ISOLITE PLUS AFFILIATED EMPLOYERS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN
| Measure | Date | Value |
|---|
| 2016: ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 75 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 76 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 6 |
| Total of all active and inactive participants | 2016-01-01 | 82 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 82 |
| Number of participants with account balances | 2016-01-01 | 47 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 66 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 67 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 8 |
| Total of all active and inactive participants | 2015-01-01 | 75 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 75 |
| Number of participants with account balances | 2015-01-01 | 42 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 56 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 55 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 11 |
| Total of all active and inactive participants | 2014-01-01 | 66 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 66 |
| Number of participants with account balances | 2014-01-01 | 42 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 1 |
| 2013: ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 58 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 48 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 8 |
| Total of all active and inactive participants | 2013-01-01 | 56 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 56 |
| Number of participants with account balances | 2013-01-01 | 40 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 3 |
| 2012: ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 52 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 6 |
| Total of all active and inactive participants | 2012-01-01 | 58 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 58 |
| Number of participants with account balances | 2012-01-01 | 40 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 35 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 30 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 6 |
| Total of all active and inactive participants | 2011-01-01 | 36 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 36 |
| Number of participants with account balances | 2011-01-01 | 34 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 59 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 47 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 6 |
| Total of all active and inactive participants | 2009-01-01 | 53 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 53 |
| Number of participants with account balances | 2009-01-01 | 36 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2016 : ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $879,800 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $217,850 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $216,693 |
| Total plan assets at end of year | 2016-12-31 | $4,951,485 |
| Total plan assets at beginning of year | 2016-12-31 | $4,289,535 |
| Value of fidelity bond covering the plan | 2016-12-31 | $400,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $340,851 |
| Contributions received from other sources (not participants or employers) | 2016-12-31 | $7,164 |
| Other income received | 2016-12-31 | $312,789 |
| Net income (gross income less expenses) | 2016-12-31 | $661,950 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $4,951,485 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $4,289,535 |
| Assets. Value of participant loans | 2016-12-31 | $43,157 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $218,996 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $1,157 |
| 2015 : ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $449,209 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $167,896 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $167,546 |
| Total plan assets at end of year | 2015-12-31 | $4,289,535 |
| Total plan assets at beginning of year | 2015-12-31 | $4,008,222 |
| Value of fidelity bond covering the plan | 2015-12-31 | $400,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $301,068 |
| Other income received | 2015-12-31 | $-49,286 |
| Net income (gross income less expenses) | 2015-12-31 | $281,313 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $4,289,535 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $4,008,222 |
| Assets. Value of participant loans | 2015-12-31 | $53,208 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $197,427 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $350 |
| 2014 : ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $646,828 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $66,065 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $65,915 |
| Total plan assets at end of year | 2014-12-31 | $4,008,222 |
| Total plan assets at beginning of year | 2014-12-31 | $3,427,459 |
| Value of fidelity bond covering the plan | 2014-12-31 | $350,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $241,228 |
| Other income received | 2014-12-31 | $235,243 |
| Net income (gross income less expenses) | 2014-12-31 | $580,763 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $4,008,222 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,427,459 |
| Assets. Value of participant loans | 2014-12-31 | $43,541 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $170,357 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $150 |
| 2013 : ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $862,195 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $42,420 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $42,370 |
| Total plan assets at end of year | 2013-12-31 | $3,427,459 |
| Total plan assets at beginning of year | 2013-12-31 | $2,607,684 |
| Value of fidelity bond covering the plan | 2013-12-31 | $350,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $230,212 |
| Other income received | 2013-12-31 | $471,536 |
| Net income (gross income less expenses) | 2013-12-31 | $819,775 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $3,427,459 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,607,684 |
| Assets. Value of participant loans | 2013-12-31 | $37,562 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $160,447 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $50 |
| 2012 : ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $616,264 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $44,451 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $28,730 |
| Total plan assets at end of year | 2012-12-31 | $2,607,684 |
| Total plan assets at beginning of year | 2012-12-31 | $2,035,871 |
| Value of fidelity bond covering the plan | 2012-12-31 | $125,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $225,820 |
| Contributions received from other sources (not participants or employers) | 2012-12-31 | $6,366 |
| Other income received | 2012-12-31 | $234,064 |
| Net income (gross income less expenses) | 2012-12-31 | $571,813 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $2,607,684 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,035,871 |
| Assets. Value of participant loans | 2012-12-31 | $53,798 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $150,014 |
| Value of corrective distributions | 2012-12-31 | $15,546 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $175 |
| 2011 : ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $232,501 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $95,396 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $88,535 |
| Total plan assets at end of year | 2011-12-31 | $2,035,871 |
| Total plan assets at beginning of year | 2011-12-31 | $1,898,766 |
| Value of fidelity bond covering the plan | 2011-12-31 | $125,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $187,713 |
| Other income received | 2011-12-31 | $-32,647 |
| Net income (gross income less expenses) | 2011-12-31 | $137,105 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $2,035,871 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,898,766 |
| Assets. Value of participant loans | 2011-12-31 | $63,829 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $77,435 |
| Value of corrective distributions | 2011-12-31 | $6,786 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $75 |
| 2010 : ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $416,832 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $432,042 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $431,592 |
| Total plan assets at end of year | 2010-12-31 | $1,898,766 |
| Total plan assets at beginning of year | 2010-12-31 | $1,913,976 |
| Value of fidelity bond covering the plan | 2010-12-31 | $125,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $182,666 |
| Other income received | 2010-12-31 | $188,667 |
| Net income (gross income less expenses) | 2010-12-31 | $-15,210 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $1,898,766 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,913,976 |
| Assets. Value of participant loans | 2010-12-31 | $80,578 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $45,499 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $450 |
| 2009 : ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2016: ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: ISOLITE PLUS AFFILIATED EMPLOYERS 401K PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9028 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9028 | | Number of Individuals Covered | 75 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $25,024 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $25,024 | | Insurance broker organization code? | 3 | | Insurance broker name | M HOLDINGS SECURITIES INC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9028 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9028 | | Number of Individuals Covered | 66 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $21,709 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $21,709 | | Insurance broker organization code? | 3 | | Insurance broker name | M HOLDINGS SECURITIES INC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9028 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9028 | | Number of Individuals Covered | 56 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $17,679 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $11,255 | | Insurance broker organization code? | 3 | | Insurance broker name | M HOLDINGS SECURITIES INC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9028 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9028 | | Number of Individuals Covered | 58 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $15,873 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $15,873 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | VFIC SECURITIES INC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9028 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9028 | | Number of Individuals Covered | 36 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $14,121 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9028 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9028 | | Number of Individuals Covered | 35 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $13,827 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $13,827 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 3 | | Insurance broker name | VFIC SECURITIES INC |
|
| RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 ) |
| Policy contract number | GA-51544-2 |
| Policy instance | 2 |
| Insurance contract or identification number | GA-51544-2 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
