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A&E CONSTRUCTION INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameA&E CONSTRUCTION INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

A&E CONSTRUCTION INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

A&E CONSTRUCTION CO. has sponsored the creation of one or more 401k plans.

Company Name:A&E CONSTRUCTION CO.
Employer identification number (EIN):232288564
NAIC Classification:236200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan A&E CONSTRUCTION INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01WILLIAM J SANTORA SR2024-09-18
0012022-01-01WILLIAM J. SANTORA2023-10-08
0012021-01-01WILLIAM J. SANTORA2022-10-12
0012020-01-01WILLIAM J. SANTORA2021-10-14
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01WILLIAM J. SANTORA2017-05-17
0012015-01-01WILLIAM J. SANTORA2016-09-16
0012014-01-01WILLIAM J. SANTORA2015-07-24
0012013-01-01WILLIAM J. SANTORA2014-05-08 WILLIAM J. SANTORA2014-05-08
0012012-01-01WILLIAM J. SANTORA2013-04-19 WILLIAM J. SANTORA2013-04-19
0012011-01-01WILLIAM J. SANTORA2012-06-07 WILLIAM J. SANTORA2012-06-07
0012010-01-01WILLIAM J. SANTORA2011-04-19 WILLIAM J. SANTORA2011-04-19

Financial Data on A&E CONSTRUCTION INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2025 : A&E CONSTRUCTION INC. 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total transfers to/from plan in this plan year2025-05-210
Total liabilities as of the end of the plan year2025-05-210
Total liabilities as of the beginning of the plan year2025-05-210
Total expenses incurred by plan in this plan year2025-05-211812935
Net assets as of the end of the plan year2025-05-2110221130
Total assets as of the beginning of the plan year2025-05-219809254
Value of plan covered by a fidelity bond2025-05-21500000
Participant contributions to plan in this plan year2025-05-21601329
Other expenses paid from plan in this plan year2025-05-210
Other contributions to plan in this plan year2025-05-2146471
Other income to plan in this plan year2025-05-211292049
Plan net income in this plan year2025-05-21411876
Net assets as of the end of the plan year2025-05-2110221130
Net assets as of the beginning of the plan year2025-05-219809254
Employer contributions to plan in this plan year2025-05-21284962
Fees paid to broker by Benefit Provider2025-05-2123320
Expensese paid to adminstrative service provicers from plan in this plan year2025-05-21820
2024 : A&E CONSTRUCTION INC. 401(K) PROFIT SHARING PLAN 2024 401k financial data
Total transfers to/from plan in this plan year2024-09-180
Total liabilities as of the end of the plan year2024-09-180
Total liabilities as of the beginning of the plan year2024-09-180
Total expenses incurred by plan in this plan year2024-09-18540923
Net assets as of the end of the plan year2024-09-189809254
Total assets as of the beginning of the plan year2024-09-188032864
Value of plan covered by a fidelity bond2024-09-18500000
Participant contributions to plan in this plan year2024-09-18607073
Other expenses paid from plan in this plan year2024-09-180
Other contributions to plan in this plan year2024-09-1813155
Other income to plan in this plan year2024-09-181448654
Plan net income in this plan year2024-09-181776390
Net assets as of the end of the plan year2024-09-189809254
Net assets as of the beginning of the plan year2024-09-188032864
Employer contributions to plan in this plan year2024-09-18248431
Fees paid to broker by Benefit Provider2024-09-1821934
Expensese paid to adminstrative service provicers from plan in this plan year2024-09-18770
2022 : A&E CONSTRUCTION INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-860,169
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$319,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$318,896
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$763,905
Value of total assets at end of year2022-12-31$8,032,864
Value of total assets at beginning of year2022-12-31$9,212,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$630
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$630
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$529,114
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,179,695
Value of net assets at end of year (total assets less liabilities)2022-12-31$8,032,864
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$9,212,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$7,890,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,110,127
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$142,072
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$102,432
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,624,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$234,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$318,896
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BELFINT LYONS & SHUMAN
Accountancy firm EIN2022-12-31510232399
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-860,169
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$319,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$318,896
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$763,905
Value of total assets at end of year2022-01-01$8,032,864
Value of total assets at beginning of year2022-01-01$9,212,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$630
Total interest from all sources2022-01-01$0
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Administrative expenses professional fees incurred2022-01-01$630
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$500,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$529,114
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-1,179,695
Value of net assets at end of year (total assets less liabilities)2022-01-01$8,032,864
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$9,212,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$7,890,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$9,110,127
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$142,072
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$102,432
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-1,624,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$234,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$318,896
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01BELFINT LYONS & SHUMAN
Accountancy firm EIN2022-01-01510232399
2021 : A&E CONSTRUCTION INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,863,616
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$685,005
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$684,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$678,931
Value of total assets at end of year2021-12-31$9,212,559
Value of total assets at beginning of year2021-12-31$8,033,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$990
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$990
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$467,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,178,611
Value of net assets at end of year (total assets less liabilities)2021-12-31$9,212,559
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,033,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,110,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,949,787
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$102,432
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$84,161
Net investment gain/loss from pooled separate accounts2021-12-31$1,184,685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$211,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$684,015
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BELFINT LYONS & SHUMAN
Accountancy firm EIN2021-12-31510232399
2020 : A&E CONSTRUCTION INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,787,714
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$586,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$585,024
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$778,558
Value of total assets at end of year2020-12-31$8,033,948
Value of total assets at beginning of year2020-12-31$6,832,618
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,360
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$1,360
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$425,443
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$162,503
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,201,330
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,033,948
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,832,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,949,787
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,637,863
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$84,161
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$194,755
Net investment gain/loss from pooled separate accounts2020-12-31$1,009,156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$190,612
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$585,024
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BELFINT LYONS & SHUMAN
Accountancy firm EIN2020-12-31510232399

Form 5500 Responses for A&E CONSTRUCTION INC. 401(K) PROFIT SHARING PLAN

2022: A&E CONSTRUCTION INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: A&E CONSTRUCTION INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: A&E CONSTRUCTION INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810629
Policy instance 1
Insurance contract or identification number810629
Number of Individuals Covered72
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $21,410
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810629
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810629
Policy instance 1

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