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SEVERN TRENT 401K SAVINGS PLAN 401k Plan overview

Plan NameSEVERN TRENT 401K SAVINGS PLAN
Plan identification number 001

SEVERN TRENT 401K SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SEVERN TRENT SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name:SEVERN TRENT SERVICES, INC.
Employer identification number (EIN):232660702
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SEVERN TRENT 401K SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01CHRIS BRUTSCHE CHRIS BRUTSCHE2018-10-10
0012017-01-01CHRIS BRUTSCHE CHRIS BRUTSCHE2018-10-10
0012016-01-01MARNIE VAUGHAN MARNIE VAUGHAN2017-09-25
0012015-01-01MARNIE VAUGHAN MARNIE VAUGHAN2016-10-07
0012014-01-01MARNIE VAUGHAN MARNIE VAUGHAN2015-10-05
0012013-01-01KEVIN FRETZ
0012012-01-01KEVIN FRETZ KEVIN FRETZ2013-07-29
0012011-01-01KEVIN FRETZ
0012009-01-01KEVIN FRETZ
0012009-01-01KEVIN FRETZ

Plan Statistics for SEVERN TRENT 401K SAVINGS PLAN

401k plan membership statisitcs for SEVERN TRENT 401K SAVINGS PLAN

Measure Date Value
2019: SEVERN TRENT 401K SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,082
Total number of active participants reported on line 7a of the Form 55002019-01-011,526
Number of retired or separated participants receiving benefits2019-01-0114
Number of other retired or separated participants entitled to future benefits2019-01-01421
Total of all active and inactive participants2019-01-011,961
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0111
Total participants2019-01-011,972
Number of participants with account balances2019-01-011,800
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0163
2018: SEVERN TRENT 401K SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,115
Total number of active participants reported on line 7a of the Form 55002018-01-011,512
Number of retired or separated participants receiving benefits2018-01-019
Number of other retired or separated participants entitled to future benefits2018-01-01553
Total of all active and inactive participants2018-01-012,074
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-018
Total participants2018-01-012,082
Number of participants with account balances2018-01-011,864
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0125
2017: SEVERN TRENT 401K SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,998
Total number of active participants reported on line 7a of the Form 55002017-01-011,465
Number of retired or separated participants receiving benefits2017-01-016
Number of other retired or separated participants entitled to future benefits2017-01-01634
Total of all active and inactive participants2017-01-012,105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012,105
Number of participants with account balances2017-01-011,990
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0169
2016: SEVERN TRENT 401K SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,984
Total number of active participants reported on line 7a of the Form 55002016-01-011,396
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-01597
Total of all active and inactive participants2016-01-011,996
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,996
Number of participants with account balances2016-01-011,889
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0152
2015: SEVERN TRENT 401K SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,151
Total number of active participants reported on line 7a of the Form 55002015-01-011,389
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-01592
Total of all active and inactive participants2015-01-011,984
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,984
Number of participants with account balances2015-01-011,850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0199
2014: SEVERN TRENT 401K SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,057
Total number of active participants reported on line 7a of the Form 55002014-01-011,613
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-01534
Total of all active and inactive participants2014-01-012,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012,151
Number of participants with account balances2014-01-012,097
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01130
2013: SEVERN TRENT 401K SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,965
Total number of active participants reported on line 7a of the Form 55002013-01-011,564
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-01489
Total of all active and inactive participants2013-01-012,057
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012,057
Number of participants with account balances2013-01-012,057
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01126
2012: SEVERN TRENT 401K SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,887
Total number of active participants reported on line 7a of the Form 55002012-01-011,508
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-01453
Total of all active and inactive participants2012-01-011,965
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,965
Number of participants with account balances2012-01-011,965
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01118
2011: SEVERN TRENT 401K SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,722
Total number of active participants reported on line 7a of the Form 55002011-01-011,462
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-01421
Total of all active and inactive participants2011-01-011,887
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,887
Number of participants with account balances2011-01-011,887
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01209
2009: SEVERN TRENT 401K SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,000
Total number of active participants reported on line 7a of the Form 55002009-01-011,547
Number of retired or separated participants receiving benefits2009-01-016
Number of other retired or separated participants entitled to future benefits2009-01-01477
Total of all active and inactive participants2009-01-012,030
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012,030
Number of participants with account balances2009-01-012,030
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01144

Financial Data on SEVERN TRENT 401K SAVINGS PLAN

Measure Date Value
2019 : SEVERN TRENT 401K SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$22,995,934
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$9,501,867
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$9,409,551
Expenses. Certain deemed distributions of participant loans2019-12-31$49,823
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,327,303
Value of total assets at end of year2019-12-31$92,587,702
Value of total assets at beginning of year2019-12-31$79,093,635
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$42,493
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$149,313
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$577,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$577,666
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$900
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$6,321,351
Participant contributions at end of year2019-12-31$2,777,536
Participant contributions at beginning of year2019-12-31$2,634,683
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$198
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$341,095
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$2,982
Administrative expenses (other) incurred2019-12-31$32,580
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$13,494,067
Value of net assets at end of year (total assets less liabilities)2019-12-31$92,587,702
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$79,093,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Investment advisory and management fees2019-12-31$9,013
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$14,658,591
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,297,274
Interest on participant loans2019-12-31$149,313
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$74,459,133
Value of interest in common/collective trusts at beginning of year2019-12-31$66,491,820
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,172,925
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$10,765,745
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$2,664,857
Employer contributions (assets) at end of year2019-12-31$692,442
Employer contributions (assets) at beginning of year2019-12-31$669,660
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$9,409,551
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Contract administrator fees2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EISNERAMPER LLC
Accountancy firm EIN2019-12-31131639826
2018 : SEVERN TRENT 401K SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$8,098,469
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$13,565,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$13,363,758
Expenses. Certain deemed distributions of participant loans2018-12-31$75,117
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$8,933,704
Value of total assets at end of year2018-12-31$79,093,635
Value of total assets at beginning of year2018-12-31$84,560,692
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$126,651
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$309,563
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,040,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,040,513
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$39,370
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$6,051,908
Participant contributions at end of year2018-12-31$2,634,683
Participant contributions at beginning of year2018-12-31$2,601,285
Participant contributions at end of year2018-12-31$198
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$317,517
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$-46,194
Administrative expenses (other) incurred2018-12-31$55,781
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-5,467,057
Value of net assets at end of year (total assets less liabilities)2018-12-31$79,093,635
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$84,560,692
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Investment advisory and management fees2018-12-31$31,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,297,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$66,544,231
Interest on participant loans2018-12-31$118,475
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$191,088
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in master investment trust accounts at end of year2018-12-31$0
Value of interest in master investment trust accounts at beginning of year2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$66,491,820
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$14,772,931
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$1,769,592
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$-3,908,709
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$0
Assets. Invements in employer securities at beginning of year2018-12-31$0
Assets. Value of employer real property at end of year2018-12-31$0
Assets. Value of employer real property at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$2,564,279
Employer contributions (assets) at end of year2018-12-31$669,660
Employer contributions (assets) at beginning of year2018-12-31$642,245
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$13,363,758
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$0
Contract administrator fees2018-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Liabilities. Value of benefit claims payable at end of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EISNERAMPER LLP
Accountancy firm EIN2018-12-31131639826
2017 : SEVERN TRENT 401K SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$19,948,890
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$8,329,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$8,246,528
Expenses. Certain deemed distributions of participant loans2017-12-31$515
Value of total corrective distributions2017-12-31$5,919
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$8,897,056
Value of total assets at end of year2017-12-31$84,560,692
Value of total assets at beginning of year2017-12-31$72,941,622
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$76,858
Total interest from all sources2017-12-31$339,864
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$767,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$767,742
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$5,569,551
Participant contributions at end of year2017-12-31$2,601,285
Participant contributions at beginning of year2017-12-31$2,208,778
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$170,061
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$846,463
Other income not declared elsewhere2017-12-31$67,661
Administrative expenses (other) incurred2017-12-31$76,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,619,070
Value of net assets at end of year (total assets less liabilities)2017-12-31$84,560,692
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$72,941,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$66,544,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$55,938,628
Interest on participant loans2017-12-31$116,274
Interest earned on other investments2017-12-31$223,590
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$14,772,931
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$13,941,366
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$9,876,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,481,042
Employer contributions (assets) at end of year2017-12-31$642,245
Employer contributions (assets) at beginning of year2017-12-31$682,789
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$8,246,528
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EISNERAMPER LLP
Accountancy firm EIN2017-12-31131639826
2016 : SEVERN TRENT 401K SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$83,270
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$12,665,114
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$11,127,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$10,985,990
Expenses. Certain deemed distributions of participant loans2016-12-31$14,374
Value of total corrective distributions2016-12-31$7,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$8,085,186
Value of total assets at end of year2016-12-31$72,941,622
Value of total assets at beginning of year2016-12-31$71,487,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$119,625
Total interest from all sources2016-12-31$300,823
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$730,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$730,379
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,092,959
Participant contributions at end of year2016-12-31$2,208,778
Participant contributions at beginning of year2016-12-31$1,966,044
Participant contributions at end of year2016-12-31$170,061
Participant contributions at beginning of year2016-12-31$158,946
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$795,317
Other income not declared elsewhere2016-12-31$70,166
Administrative expenses (other) incurred2016-12-31$119,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,537,319
Value of net assets at end of year (total assets less liabilities)2016-12-31$72,941,622
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$71,487,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$55,938,628
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$56,371,590
Interest on participant loans2016-12-31$84,194
Interest earned on other investments2016-12-31$216,629
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$13,941,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$12,302,510
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,478,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,196,910
Employer contributions (assets) at end of year2016-12-31$682,789
Employer contributions (assets) at beginning of year2016-12-31$688,483
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$10,985,990
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31EISNERAMPER LLP
Accountancy firm EIN2016-12-31131639826
2015 : SEVERN TRENT 401K SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$19,590,043
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$8,948,296
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$14,926,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$14,790,973
Expenses. Certain deemed distributions of participant loans2015-12-31$11,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$8,445,246
Value of total assets at end of year2015-12-31$71,487,573
Value of total assets at beginning of year2015-12-31$97,056,091
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$124,671
Total interest from all sources2015-12-31$362,417
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$822,940
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$822,940
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,820,990
Participant contributions at end of year2015-12-31$1,966,044
Participant contributions at beginning of year2015-12-31$2,673,295
Participant contributions at end of year2015-12-31$158,946
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$76,976
Other income not declared elsewhere2015-12-31$118,644
Administrative expenses (other) incurred2015-12-31$124,671
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-5,978,475
Value of net assets at end of year (total assets less liabilities)2015-12-31$71,487,573
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$97,056,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$56,371,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$77,355,291
Interest on participant loans2015-12-31$98,505
Interest earned on other investments2015-12-31$263,912
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$12,302,510
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$16,432,682
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-800,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,547,280
Employer contributions (assets) at end of year2015-12-31$688,483
Employer contributions (assets) at beginning of year2015-12-31$594,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$14,790,973
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31EISNERAMPER LLP
Accountancy firm EIN2015-12-31131639826
2014 : SEVERN TRENT 401K SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$16,073,573
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$13,088,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$12,935,814
Expenses. Certain deemed distributions of participant loans2014-12-31$525
Value of total corrective distributions2014-12-31$19,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$9,552,005
Value of total assets at end of year2014-12-31$97,056,091
Value of total assets at beginning of year2014-12-31$94,071,303
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$132,870
Total interest from all sources2014-12-31$381,070
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$873,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$873,970
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,295,127
Participant contributions at end of year2014-12-31$2,673,295
Participant contributions at beginning of year2014-12-31$2,495,455
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$683,493
Other income not declared elsewhere2014-12-31$159,249
Administrative expenses (other) incurred2014-12-31$132,870
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,984,788
Value of net assets at end of year (total assets less liabilities)2014-12-31$97,056,091
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$94,071,303
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$77,355,291
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$76,720,178
Interest on participant loans2014-12-31$111,378
Interest earned on other investments2014-12-31$269,692
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$16,432,682
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$14,855,670
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$5,107,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,573,385
Employer contributions (assets) at end of year2014-12-31$594,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$12,935,814
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31EISNERAMPER LLP
Accountancy firm EIN2014-12-31131639826
2013 : SEVERN TRENT 401K SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$23,920,065
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$6,193,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,177,006
Expenses. Certain deemed distributions of participant loans2013-12-31$-18,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$9,158,162
Value of total assets at end of year2013-12-31$94,071,303
Value of total assets at beginning of year2013-12-31$76,345,235
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$35,822
Total interest from all sources2013-12-31$380,353
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$816,534
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$816,534
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,617,070
Participant contributions at end of year2013-12-31$2,495,455
Participant contributions at beginning of year2013-12-31$2,393,117
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,629,985
Other income not declared elsewhere2013-12-31$21,754
Administrative expenses (other) incurred2013-12-31$35,822
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$17,726,068
Value of net assets at end of year (total assets less liabilities)2013-12-31$94,071,303
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$76,345,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$76,720,178
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$61,307,284
Interest on participant loans2013-12-31$105,889
Interest earned on other investments2013-12-31$274,464
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$14,855,670
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$12,644,834
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$13,543,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,911,107
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,177,006
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31EISNERAMPER LLP
Accountancy firm EIN2013-12-31131639826
2012 : SEVERN TRENT 401K SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$15,331,489
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$7,509,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,488,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,820,390
Value of total assets at end of year2012-12-31$76,345,235
Value of total assets at beginning of year2012-12-31$68,523,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$21,113
Total interest from all sources2012-12-31$396,330
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$947,250
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$947,250
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,065,435
Participant contributions at end of year2012-12-31$2,393,117
Participant contributions at beginning of year2012-12-31$2,228,340
Participant contributions at beginning of year2012-12-31$50,473
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$76,774
Other income not declared elsewhere2012-12-31$13,809
Administrative expenses (other) incurred2012-12-31$21,113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$7,822,199
Value of net assets at end of year (total assets less liabilities)2012-12-31$76,345,235
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$68,523,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$61,307,284
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$53,692,111
Interest on participant loans2012-12-31$104,597
Interest earned on other investments2012-12-31$291,733
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$12,644,834
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$12,533,919
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$7,153,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,678,181
Employer contributions (assets) at beginning of year2012-12-31$18,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,488,177
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31EISNERAMPER LLP
Accountancy firm EIN2012-12-31131639826
2011 : SEVERN TRENT 401K SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$6,014,725
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$7,470,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,428,001
Expenses. Certain deemed distributions of participant loans2011-12-31$20,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,155,868
Value of total assets at end of year2011-12-31$68,523,036
Value of total assets at beginning of year2011-12-31$69,978,812
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$22,072
Total interest from all sources2011-12-31$427,916
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$761,989
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$761,989
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,129,877
Participant contributions at end of year2011-12-31$2,228,340
Participant contributions at beginning of year2011-12-31$2,143,535
Participant contributions at end of year2011-12-31$50,473
Participant contributions at beginning of year2011-12-31$57,214
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$339,616
Administrative expenses (other) incurred2011-12-31$22,072
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,455,776
Value of net assets at end of year (total assets less liabilities)2011-12-31$68,523,036
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$69,978,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$53,692,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$55,630,358
Interest on participant loans2011-12-31$104,092
Interest earned on other investments2011-12-31$323,824
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$12,533,919
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$12,128,485
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,331,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,686,375
Employer contributions (assets) at end of year2011-12-31$18,193
Employer contributions (assets) at beginning of year2011-12-31$19,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,428,001
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31EISNERAMPER LLP
Accountancy firm EIN2011-12-31131639826
2010 : SEVERN TRENT 401K SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$13,721,833
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$5,695,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$5,684,177
Expenses. Certain deemed distributions of participant loans2010-12-31$-3,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$7,153,295
Value of total assets at end of year2010-12-31$69,978,812
Value of total assets at beginning of year2010-12-31$61,952,949
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$14,980
Total interest from all sources2010-12-31$177,624
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$619,153
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$619,153
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$5,068,122
Participant contributions at end of year2010-12-31$2,143,535
Participant contributions at beginning of year2010-12-31$2,033,589
Participant contributions at end of year2010-12-31$57,214
Participant contributions at beginning of year2010-12-31$53,919
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$325,066
Other income not declared elsewhere2010-12-31$19,487
Administrative expenses (other) incurred2010-12-31$14,980
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,025,863
Value of net assets at end of year (total assets less liabilities)2010-12-31$69,978,812
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$61,952,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$55,630,358
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$48,752,567
Interest on participant loans2010-12-31$114,637
Interest earned on other investments2010-12-31$62,987
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$11,094,275
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$12,128,485
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,541,233
Net investment gain or loss from common/collective trusts2010-12-31$211,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,760,107
Employer contributions (assets) at end of year2010-12-31$19,220
Employer contributions (assets) at beginning of year2010-12-31$18,599
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$5,684,177
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31EISNERAMPER LLP
Accountancy firm EIN2010-12-31131639826
2009 : SEVERN TRENT 401K SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SEVERN TRENT 401K SAVINGS PLAN

2019: SEVERN TRENT 401K SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SEVERN TRENT 401K SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SEVERN TRENT 401K SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SEVERN TRENT 401K SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SEVERN TRENT 401K SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SEVERN TRENT 401K SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SEVERN TRENT 401K SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SEVERN TRENT 401K SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SEVERN TRENT 401K SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SEVERN TRENT 401K SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002350
Policy instance 1
Insurance contract or identification number002350
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-09-28
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number002350
Policy instance 1
Insurance contract or identification number002350
Number of Individuals Covered2105
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002350
Policy instance 1
Insurance contract or identification number002350
Number of Individuals Covered1984
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002350
Policy instance 1
Insurance contract or identification number002350
Number of Individuals Covered2151
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002350
Policy instance 1
Insurance contract or identification number002350
Number of Individuals Covered2057
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $10,374
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees10374
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PROVIDER
Insurance broker organization code?4
Insurance broker nameWELLS FARGO ADVISORS INS AGENCY
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002350
Policy instance 1
Insurance contract or identification number002350
Number of Individuals Covered1965
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19,895
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees19895
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PROVIDER
Insurance broker organization code?4
Insurance broker nameWELLS FARGO ADVISORS INS AGENCY
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002350
Policy instance 1
Insurance contract or identification number002350
Number of Individuals Covered1887
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19,445
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002350
Policy instance 1
Insurance contract or identification number002350
Number of Individuals Covered1499
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,835
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

Potentially related plans

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