401k Plan data: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN plan

PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 401k Plan overview

Plan Name	PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN
Plan identification number	001

PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

PAGNOTTI ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.

Company Name: PAGNOTTI ENTERPRISES, INC.

Employer identification number (EIN): 232716071

NAIC Classification: 212110
NAIC Description: Coal Mining

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 MARK H DESTEFANO 2023-06-16 MARK H DESTEFANO 2023-06-16
001 2021-01-01 MARK H DESTEFANO 2022-06-06 MARK H DESTEFANO 2022-06-06
001 2020-01-01 MARK H DESTEFANO 2021-05-25 MARK H DESTEFANO 2021-05-25
001 2019-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 KIMBERLY GERRITY KIMBERLY GERRITY 2018-09-26
001 2016-01-01 MARK DESTEFANO MARK DESTEFANO 2017-10-09
001 2015-01-01 JILL KRAMER JILL KRAMER 2016-10-13
001 2014-01-01 LESLEY PIENKOWSKI LESLEY PIENKOWSKI 2015-10-15
001 2013-01-01 CHARLES PARENTE JR
001 2012-01-01 CHARLES PARENTE JR
001 2011-01-01 CHARLES PARENTE JR 2012-08-20
001 2010-01-01 CHARLES PARENTE JR 2011-09-30 MICHELENE KENNEDY 2011-09-30

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	MARK H DESTEFANO	2023-06-16	MARK H DESTEFANO	2023-06-16
001	2021-01-01	MARK H DESTEFANO	2022-06-06	MARK H DESTEFANO	2022-06-06
001	2020-01-01	MARK H DESTEFANO	2021-05-25	MARK H DESTEFANO	2021-05-25
001	2019-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	KIMBERLY GERRITY		KIMBERLY GERRITY	2018-09-26
001	2016-01-01	MARK DESTEFANO		MARK DESTEFANO	2017-10-09
001	2015-01-01	JILL KRAMER		JILL KRAMER	2016-10-13
001	2014-01-01	LESLEY PIENKOWSKI		LESLEY PIENKOWSKI	2015-10-15
001	2013-01-01	CHARLES PARENTE JR
001	2012-01-01	CHARLES PARENTE JR
001	2011-01-01	CHARLES PARENTE JR	2012-08-20
001	2010-01-01	CHARLES PARENTE JR	2011-09-30	MICHELENE KENNEDY	2011-09-30

Plan Statistics for PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN

401k plan membership statisitcs for PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN

Measure Date Value
2019: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 134
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 26
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 8
Total of all active and inactive participants 2019-01-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 35
Number of participants with account balances 2019-01-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 115
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 115
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 18
Total of all active and inactive participants 2018-01-01 134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 134
Number of participants with account balances 2018-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 2
2017: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 105
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 9
Total of all active and inactive participants 2017-01-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 115
Number of participants with account balances 2017-01-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 113
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 11
Total of all active and inactive participants 2016-01-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 125
Number of participants with account balances 2016-01-01 116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 112
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 115
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 12
Total of all active and inactive participants 2015-01-01 128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 128
Number of participants with account balances 2015-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 107
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 100
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 11
Total of all active and inactive participants 2014-01-01 112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 112
Number of participants with account balances 2014-01-01 112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 94
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 12
Total of all active and inactive participants 2013-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 107
Number of participants with account balances 2013-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 115
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 11
Total of all active and inactive participants 2012-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 127
Number of participants with account balances 2012-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1

Measure	Date	Value
2019: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	134
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	26
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	8
Total of all active and inactive participants	2019-01-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	35
Number of participants with account balances	2019-01-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	115
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	115
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	18
Total of all active and inactive participants	2018-01-01	134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	134
Number of participants with account balances	2018-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	2
2017: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	105
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	9
Total of all active and inactive participants	2017-01-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	115
Number of participants with account balances	2017-01-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	113
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	11
Total of all active and inactive participants	2016-01-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	125
Number of participants with account balances	2016-01-01	116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	112
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	115
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	12
Total of all active and inactive participants	2015-01-01	128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	128
Number of participants with account balances	2015-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	107
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	100
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	11
Total of all active and inactive participants	2014-01-01	112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	112
Number of participants with account balances	2014-01-01	112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	94
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	12
Total of all active and inactive participants	2013-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	107
Number of participants with account balances	2013-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	115
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	11
Total of all active and inactive participants	2012-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	127
Number of participants with account balances	2012-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1

Financial Data on PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN

Measure	Date	Value
2019 : PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$8,869,435
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$2,380,872
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$569,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$546,639
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$505,551
Value of total assets at end of year	2019-12-31	$5,092,585
Value of total assets at beginning of year	2019-12-31	$12,151,061
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$23,274
Total interest from all sources	2019-12-31	$15,388
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$34,045
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$34,045
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$355,445
Participant contributions at end of year	2019-12-31	$40,739
Participant contributions at beginning of year	2019-12-31	$176,395
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$26,050
Other income not declared elsewhere	2019-12-31	$22,271
Administrative expenses (other) incurred	2019-12-31	$23,274
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,810,959
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,092,585
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$12,151,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$2,041,903
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$5,860,608
Value of interest in pooled separate accounts at end of year	2019-12-31	$2,377,633
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$3,999,118
Interest on participant loans	2019-12-31	$4,049
Interest earned on other investments	2019-12-31	$11,339
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$632,310
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$2,114,940
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$852,865
Net investment gain/loss from pooled separate accounts	2019-12-31	$950,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$124,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$546,639
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MOORE & ASSOCIATES, PC
Accountancy firm EIN	2019-12-31	472508275
2018 : PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$286,402
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,272,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,231,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$925,457
Value of total assets at end of year	2018-12-31	$12,151,061
Value of total assets at beginning of year	2018-12-31	$13,136,975
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$40,903
Total interest from all sources	2018-12-31	$43,034
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$61,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$61,233
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$687,490
Participant contributions at end of year	2018-12-31	$176,395
Participant contributions at beginning of year	2018-12-31	$216,468
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$7,680
Other income not declared elsewhere	2018-12-31	$56,290
Administrative expenses (other) incurred	2018-12-31	$40,903
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-985,914
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$12,151,061
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$13,136,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$5,860,608
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$6,224,261
Value of interest in pooled separate accounts at end of year	2018-12-31	$3,999,118
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$4,201,393
Interest on participant loans	2018-12-31	$9,738
Interest earned on other investments	2018-12-31	$33,296
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$2,114,940
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$2,494,853
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-710,150
Net investment gain/loss from pooled separate accounts	2018-12-31	$-89,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$230,287
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,231,413
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MOORE & ASSOCIATES, PC
Accountancy firm EIN	2018-12-31	472508275
2017 : PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,639,644
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$202,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$159,502
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$882,263
Value of total assets at end of year	2017-12-31	$13,136,975
Value of total assets at beginning of year	2017-12-31	$10,699,453
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$42,620
Total interest from all sources	2017-12-31	$42,858
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$46,404
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$46,404
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$658,137
Participant contributions at end of year	2017-12-31	$216,468
Participant contributions at beginning of year	2017-12-31	$213,530
Other income not declared elsewhere	2017-12-31	$34,817
Administrative expenses (other) incurred	2017-12-31	$42,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,437,522
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$13,136,975
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$10,699,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$6,224,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$5,035,673
Value of interest in pooled separate accounts at end of year	2017-12-31	$4,201,393
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$3,184,933
Interest on participant loans	2017-12-31	$8,956
Interest earned on other investments	2017-12-31	$33,902
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$2,494,853
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$2,265,317
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$834,201
Net investment gain/loss from pooled separate accounts	2017-12-31	$799,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$224,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$159,502
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MOORE & ASSOCIATES, PC
Accountancy firm EIN	2017-12-31	472508275
2016 : PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,559,815
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$647,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$615,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$850,632
Value of total assets at end of year	2016-12-31	$10,699,453
Value of total assets at beginning of year	2016-12-31	$9,787,181
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$31,999
Total interest from all sources	2016-12-31	$36,683
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$59,669
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$59,669
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$610,829
Participant contributions at end of year	2016-12-31	$213,530
Participant contributions at beginning of year	2016-12-31	$135,970
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$37,778
Other income not declared elsewhere	2016-12-31	$32,081
Administrative expenses (other) incurred	2016-12-31	$31,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$912,272
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$10,699,453
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$9,787,181
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$5,035,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$6,253,483
Value of interest in pooled separate accounts at end of year	2016-12-31	$3,184,933
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,195,920
Interest on participant loans	2016-12-31	$6,300
Interest earned on other investments	2016-12-31	$30,383
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$2,265,317
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$2,201,808
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$413,026
Net investment gain/loss from pooled separate accounts	2016-12-31	$167,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$202,025
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$615,544
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MOORE & ASSOCIATES, PC
Accountancy firm EIN	2016-12-31	472508275
2015 : PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$878,033
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$274,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$244,655
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$851,162
Value of total assets at end of year	2015-12-31	$9,787,181
Value of total assets at beginning of year	2015-12-31	$9,183,589
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$29,786
Total interest from all sources	2015-12-31	$37,187
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$62,096
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$62,096
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$547,425
Participant contributions at end of year	2015-12-31	$135,970
Participant contributions at beginning of year	2015-12-31	$158,921
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$119,159
Other income not declared elsewhere	2015-12-31	$27,907
Administrative expenses (other) incurred	2015-12-31	$29,786
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$603,592
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$9,787,181
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$9,183,589
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$6,253,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$5,794,355
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,195,920
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,167,223
Interest on participant loans	2015-12-31	$6,230
Interest earned on other investments	2015-12-31	$30,957
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$2,201,808
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$2,063,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-80,271
Net investment gain/loss from pooled separate accounts	2015-12-31	$-20,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$184,578
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$244,655
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MOORE & ASSOCIATES, PC
Accountancy firm EIN	2015-12-31	472508275
2014 : PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,263,067
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$801,234
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$772,829
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$871,436
Value of total assets at end of year	2014-12-31	$9,183,589
Value of total assets at beginning of year	2014-12-31	$8,721,756
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$28,405
Total interest from all sources	2014-12-31	$42,812
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$63,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$508,362
Participant contributions at end of year	2014-12-31	$158,921
Participant contributions at beginning of year	2014-12-31	$152,690
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$187,140
Other income not declared elsewhere	2014-12-31	$26,105
Administrative expenses (other) incurred	2014-12-31	$28,405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$461,833
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$9,183,589
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$8,721,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$5,794,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$5,161,318
Value of interest in pooled separate accounts at end of year	2014-12-31	$1,167,223
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$850,301
Interest on participant loans	2014-12-31	$6,649
Interest earned on other investments	2014-12-31	$36,163
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$2,063,090
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$2,557,447
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$259,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$175,934
Income. Dividends from common stock	2014-12-31	$63,456
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$772,829
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	DENNIS R MOORE & ASSOCIATES, LLC
Accountancy firm EIN	2014-12-31	364679376
2013 : PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,852,559
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$345,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$321,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$614,331
Value of total assets at end of year	2013-12-31	$8,721,756
Value of total assets at beginning of year	2013-12-31	$7,215,121
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$24,797
Total interest from all sources	2013-12-31	$44,764
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$40,182
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$40,182
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$458,359
Participant contributions at end of year	2013-12-31	$152,690
Participant contributions at beginning of year	2013-12-31	$156,456
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$7,992
Other income not declared elsewhere	2013-12-31	$22,037
Administrative expenses (other) incurred	2013-12-31	$24,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,506,635
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$8,721,756
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,215,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,161,318
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,190,480
Value of interest in pooled separate accounts at end of year	2013-12-31	$850,301
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$960,259
Interest on participant loans	2013-12-31	$6,509
Interest earned on other investments	2013-12-31	$38,255
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$2,557,447
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,907,926
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$847,967
Net investment gain/loss from pooled separate accounts	2013-12-31	$283,278
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$147,980
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$321,127
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DENNIS R MOORE & ASSOCIATES, LLC
Accountancy firm EIN	2013-12-31	364679376
2012 : PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,368,115
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$314,591
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$293,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$731,610
Value of total assets at end of year	2012-12-31	$7,215,121
Value of total assets at beginning of year	2012-12-31	$6,161,597
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$21,069
Total interest from all sources	2012-12-31	$41,900
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$52,097
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$52,097
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$491,424
Participant contributions at end of year	2012-12-31	$156,456
Participant contributions at beginning of year	2012-12-31	$152,653
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$73,369
Other income not declared elsewhere	2012-12-31	$20,279
Administrative expenses (other) incurred	2012-12-31	$21,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,053,524
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,215,121
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,161,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,190,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,315,508
Value of interest in pooled separate accounts at end of year	2012-12-31	$960,259
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$992,037
Interest on participant loans	2012-12-31	$6,226
Interest earned on other investments	2012-12-31	$35,674
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,907,926
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,701,399
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$412,738
Net investment gain/loss from pooled separate accounts	2012-12-31	$109,491
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$166,817
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$293,522
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DENNIS R MOORE & ASSOCIATES, LLC
Accountancy firm EIN	2012-12-31	364679376

Form 5500 Responses for PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN

2019: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PAGNOTTI ENTERPRISES, INC. TAX-FAVORED SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

039753

Policy instance

Insurance contract or identification number	039753
Number of Individuals Covered	35
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

039753

Policy instance

Insurance contract or identification number	039753
Number of Individuals Covered	115
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

039753

Policy instance

Insurance contract or identification number	039753
Number of Individuals Covered	128
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

039753

Policy instance

Insurance contract or identification number	039753
Number of Individuals Covered	112
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

039753

Policy instance

Insurance contract or identification number	039753
Number of Individuals Covered	107
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

039753

Policy instance

Insurance contract or identification number	039753
Number of Individuals Covered	127
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	PAGNOTTI ENTERPRISES, INC.
Employer identification number (EIN):	232716071
NAIC Classification:	212110
NAIC Description:	Coal Mining