401k Plan data: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN plan

HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 401k Plan overview

Plan Name	HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN
Plan identification number	005

HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HSBC NORTH AMERICA HOLDINGS INC. has sponsored the creation of one or more 401k plans.

Company Name: HSBC NORTH AMERICA HOLDINGS INC.

Employer identification number (EIN): 232186091

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2022-01-01
005 2021-01-01
005 2020-01-01
005 2019-01-01
005 2018-01-01
005 2018-01-01
005 2017-01-01 ROBIN E. HUGHES-TAYLOR
005 2016-01-01 ROBIN E. HUGHES-TAYLOR ROBIN E. HUGHES-TAYLOR 2017-10-12
005 2015-01-01 ROBIN E. HUGHES-TAYLOR ROBIN E. HUGHES-TAYLOR 2016-10-17
005 2014-01-01 ROBIN E. HUGHES-TAYLOR ROBIN E. HUGHES-TAYLOR 2015-10-13
005 2013-01-01 ROBIN E. HUGHES-TAYLOR ROBIN E. HUGHES- TAYLOR 2014-10-15
005 2012-01-01 ROBIN E. HUGHES-TAYLOR
005 2011-01-01 ROBIN E. HUGHES-TAYLOR
005 2010-01-01 ROBIN E. HUGHES-TAYLOR
005 2009-01-01 DAWN D. KALAMARAS DAWN D. KALAMARAS 2010-10-11
005 2009-01-01 DAWN D. KALAMARAS DAWN D. KALAMARAS 2010-10-11
005 2009-01-01 DAWN D. KALAMARAS DAWN D. KALAMARAS 2010-10-11

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
005	2022-01-01
005	2021-01-01
005	2020-01-01
005	2019-01-01
005	2018-01-01
005	2018-01-01
005	2017-01-01	ROBIN E. HUGHES-TAYLOR
005	2016-01-01	ROBIN E. HUGHES-TAYLOR	ROBIN E. HUGHES-TAYLOR	2017-10-12
005	2015-01-01	ROBIN E. HUGHES-TAYLOR	ROBIN E. HUGHES-TAYLOR	2016-10-17
005	2014-01-01	ROBIN E. HUGHES-TAYLOR	ROBIN E. HUGHES-TAYLOR	2015-10-13
005	2013-01-01	ROBIN E. HUGHES-TAYLOR	ROBIN E. HUGHES- TAYLOR	2014-10-15
005	2012-01-01	ROBIN E. HUGHES-TAYLOR
005	2011-01-01	ROBIN E. HUGHES-TAYLOR
005	2010-01-01	ROBIN E. HUGHES-TAYLOR
005	2009-01-01	DAWN D. KALAMARAS	DAWN D. KALAMARAS	2010-10-11
005	2009-01-01	DAWN D. KALAMARAS	DAWN D. KALAMARAS	2010-10-11
005	2009-01-01	DAWN D. KALAMARAS	DAWN D. KALAMARAS	2010-10-11

Plan Statistics for HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN

401k plan membership statisitcs for HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN

Measure Date Value
2022: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 23,745
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 6,992
Number of retired or separated participants receiving benefits 2022-01-01 83
Number of other retired or separated participants entitled to future benefits 2022-01-01 15,096
Total of all active and inactive participants 2022-01-01 22,171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 296
Total participants 2022-01-01 22,467
Number of participants with account balances 2022-01-01 21,709
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 25,044
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 8,442
Number of retired or separated participants receiving benefits 2021-01-01 11
Number of other retired or separated participants entitled to future benefits 2021-01-01 15,007
Total of all active and inactive participants 2021-01-01 23,460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 285
Total participants 2021-01-01 23,745
Number of participants with account balances 2021-01-01 22,993
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 26,496
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 9,484
Number of retired or separated participants receiving benefits 2020-01-01 12
Number of other retired or separated participants entitled to future benefits 2020-01-01 15,284
Total of all active and inactive participants 2020-01-01 24,780
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 264
Total participants 2020-01-01 25,044
Number of participants with account balances 2020-01-01 24,326
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 27,599
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 10,801
Number of retired or separated participants receiving benefits 2019-01-01 14
Number of other retired or separated participants entitled to future benefits 2019-01-01 15,397
Total of all active and inactive participants 2019-01-01 26,212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 284
Total participants 2019-01-01 26,496
Number of participants with account balances 2019-01-01 25,724
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 35,103
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 11,300
Number of retired or separated participants receiving benefits 2018-01-01 15
Number of other retired or separated participants entitled to future benefits 2018-01-01 15,987
Total of all active and inactive participants 2018-01-01 27,302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 297
Total participants 2018-01-01 27,599
Number of participants with account balances 2018-01-01 26,845
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 26,021
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 11,965
Number of retired or separated participants receiving benefits 2017-01-01 16
Number of other retired or separated participants entitled to future benefits 2017-01-01 22,798
Total of all active and inactive participants 2017-01-01 34,779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 324
Total participants 2017-01-01 35,103
Number of participants with account balances 2017-01-01 34,374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 27,243
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 13,354
Number of retired or separated participants receiving benefits 2016-01-01 18
Number of other retired or separated participants entitled to future benefits 2016-01-01 12,591
Total of all active and inactive participants 2016-01-01 25,963
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 58
Total participants 2016-01-01 26,021
Number of participants with account balances 2016-01-01 25,522
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 28,324
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 14,242
Number of retired or separated participants receiving benefits 2015-01-01 29
Number of other retired or separated participants entitled to future benefits 2015-01-01 12,923
Total of all active and inactive participants 2015-01-01 27,194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 49
Total participants 2015-01-01 27,243
Number of participants with account balances 2015-01-01 26,846
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 28,739
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 15,279
Number of retired or separated participants receiving benefits 2014-01-01 32
Number of other retired or separated participants entitled to future benefits 2014-01-01 12,980
Total of all active and inactive participants 2014-01-01 28,291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 33
Total participants 2014-01-01 28,324
Number of participants with account balances 2014-01-01 27,530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 31,241
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 14,946
Number of retired or separated participants receiving benefits 2013-01-01 36
Number of other retired or separated participants entitled to future benefits 2013-01-01 13,718
Total of all active and inactive participants 2013-01-01 28,700
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 39
Total participants 2013-01-01 28,739
Number of participants with account balances 2013-01-01 28,607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 38,828
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 16,075
Number of retired or separated participants receiving benefits 2012-01-01 45
Number of other retired or separated participants entitled to future benefits 2012-01-01 15,075
Total of all active and inactive participants 2012-01-01 31,195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 46
Total participants 2012-01-01 31,241
Number of participants with account balances 2012-01-01 30,901
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 41,745
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 23,875
Number of retired or separated participants receiving benefits 2011-01-01 50
Number of other retired or separated participants entitled to future benefits 2011-01-01 14,841
Total of all active and inactive participants 2011-01-01 38,766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 62
Total participants 2011-01-01 38,828
Number of participants with account balances 2011-01-01 38,104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 45,443
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 26,718
Number of retired or separated participants receiving benefits 2010-01-01 56
Number of other retired or separated participants entitled to future benefits 2010-01-01 14,922
Total of all active and inactive participants 2010-01-01 41,696
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 49
Total participants 2010-01-01 41,745
Number of participants with account balances 2010-01-01 40,331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 55,186
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 28,719
Number of retired or separated participants receiving benefits 2009-01-01 69
Number of other retired or separated participants entitled to future benefits 2009-01-01 16,619
Total of all active and inactive participants 2009-01-01 45,407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 36
Total participants 2009-01-01 45,443
Number of participants with account balances 2009-01-01 43,285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	23,745
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	6,992
Number of retired or separated participants receiving benefits	2022-01-01	83
Number of other retired or separated participants entitled to future benefits	2022-01-01	15,096
Total of all active and inactive participants	2022-01-01	22,171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	296
Total participants	2022-01-01	22,467
Number of participants with account balances	2022-01-01	21,709
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	25,044
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	8,442
Number of retired or separated participants receiving benefits	2021-01-01	11
Number of other retired or separated participants entitled to future benefits	2021-01-01	15,007
Total of all active and inactive participants	2021-01-01	23,460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	285
Total participants	2021-01-01	23,745
Number of participants with account balances	2021-01-01	22,993
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	26,496
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	9,484
Number of retired or separated participants receiving benefits	2020-01-01	12
Number of other retired or separated participants entitled to future benefits	2020-01-01	15,284
Total of all active and inactive participants	2020-01-01	24,780
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	264
Total participants	2020-01-01	25,044
Number of participants with account balances	2020-01-01	24,326
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	27,599
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	10,801
Number of retired or separated participants receiving benefits	2019-01-01	14
Number of other retired or separated participants entitled to future benefits	2019-01-01	15,397
Total of all active and inactive participants	2019-01-01	26,212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	284
Total participants	2019-01-01	26,496
Number of participants with account balances	2019-01-01	25,724
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	35,103
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	11,300
Number of retired or separated participants receiving benefits	2018-01-01	15
Number of other retired or separated participants entitled to future benefits	2018-01-01	15,987
Total of all active and inactive participants	2018-01-01	27,302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	297
Total participants	2018-01-01	27,599
Number of participants with account balances	2018-01-01	26,845
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	26,021
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	11,965
Number of retired or separated participants receiving benefits	2017-01-01	16
Number of other retired or separated participants entitled to future benefits	2017-01-01	22,798
Total of all active and inactive participants	2017-01-01	34,779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	324
Total participants	2017-01-01	35,103
Number of participants with account balances	2017-01-01	34,374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	27,243
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	13,354
Number of retired or separated participants receiving benefits	2016-01-01	18
Number of other retired or separated participants entitled to future benefits	2016-01-01	12,591
Total of all active and inactive participants	2016-01-01	25,963
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	58
Total participants	2016-01-01	26,021
Number of participants with account balances	2016-01-01	25,522
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	28,324
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	14,242
Number of retired or separated participants receiving benefits	2015-01-01	29
Number of other retired or separated participants entitled to future benefits	2015-01-01	12,923
Total of all active and inactive participants	2015-01-01	27,194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	49
Total participants	2015-01-01	27,243
Number of participants with account balances	2015-01-01	26,846
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	28,739
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	15,279
Number of retired or separated participants receiving benefits	2014-01-01	32
Number of other retired or separated participants entitled to future benefits	2014-01-01	12,980
Total of all active and inactive participants	2014-01-01	28,291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	33
Total participants	2014-01-01	28,324
Number of participants with account balances	2014-01-01	27,530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	31,241
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	14,946
Number of retired or separated participants receiving benefits	2013-01-01	36
Number of other retired or separated participants entitled to future benefits	2013-01-01	13,718
Total of all active and inactive participants	2013-01-01	28,700
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	39
Total participants	2013-01-01	28,739
Number of participants with account balances	2013-01-01	28,607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	38,828
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	16,075
Number of retired or separated participants receiving benefits	2012-01-01	45
Number of other retired or separated participants entitled to future benefits	2012-01-01	15,075
Total of all active and inactive participants	2012-01-01	31,195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	46
Total participants	2012-01-01	31,241
Number of participants with account balances	2012-01-01	30,901
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	41,745
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	23,875
Number of retired or separated participants receiving benefits	2011-01-01	50
Number of other retired or separated participants entitled to future benefits	2011-01-01	14,841
Total of all active and inactive participants	2011-01-01	38,766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	62
Total participants	2011-01-01	38,828
Number of participants with account balances	2011-01-01	38,104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	45,443
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	26,718
Number of retired or separated participants receiving benefits	2010-01-01	56
Number of other retired or separated participants entitled to future benefits	2010-01-01	14,922
Total of all active and inactive participants	2010-01-01	41,696
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	49
Total participants	2010-01-01	41,745
Number of participants with account balances	2010-01-01	40,331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	55,186
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	28,719
Number of retired or separated participants receiving benefits	2009-01-01	69
Number of other retired or separated participants entitled to future benefits	2009-01-01	16,619
Total of all active and inactive participants	2009-01-01	45,407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	36
Total participants	2009-01-01	45,443
Number of participants with account balances	2009-01-01	43,285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN

Measure	Date	Value
2022 : HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-632,090,108
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$298,175,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$295,136,734
Expenses. Certain deemed distributions of participant loans	2022-12-31	$254,968
Value of total corrective distributions	2022-12-31	$447,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$149,179,293
Value of total assets at end of year	2022-12-31	$4,003,054,174
Value of total assets at beginning of year	2022-12-31	$4,933,320,175
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$2,336,481
Total interest from all sources	2022-12-31	$1,137,147
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$15,567,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$15,567,394
Was this plan covered by a fidelity bond	2022-12-31	No
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$82,364,070
Participant contributions at end of year	2022-12-31	$24,695,840
Participant contributions at beginning of year	2022-12-31	$30,041,552
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$23,693,064
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$28,859,137
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$8,539,233
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$141,163
Other income not declared elsewhere	2022-12-31	$-4,540,762
Administrative expenses (other) incurred	2022-12-31	$2,336,481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-930,266,001
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$4,003,054,174
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$4,933,320,175
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$618,246,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$720,601,754
Interest on participant loans	2022-12-31	$1,137,147
Value of interest in common/collective trusts at end of year	2022-12-31	$3,336,418,335
Value of interest in common/collective trusts at beginning of year	2022-12-31	$4,153,817,732
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-99,257,544
Net investment gain or loss from common/collective trusts	2022-12-31	$-694,175,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$58,275,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$294,995,571
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2022-12-31	134008324
2021 : HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$822,614,575
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$367,882,449
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$365,166,360
Expenses. Certain deemed distributions of participant loans	2021-12-31	$-1,888
Value of total corrective distributions	2021-12-31	$213,123
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$162,488,810
Value of total assets at end of year	2021-12-31	$4,933,320,175
Value of total assets at beginning of year	2021-12-31	$4,478,588,049
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$2,504,854
Total interest from all sources	2021-12-31	$1,392,517
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$14,818,180
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$14,818,180
Was this plan covered by a fidelity bond	2021-12-31	No
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$88,712,307
Participant contributions at end of year	2021-12-31	$30,041,552
Participant contributions at beginning of year	2021-12-31	$33,442,120
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$28,859,137
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$24,774,972
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$11,611,016
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$531,004
Other income not declared elsewhere	2021-12-31	$3,848,468
Administrative expenses (other) incurred	2021-12-31	$2,504,854
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$454,732,126
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$4,933,320,175
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$4,478,588,049
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$720,601,754
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$728,168,626
Interest on participant loans	2021-12-31	$1,392,517
Value of interest in common/collective trusts at end of year	2021-12-31	$4,153,817,732
Value of interest in common/collective trusts at beginning of year	2021-12-31	$3,692,202,331
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$27,972,932
Net investment gain or loss from common/collective trusts	2021-12-31	$612,093,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$62,165,487
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$364,635,356
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2021-12-31	134008324
2020 : HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$743,965,647
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$331,908,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$329,293,650
Expenses. Certain deemed distributions of participant loans	2020-12-31	$249,327
Value of total corrective distributions	2020-12-31	$17,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$177,342,364
Value of total assets at end of year	2020-12-31	$4,478,588,049
Value of total assets at beginning of year	2020-12-31	$4,066,531,056
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$2,347,761
Total interest from all sources	2020-12-31	$1,786,950
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$11,869,679
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$11,869,679
Was this plan covered by a fidelity bond	2020-12-31	No
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$100,213,686
Participant contributions at end of year	2020-12-31	$33,442,120
Participant contributions at beginning of year	2020-12-31	$37,982,887
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$24,774,972
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$18,157,774
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$7,399,623
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$1,055,696
Other income not declared elsewhere	2020-12-31	$3,682,704
Administrative expenses (other) incurred	2020-12-31	$2,347,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$412,056,993
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$4,478,588,049
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$4,066,531,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$728,168,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$656,457,696
Interest on participant loans	2020-12-31	$1,786,950
Value of interest in common/collective trusts at end of year	2020-12-31	$3,692,202,331
Value of interest in common/collective trusts at beginning of year	2020-12-31	$3,353,932,699
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$39,716,639
Net investment gain or loss from common/collective trusts	2020-12-31	$509,567,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$69,729,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$328,237,954
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2020-12-31	134008324
2019 : HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$932,347,979
Total income from all sources (including contributions)	2019-12-31	$932,347,979
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$298,910,651
Total of all expenses incurred	2019-12-31	$298,910,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$296,506,828
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$296,506,828
Expenses. Certain deemed distributions of participant loans	2019-12-31	$78,555
Expenses. Certain deemed distributions of participant loans	2019-12-31	$78,555
Value of total corrective distributions	2019-12-31	$16,333
Value of total corrective distributions	2019-12-31	$16,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$189,281,398
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$189,281,398
Value of total assets at end of year	2019-12-31	$4,066,531,056
Value of total assets at end of year	2019-12-31	$4,066,531,056
Value of total assets at beginning of year	2019-12-31	$3,433,093,728
Value of total assets at beginning of year	2019-12-31	$3,433,093,728
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$2,308,935
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$2,308,935
Total interest from all sources	2019-12-31	$1,865,126
Total interest from all sources	2019-12-31	$1,865,126
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$17,687,225
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$17,687,225
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$17,687,225
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$17,687,225
Was this plan covered by a fidelity bond	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$101,707,097
Contributions received from participants	2019-12-31	$101,707,097
Participant contributions at end of year	2019-12-31	$37,982,887
Participant contributions at end of year	2019-12-31	$37,982,887
Participant contributions at beginning of year	2019-12-31	$40,249,784
Participant contributions at beginning of year	2019-12-31	$40,249,784
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$18,157,774
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$18,157,774
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$15,589,207
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$15,589,207
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$11,157,632
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$11,157,632
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$81,803
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$81,803
Other income not declared elsewhere	2019-12-31	$4,778,210
Other income not declared elsewhere	2019-12-31	$4,778,210
Administrative expenses (other) incurred	2019-12-31	$2,308,935
Administrative expenses (other) incurred	2019-12-31	$2,308,935
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$633,437,328
Value of net income/loss	2019-12-31	$633,437,328
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,066,531,056
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,433,093,728
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,433,093,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$656,457,696
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$656,457,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$562,647,054
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$562,647,054
Interest on participant loans	2019-12-31	$1,865,126
Interest on participant loans	2019-12-31	$1,865,126
Value of interest in common/collective trusts at end of year	2019-12-31	$3,353,932,699
Value of interest in common/collective trusts at end of year	2019-12-31	$3,353,932,699
Value of interest in common/collective trusts at beginning of year	2019-12-31	$2,814,607,683
Value of interest in common/collective trusts at beginning of year	2019-12-31	$2,814,607,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$68,622,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$68,622,641
Net investment gain or loss from common/collective trusts	2019-12-31	$650,113,379
Net investment gain or loss from common/collective trusts	2019-12-31	$650,113,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$76,416,669
Contributions received in cash from employer	2019-12-31	$76,416,669
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$296,425,025
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$296,425,025
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm name	2019-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2019-12-31	134008324
Accountancy firm EIN	2019-12-31	134008324
2018 : HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-76,900,997
Total unrealized appreciation/depreciation of assets	2018-12-31	$-76,900,997
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-716,493
Total loss/gain on sale of assets	2018-12-31	$4,425,894
Total of all expenses incurred	2018-12-31	$310,830,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$308,290,265
Expenses. Certain deemed distributions of participant loans	2018-12-31	$35,514
Value of total corrective distributions	2018-12-31	$13,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$191,718,258
Value of total assets at end of year	2018-12-31	$3,433,093,728
Value of total assets at beginning of year	2018-12-31	$3,744,640,598
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$2,490,619
Total interest from all sources	2018-12-31	$1,788,411
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$22,808,603
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$22,808,603
Was this plan covered by a fidelity bond	2018-12-31	No
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$101,646,913
Participant contributions at end of year	2018-12-31	$40,249,784
Participant contributions at beginning of year	2018-12-31	$44,362,371
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$15,589,207
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$16,949,666
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$12,905,952
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$655,691
Other income not declared elsewhere	2018-12-31	$120,344
Administrative expenses (other) incurred	2018-12-31	$2,490,619
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-311,546,870
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,433,093,728
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,744,640,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$562,647,054
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$2,367,166,706
Interest on participant loans	2018-12-31	$1,788,411
Value of interest in common/collective trusts at end of year	2018-12-31	$2,814,607,683
Value of interest in common/collective trusts at beginning of year	2018-12-31	$1,316,161,855
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-80,691,302
Net investment gain or loss from common/collective trusts	2018-12-31	$-63,985,704
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$77,165,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$307,634,574
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$-4,425,894
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2018-12-31	134008324
2017 : HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$759,441,751
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$311,438,156
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$308,734,371
Expenses. Certain deemed distributions of participant loans	2017-12-31	$194,445
Value of total corrective distributions	2017-12-31	$58,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$195,286,285
Value of total assets at end of year	2017-12-31	$3,744,640,598
Value of total assets at beginning of year	2017-12-31	$3,296,637,003
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,451,102
Total interest from all sources	2017-12-31	$1,851,919
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$45,631,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$45,631,184
Was this plan covered by a fidelity bond	2017-12-31	No
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$104,069,175
Participant contributions at end of year	2017-12-31	$44,362,371
Participant contributions at beginning of year	2017-12-31	$50,298,627
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$16,949,666
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$14,544,654
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$11,452,257
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$61,989
Other income not declared elsewhere	2017-12-31	$23,277,945
Administrative expenses (other) incurred	2017-12-31	$2,451,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$448,003,595
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,744,640,598
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,296,637,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$2,367,166,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,097,526,026
Interest on participant loans	2017-12-31	$1,851,919
Value of interest in common/collective trusts at end of year	2017-12-31	$1,316,161,855
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,134,267,696
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$326,623,674
Net investment gain or loss from common/collective trusts	2017-12-31	$166,770,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$79,764,853
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$308,672,382
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2017-12-31	134008324
2016 : HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$450,346,606
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$256,125,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$253,830,361
Expenses. Certain deemed distributions of participant loans	2016-12-31	$98,673
Value of total corrective distributions	2016-12-31	$8,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$203,482,902
Value of total assets at end of year	2016-12-31	$3,296,637,003
Value of total assets at beginning of year	2016-12-31	$3,102,415,623
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,187,314
Total interest from all sources	2016-12-31	$1,922,003
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$46,459,290
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$46,459,290
Was this plan covered by a fidelity bond	2016-12-31	No
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$108,348,562
Participant contributions at end of year	2016-12-31	$50,298,627
Participant contributions at beginning of year	2016-12-31	$52,790,160
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$14,544,654
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$12,477,028
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$11,476,775
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$82,521
Other income not declared elsewhere	2016-12-31	$913,837
Administrative expenses (other) incurred	2016-12-31	$2,187,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$194,221,380
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,296,637,003
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,102,415,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$2,097,526,026
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,000,151,142
Interest on participant loans	2016-12-31	$1,922,003
Value of interest in common/collective trusts at end of year	2016-12-31	$1,134,267,696
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,036,997,293
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$130,302,694
Net investment gain or loss from common/collective trusts	2016-12-31	$67,265,880
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$83,657,565
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$253,747,840
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2016-12-31	134008324
2015 : HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$201,528,865
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$251,776,669
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$249,430,743
Expenses. Certain deemed distributions of participant loans	2015-12-31	$-13,315
Value of total corrective distributions	2015-12-31	$174,524
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$208,744,544
Value of total assets at end of year	2015-12-31	$3,102,415,623
Value of total assets at beginning of year	2015-12-31	$3,152,663,427
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,184,717
Total interest from all sources	2015-12-31	$1,916,210
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$44,283,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$44,283,289
Was this plan covered by a fidelity bond	2015-12-31	No
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$111,610,273
Participant contributions at end of year	2015-12-31	$52,790,160
Participant contributions at beginning of year	2015-12-31	$50,228,027
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$12,477,028
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$10,362,619
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$10,832,635
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$282,812
Other income not declared elsewhere	2015-12-31	$-68,763
Administrative expenses (other) incurred	2015-12-31	$2,184,717
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-50,247,804
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,102,415,623
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,152,663,427
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,000,151,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,058,675,778
Interest on participant loans	2015-12-31	$1,916,210
Value of interest in common/collective trusts at end of year	2015-12-31	$1,036,997,293
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,033,397,003
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-45,479,679
Net investment gain or loss from common/collective trusts	2015-12-31	$-7,866,736
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$86,301,636
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$249,147,931
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2015-12-31	134008324
2014 : HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$6,190,000
Total income from all sources (including contributions)	2014-12-31	$415,808,831
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$257,511,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$255,162,719
Expenses. Certain deemed distributions of participant loans	2014-12-31	$109,108
Value of total corrective distributions	2014-12-31	$9,494
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$204,732,467
Value of total assets at end of year	2014-12-31	$3,152,663,427
Value of total assets at beginning of year	2014-12-31	$3,000,555,912
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,229,995
Total interest from all sources	2014-12-31	$1,869,154
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$41,471,474
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$41,471,474
Was this plan covered by a fidelity bond	2014-12-31	No
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$106,349,383
Participant contributions at end of year	2014-12-31	$50,228,027
Participant contributions at beginning of year	2014-12-31	$50,471,115
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$10,362,619
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$14,898,518
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$427,274
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$79,811
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$2,000
Other income not declared elsewhere	2014-12-31	$544,144
Administrative expenses (other) incurred	2014-12-31	$2,229,995
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$10,881
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$158,297,515
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,152,663,427
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,994,365,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,058,675,778
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,988,277,073
Interest on participant loans	2014-12-31	$1,869,154
Value of interest in common/collective trusts at end of year	2014-12-31	$1,033,397,003
Value of interest in common/collective trusts at beginning of year	2014-12-31	$961,717,032
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$109,952,866
Net investment gain or loss from common/collective trusts	2014-12-31	$57,238,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$83,484,566
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$254,735,445
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$6,188,000
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	KPMG LLP
Accountancy firm EIN	2014-12-31	135565207
2013 : HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$6,190,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$6,585,000
Total income from all sources (including contributions)	2013-12-31	$676,043,973
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$340,868,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$338,540,227
Expenses. Certain deemed distributions of participant loans	2013-12-31	$68,437
Value of total corrective distributions	2013-12-31	$22,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$193,706,300
Value of total assets at end of year	2013-12-31	$3,000,555,912
Value of total assets at beginning of year	2013-12-31	$2,665,775,511
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,237,735
Total interest from all sources	2013-12-31	$1,946,149
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$36,309,939
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$36,309,939
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$101,308,232
Participant contributions at end of year	2013-12-31	$50,471,115
Participant contributions at beginning of year	2013-12-31	$53,304,570
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$12,757,678
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$920,166
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$79,811
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$2,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$1,214,811
Administrative expenses (other) incurred	2013-12-31	$2,237,735
Total non interest bearing cash at end of year	2013-12-31	$10,881
Total non interest bearing cash at beginning of year	2013-12-31	$41,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$335,175,401
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,994,365,912
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,659,190,511
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,988,277,073
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,732,157,430
Interest on participant loans	2013-12-31	$1,946,149
Value of interest in common/collective trusts at end of year	2013-12-31	$961,717,032
Value of interest in common/collective trusts at beginning of year	2013-12-31	$880,262,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$338,354,646
Net investment gain or loss from common/collective trusts	2013-12-31	$104,512,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$79,640,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$337,620,061
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$9,220
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$6,188,000
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$6,585,000
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	KPMG LLP
Accountancy firm EIN	2013-12-31	135565207
2012 : HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$9
Total unrealized appreciation/depreciation of assets	2012-12-31	$9
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$6,585,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$8,946,000
Total income from all sources (including contributions)	2012-12-31	$491,891,208
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$430,594,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$428,038,537
Expenses. Certain deemed distributions of participant loans	2012-12-31	$99,208
Value of total corrective distributions	2012-12-31	$13,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$201,214,532
Value of total assets at end of year	2012-12-31	$2,665,775,511
Value of total assets at beginning of year	2012-12-31	$2,606,839,710
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,443,523
Total interest from all sources	2012-12-31	$2,403,413
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$38,368,914
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$38,368,743
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$111,231,204
Participant contributions at end of year	2012-12-31	$53,304,570
Participant contributions at beginning of year	2012-12-31	$73,938,464
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$6,210,709
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$204,115
Other income not declared elsewhere	2012-12-31	$803,801
Administrative expenses (other) incurred	2012-12-31	$2,443,523
Total non interest bearing cash at end of year	2012-12-31	$41,969
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$61,296,801
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,659,190,511
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,597,893,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,732,157,430
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,778,653,367
Interest on participant loans	2012-12-31	$2,403,413
Value of interest in common/collective trusts at end of year	2012-12-31	$880,262,322
Value of interest in common/collective trusts at beginning of year	2012-12-31	$754,247,879
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$169,174,664
Net investment gain or loss from common/collective trusts	2012-12-31	$79,925,875
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$83,772,619
Income. Dividends from common stock	2012-12-31	$171
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$427,834,422
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$9,220
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$6,585,000
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$8,946,000
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KPMG LLP
Accountancy firm EIN	2012-12-31	135565207
2011 : HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$8,946,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$8,881,000
Total income from all sources (including contributions)	2011-12-31	$245,165,385
Total loss/gain on sale of assets	2011-12-31	$2,844,000
Total of all expenses incurred	2011-12-31	$302,374,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$300,977,097
Expenses. Certain deemed distributions of participant loans	2011-12-31	$438,135
Value of total corrective distributions	2011-12-31	$2,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$234,076,119
Value of total assets at end of year	2011-12-31	$2,606,839,710
Value of total assets at beginning of year	2011-12-31	$2,663,983,650
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$956,235
Total interest from all sources	2011-12-31	$3,087,290
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$41,808,152
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$40,404,575
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$130,255,021
Participant contributions at end of year	2011-12-31	$73,938,464
Participant contributions at beginning of year	2011-12-31	$75,415,174
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$7,141,202
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$143,251
Other income not declared elsewhere	2011-12-31	$230,598
Administrative expenses (other) incurred	2011-12-31	$956,235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-57,208,940
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,597,893,710
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,655,102,650
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,778,653,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,299,331,443
Interest on participant loans	2011-12-31	$3,087,290
Value of interest in common/collective trusts at end of year	2011-12-31	$754,247,879
Value of interest in common/collective trusts at beginning of year	2011-12-31	$213,973,836
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-32,122,273
Net investment gain or loss from common/collective trusts	2011-12-31	$-4,758,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$0
Assets. Invements in employer securities at beginning of year	2011-12-31	$75,263,197
Contributions received in cash from employer	2011-12-31	$96,679,896
Income. Dividends from common stock	2011-12-31	$1,403,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$300,833,846
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$8,946,000
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$8,881,000
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$78,130,916
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$75,286,916
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	KPMG LLP
Accountancy firm EIN	2011-12-31	135565207
2010 : HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-8,928,123
Total unrealized appreciation/depreciation of assets	2010-12-31	$-8,928,123
Total transfer of assets from this plan	2010-12-31	$10,008,929
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$8,881,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$6,902,797
Total income from all sources (including contributions)	2010-12-31	$471,469,895
Total loss/gain on sale of assets	2010-12-31	$-1,672,182
Total of all expenses incurred	2010-12-31	$253,159,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$252,150,902
Expenses. Certain deemed distributions of participant loans	2010-12-31	$112,152
Value of total corrective distributions	2010-12-31	$31,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$230,678,967
Value of total assets at end of year	2010-12-31	$2,663,983,650
Value of total assets at beginning of year	2010-12-31	$2,453,703,575
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$864,736
Total interest from all sources	2010-12-31	$3,488,387
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$48,122,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$45,255,069
Administrative expenses professional fees incurred	2010-12-31	$9,100
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$126,766,923
Participant contributions at end of year	2010-12-31	$75,415,174
Participant contributions at beginning of year	2010-12-31	$72,535,499
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$8,875,194
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$444,476
Other income not declared elsewhere	2010-12-31	$950,624
Administrative expenses (other) incurred	2010-12-31	$855,636
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$218,310,801
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,655,102,650
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,446,800,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,299,331,443
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,071,354,394
Interest on participant loans	2010-12-31	$3,488,387
Value of interest in common/collective trusts at end of year	2010-12-31	$213,973,836
Value of interest in common/collective trusts at beginning of year	2010-12-31	$209,168,502
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$189,102,908
Net investment gain or loss from common/collective trusts	2010-12-31	$9,727,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$75,263,197
Assets. Invements in employer securities at beginning of year	2010-12-31	$100,645,180
Contributions received in cash from employer	2010-12-31	$95,036,850
Income. Dividends from common stock	2010-12-31	$2,867,103
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$251,706,426
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$8,881,000
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$6,902,797
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$14,779,774
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$16,451,956
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	KPMG LLP
Accountancy firm EIN	2010-12-31	135565207

Form 5500 Responses for HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN

2022: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HSBC - NORTH AMERICA (U.S.) TAX REDUCTION INVESTMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	HSBC NORTH AMERICA HOLDINGS INC.
Employer identification number (EIN):	232186091
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies