$3,455
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$542,970
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$0
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,579,853
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31LARSON, KELLETT & ASSOCIATES, P.C.
Accountancy firm EIN2021-12-31232723863
2020 : RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$16,168
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$7,608
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,418,183
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,140,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,000,447
Expenses. Certain deemed distributions of participant loans2020-12-31$46,715
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$916,481
Value of total assets at end of year2020-12-31$15,847,220
Value of total assets at beginning of year2020-12-31$14,561,297
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$93,658
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$28,683
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$670,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$670,710
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$544,206
Participant contributions at end of year2020-12-31$456,298
Participant contributions at beginning of year2020-12-31$535,916
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$14,859
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$14,488
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$16,168
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$7,608
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$93,658
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$1,277,363
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,831,052
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$14,553,689
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$15,033,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$13,430,690
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$24,768
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in master investment trust accounts at end of year2020-12-31$0
Value of interest in master investment trust accounts at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$291,405
Value of interest in common/collective trusts at beginning of year2020-12-31$255,540
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$65,770
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$324,292
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$324,292
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$3,915
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$796,758
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$5,551
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$0
Assets. Value of employer real property at end of year2020-12-31$0
Assets. Value of employer real property at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$357,787
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,000,447
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Contract administrator fees2020-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31LARSON, KELLETT & ASSOCIATES, P.C.
Accountancy firm EIN2020-12-31232723863
2019 : RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$7,608
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,983
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,983
Total income from all sources (including contributions)2019-12-31$3,237,502
Total income from all sources (including contributions)2019-12-31$3,237,502
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,309,209
Total of all expenses incurred2019-12-31$1,309,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,099,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,099,018
Expenses. Certain deemed distributions of participant loans2019-12-31$72,703
Expenses. Certain deemed distributions of participant loans2019-12-31$72,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$915,593
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$915,593
Value of total assets at end of year2019-12-31$14,561,297
Value of total assets at end of year2019-12-31$14,561,297
Value of total assets at beginning of year2019-12-31$12,627,379
Value of total assets at beginning of year2019-12-31$12,627,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$137,488
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$137,488
Total interest from all sources2019-12-31$36,438
Total interest from all sources2019-12-31$36,438
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$346,910
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$346,910
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$346,910
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$346,910
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$578,874
Contributions received from participants2019-12-31$578,874
Participant contributions at end of year2019-12-31$535,916
Participant contributions at end of year2019-12-31$535,916
Participant contributions at beginning of year2019-12-31$556,264
Participant contributions at beginning of year2019-12-31$556,264
Participant contributions at end of year2019-12-31$14,859
Participant contributions at end of year2019-12-31$14,859
Participant contributions at beginning of year2019-12-31$14,925
Participant contributions at beginning of year2019-12-31$14,925
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$465
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$7,608
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$1,983
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$1,983
Other income not declared elsewhere2019-12-31$5,546
Other income not declared elsewhere2019-12-31$5,546
Administrative expenses (other) incurred2019-12-31$21,524
Administrative expenses (other) incurred2019-12-31$21,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,928,293
Value of net income/loss2019-12-31$1,928,293
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,553,689
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,553,689
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,625,396
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,625,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$61,001
Investment advisory and management fees2019-12-31$61,001
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,430,690
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,430,690
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,463,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,463,186
Interest on participant loans2019-12-31$32,686
Value of interest in common/collective trusts at end of year2019-12-31$255,540
Value of interest in common/collective trusts at end of year2019-12-31$255,540
Value of interest in common/collective trusts at beginning of year2019-12-31$340,333
Value of interest in common/collective trusts at beginning of year2019-12-31$340,333
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$324,292
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$324,292
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$241,355
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$241,355
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$241,355
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$241,355
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,927,024
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,927,024
Net investment gain or loss from common/collective trusts2019-12-31$5,991
Net investment gain or loss from common/collective trusts2019-12-31$5,991
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$336,254
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$11,316
Employer contributions (assets) at beginning of year2019-12-31$11,316
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,099,018
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,099,018
Contract administrator fees2019-12-31$54,963
Contract administrator fees2019-12-31$54,963
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31LARSON, KELLETT & ASSOCIATES, P.C.
Accountancy firm name2019-12-31LARSON, KELLETT & ASSOCIATES, P.C.
Accountancy firm EIN2019-12-31232723863
Accountancy firm EIN2019-12-31232723863
2018 : RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,983
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$6,142
Total income from all sources (including contributions)2018-12-31$293,034
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$917,818
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$748,782
Expenses. Certain deemed distributions of participant loans2018-12-31$28,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$957,710
Value of total assets at end of year2018-12-31$12,627,379
Value of total assets at beginning of year2018-12-31$13,256,322
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$140,415
Total interest from all sources2018-12-31$31,657
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$309,990
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$309,990
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$546,653
Participant contributions at end of year2018-12-31$556,264
Participant contributions at beginning of year2018-12-31$559,332
Participant contributions at end of year2018-12-31$14,925
Participant contributions at beginning of year2018-12-31$13,240
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,087
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$5,860
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$1,983
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$6,142
Other income not declared elsewhere2018-12-31$6,713
Administrative expenses (other) incurred2018-12-31$26,832
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-624,784
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,625,396
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$13,250,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$67,196
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$11,463,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,871,646
Interest on participant loans2018-12-31$29,799
Value of interest in common/collective trusts at end of year2018-12-31$340,333
Value of interest in common/collective trusts at beginning of year2018-12-31$483,398
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$241,355
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$313,275
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$313,275
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,858
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,020,641
Net investment gain or loss from common/collective trusts2018-12-31$7,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$408,970
Employer contributions (assets) at end of year2018-12-31$11,316
Employer contributions (assets) at beginning of year2018-12-31$9,571
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$748,782
Contract administrator fees2018-12-31$46,387
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31LARSON, KELLETT & ASSOCIATES, P.C.
Accountancy firm EIN2018-12-31232723863
2017 : RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$6,142
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$6,340
Total income from all sources (including contributions)2017-12-31$2,635,863
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,574,141
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,394,849
Expenses. Certain deemed distributions of participant loans2017-12-31$59,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$971,908
Value of total assets at end of year2017-12-31$13,256,322
Value of total assets at beginning of year2017-12-31$12,194,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$119,434
Total interest from all sources2017-12-31$29,652
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$299,445
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$299,445
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$539,821
Participant contributions at end of year2017-12-31$559,332
Participant contributions at beginning of year2017-12-31$561,525
Participant contributions at end of year2017-12-31$13,240
Participant contributions at beginning of year2017-12-31$15,595
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$39,165
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$5,860
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$6,142
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$6,340
Other income not declared elsewhere2017-12-31$6,021
Administrative expenses (other) incurred2017-12-31$22,433
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,061,722
Value of net assets at end of year (total assets less liabilities)2017-12-31$13,250,180
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$12,188,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$62,282
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,871,646
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,892,820
Interest on participant loans2017-12-31$28,222
Value of interest in common/collective trusts at end of year2017-12-31$483,398
Value of interest in common/collective trusts at beginning of year2017-12-31$444,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$313,275
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$269,126
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$269,126
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,430
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,321,546
Net investment gain or loss from common/collective trusts2017-12-31$7,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$392,922
Employer contributions (assets) at end of year2017-12-31$9,571
Employer contributions (assets) at beginning of year2017-12-31$11,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,394,849
Contract administrator fees2017-12-31$34,719
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LARSON, KELLETT & ASSOCIATES, P.C.
Accountancy firm EIN2017-12-31232723863
2016 : RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$6,340
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,806,052
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$759,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$611,763
Expenses. Certain deemed distributions of participant loans2016-12-31$69,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$961,170
Value of total assets at end of year2016-12-31$12,194,798
Value of total assets at beginning of year2016-12-31$11,141,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$77,593
Total interest from all sources2016-12-31$32,993
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$248,116
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$248,116
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$559,548
Participant contributions at end of year2016-12-31$561,525
Participant contributions at beginning of year2016-12-31$627,401
Participant contributions at end of year2016-12-31$15,595
Participant contributions at beginning of year2016-12-31$8,079
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$6,340
Other income not declared elsewhere2016-12-31$1,376
Administrative expenses (other) incurred2016-12-31$13,801
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,046,883
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,188,458
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,141,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$48,409
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,892,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,781,626
Interest on participant loans2016-12-31$29,699
Interest earned on other investments2016-12-31$3,294
Value of interest in common/collective trusts at end of year2016-12-31$444,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$269,126
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,718,586
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$562,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$401,622
Employer contributions (assets) at end of year2016-12-31$11,342
Employer contributions (assets) at beginning of year2016-12-31$5,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$611,763
Contract administrator fees2016-12-31$15,383
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LARSON, KELLETT & ASSOCIATES, PC
Accountancy firm EIN2016-12-31232723863
2015 : RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,071,929
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$522,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$488,401
Expenses. Certain deemed distributions of participant loans2015-12-31$23,723
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$944,916
Value of total assets at end of year2015-12-31$11,141,575
Value of total assets at beginning of year2015-12-31$10,592,468
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$10,698
Total interest from all sources2015-12-31$96,713
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$549,347
Participant contributions at end of year2015-12-31$627,401
Participant contributions at beginning of year2015-12-31$602,161
Participant contributions at end of year2015-12-31$8,079
Participant contributions at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$3,713
Administrative expenses (other) incurred2015-12-31$2,903
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$549,107
Value of net assets at end of year (total assets less liabilities)2015-12-31$11,141,575
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,592,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$5,781,626
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,394,689
Interest on participant loans2015-12-31$32,508
Interest earned on other investments2015-12-31$64,205
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,718,586
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,595,618
Net investment gain/loss from pooled separate accounts2015-12-31$26,587
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$395,569
Employer contributions (assets) at end of year2015-12-31$5,883
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$488,401
Contract administrator fees2015-12-31$7,795
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LARSON, KELLETT, & ASSOCIATES, P.C.
Accountancy firm EIN2015-12-31232723863
2014 : RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$12,127
Total income from all sources (including contributions)2014-12-31$1,359,539
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$733,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$718,296
Expenses. Certain deemed distributions of participant loans2014-12-31$4,908
Value of total corrective distributions2014-12-31$734
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$938,404
Value of total assets at end of year2014-12-31$10,592,468
Value of total assets at beginning of year2014-12-31$9,978,068
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,074
Total interest from all sources2014-12-31$99,300
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$531,480
Participant contributions at end of year2014-12-31$602,161
Participant contributions at beginning of year2014-12-31$549,558
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$25,904
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$12,127
Other income not declared elsewhere2014-12-31$150
Administrative expenses (other) incurred2014-12-31$9,074
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$626,527
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,592,468
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,965,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$5,394,689
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,689,962
Interest on participant loans2014-12-31$29,424
Interest earned on other investments2014-12-31$69,876
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,595,618
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,738,548
Net investment gain/loss from pooled separate accounts2014-12-31$321,685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$381,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$718,296
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HERRING, ROLL & SOLOMON
Accountancy firm EIN2014-12-31232297880
2013 : RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$12,127
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,209
Total income from all sources (including contributions)2013-12-31$1,814,314
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,085,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,041,501
Expenses. Certain deemed distributions of participant loans2013-12-31$23,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$781,109
Value of total assets at end of year2013-12-31$9,978,068
Value of total assets at beginning of year2013-12-31$9,238,003
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$19,711
Total interest from all sources2013-12-31$106,960
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$14,996
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$447,180
Participant contributions at end of year2013-12-31$549,558
Participant contributions at beginning of year2013-12-31$505,336
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$10,438
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$12,127
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$1,209
Other income not declared elsewhere2013-12-31$2,836
Administrative expenses (other) incurred2013-12-31$4,715
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$729,147
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,965,941
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,236,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$4,689,962
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,984,712
Interest on participant loans2013-12-31$27,184
Interest earned on other investments2013-12-31$79,776
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,738,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,730,473
Net investment gain/loss from pooled separate accounts2013-12-31$923,409
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$333,929
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$7,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,041,501
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LARSON, KELLETT & ASSOCIATES, P.C.
Accountancy firm EIN2013-12-31232723863
2012 : RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,209
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$6,274
Total income from all sources (including contributions)2012-12-31$1,444,203
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,853,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,796,292
Expenses. Certain deemed distributions of participant loans2012-12-31$37,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$699,712
Value of total assets at end of year2012-12-31$9,238,003
Value of total assets at beginning of year2012-12-31$9,652,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$19,139
Total interest from all sources2012-12-31$122,051
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$13,941
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$407,091
Participant contributions at end of year2012-12-31$505,336
Participant contributions at beginning of year2012-12-31$452,796
Participant contributions at end of year2012-12-31$10,438
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$1,209
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$6,274
Administrative expenses (other) incurred2012-12-31$5,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-409,189
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,236,794
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,645,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$3,984,712
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,555,590
Interest on participant loans2012-12-31$24,370
Interest earned on other investments2012-12-31$97,681
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,730,473
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,643,871
Net investment gain/loss from pooled separate accounts2012-12-31$622,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$292,621
Employer contributions (assets) at end of year2012-12-31$7,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,796,292
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LARSON, KELLET AND ASSOCIATES, P.C.
Accountancy firm EIN2012-12-31232723863
2011 : RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,274
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$643,223
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$686,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$632,071
Expenses. Certain deemed distributions of participant loans2011-12-31$35,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$675,079
Value of total assets at end of year2011-12-31$9,652,257
Value of total assets at beginning of year2011-12-31$9,689,188
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$18,738
Total interest from all sources2011-12-31$133,778
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$13,481
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$395,016
Participant contributions at end of year2011-12-31$452,796
Participant contributions at beginning of year2011-12-31$407,908
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$6,274
Administrative expenses (other) incurred2011-12-31$5,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-43,205
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,645,983
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,689,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$4,555,590
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,638,917
Interest on participant loans2011-12-31$23,278
Interest earned on other investments2011-12-31$110,500
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,643,871
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,642,363
Net investment gain/loss from pooled separate accounts2011-12-31$-165,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$280,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$632,071
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LARSON, KELLETT & ASSOCIATES, P.C.
Accountancy firm EIN2011-12-31232723863
2010 : RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$712,099
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,535,570
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,638,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,570,204
Expenses. Certain deemed distributions of participant loans2010-12-31$42,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$765,643
Value of total assets at end of year2010-12-31$9,689,188
Value of total assets at beginning of year2010-12-31$9,079,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$25,758
Total interest from all sources2010-12-31$148,526
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$18,301
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$454,773
Participant contributions at end of year2010-12-31$407,908
Participant contributions at beginning of year2010-12-31$371,180
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$2,239
Administrative expenses (other) incurred2010-12-31$7,457
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-102,593
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,689,188
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,079,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$4,638,917
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,820,181
Interest on participant loans2010-12-31$24,429
Interest earned on other investments2010-12-31$124,097
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,642,363
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$4,882,595
Net investment gain/loss from pooled separate accounts2010-12-31$621,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$310,870
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$3,487
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,570,204
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LARSON, KELLETT & ASSOCIATES, P.C.
Accountancy firm EIN2010-12-31232723863
2009 : RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN

2022: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RITZ-CRAFT CORPORATION PROFIT SHARING RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number08847-001
Policy instance 1
Insurance contract or identification number08847-001
Number of Individuals Covered459
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $20,710
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees20710
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameLPL FINANCIAL LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number08847-001
Policy instance 1
Insurance contract or identification number08847-001
Number of Individuals Covered436
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19,312
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees19312
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameLPL FINANCIAL LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number08847-001
Policy instance 1
Insurance contract or identification number08847-001
Number of Individuals Covered427
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $17,752
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees17752
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameLPL FINANCIAL LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number08847-001
Policy instance 1
Insurance contract or identification number08847-001
Number of Individuals Covered420
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19,396
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees19396
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameLPL FINANCIAL LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number08847-001
Policy instance 1
Insurance contract or identification number08847-001
Number of Individuals Covered420
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $18,681
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number08847-001
Policy instance 1
Insurance contract or identification number08847-001
Number of Individuals Covered439
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $18,218
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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