401k Plan data: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST plan

J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 401k Plan overview

Plan Name	J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST
Plan identification number	008

J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

J.R. MILLER, D.O. AND R.R. DIPIETRO ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name: J.R. MILLER, D.O. AND R.R. DIPIETRO ASSOCIATES

Employer identification number (EIN): 231997522

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
008 2019-12-01 ANTHONY SKIPTUNAS III, D.O. 2020-08-05 ANTHONY SKIPTUNAS III, D.O. 2020-08-05
008 2018-12-01 ANTHONY SKIPTUNAS III, D.O. 2020-08-05
008 2017-12-01 ANTHONY SKIPTUNAS III, D.O. 2019-04-02
008 2016-12-01
008 2015-12-01 ANTHONY SKIPTUNAS III, D.O.
008 2014-12-01 RICHARD R. DIPIETRO, D.O.
008 2013-12-01 RICHARD R. DIPIETRO, D.O.
008 2012-12-01 RICHARD DIPIETRO RICHARD DIPIETRO 2014-09-03
008 2011-12-01 RICHARD DIPIETRO RICHARD DIPIETRO 2013-09-09
008 2009-12-01 RICHARD DIPIETRO RICHARD DIPIETRO 2011-09-14
008 2008-12-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
008	2019-12-01	ANTHONY SKIPTUNAS III, D.O.	2020-08-05	ANTHONY SKIPTUNAS III, D.O.	2020-08-05
008	2018-12-01	ANTHONY SKIPTUNAS III, D.O.	2020-08-05
008	2017-12-01	ANTHONY SKIPTUNAS III, D.O.	2019-04-02
008	2016-12-01
008	2015-12-01	ANTHONY SKIPTUNAS III, D.O.
008	2014-12-01	RICHARD R. DIPIETRO, D.O.
008	2013-12-01	RICHARD R. DIPIETRO, D.O.
008	2012-12-01	RICHARD DIPIETRO		RICHARD DIPIETRO	2014-09-03
008	2011-12-01	RICHARD DIPIETRO		RICHARD DIPIETRO	2013-09-09
008	2009-12-01	RICHARD DIPIETRO		RICHARD DIPIETRO	2011-09-14
008	2008-12-01

Plan Statistics for J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST

401k plan membership statisitcs for J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST

Measure Date Value
2019: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year 2019-12-01 1
Total number of active participants reported on line 7a of the Form 5500 2019-12-01 0
Number of retired or separated participants receiving benefits 2019-12-01 0
Number of other retired or separated participants entitled to future benefits 2019-12-01 0
Total of all active and inactive participants 2019-12-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-12-01 0
Total participants 2019-12-01 0
Number of participants with account balances 2019-12-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-12-01 0
2018: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year 2018-12-01 11
Total number of active participants reported on line 7a of the Form 5500 2018-12-01 0
Number of retired or separated participants receiving benefits 2018-12-01 0
Number of other retired or separated participants entitled to future benefits 2018-12-01 1
Total of all active and inactive participants 2018-12-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-12-01 0
Total participants 2018-12-01 1
Number of participants with account balances 2018-12-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-12-01 0
2017: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-12-01 12
Total number of active participants reported on line 7a of the Form 5500 2017-12-01 5
Number of retired or separated participants receiving benefits 2017-12-01 0
Number of other retired or separated participants entitled to future benefits 2017-12-01 6
Total of all active and inactive participants 2017-12-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-12-01 0
Total participants 2017-12-01 11
Number of participants with account balances 2017-12-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-12-01 0
2016: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-12-01 18
Total number of active participants reported on line 7a of the Form 5500 2016-12-01 4
Number of retired or separated participants receiving benefits 2016-12-01 0
Number of other retired or separated participants entitled to future benefits 2016-12-01 7
Total of all active and inactive participants 2016-12-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-12-01 0
Total participants 2016-12-01 11
Number of participants with account balances 2016-12-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-12-01 0
2015: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-12-01 20
Total number of active participants reported on line 7a of the Form 5500 2015-12-01 4
Number of retired or separated participants receiving benefits 2015-12-01 0
Number of other retired or separated participants entitled to future benefits 2015-12-01 14
Total of all active and inactive participants 2015-12-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-12-01 0
Total participants 2015-12-01 18
Number of participants with account balances 2015-12-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-12-01 0
2014: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-12-01 26
Total number of active participants reported on line 7a of the Form 5500 2014-12-01 6
Number of retired or separated participants receiving benefits 2014-12-01 0
Number of other retired or separated participants entitled to future benefits 2014-12-01 14
Total of all active and inactive participants 2014-12-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-12-01 0
Total participants 2014-12-01 20
Number of participants with account balances 2014-12-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-12-01 0
2013: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-12-01 35
Total number of active participants reported on line 7a of the Form 5500 2013-12-01 13
Number of retired or separated participants receiving benefits 2013-12-01 0
Number of other retired or separated participants entitled to future benefits 2013-12-01 13
Total of all active and inactive participants 2013-12-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-12-01 0
Total participants 2013-12-01 26
Number of participants with account balances 2013-12-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-12-01 1
2012: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-12-01 44
Total number of active participants reported on line 7a of the Form 5500 2012-12-01 13
Number of retired or separated participants receiving benefits 2012-12-01 2
Number of other retired or separated participants entitled to future benefits 2012-12-01 19
Total of all active and inactive participants 2012-12-01 34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-12-01 1
Total participants 2012-12-01 35
Number of participants with account balances 2012-12-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-12-01 1
2011: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-12-01 50
Total number of active participants reported on line 7a of the Form 5500 2011-12-01 15
Number of other retired or separated participants entitled to future benefits 2011-12-01 28
Total of all active and inactive participants 2011-12-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-12-01 1
Total participants 2011-12-01 44
Number of participants with account balances 2011-12-01 44
2009: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-12-01 47
Total number of active participants reported on line 7a of the Form 5500 2009-12-01 39
Number of other retired or separated participants entitled to future benefits 2009-12-01 10
Total of all active and inactive participants 2009-12-01 49
Total participants 2009-12-01 49
Number of participants with account balances 2009-12-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-12-01 4

Measure	Date	Value
2019: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year	2019-12-01	1
Total number of active participants reported on line 7a of the Form 5500	2019-12-01	0
Number of retired or separated participants receiving benefits	2019-12-01	0
Number of other retired or separated participants entitled to future benefits	2019-12-01	0
Total of all active and inactive participants	2019-12-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-12-01	0
Total participants	2019-12-01	0
Number of participants with account balances	2019-12-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-12-01	0
2018: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year	2018-12-01	11
Total number of active participants reported on line 7a of the Form 5500	2018-12-01	0
Number of retired or separated participants receiving benefits	2018-12-01	0
Number of other retired or separated participants entitled to future benefits	2018-12-01	1
Total of all active and inactive participants	2018-12-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-12-01	0
Total participants	2018-12-01	1
Number of participants with account balances	2018-12-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-12-01	0
2017: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-12-01	12
Total number of active participants reported on line 7a of the Form 5500	2017-12-01	5
Number of retired or separated participants receiving benefits	2017-12-01	0
Number of other retired or separated participants entitled to future benefits	2017-12-01	6
Total of all active and inactive participants	2017-12-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-12-01	0
Total participants	2017-12-01	11
Number of participants with account balances	2017-12-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-12-01	0
2016: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-12-01	18
Total number of active participants reported on line 7a of the Form 5500	2016-12-01	4
Number of retired or separated participants receiving benefits	2016-12-01	0
Number of other retired or separated participants entitled to future benefits	2016-12-01	7
Total of all active and inactive participants	2016-12-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-12-01	0
Total participants	2016-12-01	11
Number of participants with account balances	2016-12-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-12-01	0
2015: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-12-01	20
Total number of active participants reported on line 7a of the Form 5500	2015-12-01	4
Number of retired or separated participants receiving benefits	2015-12-01	0
Number of other retired or separated participants entitled to future benefits	2015-12-01	14
Total of all active and inactive participants	2015-12-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-12-01	0
Total participants	2015-12-01	18
Number of participants with account balances	2015-12-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-12-01	0
2014: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-12-01	26
Total number of active participants reported on line 7a of the Form 5500	2014-12-01	6
Number of retired or separated participants receiving benefits	2014-12-01	0
Number of other retired or separated participants entitled to future benefits	2014-12-01	14
Total of all active and inactive participants	2014-12-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-12-01	0
Total participants	2014-12-01	20
Number of participants with account balances	2014-12-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-12-01	0
2013: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-12-01	35
Total number of active participants reported on line 7a of the Form 5500	2013-12-01	13
Number of retired or separated participants receiving benefits	2013-12-01	0
Number of other retired or separated participants entitled to future benefits	2013-12-01	13
Total of all active and inactive participants	2013-12-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-12-01	0
Total participants	2013-12-01	26
Number of participants with account balances	2013-12-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-12-01	1
2012: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-12-01	44
Total number of active participants reported on line 7a of the Form 5500	2012-12-01	13
Number of retired or separated participants receiving benefits	2012-12-01	2
Number of other retired or separated participants entitled to future benefits	2012-12-01	19
Total of all active and inactive participants	2012-12-01	34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-12-01	1
Total participants	2012-12-01	35
Number of participants with account balances	2012-12-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-12-01	1
2011: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-12-01	50
Total number of active participants reported on line 7a of the Form 5500	2011-12-01	15
Number of other retired or separated participants entitled to future benefits	2011-12-01	28
Total of all active and inactive participants	2011-12-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-12-01	1
Total participants	2011-12-01	44
Number of participants with account balances	2011-12-01	44
2009: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-12-01	47
Total number of active participants reported on line 7a of the Form 5500	2009-12-01	39
Number of other retired or separated participants entitled to future benefits	2009-12-01	10
Total of all active and inactive participants	2009-12-01	49
Total participants	2009-12-01	49
Number of participants with account balances	2009-12-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-12-01	4

Financial Data on J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST

Measure	Date	Value
2019 : J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2019 401k financial data
Total income from all sources	2019-12-31	$0
Expenses. Total of all expenses incurred	2019-12-31	$29,816
Benefits paid (including direct rollovers)	2019-12-31	$29,816
Total plan assets at end of year	2019-12-31	$0
Total plan assets at beginning of year	2019-12-31	$29,816
Value of fidelity bond covering the plan	2019-12-31	$500,000
Net income (gross income less expenses)	2019-12-31	$-29,816
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$29,816
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Total income from all sources	2019-11-30	$139,931
Expenses. Total of all expenses incurred	2019-11-30	$4,834,437
Benefits paid (including direct rollovers)	2019-11-30	$4,834,437
Total plan assets at end of year	2019-11-30	$29,816
Total plan assets at beginning of year	2019-11-30	$4,724,322
Value of fidelity bond covering the plan	2019-11-30	$500,000
Other income received	2019-11-30	$139,931
Net income (gross income less expenses)	2019-11-30	$-4,694,506
Net plan assets at end of year (total assets less liabilities)	2019-11-30	$29,816
Net plan assets at beginning of year (total assets less liabilities)	2019-11-30	$4,724,322
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-11-30	$0
2018 : J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-11-30	$0
2017 : J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2017 401k financial data
Total income from all sources	2017-11-30	$780,446
Expenses. Total of all expenses incurred	2017-11-30	$956,254
Benefits paid (including direct rollovers)	2017-11-30	$955,644
Total plan assets at end of year	2017-11-30	$4,589,282
Total plan assets at beginning of year	2017-11-30	$4,765,090
Value of fidelity bond covering the plan	2017-11-30	$500,000
Total contributions received or receivable from participants	2017-11-30	$72,000
Other income received	2017-11-30	$598,535
Net income (gross income less expenses)	2017-11-30	$-175,808
Net plan assets at end of year (total assets less liabilities)	2017-11-30	$4,589,282
Net plan assets at beginning of year (total assets less liabilities)	2017-11-30	$4,765,090
Assets. Value of assets in partnership/joint-venture interests	2017-11-30	$0
Total contributions received or receivable from employer(s)	2017-11-30	$109,911
Expenses. Administrative service providers (salaries,fees and commissions)	2017-11-30	$610
2016 : J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2016 401k financial data
Total income from all sources	2016-11-30	$303,673
Expenses. Total of all expenses incurred	2016-11-30	$522,956
Benefits paid (including direct rollovers)	2016-11-30	$522,956
Total plan assets at end of year	2016-11-30	$4,765,090
Total plan assets at beginning of year	2016-11-30	$4,984,373
Value of fidelity bond covering the plan	2016-11-30	$500,000
Total contributions received or receivable from participants	2016-11-30	$86,500
Other income received	2016-11-30	$94,078
Net income (gross income less expenses)	2016-11-30	$-219,283
Net plan assets at end of year (total assets less liabilities)	2016-11-30	$4,765,090
Net plan assets at beginning of year (total assets less liabilities)	2016-11-30	$4,984,373
Assets. Value of participant loans	2016-11-30	$0
Assets. Value of assets in partnership/joint-venture interests	2016-11-30	$276,638
Assets. Value of real-estate (other than employer real property)	2016-11-30	$0
Total contributions received or receivable from employer(s)	2016-11-30	$123,095
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-11-30	$0
2015 : J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2015 401k financial data
Total income from all sources	2015-11-30	$119,231
Expenses. Total of all expenses incurred	2015-11-30	$2,518,375
Benefits paid (including direct rollovers)	2015-11-30	$2,518,120
Total plan assets at end of year	2015-11-30	$4,984,373
Total plan assets at beginning of year	2015-11-30	$7,383,517
Value of fidelity bond covering the plan	2015-11-30	$500,000
Total contributions received or receivable from participants	2015-11-30	$66,250
Other income received	2015-11-30	$-55,987
Net income (gross income less expenses)	2015-11-30	$-2,399,144
Net plan assets at end of year (total assets less liabilities)	2015-11-30	$4,984,373
Net plan assets at beginning of year (total assets less liabilities)	2015-11-30	$7,383,517
Assets. Value of participant loans	2015-11-30	$44,759
Assets. Value of assets in partnership/joint-venture interests	2015-11-30	$118,953
Assets. Value of real-estate (other than employer real property)	2015-11-30	$185,170
Total contributions received or receivable from employer(s)	2015-11-30	$108,968
Expenses. Administrative service providers (salaries,fees and commissions)	2015-11-30	$255
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-11-30	$0
2014 : J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2014 401k financial data
Total income from all sources	2014-11-30	$707,115
Expenses. Total of all expenses incurred	2014-11-30	$611,190
Benefits paid (including direct rollovers)	2014-11-30	$606,218
Total plan assets at end of year	2014-11-30	$7,383,517
Total plan assets at beginning of year	2014-11-30	$7,287,592
Value of fidelity bond covering the plan	2014-11-30	$500,000
Total contributions received or receivable from participants	2014-11-30	$56,435
Other income received	2014-11-30	$518,386
Net income (gross income less expenses)	2014-11-30	$95,925
Net plan assets at end of year (total assets less liabilities)	2014-11-30	$7,383,517
Net plan assets at beginning of year (total assets less liabilities)	2014-11-30	$7,287,592
Assets. Value of assets in partnership/joint-venture interests	2014-11-30	$82,264
Assets. Value of real-estate (other than employer real property)	2014-11-30	$184,680
Total contributions received or receivable from employer(s)	2014-11-30	$132,294
Expenses. Administrative service providers (salaries,fees and commissions)	2014-11-30	$4,972
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-11-30	$0
2013 : J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2013 401k financial data
Total income from all sources	2013-11-30	$1,048,897
Expenses. Total of all expenses incurred	2013-11-30	$350,738
Benefits paid (including direct rollovers)	2013-11-30	$315,360
Total plan assets at end of year	2013-11-30	$7,287,592
Total plan assets at beginning of year	2013-11-30	$6,589,433
Value of fidelity bond covering the plan	2013-11-30	$500,000
Total contributions received or receivable from participants	2013-11-30	$73,696
Other income received	2013-11-30	$809,348
Net income (gross income less expenses)	2013-11-30	$698,159
Net plan assets at end of year (total assets less liabilities)	2013-11-30	$7,287,592
Net plan assets at beginning of year (total assets less liabilities)	2013-11-30	$6,589,433
Assets. Value of real-estate (other than employer real property)	2013-11-30	$184,680
Total contributions received or receivable from employer(s)	2013-11-30	$165,853
Expenses. Administrative service providers (salaries,fees and commissions)	2013-11-30	$35,378
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2013-11-30	0
Minimum employer required contribution for this plan year	2013-11-30	$0
Amount contributed by the employer to the plan for this plan year	2013-11-30	$0
2012 : J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2012 401k financial data
Total plan liabilities at beginning of year	2012-11-30	$8,000
Total income from all sources	2012-11-30	$966,951
Expenses. Total of all expenses incurred	2012-11-30	$1,097,366
Benefits paid (including direct rollovers)	2012-11-30	$1,085,084
Total plan assets at end of year	2012-11-30	$6,589,433
Total plan assets at beginning of year	2012-11-30	$6,727,848
Value of fidelity bond covering the plan	2012-11-30	$500,000
Total contributions received or receivable from participants	2012-11-30	$159,195
Other income received	2012-11-30	$526,515
Net income (gross income less expenses)	2012-11-30	$-130,415
Net plan assets at end of year (total assets less liabilities)	2012-11-30	$6,589,433
Net plan assets at beginning of year (total assets less liabilities)	2012-11-30	$6,719,848
Assets. Value of real-estate (other than employer real property)	2012-11-30	$250,930
Total contributions received or receivable from employer(s)	2012-11-30	$281,241
Expenses. Administrative service providers (salaries,fees and commissions)	2012-11-30	$12,282
Minimum employer required contribution for this plan year	2012-11-30	$0
Amount contributed by the employer to the plan for this plan year	2012-11-30	$0
2011 : J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2011 401k financial data
Total plan liabilities at end of year	2011-11-30	$8,000
Total plan liabilities at beginning of year	2011-11-30	$10,757
Total income from all sources	2011-11-30	$653,188
Expenses. Total of all expenses incurred	2011-11-30	$2,163,078
Benefits paid (including direct rollovers)	2011-11-30	$2,151,261
Total plan assets at end of year	2011-11-30	$6,727,848
Total plan assets at beginning of year	2011-11-30	$8,240,495
Value of fidelity bond covering the plan	2011-11-30	$500,000
Total contributions received or receivable from participants	2011-11-30	$152,453
Other income received	2011-11-30	$218,746
Net income (gross income less expenses)	2011-11-30	$-1,509,890
Net plan assets at end of year (total assets less liabilities)	2011-11-30	$6,719,848
Net plan assets at beginning of year (total assets less liabilities)	2011-11-30	$8,229,738
Assets. Value of participant loans	2011-11-30	$50,200
Assets. Value of real-estate (other than employer real property)	2011-11-30	$250,930
Total contributions received or receivable from employer(s)	2011-11-30	$281,989
Expenses. Administrative service providers (salaries,fees and commissions)	2011-11-30	$11,817

Form 5500 Responses for J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST

2019: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2019 form 5500 responses
2019-12-01	Type of plan entity	Single employer plan
2019-12-01	Submission has been amended	No
2019-12-01	This submission is the final filing	Yes
2019-12-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-12-01	Plan is a collectively bargained plan	No
2019-12-01	Plan funding arrangement – Trust	Yes
2019-12-01	Plan benefit arrangement - Trust	Yes
2018: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2018 form 5500 responses
2018-12-01	Type of plan entity	Single employer plan
2018-12-01	Submission has been amended	No
2018-12-01	This submission is the final filing	No
2018-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-12-01	Plan is a collectively bargained plan	No
2018-12-01	Plan funding arrangement – Insurance	Yes
2018-12-01	Plan funding arrangement – Trust	Yes
2018-12-01	Plan benefit arrangement – Insurance	Yes
2018-12-01	Plan benefit arrangement - Trust	Yes
2017: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2017 form 5500 responses
2017-12-01	Type of plan entity	Single employer plan
2017-12-01	Submission has been amended	No
2017-12-01	This submission is the final filing	No
2017-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-12-01	Plan is a collectively bargained plan	No
2017-12-01	Plan funding arrangement – Insurance	Yes
2017-12-01	Plan funding arrangement – Trust	Yes
2017-12-01	Plan benefit arrangement – Insurance	Yes
2017-12-01	Plan benefit arrangement - Trust	Yes
2016: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2016 form 5500 responses
2016-12-01	Type of plan entity	Single employer plan
2016-12-01	Submission has been amended	No
2016-12-01	This submission is the final filing	No
2016-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-12-01	Plan is a collectively bargained plan	No
2016-12-01	Plan funding arrangement – Insurance	Yes
2016-12-01	Plan funding arrangement – Trust	Yes
2016-12-01	Plan benefit arrangement – Insurance	Yes
2016-12-01	Plan benefit arrangement - Trust	Yes
2015: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2015 form 5500 responses
2015-12-01	Type of plan entity	Single employer plan
2015-12-01	Submission has been amended	No
2015-12-01	This submission is the final filing	No
2015-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-12-01	Plan is a collectively bargained plan	No
2015-12-01	Plan funding arrangement – Insurance	Yes
2015-12-01	Plan funding arrangement – Trust	Yes
2015-12-01	Plan benefit arrangement – Insurance	Yes
2015-12-01	Plan benefit arrangement - Trust	Yes
2014: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2014 form 5500 responses
2014-12-01	Type of plan entity	Single employer plan
2014-12-01	Submission has been amended	No
2014-12-01	This submission is the final filing	No
2014-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-12-01	Plan is a collectively bargained plan	No
2014-12-01	Plan funding arrangement – Insurance	Yes
2014-12-01	Plan funding arrangement – Trust	Yes
2014-12-01	Plan benefit arrangement – Insurance	Yes
2014-12-01	Plan benefit arrangement - Trust	Yes
2013: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2013 form 5500 responses
2013-12-01	Type of plan entity	Single employer plan
2013-12-01	Submission has been amended	No
2013-12-01	This submission is the final filing	No
2013-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-12-01	Plan is a collectively bargained plan	No
2013-12-01	Plan funding arrangement – Insurance	Yes
2013-12-01	Plan funding arrangement – Trust	Yes
2013-12-01	Plan benefit arrangement – Insurance	Yes
2013-12-01	Plan benefit arrangement - Trust	Yes
2012: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2012 form 5500 responses
2012-12-01	Type of plan entity	Single employer plan
2012-12-01	Plan funding arrangement – Insurance	Yes
2012-12-01	Plan funding arrangement – Trust	Yes
2012-12-01	Plan benefit arrangement - Trust	Yes
2011: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2011 form 5500 responses
2011-12-01	Type of plan entity	Single employer plan
2011-12-01	Submission has been amended	No
2011-12-01	This submission is the final filing	No
2011-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-12-01	Plan is a collectively bargained plan	No
2011-12-01	Plan funding arrangement – Insurance	Yes
2011-12-01	Plan funding arrangement – Trust	Yes
2011-12-01	Plan benefit arrangement - Trust	Yes
2009: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2009 form 5500 responses
2009-12-01	Type of plan entity	Single employer plan
2009-12-01	Plan funding arrangement – Insurance	Yes
2009-12-01	Plan funding arrangement – Trust	Yes
2009-12-01	Plan benefit arrangement - Trust	Yes
2008: J.R. MILLER & R.R. DIPIETRO ASSOC. RETIREMENT PLAN & TRUST 2008 form 5500 responses
2008-12-01	Type of plan entity	Single employer plan
2008-12-01	Submission has been amended	No
2008-12-01	This submission is the final filing	No
2008-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-12-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

51142

Policy instance

Insurance contract or identification number	51142
Number of Individuals Covered	0
Insurance policy start date	2018-12-01
Insurance policy end date	2019-11-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $2,078
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	2078
Additional information about fees paid to insurance broker	TPA FEES PAID TPA COMPENSATION
Insurance broker organization code?	5

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

51142

Policy instance

Insurance contract or identification number	51142
Number of Individuals Covered	11
Insurance policy start date	2017-12-01
Insurance policy end date	2018-11-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $853
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

J.R. MILLER AND ASSOCIATES INC. EMPLOYEE SAVINGS PLAN [EIN = 330110222]

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Company Name:	J.R. MILLER, D.O. AND R.R. DIPIETRO ASSOCIATES
Employer identification number (EIN):	231997522
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)