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INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 401k Plan overview

Plan NameINTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE
Plan identification number 002

INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

INTERNATIONAL UNION OF OPERATING ENG. JT ANNUITY FD OF EASTERN PENNSYL has sponsored the creation of one or more 401k plans.

Company Name:INTERNATIONAL UNION OF OPERATING ENG. JT ANNUITY FD OF EASTERN PENNSYL
Employer identification number (EIN):232352166
NAIC Classification:238290
NAIC Description:Other Building Equipment Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01ROBERT HEENAN
0022016-01-01ROBERT HEENAN
0022015-01-01ROBERT HEENAN
0022014-01-01ROBERT HEENAN
0022013-01-01ROBERT HEENAN
0022012-01-01ROBERT HEENAN
0022011-01-01ROBERT HEENAN
0022010-01-01ROBERT HEENAN
0022009-01-01ROBERT HEENAN JAMES DAVIS2010-10-11

Plan Statistics for INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE

401k plan membership statisitcs for INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE

Measure Date Value
2022: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2022 401k membership
Total participants, beginning-of-year2022-01-0111,760
Total number of active participants reported on line 7a of the Form 55002022-01-019,386
Number of retired or separated participants receiving benefits2022-01-0169
Number of other retired or separated participants entitled to future benefits2022-01-012,225
Total of all active and inactive participants2022-01-0111,680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-0111,683
Number of participants with account balances2022-01-0111,683
Number of employers contributing to the scheme2022-01-0186
2021: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2021 401k membership
Total participants, beginning-of-year2021-01-0111,824
Total number of active participants reported on line 7a of the Form 55002021-01-019,443
Number of retired or separated participants receiving benefits2021-01-0167
Number of other retired or separated participants entitled to future benefits2021-01-012,248
Total of all active and inactive participants2021-01-0111,758
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-0111,760
Number of participants with account balances2021-01-0111,760
Number of employers contributing to the scheme2021-01-01564
2020: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2020 401k membership
Total participants, beginning-of-year2020-01-0112,415
Total number of active participants reported on line 7a of the Form 55002020-01-019,522
Number of retired or separated participants receiving benefits2020-01-0156
Number of other retired or separated participants entitled to future benefits2020-01-012,245
Total of all active and inactive participants2020-01-0111,823
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-0111,824
Number of participants with account balances2020-01-0111,824
Number of employers contributing to the scheme2020-01-01552
2019: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2019 401k membership
Total participants, beginning-of-year2019-01-0112,696
Total number of active participants reported on line 7a of the Form 55002019-01-0110,130
Number of retired or separated participants receiving benefits2019-01-0156
Number of other retired or separated participants entitled to future benefits2019-01-012,229
Total of all active and inactive participants2019-01-0112,415
Total participants2019-01-0112,415
Number of participants with account balances2019-01-0112,415
Number of employers contributing to the scheme2019-01-01563
2018: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2018 401k membership
Total participants, beginning-of-year2018-01-0111,163
Total number of active participants reported on line 7a of the Form 55002018-01-0110,526
Number of retired or separated participants receiving benefits2018-01-0160
Number of other retired or separated participants entitled to future benefits2018-01-012,109
Total of all active and inactive participants2018-01-0112,695
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-0112,696
Number of employers contributing to the scheme2018-01-01592
2017: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2017 401k membership
Total participants, beginning-of-year2017-01-019,369
Total number of active participants reported on line 7a of the Form 55002017-01-0110,343
Number of retired or separated participants receiving benefits2017-01-0154
Number of other retired or separated participants entitled to future benefits2017-01-01766
Total of all active and inactive participants2017-01-0111,163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-0111,164
Number of employers contributing to the scheme2017-01-01547
2016: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2016 401k membership
Total participants, beginning-of-year2016-01-019,245
Total number of active participants reported on line 7a of the Form 55002016-01-018,646
Number of retired or separated participants receiving benefits2016-01-0145
Number of other retired or separated participants entitled to future benefits2016-01-01678
Total of all active and inactive participants2016-01-019,369
Total participants2016-01-019,369
Number of participants with account balances2016-01-019,369
Number of employers contributing to the scheme2016-01-01522
2015: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2015 401k membership
Total participants, beginning-of-year2015-01-019,134
Total number of active participants reported on line 7a of the Form 55002015-01-018,562
Number of retired or separated participants receiving benefits2015-01-0139
Number of other retired or separated participants entitled to future benefits2015-01-01643
Total of all active and inactive participants2015-01-019,244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-019,245
Number of participants with account balances2015-01-019,245
Number of employers contributing to the scheme2015-01-01516
2014: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2014 401k membership
Total participants, beginning-of-year2014-01-019,199
Total number of active participants reported on line 7a of the Form 55002014-01-018,482
Number of retired or separated participants receiving benefits2014-01-0135
Number of other retired or separated participants entitled to future benefits2014-01-01617
Total of all active and inactive participants2014-01-019,134
Total participants2014-01-019,134
Number of participants with account balances2014-01-019,134
Number of employers contributing to the scheme2014-01-01555
2013: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2013 401k membership
Total participants, beginning-of-year2013-01-018,888
Total number of active participants reported on line 7a of the Form 55002013-01-018,626
Number of retired or separated participants receiving benefits2013-01-0134
Number of other retired or separated participants entitled to future benefits2013-01-01539
Total of all active and inactive participants2013-01-019,199
Total participants2013-01-019,199
Number of participants with account balances2013-01-019,199
Number of employers contributing to the scheme2013-01-01616
2012: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2012 401k membership
Total participants, beginning-of-year2012-01-018,006
Total number of active participants reported on line 7a of the Form 55002012-01-018,392
Number of retired or separated participants receiving benefits2012-01-0137
Number of other retired or separated participants entitled to future benefits2012-01-01459
Total of all active and inactive participants2012-01-018,888
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-018,888
Number of participants with account balances2012-01-018,888
Number of employers contributing to the scheme2012-01-01578
2011: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2011 401k membership
Total participants, beginning-of-year2011-01-016,418
Total number of active participants reported on line 7a of the Form 55002011-01-017,551
Number of retired or separated participants receiving benefits2011-01-0140
Number of other retired or separated participants entitled to future benefits2011-01-01414
Total of all active and inactive participants2011-01-018,005
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-018,006
Number of participants with account balances2011-01-018,006
Number of employers contributing to the scheme2011-01-01760
2010: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2010 401k membership
Total participants, beginning-of-year2010-01-016,249
Total number of active participants reported on line 7a of the Form 55002010-01-015,987
Number of retired or separated participants receiving benefits2010-01-0148
Number of other retired or separated participants entitled to future benefits2010-01-01380
Total of all active and inactive participants2010-01-016,415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-016,418
Number of participants with account balances2010-01-016,418
Number of employers contributing to the scheme2010-01-01517
2009: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2009 401k membership
Total participants, beginning-of-year2009-01-016,260
Total number of active participants reported on line 7a of the Form 55002009-01-015,822
Number of retired or separated participants receiving benefits2009-01-0155
Number of other retired or separated participants entitled to future benefits2009-01-01370
Total of all active and inactive participants2009-01-016,247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-016,249
Number of participants with account balances2009-01-016,249
Number of employers contributing to the scheme2009-01-01517

Financial Data on INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE

Measure Date Value
2022 : INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$441,190
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$444,163
Total income from all sources (including contributions)2022-12-31$-14,178,128
Total of all expenses incurred2022-12-31$47,624,411
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$47,069,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$43,305,264
Value of total assets at end of year2022-12-31$476,640,690
Value of total assets at beginning of year2022-12-31$538,446,202
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$555,261
Total interest from all sources2022-12-31$1,941,010
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$38,502
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$38,502
Administrative expenses professional fees incurred2022-12-31$92,904
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$75,853
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$245,338
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$122,454
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$436,915
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$431,689
Other income not declared elsewhere2022-12-31$527,438
Administrative expenses (other) incurred2022-12-31$412,357
Liabilities. Value of operating payables at end of year2022-12-31$4,275
Liabilities. Value of operating payables at beginning of year2022-12-31$12,474
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-61,802,539
Value of net assets at end of year (total assets less liabilities)2022-12-31$476,199,500
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$538,002,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$50,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$6,428,322
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$10,322,752
Value of interest in pooled separate accounts at end of year2022-12-31$309,208,036
Value of interest in pooled separate accounts at beginning of year2022-12-31$361,160,375
Interest earned on other investments2022-12-31$1,940,926
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,990,570
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$2,998,371
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$2,998,371
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$84
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$153,341,870
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$159,464,201
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$1,087,493
Net investment gain/loss from pooled separate accounts2022-12-31$-61,077,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$43,229,411
Employer contributions (assets) at end of year2022-12-31$4,426,554
Employer contributions (assets) at beginning of year2022-12-31$4,378,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$47,069,150
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31NOVAK FRANCELLA, LLC
Accountancy firm EIN2022-12-31611436956
2021 : INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-67,825
Total unrealized appreciation/depreciation of assets2021-12-31$-67,825
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$444,163
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$452,367
Total income from all sources (including contributions)2021-12-31$85,146,793
Total of all expenses incurred2021-12-31$40,501,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$39,905,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$44,084,894
Value of total assets at end of year2021-12-31$538,446,202
Value of total assets at beginning of year2021-12-31$493,809,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$596,428
Total interest from all sources2021-12-31$2,146,669
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$708,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$708,695
Administrative expenses professional fees incurred2021-12-31$129,272
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$97,197
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$122,454
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$121,609
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$431,689
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$440,614
Other income not declared elsewhere2021-12-31$450,000
Administrative expenses (other) incurred2021-12-31$417,156
Liabilities. Value of operating payables at end of year2021-12-31$12,474
Liabilities. Value of operating payables at beginning of year2021-12-31$11,753
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$44,645,106
Value of net assets at end of year (total assets less liabilities)2021-12-31$538,002,039
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$493,356,933
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$50,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$10,322,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,240,463
Value of interest in pooled separate accounts at end of year2021-12-31$361,160,375
Value of interest in pooled separate accounts at beginning of year2021-12-31$316,213,855
Interest earned on other investments2021-12-31$2,146,363
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$2,998,371
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,788,687
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,788,687
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$306
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$159,464,201
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$162,114,646
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$805,314
Net investment gain/loss from pooled separate accounts2021-12-31$37,019,046
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$43,987,697
Employer contributions (assets) at end of year2021-12-31$4,378,049
Employer contributions (assets) at beginning of year2021-12-31$4,330,040
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$39,905,259
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31NOVAK FRANCELLA, LLC
Accountancy firm EIN2021-12-31611436956
2020 : INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-8,777
Total unrealized appreciation/depreciation of assets2020-12-31$-8,777
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$452,367
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$461,021
Total income from all sources (including contributions)2020-12-31$82,614,015
Total of all expenses incurred2020-12-31$48,286,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$47,660,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$39,081,826
Value of total assets at end of year2020-12-31$493,809,300
Value of total assets at beginning of year2020-12-31$459,490,527
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$626,430
Total interest from all sources2020-12-31$2,610,474
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$29,544
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$29,544
Administrative expenses professional fees incurred2020-12-31$148,944
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$85,239
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$121,609
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$111,780
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$440,614
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$446,847
Other income not declared elsewhere2020-12-31$450,000
Administrative expenses (other) incurred2020-12-31$422,728
Liabilities. Value of operating payables at end of year2020-12-31$11,753
Liabilities. Value of operating payables at beginning of year2020-12-31$14,174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$34,327,427
Value of net assets at end of year (total assets less liabilities)2020-12-31$493,356,933
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$459,029,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$54,758
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,240,463
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,219,871
Value of interest in pooled separate accounts at end of year2020-12-31$316,213,855
Value of interest in pooled separate accounts at beginning of year2020-12-31$290,404,750
Interest earned on other investments2020-12-31$2,607,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,788,687
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$4,139,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$4,139,315
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,556
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$162,114,646
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$155,037,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,846,293
Net investment gain/loss from pooled separate accounts2020-12-31$38,604,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$38,996,587
Employer contributions (assets) at end of year2020-12-31$4,330,040
Employer contributions (assets) at beginning of year2020-12-31$3,577,312
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$47,660,158
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31NOVAK FRANCELLA, LLC
Accountancy firm EIN2020-12-31611436956
2019 : INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-67,156
Total unrealized appreciation/depreciation of assets2019-12-31$-67,156
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$461,021
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$439,342
Total income from all sources (including contributions)2019-12-31$98,650,356
Total of all expenses incurred2019-12-31$35,516,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$34,885,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$43,638,840
Value of total assets at end of year2019-12-31$459,490,527
Value of total assets at beginning of year2019-12-31$396,335,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$630,770
Total interest from all sources2019-12-31$2,600,415
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$25,143
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$25,143
Administrative expenses professional fees incurred2019-12-31$141,317
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$343,322
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$111,780
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$123,443
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$446,847
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$423,969
Other income not declared elsewhere2019-12-31$450,000
Administrative expenses (other) incurred2019-12-31$437,645
Liabilities. Value of operating payables at end of year2019-12-31$14,174
Liabilities. Value of operating payables at beginning of year2019-12-31$15,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$63,133,785
Value of net assets at end of year (total assets less liabilities)2019-12-31$459,029,506
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$395,895,721
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$51,808
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,219,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,154,874
Value of interest in pooled separate accounts at end of year2019-12-31$290,404,750
Value of interest in pooled separate accounts at beginning of year2019-12-31$232,542,342
Interest earned on other investments2019-12-31$2,595,326
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$4,139,315
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$3,391,389
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$3,391,389
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$5,089
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$155,037,499
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$152,050,548
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,909,842
Net investment gain/loss from pooled separate accounts2019-12-31$50,093,272
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$43,295,518
Employer contributions (assets) at end of year2019-12-31$3,577,312
Employer contributions (assets) at beginning of year2019-12-31$4,072,467
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$34,885,801
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31NOVAK FRANCELLA LLC
Accountancy firm EIN2019-12-31611436956
2018 : INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-6,685
Total unrealized appreciation/depreciation of assets2018-12-31$-6,685
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$439,342
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$430,639
Total income from all sources (including contributions)2018-12-31$43,605,004
Total of all expenses incurred2018-12-31$32,076,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$31,476,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$53,160,910
Value of total assets at end of year2018-12-31$396,335,063
Value of total assets at beginning of year2018-12-31$384,798,040
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$599,720
Total interest from all sources2018-12-31$2,494,746
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$22,633
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$22,633
Administrative expenses professional fees incurred2018-12-31$123,519
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$87,325
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$123,443
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$342,104
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$423,969
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$415,749
Other income not declared elsewhere2018-12-31$450,000
Administrative expenses (other) incurred2018-12-31$427,965
Liabilities. Value of operating payables at end of year2018-12-31$15,373
Liabilities. Value of operating payables at beginning of year2018-12-31$14,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$11,528,320
Value of net assets at end of year (total assets less liabilities)2018-12-31$395,895,721
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$384,367,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$48,236
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,154,874
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,794,806
Value of interest in pooled separate accounts at end of year2018-12-31$232,542,342
Value of interest in pooled separate accounts at beginning of year2018-12-31$215,888,391
Interest earned on other investments2018-12-31$2,489,690
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$3,391,389
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$3,594,064
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$3,594,064
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$5,056
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$152,050,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$154,167,427
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$166,750
Net investment gain/loss from pooled separate accounts2018-12-31$-12,683,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$53,073,585
Employer contributions (assets) at end of year2018-12-31$4,072,467
Employer contributions (assets) at beginning of year2018-12-31$6,011,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$31,476,964
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31NOVAK FRANCELLA, LLC
Accountancy firm EIN2018-12-31611436956
2017 : INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-7,011
Total unrealized appreciation/depreciation of assets2017-12-31$-7,011
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$430,639
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$415,710
Total income from all sources (including contributions)2017-12-31$77,257,637
Total of all expenses incurred2017-12-31$26,467,578
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$25,836,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$45,530,036
Value of total assets at end of year2017-12-31$384,798,040
Value of total assets at beginning of year2017-12-31$333,993,052
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$631,424
Total interest from all sources2017-12-31$2,503,984
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$33,738
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$33,738
Administrative expenses professional fees incurred2017-12-31$164,729
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$138,620
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$342,104
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$45,973
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$415,749
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$402,251
Other income not declared elsewhere2017-12-31$525,000
Administrative expenses (other) incurred2017-12-31$424,046
Liabilities. Value of operating payables at end of year2017-12-31$14,890
Liabilities. Value of operating payables at beginning of year2017-12-31$13,459
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$50,790,059
Value of net assets at end of year (total assets less liabilities)2017-12-31$384,367,401
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$333,577,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$42,649
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,794,806
Value of interest in pooled separate accounts at end of year2017-12-31$215,888,391
Value of interest in pooled separate accounts at beginning of year2017-12-31$175,481,481
Interest earned on other investments2017-12-31$2,501,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$3,594,064
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,399,577
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,399,577
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$2,395
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$154,167,427
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$153,237,162
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$889,017
Net investment gain/loss from pooled separate accounts2017-12-31$27,782,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$45,391,416
Employer contributions (assets) at end of year2017-12-31$6,011,248
Employer contributions (assets) at beginning of year2017-12-31$2,828,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$25,836,154
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31NOVAK FRANCELLA LLC
Accountancy firm EIN2017-12-31611436956
2016 : INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$415,710
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$396,094
Total income from all sources (including contributions)2016-12-31$44,018,214
Total of all expenses incurred2016-12-31$25,082,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$24,549,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$28,697,992
Value of total assets at end of year2016-12-31$333,993,052
Value of total assets at beginning of year2016-12-31$315,037,463
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$532,643
Total interest from all sources2016-12-31$2,644,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$81,873
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$197,104
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$45,973
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$45,744
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$402,251
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$381,105
Other income not declared elsewhere2016-12-31$400,000
Administrative expenses (other) incurred2016-12-31$410,739
Liabilities. Value of operating payables at end of year2016-12-31$13,459
Liabilities. Value of operating payables at beginning of year2016-12-31$14,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$18,935,973
Value of net assets at end of year (total assets less liabilities)2016-12-31$333,577,342
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$314,641,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$40,031
Value of interest in pooled separate accounts at end of year2016-12-31$175,481,481
Value of interest in pooled separate accounts at beginning of year2016-12-31$161,001,906
Interest earned on other investments2016-12-31$2,643,586
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,399,577
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,703,046
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,703,046
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,005
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$153,237,162
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$149,550,429
Net investment gain/loss from pooled separate accounts2016-12-31$12,275,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$28,500,888
Employer contributions (assets) at end of year2016-12-31$2,828,859
Employer contributions (assets) at beginning of year2016-12-31$2,736,338
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$24,549,598
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31NOVAK FRANCELLA, LLC
Accountancy firm EIN2016-12-31611436956
2015 : INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$396,094
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$285,246
Total income from all sources (including contributions)2015-12-31$34,210,528
Total of all expenses incurred2015-12-31$28,744,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$28,189,103
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$28,020,703
Value of total assets at end of year2015-12-31$315,037,463
Value of total assets at beginning of year2015-12-31$309,460,119
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$554,929
Total interest from all sources2015-12-31$2,659,518
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$84,858
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$45,173
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$45,744
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$37,253
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$381,105
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$265,050
Other income not declared elsewhere2015-12-31$387,500
Administrative expenses (other) incurred2015-12-31$419,084
Liabilities. Value of operating payables at end of year2015-12-31$14,989
Liabilities. Value of operating payables at beginning of year2015-12-31$20,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$5,466,496
Value of net assets at end of year (total assets less liabilities)2015-12-31$314,641,369
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$309,174,873
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$50,987
Value of interest in pooled separate accounts at end of year2015-12-31$161,001,906
Value of interest in pooled separate accounts at beginning of year2015-12-31$154,075,291
Interest earned on other investments2015-12-31$2,658,650
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,703,046
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,780,360
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,780,360
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$868
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$149,550,429
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$151,195,595
Net investment gain/loss from pooled separate accounts2015-12-31$3,142,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$27,975,530
Employer contributions (assets) at end of year2015-12-31$2,736,338
Employer contributions (assets) at beginning of year2015-12-31$2,371,620
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$28,189,103
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31NOVAK FRANCELLA LLC
Accountancy firm EIN2015-12-31611436956
2014 : INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$285,246
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$278,434
Total income from all sources (including contributions)2014-12-31$39,325,740
Total of all expenses incurred2014-12-31$29,935,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$29,453,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$25,145,044
Value of total assets at end of year2014-12-31$309,460,119
Value of total assets at beginning of year2014-12-31$300,063,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$482,469
Total interest from all sources2014-12-31$2,788,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$56,700
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$118,842
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$37,253
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$222
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$265,050
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$257,921
Other income not declared elsewhere2014-12-31$350,000
Administrative expenses (other) incurred2014-12-31$344,075
Liabilities. Value of operating payables at end of year2014-12-31$20,196
Liabilities. Value of operating payables at beginning of year2014-12-31$20,513
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$9,390,055
Value of net assets at end of year (total assets less liabilities)2014-12-31$309,174,873
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$299,784,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$81,694
Value of interest in pooled separate accounts at end of year2014-12-31$154,075,291
Value of interest in pooled separate accounts at beginning of year2014-12-31$141,187,360
Interest earned on other investments2014-12-31$2,785,274
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,780,360
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$3,136,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$3,136,024
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$3,093
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$151,195,595
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$154,043,870
Net investment gain/loss from pooled separate accounts2014-12-31$11,042,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$25,026,202
Employer contributions (assets) at end of year2014-12-31$2,371,620
Employer contributions (assets) at beginning of year2014-12-31$1,695,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$29,453,216
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31NOVAK FRANCELLA, LLC
Accountancy firm EIN2014-12-31611436956
2013 : INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$278,434
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$247,440
Total income from all sources (including contributions)2013-12-31$57,142,494
Total of all expenses incurred2013-12-31$23,078,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$22,629,539
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$26,074,187
Value of total assets at end of year2013-12-31$300,063,252
Value of total assets at beginning of year2013-12-31$265,968,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$449,219
Total interest from all sources2013-12-31$3,106,979
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$59,320
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$168,684
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$222
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$445
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$257,921
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$242,188
Other income not declared elsewhere2013-12-31$350,000
Administrative expenses (other) incurred2013-12-31$315,456
Liabilities. Value of operating payables at end of year2013-12-31$20,513
Liabilities. Value of operating payables at beginning of year2013-12-31$5,252
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$34,063,736
Value of net assets at end of year (total assets less liabilities)2013-12-31$299,784,818
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$265,721,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$74,443
Value of interest in pooled separate accounts at end of year2013-12-31$141,187,360
Value of interest in pooled separate accounts at beginning of year2013-12-31$109,581,692
Interest earned on other investments2013-12-31$3,104,866
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$3,136,024
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,023,452
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,023,452
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$2,113
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$154,043,870
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$151,333,979
Net investment gain/loss from pooled separate accounts2013-12-31$27,611,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$25,905,503
Employer contributions (assets) at end of year2013-12-31$1,695,776
Employer contributions (assets) at beginning of year2013-12-31$2,028,954
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$22,629,539
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31NOVAK FRANCELLA, LLC
Accountancy firm EIN2013-12-31611436956
2012 : INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$247,440
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$238,787
Total income from all sources (including contributions)2012-12-31$47,899,257
Total of all expenses incurred2012-12-31$20,467,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$20,085,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$28,982,229
Value of total assets at end of year2012-12-31$265,968,522
Value of total assets at beginning of year2012-12-31$238,528,108
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$382,037
Total interest from all sources2012-12-31$3,008,932
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$55,365
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$296,477
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$445
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$14,028
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$242,188
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$236,015
Other income not declared elsewhere2012-12-31$312,500
Administrative expenses (other) incurred2012-12-31$259,346
Liabilities. Value of operating payables at end of year2012-12-31$5,252
Liabilities. Value of operating payables at beginning of year2012-12-31$2,772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$27,431,761
Value of net assets at end of year (total assets less liabilities)2012-12-31$265,721,082
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$238,289,321
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$67,326
Value of interest in pooled separate accounts at end of year2012-12-31$109,581,692
Value of interest in pooled separate accounts at beginning of year2012-12-31$83,829,920
Interest earned on other investments2012-12-31$3,008,195
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,023,452
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,730,373
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,730,373
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$737
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$151,333,979
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$149,899,468
Net investment gain/loss from pooled separate accounts2012-12-31$15,595,596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$28,685,752
Employer contributions (assets) at end of year2012-12-31$2,028,954
Employer contributions (assets) at beginning of year2012-12-31$3,054,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$20,085,459
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31NOVAK FRANCELLA LLC
Accountancy firm EIN2012-12-31611436956
2011 : INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$238,787
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$237,508
Total income from all sources (including contributions)2011-12-31$31,323,568
Total of all expenses incurred2011-12-31$19,849,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$19,485,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$26,745,593
Value of total assets at end of year2011-12-31$238,528,108
Value of total assets at beginning of year2011-12-31$227,053,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$363,994
Total interest from all sources2011-12-31$2,905,903
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$50,075
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$167,852
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$14,028
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$236,015
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$237,508
Other income not declared elsewhere2011-12-31$200,000
Administrative expenses (other) incurred2011-12-31$252,191
Liabilities. Value of operating payables at end of year2011-12-31$2,772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$11,473,728
Value of net assets at end of year (total assets less liabilities)2011-12-31$238,289,321
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$226,815,593
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$61,728
Value of interest in pooled separate accounts at end of year2011-12-31$83,829,920
Value of interest in pooled separate accounts at beginning of year2011-12-31$72,289,684
Interest earned on other investments2011-12-31$2,905,502
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,730,373
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,455,477
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,455,477
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$401
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$149,899,468
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$151,829,110
Net investment gain/loss from pooled separate accounts2011-12-31$1,472,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$26,577,741
Employer contributions (assets) at end of year2011-12-31$3,054,319
Employer contributions (assets) at beginning of year2011-12-31$1,478,830
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$19,485,846
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31NOVAK FRANCELLA LLC
Accountancy firm EIN2011-12-31611436956
2010 : INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$237,508
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$482,332
Total income from all sources (including contributions)2010-12-31$33,317,183
Total of all expenses incurred2010-12-31$17,034,230
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$16,681,717
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$18,592,149
Value of total assets at end of year2010-12-31$227,053,101
Value of total assets at beginning of year2010-12-31$211,014,972
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$352,513
Total interest from all sources2010-12-31$2,915,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$45,134
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$90,194
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$237,508
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$466,432
Other income not declared elsewhere2010-12-31$162,500
Administrative expenses (other) incurred2010-12-31$249,442
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$15,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$16,282,953
Value of net assets at end of year (total assets less liabilities)2010-12-31$226,815,593
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$210,532,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$57,937
Value of interest in pooled separate accounts at end of year2010-12-31$72,289,684
Value of interest in pooled separate accounts at beginning of year2010-12-31$138,445,728
Interest earned on other investments2010-12-31$2,914,561
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,455,477
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$864,146
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$864,146
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$505
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$151,829,110
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$69,862,440
Net investment gain/loss from pooled separate accounts2010-12-31$11,647,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$18,501,955
Employer contributions (assets) at end of year2010-12-31$1,478,830
Employer contributions (assets) at beginning of year2010-12-31$1,842,658
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$16,681,717
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31NOVAK FRANCELLA LLC
Accountancy firm EIN2010-12-31611436956

Form 5500 Responses for INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE

2022: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2022 form 5500 responses
2022-01-01Type of plan entityMulti-employer plan
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2021 form 5500 responses
2021-01-01Type of plan entityMulti-employer plan
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2020 form 5500 responses
2020-01-01Type of plan entityMulti-employer plan
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2019 form 5500 responses
2019-01-01Type of plan entityMulti-employer plan
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2018 form 5500 responses
2018-01-01Type of plan entityMulti-employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2017 form 5500 responses
2017-01-01Type of plan entityMulti-employer plan
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2014 form 5500 responses
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2010 form 5500 responses
2010-01-01Type of plan entityMulti-employer plan
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: INTERNATIONAL UNION OF OPERATING ENGINEERS JOINT ANNUITY FUND OF EASTERN PENNSYLVANIA AND DELAWARE 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038503
Policy instance 1
Insurance contract or identification number038503
Number of Individuals Covered11683
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038503
Policy instance 1
Insurance contract or identification number038503
Number of Individuals Covered11760
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038503
Policy instance 1
Insurance contract or identification number038503
Number of Individuals Covered11824
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038503
Policy instance 1
Insurance contract or identification number038503
Number of Individuals Covered12415
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038503
Policy instance 1
Insurance contract or identification number038503
Number of Individuals Covered12696
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038503
Policy instance 1
Insurance contract or identification number038503
Number of Individuals Covered11164
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038503
Policy instance 1
Insurance contract or identification number038503
Number of Individuals Covered9245
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038503
Policy instance 1
Insurance contract or identification number038503
Number of Individuals Covered9134
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038503
Policy instance 1
Insurance contract or identification number038503
Number of Individuals Covered9199
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038503
Policy instance 1
Insurance contract or identification number038503
Number of Individuals Covered8888
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038503
Policy instance 1
Insurance contract or identification number038503
Number of Individuals Covered8006
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $66,667
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038503
Policy instance 1
Insurance contract or identification number038503
Number of Individuals Covered6418
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $100,000
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees80000
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
Insurance broker nameNORTH RIDGE SECURITIES CORP

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