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HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 401k Plan overview

Plan NameHERBEIN AND COMPANY, INC. PROFIT SHARING PLAN
Plan identification number 001

HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HERBEIN AND COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:HERBEIN AND COMPANY, INC.
Employer identification number (EIN):232415973
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01
0012020-10-01
0012019-10-01
0012018-10-01
0012017-10-01
0012016-10-01JOHN PAGERLY
0012015-10-01JOHN PAGERLY JOHN PAGERLY2017-04-28
0012014-10-01JOHN PAGERLY JOHN PAGERLY2016-01-22
0012013-10-01JOHN PAGERLY JOHN PAGERLY2015-01-06
0012012-10-01JOHN PAGERLY JOHN PAGERLY2014-01-21
0012011-10-01JOHN PAGERLY JOHN PAGERLY2013-01-18
0012010-10-01JOHN PAGERLY JOHN PAGERLY2012-01-20
0012009-10-01JOHN PAGERLY JOHN PAGERLY2011-01-19

Plan Statistics for HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN

Measure Date Value
2021: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-01268
Total number of active participants reported on line 7a of the Form 55002021-10-01236
Number of retired or separated participants receiving benefits2021-10-010
Number of other retired or separated participants entitled to future benefits2021-10-0159
Total of all active and inactive participants2021-10-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-011
Total participants2021-10-01296
Number of participants with account balances2021-10-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-018
2020: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-01234
Total number of active participants reported on line 7a of the Form 55002020-10-01218
Number of retired or separated participants receiving benefits2020-10-010
Number of other retired or separated participants entitled to future benefits2020-10-0150
Total of all active and inactive participants2020-10-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-010
Total participants2020-10-01268
Number of participants with account balances2020-10-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-0116
2019: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-01237
Total number of active participants reported on line 7a of the Form 55002019-10-01195
Number of retired or separated participants receiving benefits2019-10-010
Number of other retired or separated participants entitled to future benefits2019-10-0139
Total of all active and inactive participants2019-10-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-01234
Number of participants with account balances2019-10-01228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-019
2018: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01248
Total number of active participants reported on line 7a of the Form 55002018-10-01189
Number of retired or separated participants receiving benefits2018-10-010
Number of other retired or separated participants entitled to future benefits2018-10-0148
Total of all active and inactive participants2018-10-01237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-01237
Number of participants with account balances2018-10-01231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-0112
2017: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01234
Total number of active participants reported on line 7a of the Form 55002017-10-01186
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-0162
Total of all active and inactive participants2017-10-01248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01248
Number of participants with account balances2017-10-01237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-0121
2016: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01189
Total number of active participants reported on line 7a of the Form 55002016-10-01167
Number of retired or separated participants receiving benefits2016-10-016
Number of other retired or separated participants entitled to future benefits2016-10-0161
Total of all active and inactive participants2016-10-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-01234
Number of participants with account balances2016-10-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-0114
2015: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01219
Total number of active participants reported on line 7a of the Form 55002015-10-01157
Number of retired or separated participants receiving benefits2015-10-019
Number of other retired or separated participants entitled to future benefits2015-10-0123
Total of all active and inactive participants2015-10-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01189
Number of participants with account balances2015-10-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-0112
2014: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01204
Total number of active participants reported on line 7a of the Form 55002014-10-01198
Number of retired or separated participants receiving benefits2014-10-017
Number of other retired or separated participants entitled to future benefits2014-10-0113
Total of all active and inactive participants2014-10-01218
Total participants2014-10-01218
Number of participants with account balances2014-10-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-015
2013: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01179
Total number of active participants reported on line 7a of the Form 55002013-10-01180
Number of retired or separated participants receiving benefits2013-10-016
Number of other retired or separated participants entitled to future benefits2013-10-0116
Total of all active and inactive participants2013-10-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01202
Number of participants with account balances2013-10-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-014
2012: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01168
Total number of active participants reported on line 7a of the Form 55002012-10-01161
Number of retired or separated participants receiving benefits2012-10-012
Number of other retired or separated participants entitled to future benefits2012-10-0116
Total of all active and inactive participants2012-10-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01179
Number of participants with account balances2012-10-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-011
2011: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01139
Total number of active participants reported on line 7a of the Form 55002011-10-01107
Number of retired or separated participants receiving benefits2011-10-014
Number of other retired or separated participants entitled to future benefits2011-10-0123
Total of all active and inactive participants2011-10-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01134
Number of participants with account balances2011-10-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-012
2010: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-01132
Total number of active participants reported on line 7a of the Form 55002010-10-01109
Number of retired or separated participants receiving benefits2010-10-014
Number of other retired or separated participants entitled to future benefits2010-10-0126
Total of all active and inactive participants2010-10-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-01139
Number of participants with account balances2010-10-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-018
2009: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01130
Total number of active participants reported on line 7a of the Form 55002009-10-01115
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0116
Total of all active and inactive participants2009-10-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01131
Number of participants with account balances2009-10-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-011

Financial Data on HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN

Measure Date Value
2022 : HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$-2,197,301
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$4,396,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$4,236,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$3,793,000
Value of total assets at end of year2022-09-30$38,561,260
Value of total assets at beginning of year2022-09-30$45,155,245
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$160,545
Total interest from all sources2022-09-30$613
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$1,842,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$1,842,519
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$2,280,775
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$258,794
Administrative expenses (other) incurred2022-09-30$31,103
Total non interest bearing cash at end of year2022-09-30$0
Total non interest bearing cash at beginning of year2022-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-6,593,985
Value of net assets at end of year (total assets less liabilities)2022-09-30$38,561,260
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$45,155,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Investment advisory and management fees2022-09-30$129,442
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$37,084,017
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$43,888,834
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-09-30$223,812
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-09-30$198,303
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-09-30$198,303
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-09-30$613
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-7,833,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$1,253,431
Employer contributions (assets) at end of year2022-09-30$1,253,431
Employer contributions (assets) at beginning of year2022-09-30$1,068,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$4,236,139
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30SMITH ELLIOTT KEARNS & CO., LLC
Accountancy firm EIN2022-09-30520783935
2021 : HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$11,615,633
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$1,843,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$1,699,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$3,372,839
Value of total assets at end of year2021-09-30$45,155,245
Value of total assets at beginning of year2021-09-30$35,383,602
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$144,283
Total interest from all sources2021-09-30$434
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$744,200
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$744,200
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$1,862,831
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$439,775
Administrative expenses (other) incurred2021-09-30$26,400
Total non interest bearing cash at end of year2021-09-30$0
Total non interest bearing cash at beginning of year2021-09-30$2,170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$9,771,643
Value of net assets at end of year (total assets less liabilities)2021-09-30$45,155,245
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$35,383,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Investment advisory and management fees2021-09-30$117,883
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$43,888,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$33,759,123
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-09-30$198,303
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-09-30$643,798
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-09-30$643,798
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-09-30$434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$7,498,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$1,070,233
Employer contributions (assets) at end of year2021-09-30$1,068,108
Employer contributions (assets) at beginning of year2021-09-30$978,511
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$1,699,707
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30SMITH ELLIOTT KEARNS & CO., LLC
Accountancy firm EIN2021-09-30520783935
2020 : HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total income from all sources (including contributions)2020-09-30$3,202,845
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$1,910,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$1,778,851
Value of total corrective distributions2020-09-30$6,473
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$2,829,003
Value of total assets at end of year2020-09-30$35,383,602
Value of total assets at beginning of year2020-09-30$34,090,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$124,798
Total interest from all sources2020-09-30$2,245
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$977,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$977,795
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$1,657,145
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$193,347
Administrative expenses (other) incurred2020-09-30$26,318
Total non interest bearing cash at end of year2020-09-30$2,170
Total non interest bearing cash at beginning of year2020-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$1,292,723
Value of net assets at end of year (total assets less liabilities)2020-09-30$35,383,602
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$34,090,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Investment advisory and management fees2020-09-30$98,480
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$33,759,123
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$32,829,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-09-30$643,798
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-09-30$285,431
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-09-30$285,431
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-09-30$2,245
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$-606,198
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$978,511
Employer contributions (assets) at end of year2020-09-30$978,511
Employer contributions (assets) at beginning of year2020-09-30$976,179
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$1,778,851
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30SMITH ELLIOTT KEARNS & CO., LLC
Accountancy firm EIN2020-09-30520783935
2019 : HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$3,686,061
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$6,005,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$5,881,889
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$4,026,276
Value of total assets at end of year2019-09-30$34,090,879
Value of total assets at beginning of year2019-09-30$36,410,123
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$123,416
Total interest from all sources2019-09-30$1,773
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$1,518,932
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$1,518,932
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$1,488,850
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$1,561,247
Administrative expenses (other) incurred2019-09-30$25,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$-2,319,244
Value of net assets at end of year (total assets less liabilities)2019-09-30$34,090,879
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$36,410,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Investment advisory and management fees2019-09-30$97,905
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$32,829,269
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$35,249,578
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-09-30$285,431
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-09-30$254,985
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-09-30$254,985
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-09-30$1,773
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$-1,860,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$976,179
Employer contributions (assets) at end of year2019-09-30$976,179
Employer contributions (assets) at beginning of year2019-09-30$905,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$5,881,889
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30SMITH ELLIOTT KEARNS & CO., LLC
Accountancy firm EIN2019-09-30520783935
2018 : HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$4,828,068
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$2,232,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$2,106,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$3,218,842
Value of total assets at end of year2018-09-30$36,410,123
Value of total assets at beginning of year2018-09-30$33,815,019
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$126,003
Total interest from all sources2018-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$1,174,804
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$1,174,804
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$1,314,304
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$998,978
Administrative expenses (other) incurred2018-09-30$26,406
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$2,595,104
Value of net assets at end of year (total assets less liabilities)2018-09-30$36,410,123
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$33,815,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Investment advisory and management fees2018-09-30$99,597
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$35,249,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$32,811,192
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-09-30$254,985
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-09-30$219,502
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-09-30$219,502
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$434,422
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$905,560
Employer contributions (assets) at end of year2018-09-30$905,560
Employer contributions (assets) at beginning of year2018-09-30$784,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$2,106,961
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30SMITH ELLIOTT KEARNS & CO., LLC
Accountancy firm EIN2018-09-30520783935
2017 : HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$5,127,754
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$735,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$620,306
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$1,829,714
Value of total assets at end of year2017-09-30$33,815,019
Value of total assets at beginning of year2017-09-30$29,422,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$114,911
Total interest from all sources2017-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$918,452
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$918,452
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$1,038,223
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$5,553
Total non interest bearing cash at beginning of year2017-09-30$33,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$4,392,537
Value of net assets at end of year (total assets less liabilities)2017-09-30$33,815,019
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$29,422,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Investment advisory and management fees2017-09-30$89,854
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$32,811,192
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$28,315,776
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-09-30$219,502
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-09-30$364,579
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-09-30$364,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$2,379,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$785,938
Employer contributions (assets) at end of year2017-09-30$784,325
Employer contributions (assets) at beginning of year2017-09-30$708,988
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$620,306
Contract administrator fees2017-09-30$25,057
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30SMITH, ELLIOTT, KEARNS & CO., LLC
Accountancy firm EIN2017-09-30520783935
2016 : HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$5,194,249
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$1,351,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$1,249,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$2,609,315
Value of total assets at end of year2016-09-30$29,422,482
Value of total assets at beginning of year2016-09-30$25,579,971
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$102,333
Total interest from all sources2016-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$581,345
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$581,345
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$1,044,122
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$132,105
Total non interest bearing cash at end of year2016-09-30$33,139
Total non interest bearing cash at beginning of year2016-09-30$32,851
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$3,842,511
Value of net assets at end of year (total assets less liabilities)2016-09-30$29,422,482
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$25,579,971
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Investment advisory and management fees2016-09-30$79,734
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$28,315,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$25,109,459
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-09-30$364,579
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$437,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$437,661
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$2,003,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$1,433,088
Employer contributions (assets) at end of year2016-09-30$708,988
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$1,249,405
Contract administrator fees2016-09-30$22,599
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-09-30Yes
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30SMITH, ELLIOTT, KEARNS & CO., LLC
Accountancy firm EIN2016-09-30520783935
2015 : HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$937,839
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$1,055,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$948,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$1,562,870
Value of total assets at end of year2015-09-30$25,579,971
Value of total assets at beginning of year2015-09-30$25,697,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$106,896
Total interest from all sources2015-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$925,706
Total non interest bearing cash at end of year2015-09-30$32,851
Total non interest bearing cash at beginning of year2015-09-30$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-117,467
Value of net assets at end of year (total assets less liabilities)2015-09-30$25,579,971
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$25,697,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Investment advisory and management fees2015-09-30$106,896
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$25,109,459
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$25,292,109
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$437,661
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$405,323
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$405,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-625,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$637,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$948,410
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30SMITH, ELLIOTT, KEARNS & CO., LLC
Accountancy firm EIN2015-09-30520783935
2014 : HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$3,263,564
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$722,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$623,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$1,471,277
Value of total assets at end of year2014-09-30$25,697,438
Value of total assets at beginning of year2014-09-30$23,156,766
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$99,082
Total interest from all sources2014-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$809,294
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$67,032
Total non interest bearing cash at end of year2014-09-30$6
Total non interest bearing cash at beginning of year2014-09-30$18,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Income. Non cash contributions2014-09-30$0
Value of net income/loss2014-09-30$2,540,672
Value of net assets at end of year (total assets less liabilities)2014-09-30$25,697,438
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$23,156,766
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Investment advisory and management fees2014-09-30$99,082
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$25,292,109
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$22,711,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$405,323
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$427,057
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$427,057
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$1,792,287
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$594,951
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$623,810
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30SMITH, ELLIOTT, KEARNS & CO., LLC
Accountancy firm EIN2014-09-30520783935
2013 : HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$4,952,668
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$2,409,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$2,323,181
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$2,080,914
Value of total assets at end of year2013-09-30$23,156,766
Value of total assets at beginning of year2013-09-30$20,613,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$85,878
Total interest from all sources2013-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$714,713
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$853,262
Total non interest bearing cash at end of year2013-09-30$18,243
Total non interest bearing cash at beginning of year2013-09-30$56,726
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$2,543,609
Value of net assets at end of year (total assets less liabilities)2013-09-30$23,156,766
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$20,613,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Investment advisory and management fees2013-09-30$85,878
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$22,711,466
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$20,153,672
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$427,057
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$402,759
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$402,759
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$2,871,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$512,939
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$2,323,181
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30SMITH, ELLIOTT, KEARNS & CO. LLC
Accountancy firm EIN2013-09-30520783935
2012 : HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$4,350,594
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$810,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$734,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$1,157,635
Value of total assets at end of year2012-09-30$20,613,157
Value of total assets at beginning of year2012-09-30$17,072,632
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$75,469
Total interest from all sources2012-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$643,898
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$118
Total non interest bearing cash at end of year2012-09-30$56,726
Total non interest bearing cash at beginning of year2012-09-30$68,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$3,540,525
Value of net assets at end of year (total assets less liabilities)2012-09-30$20,613,157
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$17,072,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Investment advisory and management fees2012-09-30$75,469
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$20,153,672
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$16,262,432
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$402,759
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$742,190
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$742,190
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$3,192,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$513,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$734,600
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30SMITH ELLIOTT KEARNS & COMPANY, LLC
Accountancy firm EIN2012-09-30520783935
2011 : HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$1,179,757
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$384,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$310,480
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$1,463,791
Value of total assets at end of year2011-09-30$17,072,632
Value of total assets at beginning of year2011-09-30$16,276,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$73,538
Total interest from all sources2011-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$500,000
If this is an individual account plan, was there a blackout period2011-09-30No
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$683,072
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$268,286
Total non interest bearing cash at end of year2011-09-30$68,010
Total non interest bearing cash at beginning of year2011-09-30$78,118
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$795,739
Value of net assets at end of year (total assets less liabilities)2011-09-30$17,072,632
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$16,276,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Investment advisory and management fees2011-09-30$73,538
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$16,262,432
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$15,527,009
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$742,190
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$671,766
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$671,766
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-284,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$512,433
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$310,480
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30SMITH ELLIOTT KEARNS & COMPANY, LLC
Accountancy firm EIN2011-09-30520783935

Form 5500 Responses for HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN

2021: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement - TrustYes
2019: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: HERBEIN AND COMPANY, INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

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