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401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 401k Plan overview

Plan Name401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD.
Plan identification number 001

401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WAVERLY HEIGHTS, LTD. has sponsored the creation of one or more 401k plans.

Company Name:WAVERLY HEIGHTS, LTD.
Employer identification number (EIN):232212842
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CHAD MINIX
0012016-01-01CHAD MINIX
0012015-01-01CHAD MINIX
0012014-01-01CHAD MINIX
0012013-01-01
0012012-01-01KATHY JUNGCLAUS
0012011-01-01ANNE ROGERS, VP FINANCE
0012010-01-01ANNE ROGERS, VP FINANCE
0012009-01-01ANNE ROGERS, VP FINANCE

Plan Statistics for 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD.

401k plan membership statisitcs for 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD.

Measure Date Value
2022: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2022 401k membership
Total participants, beginning-of-year2022-01-01423
Total number of active participants reported on line 7a of the Form 55002022-01-01315
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-01126
Total of all active and inactive participants2022-01-01445
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01445
Number of participants with account balances2022-01-01407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2021 401k membership
Total participants, beginning-of-year2021-01-01368
Total number of active participants reported on line 7a of the Form 55002021-01-01285
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01100
Total of all active and inactive participants2021-01-01385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01387
Number of participants with account balances2021-01-01384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2020 401k membership
Total participants, beginning-of-year2020-01-01351
Total number of active participants reported on line 7a of the Form 55002020-01-01289
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0178
Total of all active and inactive participants2020-01-01367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01368
Number of participants with account balances2020-01-01363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2019 401k membership
Total participants, beginning-of-year2019-01-01328
Total number of active participants reported on line 7a of the Form 55002019-01-01274
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0175
Total of all active and inactive participants2019-01-01349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01351
Number of participants with account balances2019-01-01346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-013
2018: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2018 401k membership
Total participants, beginning-of-year2018-01-01257
Total number of active participants reported on line 7a of the Form 55002018-01-01259
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0166
Total of all active and inactive participants2018-01-01325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01328
Number of participants with account balances2018-01-01322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-016
2017: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2017 401k membership
Total participants, beginning-of-year2017-01-01247
Total number of active participants reported on line 7a of the Form 55002017-01-01206
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0151
Total of all active and inactive participants2017-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01257
Number of participants with account balances2017-01-01257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2016 401k membership
Total participants, beginning-of-year2016-01-01239
Total number of active participants reported on line 7a of the Form 55002016-01-01195
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0152
Total of all active and inactive participants2016-01-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01247
Number of participants with account balances2016-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0113
2015: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2015 401k membership
Total participants, beginning-of-year2015-01-01251
Total number of active participants reported on line 7a of the Form 55002015-01-01185
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0151
Total of all active and inactive participants2015-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-01239
Number of participants with account balances2015-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0130
2014: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2014 401k membership
Total participants, beginning-of-year2014-01-01228
Total number of active participants reported on line 7a of the Form 55002014-01-01207
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0143
Total of all active and inactive participants2014-01-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01251
Number of participants with account balances2014-01-01251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2013 401k membership
Total participants, beginning-of-year2013-01-01219
Total number of active participants reported on line 7a of the Form 55002013-01-01184
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0143
Total of all active and inactive participants2013-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01228
Number of participants with account balances2013-01-01228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2012 401k membership
Total participants, beginning-of-year2012-01-01224
Total number of active participants reported on line 7a of the Form 55002012-01-01175
Number of other retired or separated participants entitled to future benefits2012-01-0143
Total of all active and inactive participants2012-01-01218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01219
Number of participants with account balances2012-01-01219
2011: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2011 401k membership
Total participants, beginning-of-year2011-01-01216
Total number of active participants reported on line 7a of the Form 55002011-01-01178
Number of other retired or separated participants entitled to future benefits2011-01-0144
Total of all active and inactive participants2011-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01224
Number of participants with account balances2011-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2010 401k membership
Total participants, beginning-of-year2010-01-01206
Total number of active participants reported on line 7a of the Form 55002010-01-01169
Number of other retired or separated participants entitled to future benefits2010-01-0145
Total of all active and inactive participants2010-01-01214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-01216
Number of participants with account balances2010-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2009 401k membership
Total participants, beginning-of-year2009-01-01201
Total number of active participants reported on line 7a of the Form 55002009-01-01164
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0141
Total of all active and inactive participants2009-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01206
Number of participants with account balances2009-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD.

Measure Date Value
2022 : 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$0
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-675,200
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$671,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$667,417
Value of total corrective distributions2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,022,913
Value of total assets at end of year2022-12-31$11,443,350
Value of total assets at beginning of year2022-12-31$12,789,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$3,708
Total interest from all sources2022-12-31$11,290
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$0
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$181,153
Participant contributions at end of year2022-12-31$378,969
Participant contributions at beginning of year2022-12-31$396,150
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,888
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$4,776
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$0
Administrative expenses (other) incurred2022-12-31$3,708
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-1,346,325
Value of net assets at end of year (total assets less liabilities)2022-12-31$11,443,350
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$12,789,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$8,423,791
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,906,932
Interest on participant loans2022-12-31$6,840
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$4,450
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$0
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,801,718
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,685,439
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$0
Net investment gain/loss from pooled separate accounts2022-12-31$-1,709,403
Net investment gain or loss from common/collective trusts2022-12-31$0
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$838,872
Employer contributions (assets) at end of year2022-12-31$838,872
Employer contributions (assets) at beginning of year2022-12-31$801,154
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$662,641
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$0
Aggregate carrying amount (costs) on sale of assets2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,562,250
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$478,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$472,174
Expenses. Certain deemed distributions of participant loans2021-12-31$1,811
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,061,636
Value of total assets at end of year2021-12-31$12,789,675
Value of total assets at beginning of year2021-12-31$10,706,239
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$4,829
Total interest from all sources2021-12-31$34,534
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$164,914
Participant contributions at end of year2021-12-31$396,150
Participant contributions at beginning of year2021-12-31$365,121
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$95,568
Other income not declared elsewhere2021-12-31$0
Administrative expenses (other) incurred2021-12-31$4,829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,083,436
Value of net assets at end of year (total assets less liabilities)2021-12-31$12,789,675
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$10,706,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,906,932
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,817,733
Interest on participant loans2021-12-31$17,536
Interest earned on other investments2021-12-31$16,998
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,685,439
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,678,924
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Net investment gain/loss from pooled separate accounts2021-12-31$1,466,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$801,154
Employer contributions (assets) at end of year2021-12-31$801,154
Employer contributions (assets) at beginning of year2021-12-31$844,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$472,174
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,173,416
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$589,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$583,903
Expenses. Certain deemed distributions of participant loans2020-12-31$1,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$993,466
Value of total assets at end of year2020-12-31$10,706,239
Value of total assets at beginning of year2020-12-31$9,122,355
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,434
Total interest from all sources2020-12-31$35,017
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$139,023
Participant contributions at end of year2020-12-31$365,121
Participant contributions at beginning of year2020-12-31$317,959
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$4,629
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$9,982
Other income not declared elsewhere2020-12-31$17
Administrative expenses (other) incurred2020-12-31$4,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,583,884
Value of net assets at end of year (total assets less liabilities)2020-12-31$10,706,239
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,122,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,817,733
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,372,082
Interest on participant loans2020-12-31$17,775
Interest earned on other investments2020-12-31$17,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,678,924
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,660,286
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from pooled separate accounts2020-12-31$1,144,916
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$844,461
Employer contributions (assets) at end of year2020-12-31$844,461
Employer contributions (assets) at beginning of year2020-12-31$767,399
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$583,903
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,318,337
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$521,563
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$507,618
Expenses. Certain deemed distributions of participant loans2019-12-31$9,764
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,066,706
Value of total assets at end of year2019-12-31$9,122,355
Value of total assets at beginning of year2019-12-31$7,325,581
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$4,181
Total interest from all sources2019-12-31$38,497
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$102,442
Participant contributions at end of year2019-12-31$317,959
Participant contributions at beginning of year2019-12-31$262,218
Participant contributions at end of year2019-12-31$4,629
Participant contributions at beginning of year2019-12-31$3,215
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$196,865
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$4,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,796,774
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,122,355
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,325,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,372,082
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,972,980
Interest on participant loans2019-12-31$13,510
Interest earned on other investments2019-12-31$24,987
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,660,286
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,416,442
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$1,213,134
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$767,399
Employer contributions (assets) at end of year2019-12-31$767,399
Employer contributions (assets) at beginning of year2019-12-31$670,726
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$507,618
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$371,730
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$560,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$536,676
Expenses. Certain deemed distributions of participant loans2018-12-31$20,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$727,626
Value of total assets at end of year2018-12-31$7,325,581
Value of total assets at beginning of year2018-12-31$7,514,832
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$3,834
Total interest from all sources2018-12-31$26,299
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$51,622
Participant contributions at end of year2018-12-31$262,218
Participant contributions at beginning of year2018-12-31$293,853
Participant contributions at end of year2018-12-31$3,215
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$5,278
Other income not declared elsewhere2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-189,251
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,325,581
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,514,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,972,980
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,121,237
Interest on participant loans2018-12-31$11,781
Interest earned on other investments2018-12-31$14,518
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,416,442
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,430,918
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from pooled separate accounts2018-12-31$-382,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$670,726
Employer contributions (assets) at end of year2018-12-31$670,726
Employer contributions (assets) at beginning of year2018-12-31$668,824
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$536,676
Contract administrator fees2018-12-31$3,834
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARONALLEN, LLP
Accountancy firm EIN2018-12-31410746749
2017 : 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,496,038
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$419,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$414,113
Expenses. Certain deemed distributions of participant loans2017-12-31$1,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$742,331
Value of total assets at end of year2017-12-31$7,514,832
Value of total assets at beginning of year2017-12-31$6,438,449
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,838
Total interest from all sources2017-12-31$26,805
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$0
Participant contributions at end of year2017-12-31$293,853
Participant contributions at beginning of year2017-12-31$279,995
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$73,507
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$3,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,076,383
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,514,832
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,438,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,121,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,217,175
Interest on participant loans2017-12-31$12,921
Interest earned on other investments2017-12-31$13,884
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,430,918
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,293,152
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from pooled separate accounts2017-12-31$726,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$668,824
Employer contributions (assets) at end of year2017-12-31$668,824
Employer contributions (assets) at beginning of year2017-12-31$648,127
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$414,113
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARONALLEN, LLP
Accountancy firm EIN2017-12-31410746749
2016 : 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,025,662
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$408,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$404,201
Expenses. Certain deemed distributions of participant loans2016-12-31$1,042
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$651,890
Value of total assets at end of year2016-12-31$6,438,449
Value of total assets at beginning of year2016-12-31$5,821,578
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,548
Total interest from all sources2016-12-31$22,904
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$0
Participant contributions at end of year2016-12-31$279,995
Participant contributions at beginning of year2016-12-31$288,493
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,763
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$3,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$616,871
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,438,449
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,821,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,217,175
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,728,037
Interest on participant loans2016-12-31$10,112
Interest earned on other investments2016-12-31$12,792
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,293,152
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,253,395
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from pooled separate accounts2016-12-31$350,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$648,127
Employer contributions (assets) at end of year2016-12-31$648,127
Employer contributions (assets) at beginning of year2016-12-31$551,653
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$404,201
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2016-12-31410746749
2015 : 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$535,308
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$356,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$354,137
Expenses. Certain deemed distributions of participant loans2015-12-31$272
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$551,653
Value of total assets at end of year2015-12-31$5,821,578
Value of total assets at beginning of year2015-12-31$5,642,678
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,999
Total interest from all sources2015-12-31$23,558
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$0
Participant contributions at end of year2015-12-31$288,493
Participant contributions at beginning of year2015-12-31$265,854
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$1,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$178,900
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,821,578
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,642,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,728,037
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,515,010
Interest on participant loans2015-12-31$10,600
Interest earned on other investments2015-12-31$12,958
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,253,395
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,317,791
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from pooled separate accounts2015-12-31$-39,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$551,653
Employer contributions (assets) at end of year2015-12-31$551,653
Employer contributions (assets) at beginning of year2015-12-31$544,023
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$354,137
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2015-12-31410746749
2014 : 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$835,191
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$373,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$371,331
Expenses. Certain deemed distributions of participant loans2014-12-31$1,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$570,593
Value of total assets at end of year2014-12-31$5,642,678
Value of total assets at beginning of year2014-12-31$5,180,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$250
Total interest from all sources2014-12-31$22,783
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$0
Participant contributions at end of year2014-12-31$265,854
Participant contributions at beginning of year2014-12-31$211,927
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$26,570
Other income not declared elsewhere2014-12-31$1
Administrative expenses (other) incurred2014-12-31$250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$461,723
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,642,678
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,180,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,515,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,164,687
Interest on participant loans2014-12-31$9,684
Interest earned on other investments2014-12-31$13,099
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,317,791
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,286,666
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from pooled separate accounts2014-12-31$241,814
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$544,023
Employer contributions (assets) at end of year2014-12-31$544,023
Employer contributions (assets) at beginning of year2014-12-31$517,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$371,331
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2014-12-31410746749
2013 : 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,181,873
Total of all expenses incurred2013-12-31$1,257,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,247,946
Expenses. Certain deemed distributions of participant loans2013-12-31$4,767
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$517,675
Value of total assets at end of year2013-12-31$5,180,955
Value of total assets at beginning of year2013-12-31$5,256,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,810
Total interest from all sources2013-12-31$23,905
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Participant contributions at end of year2013-12-31$211,927
Participant contributions at beginning of year2013-12-31$218,891
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-75,650
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,180,955
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,256,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$3,164,687
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,224,251
Interest on participant loans2013-12-31$8,819
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$15,086
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,286,666
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,335,079
Net investment gain/loss from pooled separate accounts2013-12-31$640,293
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$517,675
Employer contributions (assets) at end of year2013-12-31$517,675
Employer contributions (assets) at beginning of year2013-12-31$478,384
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,247,946
Contract administrator fees2013-12-31$4,810
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KREISCHER MILLER
Accountancy firm EIN2013-12-31231980475
2012 : 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$876,129
Total of all expenses incurred2012-12-31$425,830
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$420,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$478,384
Value of total assets at end of year2012-12-31$5,256,605
Value of total assets at beginning of year2012-12-31$4,806,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,840
Total interest from all sources2012-12-31$27,420
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$218,891
Participant contributions at beginning of year2012-12-31$50,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$450,299
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,256,605
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,806,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$3,224,251
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,007,163
Interest on participant loans2012-12-31$6,549
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$20,871
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,335,079
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,242,788
Net investment gain/loss from pooled separate accounts2012-12-31$370,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$478,384
Employer contributions (assets) at end of year2012-12-31$478,384
Employer contributions (assets) at beginning of year2012-12-31$506,112
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$420,990
Contract administrator fees2012-12-31$4,840
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KREISCHER MILLER
Accountancy firm EIN2012-12-31231980475
2011 : 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$487,832
Total of all expenses incurred2011-12-31$235,677
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$233,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$506,112
Value of total assets at end of year2011-12-31$4,806,306
Value of total assets at beginning of year2011-12-31$4,554,151
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,930
Total interest from all sources2011-12-31$24,814
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Participant contributions at end of year2011-12-31$50,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$252,155
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,806,306
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,554,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$3,007,163
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,854,092
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$24,814
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,242,788
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,227,550
Net investment gain/loss from pooled separate accounts2011-12-31$-43,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$506,112
Employer contributions (assets) at end of year2011-12-31$506,112
Employer contributions (assets) at beginning of year2011-12-31$472,509
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$233,747
Contract administrator fees2011-12-31$1,930
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KREISCHER MILLER
Accountancy firm EIN2011-12-31231980475
2010 : 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$860,899
Total of all expenses incurred2010-12-31$209,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$208,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$472,509
Value of total assets at end of year2010-12-31$4,554,151
Value of total assets at beginning of year2010-12-31$3,902,499
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$660
Total interest from all sources2010-12-31$34,445
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$651,652
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,554,151
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,902,499
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$2,854,092
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,244,393
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$34,445
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,227,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,208,028
Net investment gain/loss from pooled separate accounts2010-12-31$353,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$472,509
Employer contributions (assets) at end of year2010-12-31$472,509
Employer contributions (assets) at beginning of year2010-12-31$450,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$208,587
Contract administrator fees2010-12-31$660
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KREISCHER MILLER
Accountancy firm EIN2010-12-31231980475

Form 5500 Responses for 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD.

2022: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: 401(A) THRIFT PLAN OF WAVERLY HEIGHTS, LTD. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number916446
Policy instance 1
Insurance contract or identification number916446
Number of Individuals Covered90
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,146
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2146
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?0
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number017836F
Policy instance 1
Insurance contract or identification number017836F
Number of Individuals Covered387
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,216
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2216
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number017836F
Policy instance 1
Insurance contract or identification number017836F
Number of Individuals Covered368
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,216
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2216
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number017836F
Policy instance 1
Insurance contract or identification number017836F
Number of Individuals Covered351
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $621
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees621
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number017836F
Policy instance 1
Insurance contract or identification number017836F
Number of Individuals Covered328
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number017836F
Policy instance 1
Insurance contract or identification number017836F
Number of Individuals Covered257
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,240
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1240
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker namePHILADELPHIA REGIONAL OFFICE

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